State Of Washington, V Calvert R. Anderson, Jr. ( 2015 )

A°
COURT OFAPPEALS
DIVISION 11
2015 PIAY 19 AM 9: 05
STATE 0
BY
IN THE COURT OF APPEALS OF THE STATE OF WASHINGT
DIVISION II
STATE OF WASHINGTON, No. 45497 -1 - I1
Respondent,
v.
PUBLISHED OPINION
CALVERT R. ANDERSON, JR.,
Appellant.
MAXA, P. J. — Calvert Anderson appeals his convictions for third degree assault and
obstructing a law enforcement officer. During voir dire, Anderson successfully challenged four
prospective jurors for cause at a sidebar conference. We hold that the trial court violated
Anderson' s constitutional right to a public trial by allowing counsel to make juror challenges for
cause at a sidebar conference without first conducting a Bone -Club' analysis. Therefore, we
reverse Anderson' s convictions and remand for a new trial.
FACTS
The State charged Anderson with third degree assault and obstructing a law enforcement
officer after he scuffled with police officers. A jury convicted Anderson of both crimes.
1
State v. Bone -Club, 128 Wash. 2d 254, 258 -59, 906 P.2d 325 ( 1995).
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During voir dire, Anderson challenged four prospective jurors for cause at a sidebar
conference. The trial court dismissed all four challenged prospective jurors.' No transcription of
the sidebar conference appears in the record, but the trial court later noted the challenges and
resulting dismissals for the record. The trial court did not conduct a Bone -Club analysis before
the sidebar conference.
Anderson appeals his convictions.
ANALYSIS
Anderson argues that the trial court violated his public trial right by allowing him to
challenge prospective jurors for cause at a sidebar conference, when spectators in the courtroom
presumably could not hear what was occurring.3 We agree and hold that ( 1) the sidebar
conference addressing juror challenges for cause constituted a closure of courtroom proceedings
because the public could not hear what occurred, ( 2) under the experience and logic test,
challenging jurors for cause implicates the public trial right, and ( 3) the trial court did not
establish any justification for closing the for cause juror challenge proceedings.
A. PUBLIC TRIAL RIGHT - GENERAL PRINCIPLES
The Sixth Amendment to the United States Constitution and article I, section 22 of the
Washington Constitution guarantee a defendant the right to a public trial. State v. Wise, 176
2 The court later dismissed a fifth prospective juror for cause at a second sidebar conference,
apparently sua sponte.
3 Anderson' s own successful challenges for cause form the basis for this appeal, and he did not
object to the process below. However, a defendant does not waive a public trial right claim on
appeal by failing to object to a court closure below. State v. Wise, 176 Wash. 2d 1, 15, 288 P.3d
1113 ( 2012).
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Wn.2d 1, 9, 288 P.3d 1113 ( 2012). In general, this right requires that certain proceedings be held
in open court unless the trial court first applies on the record the five -factor test set forth in State
v. Bone -Club, 128 Wash. 2d 254, 258 -59, 906 P.2d 325 ( 1995), and finds that a closure of the
courtroom is justified. A public trial right violation is structural error, and we presume prejudice
where a trial court closes trial proceedings without conducting a Bone -Club analysis. Wise, 176
Wash. 2d at 13 - 14.
In analyzing whether the trial court has violated a defendant' s public trial right, we must
determine whether ( 1) the trial court closed the proceedings to the public, ( 2) the proceedings
implicate the public trial right, and ( 3) the closure was justified. State v. Smith, 181 Wash. 2d 508,
513 -14, 334 P.3d 1049 ( 2014). 4 Whether the trial court has violated a defendant' s right to a
public trial is a question of law that we review de novo. Id. at 513.
B. CLOSURE OF PROCEEDINGS
Anderson argues that the trial court effectively closed the proceedings by allowing him to
challenge jurors for cause at a sidebar conference, even though the courtroom remained open to
the public. We agree.
4 Our Supreme Court in Smith, 181 Wash. 2d at 513, and State v. Gomez, No. 90329 -8, 2015 WL
1590302, at * stated that the first step in the analysis of a public trial right
2 ( Wash. Apr. 9, 2015),
claim is determining whether the proceedings implicate the public trial right, and the second step
in that analysis is assessing whether the trial court closed the proceedings. However, where a
genuine question exists as to whether a closure occurred, that issue may be addressed first. For
instance, in both State v. Andy, 182 Wash. 2d 294, 301, 340 P.3d 840 ( 2014) and Stale v. Njonge,
181 Wash. 2d 546, 556 -58, 334 P.3d 1068, cert. denied, 135 S. Ct. 880 ( 2014), the court addressed
whether a closure had occurred before determining whether the proceedings implicated the
defendant' s public trial right.
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A defendant' s public trial right can be violated only if there has been a closure of court
proceedings. State v. Njonge, 181 Wash. 2d 546, 556, 334 P.3d 1068, cert. denied, 135 S. Ct. 880
2014) ( stating that "[ a] defendant asserting violation of his public trial rights must show that a
closure occurred. ").
It is clear that "[ a] closure occurs ` when the courtroom is completely and purposefully
closed to spectators so that no one may enter and no one may leave.' " Smith, 181 Wash. 2d at 520
quoting State v. Lormor, 172 Wash. 2d 85, 93, 257 P.3d 624 ( 2011)). But such a closure of the
entire courtroom is not the only action that constitutes a closure. A closure also occurs when the
public is excluded from particular proceedings within a courtroom. State v. Gomez, No. 90329-
8, 2015 WL 1590302, at * 2 ( Wash. Apr. 9, 2015); Lormor, 172 Wash. 2d at 92. As a result,
holding proceedings in areas inaccessible to the public, such as the judge' s chambers, also
5
qualifies as a closure. Id.; State v. Strode, 167 Wash. 2d 222, 226, 217 P.3d 310 ( 2009); see also
State v. Leyerle, 158 Wn. App. 474, 483, 242 P.3d 921 ( 2010) ( holding that proceedings
conducted in a hallway adjacent to the courtroom were closed to the public).
The record here shows that the trial court neither barred the public from the courtroom
during the sidebar conference nor held the conference in a physically inaccessible location.
However, the entire purpose of a sidebar conference is to prevent anyone other than those present
at the sidebar — an audience typically limited to the judge, counsel, and perhaps court staff —
5 Although our Supreme Court held in Smith that sidebar conferences on evidentiary matters do
not implicate the public trial right, it declined to review whether such conferences constituted a
closure. 181 Wash. 2d at 520 -21.
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from hearing what is being said. The question we must decide is whether preventing the public
from hearing a proceeding rises to the level of a closure.6
To determine whether the trial court closed the proceedings, we examine whether the trial
court' s action actually impeded public scrutiny. See, e. g., In re Pers. Restraint of Orange, 152
Wash. 2d 795, 808 -09, 100 P.3d 291 ( 2004). In State v. Andy, our Supreme Court addressed
closure in this manner, focusing on the question of whether public access actually was thwarted.
182 Wash. 2d 294, 301 -02, 340 P.3d 840 ( 2014). The court examined the impact of a sign placed
outside the courtroom stating that the courtroom would be closed at times it was in fact still in
session. Id. at 300 -301. To determine whether this misleading placement of the sign was a
closure, the court analyzed whether the public actually was excluded from the proceedings. The
court noted that the trial judge made express findings that " the public was able to access the
courtroom at all times during Andy' s trial and that no member of the public was deterred" from
entry. Id. at 301. The court concluded that where the trial court' s action " presented no obstacle
to members of the public who wished to attend the trial," there was no closure. Id. at 302.
Unlike the sign in Andy, the sidebar conference here presented a clear obstacle to public
scrutiny of Anderson' s challenges. While the trial court did not physically restrict access to the
courtroom, it did prevent meaningful access to the proceedings by conducting the challenges for
cause in a manner such that the public could not hear what was occurring. Taking juror
challenges at sidebar in this way thwarts public scrutiny just as if they were done in chambers or
6 Our Supreme Court in Smith suggested in dicta that the experience and logic test ( discussed
below) bears on the closure question. 181 Wash. 2d at 520. However, the court in Gomez clarified
that this test applies only to whether the public trial right attaches to a particular proceeding.
2015 WL 1590302, at * 4 n.3.
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outside the courtroom. We hold that the sidebar conference constituted a closure of the juror
selection proceedings because the public could not hear what was occurring.
C. IMPLICATION OF PUBLIC TRIAL RIGHT
1. General Principles
If a proceeding has been closed to the public, we next must determine whether that
proceeding implicates the public trial right. State v. Sublett, 176 Wash. 2d 58, 71, 292 P.3d 715
2012): "[ Mot every interaction between the court, counsel, and defendants will implicate the
right to a public trial or constitute a closure if closed to the public." Id.
To address whether there was a court closure implicating the public trial right, we employ
a two -step process. State v. Wilson, 174 Wn. App. 328, 335 -37, 298 P.3d 148 ( 201.3). First, we
consider whether the particular proceeding at issue " falls within a category of proceedings that
our Supreme Court has already acknowledged implicates a defendant' s public trial right." Id. at
337; see also Wise, 176 Wash. 2d at 11 - 12. Second, if the proceeding at issue does not fall within
an acknowledged category implicating the public trial right, we determine whether the
proceeding implicates the public trial right using the " experience and logic" test our Supreme
Court adopted in Sublett. Wilson, 174 Wash. App. at 335.
2. Juror Challenges Distinguished from Voir Dire
Anderson argues that challenges for cause fall within a category of proceedings to which
the public trial right attaches under existing case law. Anderson bases his argument on Supreme
Court cases establishing that voir dire implicates a defendant' s public trial right. See, e. g., Wise,
176 Wash. 2d at 11; Strode, 167 Wash. 2d at 227. He argues that challenges for cause are part of the
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voir dire process and that the public trial right therefore attaches to such challenges as well. We
disagree.
Contrary to Anderson' s position, challenges for cause are not part of voir dire. In Wilson,
we held that only the voir dire aspect of jury selection automatically implicates the public trial
right. 174 Wash. App. at 338 -40. We used the term " voir' dire" as synonymous with the actual
questioning of jurors, referring to the " ` voir dire' of prospective jurors who form the venire."
Wilson, 174 Wash. App. at 338; see also State v. Slert, 181Wn.2d 598, 605, 334 P.3d 1088 ( 2014)
plurality opinion quoting this language with approval). In State v. Marks, we relied in part on
this language from Wilson in holding that peremptory challenges are not part of voir dire. 184
Wash. App. 782, 787 -88, 339 P.3d 196, petition for review filed, No. 91148 -7 ( Wash. Dec. 29,
2014). Like the peremptory challenges at issue in Marks, challenges for cause constitute a
distinct proceeding that does not involve the questioning of jurors. See CrR 6. 4 ( distinguishing
voir dire from both peremptory challenges and challenges for cause).
Here, the record neither shows nor suggests that the sidebar conference involved any
questioning of jurors. Because Anderson' s challenges were not part of the actual questioning of
jurors, they were not part of voir dire. Therefore, our Supreme Court has not yet addressed
whether juror challenges for cause implicate the public trial right.
3. Experience and Logic Test
Because our Supreme Court has not addressed the issue, we must apply the Sublett
experience and logic test to determine whether the exercise of juror challenges for cause
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implicates a defendant' s public trial right. This test requires us to consider ( 1) whether the
process and place of a proceeding historically have been open to the press and general public
experience prong), and ( 2) whether access to the public plays a significant positive role in the
functioning of the proceeding ( logic prong). Sublett, 176 Wash. 2d at 73. If the answer to both
prongs is yes, then the defendant' s public trial right " attaches" and a trial court must consider the
Bone -Club factors before closing the proceeding to the public. Sublett, 176 Wash. 2d at 73.
a. Application of Test to Sidebar Conferences
In Smith, our Supreme Court concluded after applying the experience and logic test that
the sidebar conference in that case did not implicate the public trial right. 181 Wash. 2d at 511.
The court broadly stated that " sidebars do not implicate the public trial right." Id. However,
Smith involved legal argument on evidentiary issues at a sidebar conference. Id. at 512. The
court framed the issue as addressing.whether " sidebar conferences on evidentiary matters"
implicate the right. Id. at 513 ( emphasis added). We view the Supreme Court' s holding in Smith
as limited to that issue, and rule that Smith is not controlling here. Therefore, we must apply the
experience and logic test.
b. Experience Prong
The experience prong of the Sublett test asks us to examine whether a particular practice
or proceeding historically has been accessible to the public in the. courts of this state. See
Sublett, 176 Wash. 2d at 73. Because most of the opinions referencing juror challenges for cause
7 In Marks we applied the experience prong and held that the exercise of peremptory juror
challenges does not implicate the public trial right. 184 Wash. App. at 788 -89. However, whether
the exercise ofjuror challenges for cause implicates the public trial right involves a different
issue.
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show that historically such challenges were made in open court, we conclude that the experience
prong supports a holding that such challenges do implicate the public trial right.
It is difficult to apply the experience prong to juror challenges for cause because the
evidence regarding how trial courts historically have handled such challenges is slim. We are
not aware of any cases or secondary authorities that discuss whether the traditional practice over
the years has been to address for cause juror challenges in public or in private, or even whether
there was a traditional practice.
However, what evidence we do have indicates that juror challenges for cause historically
have been addressed in public. The published opinions of Washington courts show that
challenges for cause have been exercised and ruled on in open court throughout the history of our
state. See, e. g., State v. Beskurt, 176 Wash. 2d 441, 447, 293 P.3d 1159 ( 2013); State v. Davis, 141
Wash. 2d 798, 836, 10 P.3d 977 ( 2000); State v. Moser, 37 Wash. 2d 911, 917, 226 P.2d 867 ( 1951);
State v. Stentz, 30 Wash. 134, 135 -37, 70 P. 241 ( 1902); State v. Murphy, 9 Wash. 204, 206 -08,
37 P. 420 ( 1894); State v. Biles, 6 Wash. 186, 188, 33 P. 347 ( 1893); see also State v. Parnell, 77
Wash. 2d 503, 504, 463 P.2d 134 ( 1969); Wash. v. City ofSeattle, 170 Wash. 371, 373, 16 P.2d 597
1932); State v. Croney, 31 Wash. 122, 128, 71 P. 783 ( 1903); State v. Rutten, 13 Wash. 203,
204 -07, 43 P. 30 ( 1895); State v. Wilson, 16 Wash. App. 348, 352, 555 P.2d 1375 ( 1976).
Challenges for cause also sometimes have been made and ruled on at sidebar, particularly
in recent years. See, e. g., State v. Love, 176 Wn. App. 911, 915, 309 P.3d 1209 ( 2013), review
granted in part, 181 Wash. 2d 1029 ( 2015). But it appears that at least in earlier times, challenges
for cause at sidebar were quite rare. Only one older civil case provides a possible example of a
challenge for cause exercised at sidebar, and in that case there was a compelling reason to depart
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from the usual procedure — the argument for dismissing the juror would have improperly exposed
prospective jurors to information about the defendants' liability insurance. Popof/ v. Mott, 14
Wash. 2d 1, 9, 126 P.2d 597 ( 1942). Overall, the weight of historical practice favors exercising of
challenges for cause in open court.
Division Three of our court in Love held that challenges for cause do not satisfy the
experience prong, stating that " there is no evidence suggesting that historical practices required
for cause] challenges to be made in public." 176 Wash. App. at 918 ( emphasis added). The
court' s analysis in Love seems to redefine the Sublett experience prong as an inquiry into
whether challenges for cause historically were required to be made in open court. But the court
in Love cited no authority for this interpretation of the experience prong analysis. 176 Wn. App.
at918.
Our reading of the relevant cases indicates that the experience prong actually involves
asking whether the practice traditionally has been open to the public, whether required or not.
E.g., Smith, 181 Wash. 2d at 516 ( stating that "[ w]ithout any evidence the public has traditionally
participated in sidebars, the experience prong cannot be met" ( emphasis added)). This reading is
consistent with the United States Supreme Court' s analysis in Press -Enterprise Co. v. Superior
Court (Press II), 478 U.S. 1, 8, 10, 106 S. Ct. 2735, 92 L. Ed. 2d 1 ( 1986), which guided our
Supreme Court in Sublett. 176 Wash. 2d at 73 -74. The Court in Press II analyzed whether there
was a " tradition of accessibility" surrounding the proceeding at issue, 478 U.S. at 8, 10, and this
is the proper question to ask here as well. Accordingly, we reject the experience prong analysis
in Love and look to traditional practice, rather than historical requirements.
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In light of what appears to be the historical practice in Washington courts, the experience
prong favors a holding that challenges for cause implicate the public trial right.
b. Logic Prong
The logic prong of the Sublett test asks us to examine whether public access plays a
significant positive role' " in the functioning of the practice or procedure. at issue. Sublett, 176
Wash. 2d at 73 ( quoting Press II, 478 U.S. at 8). Because public access provides a check against
both actual and apparent abuse of challenges for cause, we hold that the logic prong supports
extension of the public trial right to the exercise of challenges for cause.
Under the logic prong, we look to the " values served by open courts" and " must consider
whether openness will `enhance[ ] both the basic fairness of the criminal trial and the appearance
of fairness so essential to public confidence in the system.' " Sublett, 176 Wash. 2d at 74 -75
quoting Press -Enterprise Co. v. Superior Court (Press I), 464 U.S. 501, 508, 104 S. Ct. 819, 78
L. Ed. 2d 629 ( 1984)). We have held that this basic fairness is enhanced where " the public' s
mere presence passively contributes to the fairness of the proceedings, such as deterring
deviations from established procedures, reminding the officers of the court of the importance of
their functions, and subjecting judges to the check of public scrutiny." State v. Bennett, 168 Wn.
App. 197, 204, 275 P.3d 1224 ( 2012) ( emphasis omitted); see also State v. Sadler, 147 Wash. App.
97, 116, 193 P.3d 1108 ( 2008) ( "[ T] he purposes underlying apublic trial include ensuring that
the public can see that the accused is dealt with fairly and reminding officers of the court of their
8
responsibilities to assure that the defendant receives a fair trial" ( citation omitted)).
8 In Sublett, our Supreme Court expressly rejected our analytical framework in Sadler, pointing
to that opinion as an example of the categorical distinction approach we previously employed.
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We previously have found that public scrutiny is essential where challenges to
prospective jurors may be abused. See Sadler, 147 Wash. App. at 116 ( holding that Batson9
proceedings implicate the public trial right because " the public has a vital interest" in the issue of
whether the prosecutor has excused jurors because of their race "). Challenges for cause may be
less prone to arbitrary or improper exercise than peremptory challenges because a party must
offer, and the trial court must find, a legal reason for dismissing a juror for cause. However, the
public still has a vital interest in determining whether parties are making, and the trial court is
ruling on, challenges for cause for legitimate reasons.
Further, challenges for cause exist specifically to ensure fairness in jury selection and,
ultimately, a fair trial before an impartial jury. See State v. Fire, 145 Wash. 2d 152, 164, 34 P.3d
1218 ( 2001). Addressing such challenges in public enhances the appearance of fairness in this
process, and may well enhance actual fairness by reminding counsel of the importance of the
juror challenge process, and subjecting the trial court' s rulings to public scrutiny.
In Love, Division Three of our court held that challenges for cause did not satisfy the
logic prong. 176 Wash. App. at 919 -20. The court seemed to indicate that because challenges for
cause involve legal questions, public oversight is of limited importance. See id. at 920 n.7. But
we have noted that " even in proceedings involving purely legal matters, the public' s presence
176 Wash. 2d at 72; see also State v. Halverson, 176 Wash. App. 972, 977 n. 2, 309 P.3d 795 ( 2013),
review denied, 179 Wash. 2d 1016 ( 2014). However, the Court in Sublett noted no deficiencies in
our discussion of the values served by public scrutiny or on the value of publicity in deterring the
abuse of challenges during jury selection. Further, the court denied review of Sadler after
deciding Sublett. 176 Wash. 2d at 1032.
9
Batson v. Kentucky, 476 U.S. 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69 ( 1986) ( holding that a party
cannot exercise peremptory juror challenges on the basis of race).
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may ensure the fairness of such proceedings." Bennett, 168 Wash. App. at 204. While the court in
Love reasoned that making a record of the challenges " satisfies the public' s interest in the case
and assures that all activities were conducted aboveboard," it seemed to discount the idea that
public oversight of the challenges and associated argument would enhance the appearance of
fairness or deter deviation from established procedures. 176 Wash. App. at 920.
Because our Supreme Court has indicated that the appearance of fairness and deterrence
of deviation from established procedures are important functions of the public trial right, we
disagree with Division Three and conclude that public access plays a significant positive role in
the functioning of juror challenges for cause. Therefore, the logic prong of the Sublett test
indicates that challenges for cause implicate the public trial right.
Both the experience and logic prongs of the Sublett test support a holding that the
exercise ofjuror challenges for cause should occur in open court. Accordingly, we hold that
juror challenges for cause implicate a criminal defendant' s public trial right.
D. JUSTIFICATION FOR CLOSURE.
If the trial court has closed a proceeding to the public and that proceeding implicates the
public trial right, we must determine whether the trial court was justified in closing the
proceeding. In most cases, the trial court must expressly consider the five Bone -Club factors on
the record. Smith, 181 Wash. 2d at 520 ( stating that "[ a] closure unaccompanied by a Bone -Club
analysis on the record will almost never be considered justified ").
Our Supreme Court has recognized that in extremely rare circumstances, a closure could
be justified without a Bone -Club analysis if an examination of the record shows that the trial
court " effectively weighed the defendant' s public trial right against other compelling interests."
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Smith, 181 Wash. 2d at 520. The court found no public trial right violation under such
circumstances in State v. Momah, 167 Wn.2d. 140, 156, 217 P.3d 321 ( 2009). But the court has
acknowledged that it is unlikely to ever again see a case like Momah. Smith, 181 Wash. 2d at 520.
Here, the trial court did not expressly consider the Bone -Club factors before holding the
sidebar conference. Further, there is no basis in the record for concluding that these factors
effectively have been satisfied through a balancing process. Therefore, we hold that the trial
court was not justified in hearing juror challenges for cause at a sidebar conference.
CONCLUSION
A sidebar conference addressing juror challenges for cause constitutes a closure of the
juror selection proceedings, and implicates a defendant' s public trial right. Here, the trial court
did not conduct a Bone -Club analysis or otherwise provide justification for not addressing for
cause juror challenges in open court. Accordingly, we hold that the trial court erred in
addressing juror challenges for cause at a sidebar conference.
We reverse Anderson' s convictions and remand for a new trial.
I concur:
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MELNICK, J. ( concurrence) — I concur with the result the majority reaches. However, I
write separately to supplement the majority' s analysis under the " experience and logic" test. See
Majority at 7 -8 ( analyzing State v. Sublett, 176 Wash. 2d 58, 73 -74, 292 P.3d 715 ( 2012)).
I believe there is additional authority in CrR 6. 4 to support the majority' s position. This
rule delineates procedures for selecting a jury. Specifically, after examination, when challenging
a juror for cause, a judge may excuse for cause that juror if grounds for the challenge exist. CrR
10
6. 4( c). If, however, the challenge for cause is denied by the opposing party, " the court shall try
the issue and determine the law and the facts." CrR 6. 4( d)( 1). If the challenge is tried, the rules
of evidence apply and the challenged juror may be called as a witness, subject to cross -
examination. CrR 6. 4 ( d)( 2). If the court finds the challenge is sufficient or true, the juror shall
be excluded. CrR 6. 4( d)( 2). Conversely, " if not so determined or found otherwise," the challenge
shall be disallowed. CrR 6. 4( d)( 2).
Because both the Sixth Amendment to the United States Constitution and article 1, section
22 of the Washington Constitution guarantee a defendant the right to a public trial and because
10 CrR 6. 4( c)( 2) references RCW 4. 44. 150 through 4. 44.200 as governing challenges for cause.
RCW 4. 44. 190 states,
a] challenge for actual bias may be taken for the cause mentioned in RCW
4. 44. 170( 2).But on the trial of such challenge, although it should appear
that the juror challenged has formed or expressed an opinion upon what he
or she may have heard or read, such opinion shall not of itself be sufficient
to sustain the challenge, but the court must be satisfied, from all the
circumstances, that the juror cannot disregard such opinion and try the issue
impartially.
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challenges for cause involve trials, a trial court must either hold the trials in open court or utilize
the five part Bone- Clubll test.
11 State v. Bone -Club, 128 Wash. 2d 254, 906 P.2d 325 ( 1995).
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