State Of Washington v. Patrick Joseph Mullen ( 2015 )

FILED
COURT OF APPEALS
DIVISION I1
2015 MAR 10 AM 8 35
STATE" OF SW ' P1
BY
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
STATE OF WASHINGTON, No. 45013 -5 -II
Respondent,
v.
PATRICK JOSEPH MULLEN, PART PUBLISHED OPINION
Appellant.
JOHANSON, C. J. — Patrick Joseph Mullen appeals his jury convictions for felony driving
under the influence (DUI) and second degree driving while license suspended or revoked (DWLS).
Mullen argues that the trial court violated his due process rights when it declined to give his
proposed jury instruction requiring the State to prove beyond a reasonable doubt that alcohol or
drugs were involved in his prior conviction for reckless driving. In the published portion of this
opinion, we agree with Mullen. Mullen' s remaining arguments are addressed in the unpublished
portion of this opinion. We reverse Mullen' s felony DUI conviction, remand to the trial court to
enter a misdemeanor DUI conviction, and affirm his second degree DWLS conviction.
No. 45013 -5 - II
FACTS
In March 2013, State Trooper Cliff Roberts arrested Mullen after he observed Mullen' s
erratic driving and suspected that he was under the influence. The State charged Mullen with
driving2 —
felony DUI' —based in part on a prior 2008 conviction for reckless and with second
degree DWLS.3
Mullen filed a motion to ,exclude the 2008 reckless driving conviction as a qualifying prior
offense for felony DUI because there was no proof beyond a reasonable doubt that alcohol or drugs
were involved in the 2008 offense. The trial court denied this motion.
Mullen proposed the following jury instruction, defining a " prior offense" for felony DUI:
A "prior offense" means any of the following:
1) A conviction for a violation of RCW 46.61. 502 ( Driving Under the
Influence) or an equivalent local ordinance;
2) A conviction for a violation of RCW 46. 61. 504 ( Physical Control) or an
equivalent local ordinance;
3) A conviction for a violation of RCW 46. 61. 5249 ( Negligent Driving in
the First Degree), RCW 46.61. 500 ( Reckless Driving), or RCW 9A.36. 050
Reckless Endangerment) or an equivalent local ordinance, if the conviction is the
result of a charge that was originally filed as a violation of RCW 46. 61. 502 (Driving
Under the Influence) or RCW 46. 61. 504 ( Physical Control) and the State has
proven beyond a reasonable doubt that the prior incident was alcohol or drug
related.
Clerk' s Papers ( CP) at 77 ( emphasis added). The trial court declined to give his proposed
instruction.
1 RCW 46. 61. 502( 6)( a).
2 Former RCW 46. 61. 500 ( 1990).
3 RCW 46. 20. 342( 1)( b).
2
No. 45013 -5 -II
The jury convicted Mullen of felony DUI and second degree DWLS. Mullen appeals both
convictions.
ANALYSIS
This case presents an issue of first impression: whether the State must prove beyond a
reasonable doubt that a prior conviction for reckless driving involved alcohol or drugs in order to
use' that conviction as a prior offense to elevate a misdemeanor DUI to a felony. Mullen argues
that after our Supreme Court' s decision in City of Walla Walla v. Greene, 154 Wash. 2d 722, 116
P.3d 1008 ( 2005), cert. denied, 546 U.S. 1174 ( 2006), the involvement of alcohol or drugs in a
prior conviction for reckless driving is an essential element when the State seeks to use that
conviction to elevate misdemeanor DUI to a felony. Because it is an essential element, Mullen
argues that due process requires it be proven beyond a reasonable doubt and to a jury and that the
trial court violated his due process rights when it refused to give his proposed jury instruction. The
State argues that whether alcohol or drugs was involved in the prior conviction is a threshold legal
question for the trial court to decide. We agree with Mullen.
A. THRESHOLD ISSUES: INVITED ERROR AND WAIVER
1. INVITED ERROR
The State argues that invited error applies because Mullen' s " Motion to Exclude Prior
Offense" created the circumstance in which the trial court determined, as a matter of law, whether
the reckless driving conviction qualified as a prior offense. We disagree.
I]nvited error doctrine is a strict rule that precludes a criminal defendant from seeking
appellate review of an error he helped create, even when the alleged error involves constitutional
3
No. 45013 -5 -II
rights." State v. Carson, 179 Wash. App. 961, 973, 320 P.3d 185, review granted, 181 Wash. 2d 1001
2014).
The State argues that Mullen invited error here because he improperly framed the issue in
his motion as a request for the court to determine whether his reckless driving should be excluded
as a prior offense. But the State misunderstands Mullen' s motion. Mullen' s motion requested a
finding that, in light of Greene, and as a matter of law, the State could not prove beyond a
reasonable doubt that drugs and alcohol were involved in the prior conviction. Mullen did not ask
the court to determine a solely legal question; instead, he asked it to consider the facts that the
State intended to establish and to find that the State could not prove an essential element beyond a
reasonable doubt. We, therefore, reject the State' s invited error argument.
2. WAIVER
The State next argues that Mullen waived his right to argue for the first time on appeal that
a jury should determine whether alcohol or drugs were involved in the prior offense because he
did not move for reconsideration of the trial court' s denial of his motion to exclude. We disagree.
We generally decline to review claims that are raised for the first time on appeal. RAP
2. 5( a). We will, however, review an argument for the first time if it concerns a " manifest error
affecting a constitutional right." RAP 2. 5( a)( 3). An error affecting a constitutional right is
manifest if the appellant can show actual prejudice. State v. Gordon, 172 Wash. 2d 671, 676, 260
P.3d 884 ( 2011).
We disagree that Mullen waived his due process argument by failing to move for
reconsideration for three reasons. First, Mullen' s motion to exclude anticipated a question of fact
for jury determination. CP at 7 ( " There remains an unproven question of fact as to whether the
4
No. 45013 -5 -II
prior incident involved alcohol or drugs. "). Second, the State points us to no case law to support
the proposition that preserving this argument for appeal required a motion for reconsideration.
And third, Mullen preserved this argument when he proposed a jury instruction that required proof
beyond a reasonable doubt that the prior incident was alcohol or drug related." CP at 77. It was
squarely within the trial court' s authority to give Mullen' s proposed jury instruction and it
declined. During discussion about jury instructions, Mullen stated,
I just want to formally object. I don' t think that the State' s proffered instruction of
a prior offense is a correct statement of the law. It would violate due process, In re
Winship[, 397 U.S. 358, 90 S. Ct. 1068, 25 L. Ed. 2d 368 ( 1970)], allowing him to
potentially be found guilty for an offense that was not proven beyond a reasonable
doubt to be a qualifying offense.
Report of Proceedings ( RP) ( June 14, 2013) at 106. Mullen did not waive his due process
argument.
Because the State' s invited error argument fails and the proposed jury instruction preserved
Mullen' s argument for appeal, we continue to the merits of Mullen' s argument.
B. WHETHER A PRIOR CONVICTION INVOLVED ALCOHOL OR DRUGS
IS AN ESSENTIAL ELEMENT OF FELONY DUI
Mullen argues that, after Greene, the involvement of alcohol or drugs in the prior
conviction is an essential element of felony DUI that must be proven beyond a reasonable doubt
and to a jury. The State argues that whether the reckless driving conviction qualifies as a prior
offense is a threshold legal question for the trial court to decide. We agree with Mullen that the
State must prove beyond a reasonable doubt that his prior reckless driving conviction involved
alcohol or drugs in order to elevate the misdemeanor DUI to a felony DUI.
5
No. 45013 -5 -II
1. STANDARD OF REVIEW AND RELEVANT LAW
The Sixth Amendment to the United States Constitution guarantees a criminal defendant' s
right to have elements determined by a jury. U. S. CONST. amend. VI; Alleyne v. United States,
U. S. , 133 S. Ct. 2151, 2155, 186 L. Ed. 2d 314 ( 2013); State v. Roswell, 165 Wash. 2d 186,
192, 196 P.3d 705 ( 2008); State v. Oster, 147 Wash. 2d 141, 146, 52 P.3d 26 ( 2002). Due process
requires the State to prove each essential element of a crime beyond a reasonable doubt. U.S.
CONST. amend. XIV; WASH. CONST. art. I, § 22; In re Winship, 397 U.S. at 364; Oster, 147 Wash. 2d
at 146. Whether an issue presents a question of law or fact and, thus, whether the trial court has
the authority to decide it, is a question of law that we review de novo. State v. Chambers, 157 Wn.
App. 465, 474, 237 P.3d 352 ( 2010), review denied, 170 Wash. 2d 1031 ( 2011); State v. Miller, 156
Wash. 2d 23, 27, 123 P.3d 827 ( 2005). Therefore, in order to determine whether a fact must be found
by a jury beyond a reasonable doubt, this court must first determine whether the fact is an
element" of the offense charged. Alleyne, 133 S. Ct. at 2158.
A person is guilty of felony DUI if he ( 1) " drives a vehicle within this state," ( 2) has " within
two hours after driving, an alcohol concentration of 0. 08 or higher," and ( 3) " has four or more
prior offenses within ten years as defined in RCW 46. 61. 5055." RCW 46. 61. 502( 1)( a), ( 6)( a).
Reckless driving may qualify as a prior offense " if the conviction is the result of a charge that was
originally filed as a violation of RCW 46. 61. 502 [ DUI]." RCW 46. 61. 5055( 14)( a)( x). " Any
person who drives any vehicle in willful or wanton disregard for the safety of persons or property
is guilty of reckless driving." RCW 46. 61. 500( 1).
In Greene, our Supreme Court held that " due process is satisfied for the purposes of this
mandatory enhancement if the prior conviction exists and the [ State] can establish that intoxicating
6
No. 45013 -5 -II
liquor or drugs were involved in that prior offense." 154 Wash. 2d at 728 ( applied to a prior
conviction for first degree negligent driving). Therefore, the issue here is whether the involvement
of alcohol or drugs is an essential element of a felony DUI or a threshold legal question for the
trial court to determine. We hold that because the legislature' s intent was to charge defendants
who are guilty of prior alcohol- or drug -related offenses with felony DUI, the involvement of
alcohol or drugs in prior convictions is an essential element that must be proven to a jury where it
was not an essential element of the prior conviction itself.
2. DISCUSSION
a. WHAT IS AN ESSENTIAL ELEMENT OF A CRIME
The United States Supreme Court has recently decided several cases that provide guidance
in determining what facts are essential elements that must be proven to a jury. In Alleyne, the
Supreme Court held that whether the defendant had brandished his weapon was a fact and must be
tried to a jury because "[ b] ut for a finding of brandishing, the penalty is five years to life in prison;
with a finding of brandishing, the penalty becomes seven years to life." 133 S. Ct. at 2160.
Although unlike Alleyne this case does not involve sentencing, the issue is similar where but for a
finding that the reckless driving conviction involved alcohol or drugs, the penalty is one year for
a misdemeanor DUI, and with a finding that alcohol or drugs were involved, Mullen' s standard
range sentence is 22 to 29 months for a felony DUI. Mullen' s case is even stronger than Alleyne
because without a finding that alcohol or drugs were involved in his reckless driving conviction,
Mullen is guilty of an entirely different offense, misdemeanor DUI.
Applying the same principle to upward deviations in sentencing in Blakely v. Washington,
542 U.S. 296, 303 -05, 124 S. Ct. 2531, 159 L Ed. 2d 403 ( 2004), the Supreme Court held that
7
No. 45013 -5 -II
when a defendant is sentenced to more than the statutory maximum standard range, he is entitled
to a jury determination of any facts that justified the upward deviation. The Court held that the
defendant was entitled to a jury determination of any factor that could increase his standard range
sentence. Blakely, 542 U.S. at 303 -04. Although Blakely involved an upward deviation from the
standard sentencing range and Mullen received a standard range sentence, Alleyne' s and Blakely' s
reasoning is relevant to Mullen because it supports a requirement that facts that justify an increased
penalty be tried to a jury.
In Washington, similar reasoning has been applied to offenses that rely on past convictions
to elevate a crime from a misdemeanor to a felony. See, e. g., Roswell, 165 Wash. 2d at 192 -93; Oster,
147 Wash. 2d at 145 -47. Although neither Oster nor Roswell are directly on point, their reasoning is
persuasive. In Oster, the defendant was charged with felony violation of a domestic violence no-
contact order. 147 Wash. 2d at 143. The charge was elevated to a felony because he had two or more
prior convictions for violating a no- contact order. Oster, 147 Wash. 2d at 143 -44. Our Supreme
Court held that "[ ajs set forth in the statute, the prior convictions function as an element of the
felony violation of a no contact order." Oster, 147 Wash. 2d at 146. Because the trial court properly
instructed the jury on finding prior convictions beyond a reasonable doubt, however, our Supreme
Court affirmed Oster' s felony conviction. Oster, 147 Wash. 2d at 145 -47.
Similarly, in Roswell, the defendant was charged with communication with a minor for
immoral purposes, a gross misdemeanor that would be elevated to a felony if he had been
previously convicted of a felony sexual offense. 165 Wash. 2d at 190. Our Supreme Court stated,
For example, here, if Roswell had had no prior felony sex offense convictions, he could not have
been charged or convicted offelony communication with a minor for immoral purposes." Roswell,
8
No. 45013 -5 -II
165 Wash. 2d at 192. Although it was not the central issue in that case, the court held that Roswell' s
prior convictions were elements of the felony charge because he could never be convicted of a
felony absent the prior convictions. Roswell, 165 Wash. 2d at 194. As in Oster, the mere existence
of the prior convictions was sufficient to elevate the current offense to a felony.
Although helpful, neither Oster nor Roswell are precisely on point because in those cases
the mere existence of the prior conviction was sufficient to elevate the offense to a felony. Here,
Mullen argues that the mere existence of the prior reckless driving conviction is insufficient to
elevate the current DUI to a felony DUI because the involvement of alcohol or drugs is not an
essential element of reckless driving. See Greene, 154 Wash. 2d at 727 -28. Mullen argues that
Greene interpreted the legislature' s intent in defining which past convictions could serve as " prior
offenses" to elevate a misdemeanor DUI to a felony. His position is that, post -Greene, the State
must prove beyond a reasonable doubt that his prior reckless driving conviction was alcohol or
drug related in order to elevate the misdemeanor DUI to felony DUI.
b. CITY OF WALLA WALLA V. GREENE
It is undisputed that the existence of Mullen' s prior conviction for reckless driving must be
proven to a jury beyond a reasonable doubt. The State asserts that Greene stands for the
proposition that, unlike the existence of the prior conviction itself, involvement of drugs and
alcohol is a threshold question of law that the trial court had the authority to decide. Mullen asserts,
however, that Greene establishes the involvement of alcohol or drugs as part of the definition of a
prior offense, that it is an element of the crime, and that it must be found by a jury beyond a
reasonable doubt. We agree with Mullen because, after Greene, unless alcohol or drugs were
9
No. 45013 -5 -II
involved in his reckless driving conviction, Mullen could not have been charged with felony DUI
and, therefore, it is an essential element of the offense of felony DUI.
In Greene, the State charged the defendant with misdemeanor DUI, but she pleaded guilty
to first degree negligent driving, an offense that requires proof of driving under the influence of
alcohol or drugs.4 154 Wash. 2d at 724. She was later convicted of an additional DUI, and the City
sought to use the negligent driving conviction as a prior offense because it was originally charged
as a DUI. Greene, 154 Wash. 2d at 724 -25. She successfully argued to the trial court that under
State v. Shaffer, 113 Wn. App. 812, 55 P.3d 668 ( 2002), overruled by Greene, 154 Wash. 2d 722, the
sentence enhancement violated due process because it was based on an unproven prior offense.
Greene, 154 Wash. 2d at 725. The City of Walla Walla appealed..
Our Supreme Court reversed the trial court and overruled Shaffer. Greene, 154 Wash. 2d at
725. In rejecting Shaffer, the Supreme Court held that
the statute requires the State to establish that a prior driving conviction involved
use of intoxicating liquor or drugs. Thus, due process is satisfied for the purposes
of this mandatory enhancement if the prior conviction exists and the prosecution
can establish that intoxicating liquor or drugs were involved in that prior offense. -
Greene, 154 Wash. 2d at 727 -28 ( footnote omitted). Because the legislature intended only to impose
enhanced penalties on those who repeatedly commit alcohol- or drug- related driving offenses, the
definition of a " prior offense," as interpreted by Greene, requires the State to prove both that the
prior conviction exists and that it was alcohol or
drug related. See 154 Wash. 2d at 728. Since the
4 " A person is guilty of negligent driving in the first degree if he or she operates a motor vehicle
in a manner that is both negligent and endangers or is likely to endanger any person or property,
and exhibits the effects of having consumed liquor or marijuana or any drug." RCW
46. 61. 5249( 1)( a) ( emphasis added).
10
No. 45013 -5 -II
parties agree that due process requires the State to prove the existence of the prior conviction
beyond a reasonable doubt, it is logical, based on the language of Greene, to apply that same
standard to the requirement that the State " establish that intoxicating liquor or drugs were
involved." 154 Wash. 2d at 728.
Because involvement of alcohol or drugs is an essential element of first degree negligent
driving, the State in Greene needed to prove only the existence of the prior offense. 154 Wash. 2d at
728. But because the involvement of alcohol or drugs was not an essential element in Mullen' s
prior reckless driving conviction, Mullen argues that the State must prove both the existence of the
prior offense and the fact of alcohol or drug involvement.
C. APPLICATION
Because Mullen' s reckless driving conviction was originally charged as a DUI, it may be
a qualifying prior offense to elevate misdemeanor DUI to a felony. RCW 46.61. 5055( 14)( a)( x).
But a person is guilty of reckless driving when he " drives any vehicle in willful or wanton disregard
for the safety of persons or property." RCW 46. 61. 500( 1). Therefore, a person may be guilty of
reckless driving even if he is not engaged in an activity that involves alcohol or drugs. In contrast,
a person is guilty of first degree negligent driving, the prior offense at issue in Greene, when " he
or she operates a motor vehicle in a manner that is both negligent and endangers or is likely to
endanger any person or property, and exhibits the effects of having consumed liquor or marijuana
or any drug." RCW 46. 61. 5249( 1)( a). A person may not be guilty of first degree negligent driving
unless he is under the influence of alcohol or drugs.
As in Greene, the State must prove that Mullen' s reckless driving conviction involved
alcohol or drugs in order to satisfy his due process rights. See 154 Wash. 2d at 728. The difference
11
No. 45013 -5 -II
in Mullen' s case is that the State cannot prove that alcohol or drugs were involved merely by virtue
of his conviction for reckless driving. The Greene court was clear when it held that the legislature
intended only for prior offenses that involved alcohol or drugs to be used to support a felony DUI
conviction. See 154 Wash. 2d at 727. In Mullen' s case, however, the trial court ignored this
legislative intent. Instead, Mullen' s reckless driving conviction was used to elevate misdemeanor
DUI to a felony without a determination beyond a reasonable doubt that alcohol or drugs were
involved. Because Mullen could not be charged with felony DUI unless his prior conviction
involved alcohol or drugs, it is an essential element that must be proven to a jury beyond a
reasonable doubt. Roswell, 165 Wash. 2d at 194.
d. THE STATE' S ARGUMENTS
We now turn to the State' s arguments to the contrary. The State argues that the statute and
Greene only require it to produce the docket sheet confirming that Mullen was originally charged
with a DUI and that he pleaded guilty to reckless driving. The State also argues that the docket
and the entry in the docket for " Motion to Suppress [ blood/breath alcohol concentration] BAC "5
are sufficient evidence for the trial court to determine that the prior offense was alcohol or drug
related under its reading of Greene. We disagree.
This argument is misplaced for three reasons. First, it ignores the Greene court' s reasoning
in overruling Shaffer. The court overruled Shaffer because it disagreed that the felony DUI statute
required the State to prove the underlying DUI. Greene, 154 Wash. 2d at 727. The court held that
the legislature sought to apply felony DUI only to those defendants who were convicted of multiple
5 " BAC" refers to a test for blood alcohol content. In this case, this was a breath test.
12
No. 45013 -5 -II
alcohol- or drug -related offenses. Greene, 154 Wash. 2d at 727 -28. The way to accomplish this is
to prove that alcohol or drugs were involved in the prior offense and does not require the State to
reprove the offense.
Second, the State' s argument is misguided because if the Greene court sought merely to
require the State to prove that ( 1) the prior conviction existed and ( 2) the prior conviction was
originally charged as a DUI, the Greene court could have relied solely on the language of the
statute. See RCW 46. 61. 5055( 14)( a)( x). Instead Greene states that due process requires the State
to " establish" that alcohol or drugs were involved. 154 Wash. 2d at 728.
Finally, the State' s argument ignores the fact that the defendant in Greene pleaded guilty
to first degree negligent driving and that alcohol or drugs are an essential element of that offense.
RCW 46. 61. 5249; see also 154 Wash. 2d at 728. This is an important difference from Mullen' s case
because Greene was convicted beyond a reasonable doubt of an alcohol- or drug- related offense.
Mullen, in contrast, pleaded guilty to a nonalcohol- or drug -related prior offense, reckless driving,
which the State now seeks to use to convict him of a more serious alcohol- or drug- related offense.
The State also relies on Chambers. But we distinguish Chambers from this case because
in Chambers the defendant argued that a California DUI conviction was not " equivalent" to a
Washington DUI conviction and, thus, should not qualify as a prior offense. 157 Wash. App. at 474-
77.
In Chambers, Division One of this court held that while it is for the jury to decide whether
the prior offenses happened, whether two statutes were equivalent is a " threshold question of law"
and not a question of fact for the jury. 157 Wn. App. at 477. It is well settled that whether two
similar statutes are legally comparable is for the trial court to determine and, in part, requires the
13
No. 45013 -5 -II
court to decide whether the elements of the offenses at issue are " substantially similar." See, e. g.,
State v. Farnsworth, 133 Wn. App. 1, 17 -18, 130 P.3d 389 ( 2006), remanded, 159 Wash. 2d 1004
2007); In re Pers. Restraint ofLavery, 154 Wash. 2d 249, 255, 111 P.3d 837 ( 2005); State v. Morley,
134 Wash. 2d 588, 606, 952 P.2d 167 ( 1998).. Whether alcohol or drugs was involved in Mullen' s
prior offense is distinguishable from a comparison between the elements of a California and
Washington DUI. Here, we are not comparing elements of two offenses. But instead determining
whether a fact that is used to elevate a crime from a misdemeanor to a felony, and thereby
increasing the penalty, is an essential element of the felony crime. This is a factual determination
more like the existence of a prior offense and not a legal question. Therefore, Chambers is
inapplicable. 6
C. CONCLUSION
In sum, in order to elevate a misdemeanor DUI to a felony DUI, the State must prove the
existence of the prior conviction beyond a reasonable doubt, and to satisfy due process, it must
also establish that alcohol or drugs were involved in that prior conviction. Where the involvement
of alcohol or drugs is not an essential element of the qualifying prior offense, like in reckless
driving, the State has the burden to establish that alcohol or drugs were involved because the
6 The State and the dissent also rely on State v. Chandler, 158 Wash. App. 1, 6 -8, 240 P.3d 159
2010), where we held that if the judgment and sentence are not available, the docket sheets are
sufficient to prove the existence of the conviction. This case is not relevant. Mullen does not
argue that the docket sheets are insufficient to prove the existence of the conviction. He argues
only that the docket sheets here are insufficient to prove the prior offense was alcohol- or drug -
related as a matter of law. We agree with Mullen that the docket sheet is sufficient to prove the
existence of a prior conviction, but it is insufficient to prove the conviction was alcohol or drug
related.
14
No. 45013 -5 -II
legislature intended only for alcohol- or drug- related convictions to be used to elevate
misdemeanor DUI to a felony. See Greene, 154 Wash. 2d at 728.
Because we hold that the involvement of alcohol or drugs in the prior offense is an essential
element of felony DUI, due process requires that it be tried to a jury and proven beyond a
reasonable doubt. Accordingly, we conclude that the trial court violated Mullen' s due process
rights when it declined to give the jury Mullen' s proposed instruction. We, therefore, reverse
Mullen' s conviction for felony DUI and remand to the trial court for entry of a misdemeanor DUI
conviction.
A majority of the panel having determined that only the foregoing portion of this opinion
will be printed in the Washington Appellate Reports and that the remainder shall be filed for public
record in accordance with RCW 2. 06. 040, it is so ordered.
ADDITIONAL FACTS
At trial, Trooper Roberts and Joseph Templeton, a supervisor at the Washington State
Department of Licensing ( DOL), testified for the State. Trooper Roberts testified that he had
conducted a records check during Mullen' s arrest and that he had learned from a dispatcher that
Mullen' s driver' s license was " in a revoked status, revoked second degree." RP ( June 13, 2013)
at 15. The trial court overruled Mullen' s hearsay objection to this testimony. During Templeton' s
testimony, the State offered Mullen' s abstract of complete driving record ( ACDR) as exhibit. 9.
Templeton testified that based on the ACDR, Mullen' s driver' s license was in a second degree
revoked status in March 2013.
As evidence of the felony DUI, the State offered copies of the judgment and sentence for
three of Mullen' s prior offenses. Because the Chelan County District Court had destroyed its
15
No. 45013 -5 -II
records of Mullen' s 2008 reckless driving conviction, the State offered a docket as the only
documentary evidence of that prior offense. This docket states that Mullen was originally charged
with DUI and that he was found guilty of reckless driving. It also noted that Mullen filed a " Motion
to Suppress BAC." CP at 18.
Mullen did not call any witnesses. In closing argument, Mullen argued that he was
entitled to the benefit of the doubt in this case." RP ( June 17, 2013) at 133. In an attempt to
clarify the law in rebuttal, the prosecutor stated, " Counsel stated the benefit of the doubt to Mr.
Mullen. It' s reasonable doubt. It' s not the benefit of the doubt. You are to apply the law and the
instructions as given to you. A reasonable doubt, as it states in the instructions, is a doubt for
which a reason exists." RP ( June 17, 2013) at 146. Mullen did not object contemporaneous with
this explanation of the burden of proof. After closing arguments, however, Mullen moved for a
mistrial because of "cumulative issues" including the prosecutor' s comment which he claimed
misstated the burden ofproof. The prosecutor conceded that his comment may have been improper
and suggested a curative instruction, but the trial court declined to give further instructions and
denied the mistrial motion.
ADDITIONAL ANALYSIS
I. THE CONFRONTATION CLAUSE
Mullen argues that his confrontation clause rights were violated when the trial court
admitted ( 1) a certified ACDR and ( 2) Trooper Roberts' s testimony regarding a records check on
the night of Mullen' s arrest. Even assuming a confrontation clause violation, any error is harmless
beyond a reasonable doubt. We hold that Mullen' s confrontation clause argument fails and affirm
his second degree DWLS conviction.
16
No. 45013 -5 -II
A. STANDARD OF REVIEW AND RULES OF LAW
Under the Sixth Amendment to the United States Constitution, criminal defendants have
the right to confront or cross -examine those who offer testimony against them. U.S. CONST.
amend. VI; State v. Jasper, 174 Wash. 2d 96, 109, 271 P.3d 876 ( 2012). The right to confrontation
means that the defendant must have the opportunity to confront those who ' bear testimony. "'
Jasper, 174 Wash. 2d at 109 ( internal quotation marks omitted) ( quoting Crawford v. Washington,
541 U.S. 36, 51, 124 S. Ct. 1354, 158 L. Ed 2d 177 ( 2004)). We review an alleged confrontation
clause violation de novo. Jasper, 174 Wash. 2d at 108. Where there is a confrontation clause
violation, we review for harmless error. Jasper, 174 Wash. 2d at 108. This puts the burden on the
State to show beyond a reasonable doubt that the error did not contribute to the verdict. Jasper,
174 Wash. 2d at 117.
B. DISCUSSION
Here, the State' s evidence to support Mullen' s conviction for DWLS was based on
Templeton' s testimony, supported by the ACDR, and Trooper Roberts' s brief testimony that the
dispatcher told him Mullen' s driving status was suspended or revoked. Mullen' s ACDR includes
the " Status" of his driver' s license on the day that the ACDR was printed, but it was not
accompanied by an opinion as to the status of his license on the day he was arrested. The State,
here, relied on Templeton' s interpretation of the ACDR for that information.
At trial, the State asked Templeton, " Sir, can you tell me whether you know what Mr.
Patrick Joseph Mullen' s driver' s license status was on March 2, 2013 [ the day of his arrest ?]" RP
June 13, 2013) at 48. Templeton replied that "[ h]e was revoked in the second degree, as I read
17
No. 45013 -5 -II
this ... due to an Admin Per Se." RP ( June 13, 2013) at 49. Mullen had ample opportunity to
cross -examine Templeton and took full advantage of that opportunity.
In a recent decision, Division One of this court upheld a defendant' s conviction for first
degree DWLS. State v. Mecham, 181 Wash. App. 932, 948 -51, 331 P.3d 80, review granted, 337
P.3d 325 ( 2014). At trial, a DOL employee testified about the defendant' s revocation and that he
was a habitual offender. Mecham, 181 Wash. App. at 940. As in Mecham, the ACDR here did not
provide the essential fact to be proven at trial —that Mullen' s license was suspended or revoked
on March 2, 2013. In order to be guilty of second degree DWLS, a person must be ( 1) driving his
car while ( 2) his license is suspended or revoked and not eligible for reinstatement. RCW
46. 20. 342( 1)( b). Trooper Roberts' s testimony established that Mullen was driving his car, and
Templeton' s testimony interpreting the ACDR, not the ACDR itself, established that Mullen' s
license was revoked on the day of his arrest.
Even if the trial court erred when it admitted Trooper Roberts' s testimony regarding the
dispatcher' s records check, Mullen' s claim does not survive a harmless error analysis. See Jasper,
174 Wash. 2d at 108. It is clear from the State' s closing argument that it rested its argument for the
DWLS charge on the ACDR and on Templeton' s testimony. Trooper Roberts' s testimony
regarding the records check was brief and merely cumulative to Templeton' s testimony.
Because Templeton' s testimony established Mullen' s driver' s license status on the day he
was arrested for DUI, any error in admitting the ACDR or Trooper Roberts' s brief testimony was
harmless beyond a reasonable doubt. Thus, Mullen' s confrontation clause argument fails, and we
affirm his conviction for second degree DWLS.
18
No. 45013 -5 -II
II. PROSECUTORIAL MISCONDUCT
Mullen next argues that the State committed prejudicial misconduct that requires reversal
when it argued that the beyond a reasonable doubt standard does not mean that Mullen should get
the benefit of the doubt" and that the trial court should have attempted to cure with an instruction.
Even if we assume without deciding that the comments were improper, Mullen must show there
was a substantial likelihood that the State' s comments affected the verdict. State v. Emery, 174
Wash. 2d 741, 760, 278 P.3d 653 ( 2012). Because Mullen fails to demonstrate a substantial
likelihood that the comment affected the verdict, his prosecutorial misconduct claim fails.
A. STANDARD OF REVIEW AND RULES OF LAW
In order to prevail on a claim of prosecutorial misconduct, the defendant carries the burden
of demonstrating that the prosecutor' s comments were improper and that the comments were
prejudicial. Emery, 174 Wash. 2d at 760. We review a prosecutor' s allegedly improper comments
in the context of the total argument, the issues in the case, the evidence presented, and the
instructions given. State v. Yates, 161 Wash. 2d 714, 774, 168 P.3d 359 ( 2007), cert. denied, 554
U.S. 922 ( 2008); State v. Russell, 125 Wash. 2d 24, 85 -86, 882 P.2d 747 ( 1994), cert. denied, 514
U.S. 1129 ( 1995). If the comments were improper and the defendant objected, we must consider
whether there was a substantial likelihood that the statements affected the jury' s verdict. Emery,
174 Wash. 2d at 760. If the defendant failed to object during the closing argument, he must show
that the comment was so flagrant or ill intentioned that an instruction could not have cured the
prejudice. Emery, 174 Wash. 2d 760 -61.
19
No. 45013 -5 -II
B. DISCUSSION
Here, Mullen did not immediately object to the State' s comment about the reasonable doubt
standard during closing argument but waited to make a motion for a new trial based on cumulative
error, including the prosecutor' s arguably improper reasonable doubt comment. The trial court
denied his motion for a mistrial and declined to give a curative instruction regarding reasonable
doubt. Because the court declined to give a curative instruction, it is reasonable that we apply the
less onerous " substantial likelihood that the statements affected the jury" standard.
Mullen contends that because our Supreme Court in State v. Warren, 165 Wash. 2d 17, 28,
195 P.3d 940 ( 2008), cert. denied, 556 U.S. 1192 ( 2009), was prepared to reverse based on similar
comments if a curative instruction had not been given, reversal is appropriate here where the trial
court declined to give further instructions. We hold that Mullen has failed to prove the required
prejudice.
In Warren, the court held that the prosecutor' s comments were flagrant because she made
the same misstatement multiple times. 165 Wash. 2d at 27. Despite the defendant' s objection after
the first misstatement, the prosecutor misstated the burden of proof again, and after the defendant' s
second objection, the trial court orally instructed the jury on the appropriate standard and directed
it to review the packet of jury instructions. Warren, 165 Wash. 2d at 24 -25. The facts here are
distinguishable from the facts in Warren because Mullen did not object during rebuttal and the
prosecutor did not make multiple misstatements over Mullen' s objection. Unlike in Warren, the
prosecutor here did not attempt to undermine the State' s burden of proof. In Warren, the court
held that the prosecutor' s repeated misstatements of the burden of proof was flagrant misconduct,
a holding that the facts here do not support. 165 Wash. 2d at 27.
20
No. 45013 -5 -II
Mullen' s argument also ignores the appropriate standard of review: we are to review this
comment in the context of the total argument, the evidence, and the facts. Warren, 165 Wash. 2d at
28 ( citing Yates, 161 Wash. 2d at 774). The context here demonstrates that the prosecutor did not
attempt to undermine the State' s burden of proof or to mislead the jury. Immediately after his
misstatement of the burden of proof, the prosecutor stated that "[ y] ou are to apply the law and the
instructions as given to you. A reasonable doubt, as it states in the instructions, is a doubt for
which a reason exists." RP ( June 17, 2013) at 146. Based on the prosecutor' s argument both
before and after his misstatement, Mullen has not carried his burden to prove a substantial
likelihood that the statements affected the jury. The prosecutor made just one arguably, improper
statement, and Mullen has failed to provide any argument or citations to the record apart from
conclusory statements that suggest that, in the context of the total argument, there is a " substantial
likelihood that the statements affected" the verdict here. Thus, Mullen' s prosecutorial misconduct
argument fails.
III. STATEMENTS OF ADDITIONAL GROUNDS
THE OTHER PATRICK MULLEN AND BAIL
In his first and second SAG issues, Mullen argues that because of another pending case
against a different Patrick Mullen, he did not get a fair trial and unconstitutional bail was ordered.
At trial, Mullen asked Templeton several questions to see if Mullen' s driving records were
confused with another Patrick Mullen. But apart from his suggestions, Mullen provides no
evidence to demonstrate that a second Patrick Mullen actually existed or was charged with
vehicular homicide. Nor does he argue why the trial was unfair to him. On this record, we hold
21
No. 45013 -5 -II
that Mullen suffered no unfairness from any confusion about a different Patrick Mullen and deny
this claim.
Mullen next argues that the trial court ordered an unreasonable bail at his arraignment. But
a bail order is not a final order subject to review by this court. RAP 2. 2( a)( 1).
Mullen' s third and fourth SAG issues concern the number of prior offenses to support the
felony DUI conviction. Because we reverse the felony DUI conviction, we need not reach his
concern about the prior offenses. Moreover, sufficient evidence exists on the record to establish
the existence of his four prior offenses: a judgment and sentence for three and the docket for the
reckless driving conviction. Each of these was presented to the jury. The docket is sufficient to
establish the existence of a prior conviction where the judgment and sentence is unavailable. State
v. Chandler, 158 Wash. App. 1, 6 -8, 240 P.3d 159 ( 2010):
Accordingly, we reverse Mullen' s felony DUI conviction, remand for the trial court to
enter a misdemeanor DUI conviction, and affirm his second degree DWLS conviction.
I concur:
22
No. 45013 -5 -II
MELNICK, J. ( Concurring in part, Dissenting in part) — I, like the majority, would affirm
Patrick Joseph Mullen' s conviction for driving while license suspended or revoked in the second
degree. However, I respectfully dissent with the majority' s result reversing Mullen' s conviction
for felony driving under the influence ( DUI). I would affirm this conviction. I agree with the
majority' s determination that proof of a prior conviction is an element of the crime that must be
proven beyond a reasonable doubt when it alters the crime charged from a misdemeanor or gross
misdemeanor to a felony. See State v. Roswell, 165 Wash. 2d 186, 192, 196 P.3d 705 ( 2008).
However, I disagree with the majority' s conclusion that the determination of whether Mullen' s
prior reckless driving conviction involved alcohol is a question of fact for the jury to decide.
I. PRIOR CONVICTION DETERMINED BY JUDGE
The penalties for the crime of DUI may be increased if the defendant has certain prior
offenses. Here, the State' s allegation that Mullen had four or more prior offenses within ten years
8
elevated his DUI to a felony. At issue here is Mullen' s 2008 conviction for reckless driving.
This crime had originally been filed as a DUI. Because the original charging document, judgment
and sentence, plea of guilty, and other documents had been destroyed, the State presented proof of
the conviction through a certified court docket sheet. The docket sheet showed entries for both a
motion to suppress a " breath test" and a motion to suppress the conditions of Mullen' s sentence
relating to alcohol. These conditions included the installation of
7 RCW 46. 61. 502( 6)( a).
8 RCW 46. 61. 500. The legislature amended RCW 46. 61. 500 in 2011 and 2012. LAws OF 2011,
ch.96 § 34; LAWS OF 2012, ch. 183 § 11. The amendments did not alter the statute in any way
relevant to this case; accordingly, we cite the current version of the statute.
23
No. 45013 -5 - II
an ignition interlock device, a prohibition on using alcohol or drugs, attendance at a DUI victim' s
panel, and completion of an alcohol assessment. The State argued that because the reckless driving
conviction had originally been charged as a DUI and there were other indicia of alcohol use, the
reckless driving must have involved intoxicating liquor or drugs. The trial court agreed.
As applicable to this case, "' prior offense' means ... A conviction for a violation of RCW
46. 61. 500, ... if the conviction is the result of a charge that was originally filed as a violation
of RCW 46. 61. 502." RCW 46. 61. 5055( 14)( a), ( x).
In City of Walla Walla v. Greene, 154 Wash. 2d 722, 116 P.3d 1008 ( 2005), the court
interpreted " prior offense" for purposes of determining mandatory minimum sentences. I believe
the same analysis applies here where the same statute defining " prior offense" elevates Mullen' s
crime to a felony. Our Supreme Court held that it is not enough that the original charge, prior to
amendment, was DUI. Greene, 154 Wash. 2d at 727. "[ T] he statute requires the State to establish
that a prior driving conviction involved use of intoxicating liquor or drugs. Thus, due process is
satisfied for the purposes of this mandatory enhancement if the prior conviction exists and the
prosecution can establish that intoxicating liquor or drugs were involved in that prior offense."
Greene, 154 Wash. 2d at 727 -28. It reasoned that this interpretation rendered the statute
constitutional because, " all elements of that offense are established by virtue of the conviction
itself." Greene, 154 Wash. 2d at 728.
24
No. 45013 -5 -II
The State asserts that involvement of drugs and alcohol is a threshold question of law and
that the trial court had the authority to decide it. I agree and believe the trial court should determine
the admissibility of the proffered prior conviction as a question of law. It is not an issue of fact
for the jury to decide. The jury should then determine whether the State has proven the predicate
offense beyond a reasonable doubt.
While the fact that a person has four prior DUI offenses is an essential element of the crime
of felony DUI under RCW 46. 61. 502( 6), that must be proved to the jury beyond a reasonable
doubt, whether a prior offense meets the statutory definition in RCW 46. 61. 5055( 13) is not an
essential element of the crime. Rather, the question of whether a prior offense meets the statutory
definition is a threshold question of law to be decided by the trial court before admitting a prior
offense into evidence at trial. State v. Chambers, 157 Wash. App. 465, 468, 237 P.3d 352 ( 2010).
Division I of this court reaffirmed the proposition that " whether a prior conviction qualifies as a
predicate offense is a threshold question of law for the court, and not an essential element of the
crime of felony DUI" in State v. Cochrane, 160 Wash. App. 18, 27, 253 P.3d 95 ( 2011).
Based on the foregoing, I would hold that whether Mullen' s reckless driving conviction
involved alcohol and thus qualified as a predicate offense is for the judge to decide as a matter of
law. Whether the conviction has been proved beyond a reasonable doubt is for a jury to decide.
In other words, the jury would decide whether the prior offenses happened.9
9
Assuming that the majority' s analysis is correct, its remedy is contrary to its reasoning. If a
jury is to determine as a matter of fact whether a prior conviction qualifies as a predicate offense,
this case should be remanded for a new trial on this issue.
25
No. 45013 -5 -II
II. SUFFICIENCY OF PROOF OF PRIOR CONVICTION
We review the trial court' s decision to admit evidence for an abuse of discretion. State v.
Demery, 144 Wash. 2d 753, 758, 30 P.3d 1278 ( 2001). A trial court is given considerable discretion
to determine the admissibility of evidence. Demery, 144 Wash. 2d at 758. However, an abuse of
discretion occurs if evidence is admitted contrary to law. State v. Neal, 144 Wash. 2d 600, 609, 30
P.3d 1255 ( 2001). The admissibility of evidence shall be determined by the court. ER 104.
The proof of Mullen' s 2008 conviction was sufficiently proven by the State. Generally a
certified copy of the judgment and sentence is the best evidence of a conviction. State v. Lopez,
147 Wash. 2d 515, 519, 55 P.3d 609 ( 2002). However, if the State shows why a certified copy of the
judgment and sentence is not available, other comparable evidence may be used. Lopez, 147
Wash. 2d at 519. The State then must show the sentencing court that the comparable evidence bears
some minimal indicium of reliability beyond mere allegation.'" State v. Mendoza, 165 Wash. 2d
913, 920, 205 P.3d 113 ( 2009) ( quoting State v. Ford, 137 Wash. 2d 472, 481, 973 P.2d 452 ( 1999))
emphasis in original). The use of court dockets to prove a defendant has been previously
convicted is proper. State v. Vickers, 148 Wash. 2d 91, 120, 59 P.3d 58 ( 2002); State v. Blunt, 118
Wn. App. 1, 8 -9, 71 P.3d 657 ( 2003). In State v. Chandler, 158 Wash. App. 1, 240 P.3d 159 ( 2010),
the State provided certified copies of docket sheets from various district and municipal courts in
Washington. We found these sheets were reliable. I do not believe the trial court abused its
discretion in admitting the prior conviction.
26
No. 45013 -5 -II
Because I disagree with the majority' s conclusion that the determination of whether
Mullen' s prior reckless driving conviction involved alcohol and, thus, qualifies as a predicate
offense, as opposed to whether the prior, conviction occurred, is a question of fact for the jury to
decide, the constitutional issue is removed from consideration. I believe the decision whether to
admit prior convictions for the jury to consider is within the province of the trial court and it is for
the jury to determine if the prior convictions have been proven.
For the reasons stated above, I respectfully dissent.
27