State of Washington v. Kelly Eugene Small ( 2019 )

FILED
MARCH 14, 2019
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, ) No. 35451-2-III
) (consolidated with
Respondent, ) No. 35799-6-III)
)
v. )
)
KELLY EUGENE SMALL, ) UNPUBLISHED OPINION
)
Appellant. )
In re the Personal Restraint of )
)
KELLY EUGENE SMALL, )
)
Petitioner. )
LAWRENCE-BERREY, C.J. — Kelly Small appeals his modified sentence. He
argues the resentencing court erred by increasing his burglary sentence based on the
sexual motivation aggravator, contrary to our mandate. We disagree.
He also argues the resentencing court was collaterally estopped from increasing his
burglary sentence based on the presence of the victim in the residence aggravator. We
agree. We nevertheless affirm, because a majority of the panel believes that the
resentencing court clearly would have imposed the same sentence had it considered only
No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
the sexual motivation aggravator.
FACTS
Kelly Small was convicted of rape in the first degree (count 2), burglary in the first
degree (count 3), and forgery (count 4). The convictions arise out of conduct that
occurred in February 2006. With respect to the burglary, the jury found two aggravating
factors beyond a reasonable doubt: (1) that the victim was present in the residence when
the crime of burglary was committed, and (2) that the defendant committed the burglary
with sexual motivation.
For the rape conviction, the original sentencing court imposed a sentence of 236
months’ confinement, plus 60 months for the aggravating factor of deliberate cruelty, plus
another 60 months for the aggravating factor of particular vulnerability of the victim.
For the burglary conviction, the court imposed a sentence of 89 months’
confinement plus a 24 month sexual motivation enhancement. The court imposed the
sexual motivation enhancement because of RCW 9.94A.533(8)(a). For class A felony
convictions committed with sexual motivation, RCW 9.94A.533(8)(a) mandates 24
months added to the total period of confinement.
Notably, the court did not impose any additional time for the aggravating factor of
the victim’s presence in the residence. The court explained:
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
The Court did not impose an additional sentence for the aggravating
circumstances that the victim was present in the building [for count 3].
I felt that that was included in burg one, and in rape one.
Report of Proceedings (Oct. 5, 2012) at 2822-23.
In its written conclusions of law, the court reiterated:
5. The Court imposes no additional sentence regarding the jury’s
finding that the victim of the burglary was present in the building or
residence when the crime was committed . . . .
Clerk’s Papers (CP) at 74.
For the forgery conviction, the court imposed 12 months of confinement. The
sentencing court ran the burglary and forgery sentences concurrent with the 356 month
rape sentence, and then added the 24 month mandatory sexual motivation enhancement.
The total sentence was 380 months of confinement.
In an unpublished decision, this court remanded for resentencing on the burglary
count. State v. Small, No. 31185-6-III, slip op. at 15 (Wash. Ct. App. Mar. 7, 2017)
(unpublished), http://www.courts.wa.gov/opinions/pdf/311856_unp.pdf. We recite the
relevant portion of the decision:
Mr. Small next argues the trial court erred when it added 24 months
to his total period of confinement under RCW 9.94A.533(8) because the
statute authorizes (and mandates) additional time where there is a finding of
sexual motivation only “for felony crimes committed on or after July 1,
2006.” The burglary of Ms. Murphy’s home, alleged and found to be
sexually motivated, occurred in February 2006.
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
The State concedes that the mandatory 24-month addition to the
sentence was not authorized given the date of the crime, but points out that
the State had also asked the court to impose an exceptional sentence in light
of the jury’s finding of sexual motivation for the burglary. Because an
addition to the sentence would be authorized as an exceptional sentence
under RCW 9.94A.535(3)(f), the State argues that the erroneous reliance on
RCW 9.94A.533(8) was harmless. It argues that remand “is necessary only
if it is not clear whether [the] trial court would have imposed the same
sentence based on valid factors alone” and contends that in this case, “the
court’s intent to impose [an] exceptional sentence[ was] clear.” Br. of
Resp’t at 35-36 (citing State v. Smith, 82 Wash. App. 153, 161, 916 P.2d 960
(1996)).
It is not clear to us that the court would have imposed a discretionary
exceptional sentence based on the sexual motivation finding. The court did
not increase Mr. Small’s sentence at all based on one of the aggravating
circumstance found by the jury (that Ms. Murphy was in her home at the
time of the burglary), and in orally announcing its sentencing decision, it
thrice characterized the 24-month increase for the sexual motivation finding
as mandatory, not discretionary. See RP at 2817-18 (“The Court is also
required to add,” “There’s a 24-month required for,” and, “The Court is also
required to impose an additional sentence, under 9.94A.533(8) because of
sexual motivation involved in the burglary.”).
We find no indication that the trial court would have imposed an
exceptional sentence for the burglary count8 had it realized that the addition
of 24 months presently required by RCW 9.94A.533(8) did not apply. We
remand for resentencing on the burglary count.
______________
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The trial court would have to impose 267 additional months for the
burglary conviction to reach the same sentence of 380 months, since it ran
the burglary sentence concurrently.
Id. at 14-15.
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
The original trial judge retired, so a different judge presided over the resentencing.
The resentencing court entered the following findings of fact:
 On Count 3, the jury found two aggravating factors beyond a
reasonable doubt: that the victim was present in the residence when
the crime of burglary was committed, and that the defendant
committed the burglary with sexual motivation.
 That each finding is a separate basis for an exceptional sentence.
 The original sentencing on Count 3 was supported by the
aggravating factors, and it appears the imposition of 24 months was
based on those factors and not on RCW 9.94A.533(a).[1]
 The Court now finds that both aggravating factors found by the jury
on Count 3 support an exceptional sentence of 24 months
consecutive. In addition, the standard range sentence at the high end
of sentencing range based on an offender score of 7.
 That pursuant to RCW 9.94A.535, the Court now imposes an
exceptional sentence on Count 3.
 That the Court’s sentence is based on the aggravating factors,
and is not based on any mandatory sentencing provision in
RCW 9.94A.533(a)[sic].
CP at 8-9.
The court then ordered the original sentence to be modified so that the 24
month aggravated sentence ran consecutive to the 89 month burglary sentence and
the 356 month rape sentence, for a total confinement of 380 months.2
1
The resentencing court meant RCW 9.94A.533(8)(a).
2
The sentence is a hybrid sentence under RCW 9.94A.589 and is possibly
improper. See In re Pers. Restraint of Green, 170 Wash. App. 328, 337-39, 283
P.3d 606 (2012) (persuasively arguing that a hybrid sentence under any subsection of
RCW 9.94A.589 is improper) (Johanson, A.C.J., dissenting). But Mr. Small did not raise
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
Mr. Small appeals his resentence.
ANALYSIS
A. THE RESENTENCING COURT WAS NOT PRECLUDED FROM IMPOSING AN
EXCEPTIONAL SENTENCE BASED ON THE SEXUAL MOTIVATION AGGRAVATOR
Mr. Small argues that the trial court exceeded its authority and imposed an
exceptional sentence based on the sexual motivation aggravator, contrary to our mandate.
We disagree.
“The trial court’s discretion to resentence on remand is limited by the scope of the
appellate court’s mandate.” State v. Kilgore, 167 Wash. 2d 28, 42, 216 P.3d 393 (2009).
This court’s mandate did not instruct the trial court to strike the exceptional sentence.
Small, No. 31185-6-III, slip. op. at 14-15. Instead, the sentencing record was unclear
whether the trial court would have imposed an exceptional sentence based on an
appropriate basis, RCW 9.94A.535(3)(f). For this reason, we remanded.
this issue. Had he raised it and prevailed, the remedy would have been to remand with
instructions for the resentencing court to make the entire burglary sentence and
aggravator concurrent, or the entire burglary sentence and aggravator consecutive. See
State v. Grayson, 130 Wash. App. 782, 786, 125 P.3d 169 (2005).
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State v. Small; PRP of Small
B. THE RESENTENCING COURT WAS COLLATERALLY ESTOPPED FROM IMPOSING
AN EXCEPTIONAL SENTENCE BASED ON THE PRESENCE OF THE VICTIM IN THE
RESIDENCE AGGRAVATOR
Mr. Small contends that the resentencing court was collaterally estopped from
imposing an exceptional sentence based on the presence of the victim in the residence
aggravator. We agree.
The doctrine of collateral estoppel is embodied in the Fifth Amendment to the
United States Constitution’s guaranty against double jeopardy. State v. Tili, 148 Wash. 2d
350, 360, 60 P.3d 1192 (2003). Also known as issue preclusion, the doctrine prohibits the
relitigation of an issue of ultimate fact between the same parties that has previously been
determined by a valid and final judgment. Id. (quoting Ashe v. Swenson, 397 U.S. 436,
443, 90 S. Ct. 1189, 25 L. Ed. 2d 469 (1970)). Collateral estoppel applies to criminal
cases. Id.
Upon remand for resentencing, the court may not impose an exceptional sentence
based on aggravating factors that were considered at the time of the original sentencing
and rejected as a basis for an exceptional sentence. State v. Collicott, 118 Wash. 2d 649,
661, 827 P.2d 263 (1992) (plurality opinion). In Collicott, the original sentencing court
rejected the State’s request to impose an exceptional sentence for the defendant’s crime of
rape and kidnapping based on deliberate cruelty to the victim. The Washington Supreme
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
Court held that upon resentencing, the trial court was estopped from imposing an
exceptional sentence on the State’s repeat assertion that deliberate cruelty to the victim
justified an exceptional sentence. Id.
The State contends that Collicott was called into question by Tili because the case
did not command a majority. The Tili court held that Collicott’s discussion of collateral
estoppel was not mandatory authority for this reason, but explicitly decided not to
overrule Collicott. The Tili court instead distinguished Collicott on the facts. Tili, 148
Wash. 2d at 363-64.
In Tili, the defendant was originally sentenced to 417 months for three separate
counts of rape for three separate acts of penetration, resulting in consecutive sentences.
Id. at 356-57, 362. The original sentencing court did not impose an exceptional sentence,
but noted that if the three rapes were considered the same criminal conduct on appeal,
then the court would have imposed an exceptional sentence upward. Id. at 357. The
Court of Appeals remanded for resentencing, holding that the rapes constituted the same
criminal conduct. Id. At resentencing, the court sentenced the defendant to 417
months—this time by imposing an exceptional sentence based on deliberate cruelty,
vulnerability of the victim, and the multiple penetrations. Id.
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
After the second appeal, the Washington Supreme Court held that collateral
estoppel did not prevent an exceptional sentence in Tili’s case because the court that
resentenced Tili was faced with a different sentencing context. Id. at 362. In the first
sentencing, the court had to determine whether an exceptional sentence was warranted
even though the court had already imposed three consecutive rape sentences. Id. at 362-
63. In resentencing, the standard range sentence was significantly lower because the rape
convictions were considered the same criminal conduct and, therefore, not subject to
consecutive sentences. Id. at 363. Whether the crime warranted an exceptional sentence
above the much lower standard range posed a different issue to the trial court. Id. Hence,
the issue decided in the first sentencing was not identical to that decided in the second.
Id.
Here, the original sentencing court explicitly determined it would not impose an
exceptional sentence based on the victim’s presence in the building because it believed
that the aggravating circumstance was already included in the first degree burglary and
first degree rape sentences. The State did not appeal this issue. Yet, the State asked the
resentencing court to rely on this same aggravating circumstance to justify, in part, an
exceptional burglary sentence. The trial court erred in doing so.
9
No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
But as noted in our previous opinion, remand is necessary only if it is not clear
whether the trial court would have imposed the same sentence based on the valid factor
alone. Smith, 82 Wash. App. at 161. Here, a majority of the panel believes that the
resentencing court clearly would have imposed the same sentence had it considered only
one aggravator, the sexual motivation aggravator. Resentencing, therefore, is not
required.
PERSONAL RESTRAINT PETITION (PRP)
Mr. Small filed a PRP on January 17, 2018. He raises four distinct arguments that
we reject.
In a PRP, the burden of proof shifts from the State to the petitioner. In re Pers.
Restraint of Hagler, 97 Wash. 2d 818, 819, 650 P.2d 1103 (1982). Whether the challenge is
based on constitutional or nonconstitutional error, a petitioner must support a PRP with
facts or evidence on which claims of unlawful restraint are based and not rely solely on
conclusory allegations. In re Pers. Restraint of Spencer, 152 Wash. App. 698, 706, 218
P.3d 924 (2009).
“[A] PRP may not renew an issue raised and rejected on direct appeal unless the
interests of justice require relitigation of that issue.” Id. A petitioner is permitted to
challenge errors of constitutional magnitude that result in “actual and substantial
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
prejudice” and nonconstitutional errors that “constitute a fundamental defect and
inherently result in a complete miscarriage of justice.” Id.
First PRP argument: Calculation of offender score
Mr. Small first contends that the sentencing court improperly calculated his
offender score by including in his score convictions from the “Bauer case,” Okanogan
Superior Court Case No. 12-1-00265-5. The court severed the Bauer case from the
present trial. He argues this would have reduced his score from 13 points to 4 points.
At sentencing, the State argued that the offenses in the Bauer case should be
counted as other current offenses. Mr. Small requested that the two cases—the Bauer
case and the present case—be sentenced together. The State responded that Mr. Small
does not have a right to be sentenced under both trials together once they were severed.
The court agreed with the State and proceeded with sentencing only on the present
charges.
Mr. Small cites to State v. Hunley, 175 Wash. 2d 901, 909, 287 P.3d 584 (2012) for
the proposition that a sentence is unconstitutional when the State fails to prove
convictions by a preponderance of the evidence. However, Mr. Small does not identify
how the crimes from the Bauer case were not proved by a preponderance of the evidence.
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
In fact, Mr. Small’s trial counsel, Brian Gwinn, acknowledged that Mr. Small had been
convicted, but not yet sentenced, of the other offenses.
A conviction is defined as a verdict of guilty, a finding of guilty, or an acceptance
of plea of guilty. RCW 9.94A.030(9). Because the Bauer case resulted in a guilty
verdict, these counts constitute convictions even though Mr. Small had not yet been
sentenced. We reject Mr. Small’s first PRP argument.
Second PRP argument: Insufficient proof of Bauer conviction
Mr. Small contends that the trial court did not have certified copies of the jury
verdict from the Bauer case. Mr. Small cites State v. Wilson, 113 Wash. App. 122, 139, 52
P.3d 545 (2002), for the proposition that the State may not rely on an unauthenticated
judgment to prove a prior conviction. He also cites State v. Mendoza, 139 Wash. App. 693,
698-99, 162 P.3d 439 (2007), aff’d, 165 Wash. 2d 913, 205 P.3d 113 (2009), for the
proposition that a criminal defendant generally cannot waive the right to challenge the
trial court’s offender score calculation.
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No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
Here, Mr. Small concedes in his PRP that the jury found him guilty in the Bauer
case and admits his offender score would be 13 if those convictions are counted:
[W]e believe that Mr. Small should be scored separately from the additional
counts which he was recently convicted of, specifically in the Bauer
case. . . . We’re in agreement that it would be 13 points if you count all
those, the prior convictions and what has been deemed prior convictions
include the Bauer case.
PRP at 4. Even if the court utilized an unauthenticated verdict at sentencing, given the
admitted correctness of it, Mr. Small’s nonconstitutional argument does not meet the
“complete miscarriage of justice” threshold for PRP review. We reject Mr. Small’s
second PRP argument.
Third PRP argument: Imposition of RCW 9.94A.533(8)(a) sexual motivation
enhancement
Mr. Small contends that the court erred when it imposed the RCW 9.94A.533(8)(a)
sexual motivation enhancement. He argues the enhancement does not apply because the
burglary occurred months before the statute became effective. Mr. Small’s argument is
correct and is the reason we remanded his original appeal for resentencing. Mr. Small
received relief based on this argument; he was resentenced. He is not entitled to
additional relief. We reject Mr. Small’s third PRP argument.
13
No. 35451-2-III; No. 35799-6-III
State v. Small; PRP of Small
Fourth PRP argument: Exceptional sentence violated various state and federal
constitutional provisions
Mr. Small notes he was acquitted of attempted premeditated first degree murder,
but convicted of first degree rape with the aggravating factor of deliberate cruelty. He
implies that the jury’s verdict was inconsistent, and the court should not have increased
his first degree rape sentence by 60 months on the basis of the deliberate cruelty
aggravator. He asserts that the aggravated sentencing statute was applied to him in
violation of the Sixth Amendment to the United States Constitution.
First, we perceive nothing inconsistent in the jury’s verdict. Second, naked
castings into the constitutional sea are not sufficient to command judicial consideration
and discussion. State v. Boot, 81 Wash. App. 546, 550, 915 P.2d 592 (1996) (quoting State
v. Olivas, 122 Wash. 2d 73, 82, 856 P.2d 1076 (1993)). We reject Mr. Small’s fourth PRP
argument.
Finally, Mr. Small has asked that we waive imposition of appellate costs in the
event the State substantially prevails. In accordance with our general order dated
February 19, 2019, we defer this request to our clerk or commissioner.
14
No. 35451-2-111; No. 35799-6-111
State v. Small; P RP of Small
Affirmed.
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to
RCW 2.06.040.
Lawrence-Berrey, C.J.
WE CONCUR:
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