State Of Washington, V Johnnie Gerard Brown ( 2013 )

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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
STATE OF WASHINGTON, No. 42752 -4 -II
Respondent,
PUBLISHED OPINION
ME
JOHNNIE G. BROWN,
BJORGEN, J. — After a trial conducted partially in absentia, a jury found Johnnie Gerard
Brown guilty of child rape and incest. Nine years later, authorities apprehended Brown, who had
absconded to another state, and returned him to Washington for sentencing. The sentencing
court declined to order a presentence report before imposing the maximum standard -
range term
of incarceration. Brown appeals, arguing ( 1) that the trial court improperly tried him in absentia
in violation of his right under CrR 3. 4 to be present at all stages of trial and ( 2) that the
sentencing court committed reversible error when it sentenced him for a felony sex offense
without first ordering a presentence report. Because his trial had commenced before Brown
absconded, we affirm the convictions. Because the trial court did not order or consider the
No. 42752 -4 -II
presentence report mandated by former RCW 9. 94A. 110 ( 2000) before sentencing Brown for a
felony sex offense, we vacate the sentence and remand for resentencing.
FACTS
The State charged Brown with two counts of second degree child rape or, in the
alternative, two counts of first degree child molestation; and one count of first degree incest.
Having posted a $ 100, 000 bail bond, Brown appeared out of custody on April 17, 2002, and was
present when the trial court called the case for trial and administered the initial oath to the 50-
person venire. After introducing the attorneys to the venire and giving preliminary instructions,
the trial court excused the potential jurors with instructions to fill out a questionnaire and return
the following day.
Brown appeared the next day and was present when the State moved to strike the jury
venire because " the case ha[ d] gotten more complicated." Verbatim Report of Proceedings
VRP) ( Apr. 17, 2002) at 19. The defense joined the motion. Both sides expressed concern that
as many as half of the potential jurors had personal reservations related to the nature of the case
or wanted to be questioned privately, and both sides wanted additional time to interview newly-
discovered potential witnesses and make related motions. Brown' s counsel stated that "[ f]rom
the defense perspective, I couldn' t imagine that we could get a worse draw of jurors" with a
different venire. VRP ( Apr. 17, 2002) at 21. With Brown still present, the trial court excused
the venire and " recess[ ed] the case until May 6th." VRP ( Apr. 17, 2002) at 32 -33. As soon as
the jurors left, the court began hearing testimony on the admissibility under CrR 3. 5 of
statements Brown made to police.
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No. 42752 - -II
4
Brown appeared again on April 22, 2002, and the court heard testimony and argument on
the competency of two child witnesses and the admissibility under ER 404( b) of other child sex
abuse accusations against Brown. The court scheduled the final ER 404( b) testimony for May 6
and the swearing in of a new jury venire for May 7.
Brown did not appear on May 6, 2002. 1 His counsel affirmed that Brown had been
informed the proceedings would continue on that date and that counsel had made every effort to
contact him. On May 15, the court reconvened, made preliminary determinations that trial had
commenced and Brown' s continuing absence was voluntary, and decided to proceed in absentia
if Brown' s whereabouts remained unknown the following day.
Brown did not appear, and the trial court administered the oath to a new venire on May
20, 2002. A jury was selected and began hearing testimony in Brown' s absence the next day.
The jury returned a verdict of guilty on the incest count and on both child rape counts.
After his extradition nine years later, Brown appeared in custody for sentencing on
October 7, 2011. At the hearing, Brown' s defense counsel requested a continuance, informing
the court that "[ t] here' s been no presentence investigation conducted in this case, and that' s
mandatory in a sex case." VRP ( Oct. 7, 2011) at 8. The prosecutor expressed the belief that the
statute in effect at the time of Brown' s conviction did not require such a report. The trial court
agreed that no report was required and imposed the maximum standard -range sentence for each
count, to run concurrently, for a total of 280 months.
Brown timely appeals.
1
Brown' s location remained unknown to the court until shortly before his August 3, 2011
extradition.
No. 42752 -4 -II
ANALYSIS
I. TRIAL IN ABSENTIA
Brown argues that the trial court improperly tried him in absentia in violation of his right
to be present. Specifically, Brown asserts that the trial did not " commence" in his presence for
purposes of CrR 3. 4, even though a venire took the oath in his presence, because the jury that
determined his guilt was selected from a different panel, one not sworn in Brown' s presence.
Whether a defendant who witnessed the swearing of a venire may properly be tried in
absentia before a jury selected from a different venire appears to be an issue of first impression.
Because the requirement that trial commence in the defendant' s presence is intended to ensure
that waiver of the right to be present at trial is knowing, and because shortly before his
disappearance Brown witnessed the swearing of a jury panel to try him for the same charges on
which he was convicted, we hold that trial had commenced and the court below properly tried
Brown in absentia.
We review construction of court rules de novo. State v. Bertrand, 165 Wash. App. 393,
414, 267 P.3d 511 ( 2011) ( citing State v. Robinson, 153 Wash. 2d 689, 693, 107 P.3d 90 ( 2005)),
review denied, 175 Wash. 2d 1014, 287 P.3d 10 ( 2010). We interpret a court rule as though it were
enacted by the legislature, giving effect to its plain meaning as an expression of legislative intent.
State v. Chhom, 162 Wash. 2d 451, 458, 173 P.3d 234 ( 2007). Plain meaning, in turn, is discerned
by " reading the rule as a whole, harmonizing its provisions, and using related rules" to help
identify the intent behind it. Chhom, 162 Wn.2d at 458.
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No. 42752 -4 -II
CrR 3. 4, Presence of the Defendant, provides in relevant part:
a) When Necessary.
The defendant shall be present at the arraignment, at every stage of the trial
including the empaneling of the jury and the return of the verdict, and at the
imposition of sentence, except as otherwise provided by these rules, or as excused
or excluded by the court for good cause shown.
b) Effect of Voluntary Absence.
The defendant' s voluntary absence after the trial has commenced in his or her
presence shall not prevent continuing the trial to and including the return of the
verdict.
Emphasis added.) Trial in absentia, although disfavored, is therefore proper in Washington if
2
trial commenced" in a criminal defendant'.s presence and the defendant' s absence is voluntary.
State v. Jackson, 124 Wash. 2d 359, 361, 878 P.2d 453 ( 1994) ( citing CrR 3. 4).
We interpret .
CrR 3. 4 in a manner parallel to the federal courts' interpretation of Federal
Rule of Criminal Procedure 43. State v. Hammond, 121. Wn.2d 787, 790 -93, 854 P.2d 6371993). In State v. Crafton, 72 Wn. App. 98, 103, 863 P.2d 620 ( 1993), we held that under CrR
3. 4, trial commences no sooner and no later than when the jury panel is sworn for voir dire. In
reaching this conclusion, we noted that "` when the jury panel is sworn for voir dire, the
defendant is given an unambiguous and readily discernible sign that trial is beginning and he or
she will have the opportunity to participate injury selection. "' Crafton, 72 Wn. App. at 103
quoting State v Thomson, 70 Wn. App. 200, 211, 852 P.2d 1104 ( 1993), aff'd, 123 Wash. 2d 877,
872 P.2d 1097 ( 1994)) ( alteration omitted). This " bright- line" rule, Crafton, 72 Wn. App. at 103,
serves to assure that any waiver [ of the right to be present at trial] is indeed knowing."'
2
Brown does not assign error to the trial court' s finding that he voluntarily absented himself
from the proceedings and does not dispute the sentencing court' s statement that " his absence was
entirely voluntary and willful." VRP ( Oct. 7, 2011) at 7. We therefore accept the finding as
true. See State v. Ellison, 172 Wash. App. 710, 717, 291 P.3d 921 ( 2013).
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No. 42752 - -II
4
Thomson, 123 Wn.2d at 883 ( quoting Hammond, 121 Wn.2d at 792 and United States v. Crosby,
506 U.S. 255, 262, 113 S. Ct. 748, 122 L. Ed. 2d 25 ( 1993)).
The rule also serves, however, to ensure that "` the governmental prerogative to proceed
with a trial may not be defeated by conduct of the accused that prevents the trial from going
forward. "' Taylor v. United States, 414 U.S. 17, 20, 94 S. Ct. 194, 38 L. Ed. 2d 174 ( 1973)
quoting Illinois v. Allen, 397 U.S. 337, 349, 90 S. Ct. 1057, 25 L. Ed. 2d 353 ( 1970) ( Brennan,
J., concurring)). Thus, we must also consider the governmental interest in conserving judicial
resources and accurately determining innocence or guilt.
Brown argues that the use in CrR 3. 4 of the definite article suggests that " the empaneling
of the jury" refers to the same panel from which those jurors who actually hear the evidence in
the case are selected. In light of the principles of construction set out in Chhom and the rule' s
purposes, however, the argument fails to persuade. Brown witnessed the swearing of a venire,
and when the court excused the panel in Brown' s presence, it gave a specific date, less than three
weeks later, on which a new panel would be called and trial would resume. Brown was present
for the swearing of the first venire and received specific, unambiguous notice that a new panel
would be called on a date certain. To deem the trial to have commenced at this point under CrR
3. 4 ensures that Brown' s waiver of his right to be present was made with full knowledge.
Brown argues to the contrary that once the court excused the panel and announced the
18 -day delay before a new panel would be called, there was no "` unambiguous and readily
discernible sign "' that trial had commenced. Br. of Appellant at 11 ( quoting State v. Thomas, 70
Wn. App. 200, 211, 852 P.2d 1104 ( 1993)). Instead, Brown maintains that the " clear message"
was that trial would commence in 18 days.
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No. 42752 -4 -II
If the trial court had simply dismissed the venire without setting any specific date for
calling a new panel, or if the State had sought to substantially change the charges that the new
panel would hear, Brown' s argument that he did not have adequate notice might have more life.
Brown, however, witnessed the swearing of a jury panel to try him for precisely the same
charges of which he was ultimately convicted, and, upon excusing that panel, the trial court gave
a specific date in the near future when it would call a new panel. One can imagine a situation
where, because of the nature of the charges or the notoriety of the case, a trial court strikes so
many venire members that a full jury cannot be impaneled from the pool originally called. A
defendant who, at that point, despairs of obtaining a favorable verdict and chooses to flee should
not escape trial merely because it becomes necessary to bring in additional venire persons.
Indeed, Brown may have made exactly such a calculation here. The responses to the
questionnaires apparently suggested that a large proportion of potential jurors would have
difficulty viewing the evidence in a child sex abuse case favorably to the defendant, and Brown
was faced with the possible admission of other child sex abuse accusations against him. Under
these circumstances, where one venire has been sworn and the defendant has clear notice that a
second will be sworn on a specific date in a reasonable time, the defendant should " ot have the
n
option of stopping the trial because he sees his chances darkening. We hold that the trial had
commenced for purpose of CrR 3. 4, and the trial court therefore properly proceeded in Brown' s
absence. We affirm Brown' s convictions.
II. THE TRIAL COURT' S REFUSAL To ORDER A PRESENTENCE REPORT
Brown argues that the trial court erred in sentencing him without the benefit of a
presentence report, in violation of former RCW 9. 94A. 110. Because the statute under which the
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No. 42752 -4 -II
trial court sentenced Brown expressly mandated such a report, and we cannot assess what impact
a report that does not exist might have had on the outcome, we vacate Brown' s sentence and
remand for resentencing.
The trial court' s discretion in sentencing is that which is given by the Legislature,"
State v. Ammons, 105 Wash. 2d 175, 181, 713 P.2d 719, 718 P.2d 796 ( 1986). We review a trial
court' s interpretation of a statute de novo, and we derive the plain meaning of a statute " from all
that the Legislature has said in the statute and related statutes which disclose legislative intent
about the provision in question." Dep' t of Ecology v. Campbell & Gwinn, LLC, 146 Wash. 2d 1,
11 - 12, 43 P.3d 4 ( 2002).
The statute in effect at the time of Brown' s conviction provided that
the court shall, at the time of plea or conviction, order the [ Department of
Corrections] to complete a presentence report before imposing a sentence upon a
defendant who has been convicted of a felony sexual offense .... The court shall
consider the risk assessment and presentence reports.
Former RCW 9. 94A. 110, recodified as RCW 9. 94A.500 ( 2002). This statutory language is
mandatory and unambiguous. State v. Q. D., 102 Wash. 2d 19, 29 -30, 685 P.2d 557 ( 1984) ( noting
that " use of the word ` shall' creates an imperative obligation unless a different legislative intent
can be discerned ") ( citing State v. Bryan, 93 Wash. 2d 177, 606 P.2d 1228 ( 1980)).
The State properly concedes that the statute required a presentence report and the
Sentencing Reform Act' s ( SRA) prohibition on appeals of standard -range sentences does not bar
3
Brown' s appeal. The State argues, however, that the failure to order the presentence report was
3
RCW 9. 94A. 585( 1) ( former RCW 9. 94A.210( 1) ( 2000)) provides that a standard range
sentence may not be appealed. However, our Supreme Court interpreted this provision " as only
precluding appellate review of challenges to the amount of time imposed," not " the procedure by
which a sentence within the standard range was imposed." Ammons, 105 Wn.2d at 182 -83. To
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No. 42752 -4 -II
harmless error because the sentencing court, on account of Brown' s nine -year absence, would
have imposed the maximum standard range penalty regardless of the contents of such a report.
Whether harmless error analysis applies to a trial court' s failure to consider a mandatory
presentence report also appears to be an issue of first impression.
Nonconstitutional error requires reversal only if, "
within reasonable probabilities," the
outcome of the proceeding " would have been materially affected had the error not occurred."
State v. Crenshaw, 98 Wash. 2d 789, 800, 659 P.2d 488 ( 1983) ( citing State v. Tharp, 96 Wash. 2d
591, 637 P.2d 961 ( 1981)). In more typical cases applying harmless error analysis to sentencing
hearings, a trial court allegedly considers information it should not have. In these cases, we
simply look at the remaining, unchallenged information to see whether it independently supports
the sentencing court' s decision. See, e. g., State v. Gutierrez, 58 Wash. App. 70, 77, 791 P.2d 2751990), abrogated on other grounds by State v. Ritchie, 126 Wash. 2d 388, 894 P.2d 1305 ( 1995);
State v. Whittington, 27 Wn. App. 422, 430, 618 P.2d 121 ( 1980). Here, in contrast, the trial
court failed to consider information it should have. In the absence of any presentence
investigation, we can only speculate as to what information a report might have contained and
what effect that information might have had on the outcome. 4 Thus, we cannot assess the
probability of a different outcome, and therefore cannot apply harmless error analysis.
escape the SRA prohibition on appeals of standard range sentences an appellant must show that
the sentencing court had a duty to follow some specific procedure required by the SRA, and that
the court failed to do so." State v. Mail, 121 Wash. 2d 707, 712, 854 P.2d 1042 ( 1993). Because
Brown does not challenge the length of the sentence, but argues that the court failed to follow a
specific, mandatory duty, RCW 9. 94A.585( 1) does not bar Brown' s appeal.
4
The dissent cites this statement as evidence that our analysis rests on speculation and conjecture
as to what a report might have contained. On the contrary, our point is that without knowing
what the presentence report would say, it is impossible to apply the harmless error standard in a
principled fashion, without descent into speculation.
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No. 42752 -4 -II
In State v. Crider, 78 Wn. App. 849, 899 P.2d 24 ( 1995), Division Three of this court
refused to apply harmless error analysis to a sentencing court' s failure to invite the defendant to
allocute before pronouncing sentence. The Crider court did so even though the sentencing court
had permitted the defendant to speak immediately after pronouncing sentence, stood " ready and
willing to alter the sentence when presented with new information," and the sentencing judge' s
comments indicated that it was " unlikely anything Mr. Crider might have said ... would have
changed" the outcome. Crider, 78 Wn. App. at 861. The Crider court explicitly based its
holding on the right to allocute under the SRA, found in the same statutory provision at issue
here, RCW 9. 94A.500( 1), not on any alleged constitutional right. Crider, 78 Wn. App. at 860.
The dissent points out that we refused to follow Crider in State v. Hatchie, 133 Wash. App.
100, 118, 135 P.3d 519 ( 2006), aff'd, 161 Wash. 2d 390, 166 P.3d 698 ( 2007), and argues that our
reliance on Crider here would require reversing Hatchie. What Hatchie declined to follow,
however, was Crider' s blanket refusal to apply harmless error analysis when a sentencing court
did not invite the defendant to allocute before imposing sentence. Hatchie held no error occurred
where the defendant was allowed to allocute after the court' s oral sentence and where the court
expressly stated it would consider the allocution, due to the
long standing rule that a court' s oral opinion is no more than an oral expression of
the court' s informal opinion at the time rendered; it is " necessarily subject to
further study and consideration, and may be altered, modified, or completely
abandoned."
Hatchie, 133 Wn. App. at 118 ( quoting State v. Hescock, 98 Wash. App. 600, 606, 989 P.2d 12511999)). Hatchie also relied on the defendant' s failure to request to allocute when the court said
it was ready to rule. Hatchie, 133 Wn. App. at 118 -19.
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No. 42752 - -II
4
Brown' s situation shares none of the defining characteristics of Hatchie. Unlike
Hatchie' s allocution, a presentence report for Brown was not presented to the court at any point;
unlike Hatchie' s silence, Brown requested a continuance to allow a presentence report before
sentencing. Under Crider, consistently with Hatchie, harmless error analysis is not available to
save the failure to prepare the required report.
The dissent relies also on our Supreme Court' s recent decision in In re Personal Restraint
of Finstad, 177 Wash. 2d 501, 301 P.3d 450 ( 2013), for the proposition that failure to follow
mandatory sentencing procedures may be harmless error. The dissent asserts that the sentencing
judge' s " unequivocal" remarks at the sentencing hearing demonstrate with sufficient certainty
that no presentence report could have affected the outcome, thus making remand futile. For the
following reasons, we respectfully disagree.
First, the Finstad decision, and the precedents on which it relies, are inapposite to the
issues in this appeal. Those cases all turned on the showing necessary to overcome the "` high
standard "' a petitioner must meet to overcome the time bar against collateral attacks on criminal
convictions and. obtain the "` extraordinary "' relief of upsetting a "` settled "' judgment. See
Finstad, 177 Wn.2d at 506 ( quoting In re Pers. Restraint of Coats, 173 Wash. 2d 123, 132 -33, 267
P.3d 324 ( 2011) ( citing In re Pers. Restraint of Cook, 114 Wash. 2d 802, 810 -12, 792 P.2d 5061990))). The Coats court justified this potentially harsh time bar in part on the ground that the
rights to appeal and to timely collateral review sufficiently protect defendants. Coats, 173
Wn.2d at 140 -41.
Further, Finstad "` received the precise sentence he stipulated to in the plea agreement "'
leaving no doubt as to the outcome had Finstad timely objected to the lack of findings. Finstad,
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No. 42752 -4 -II
177 Wn.2d at 511 ( quoting State v. Chambers, 176 Wash. 2d 573, 586, 293 P.3d 1185 ( 2013)). The
absence of speculation required in Finstad further distances it from this case, where we can only
guess what information a nonexistent report might have contained. Finstad and the cases on
which it relies do not establish that harmless error analysis applies to direct review of a trial
court' s failure to order a mandatory presentence report; nor do they address the points raised in
our analysis above. To the extent that these precedents have any relevance here, where Brown
timely objected and properly raised the issue on appeal, the cases suggest that direct appeal is
precisely the vehicle by which to correct such errors.
We also do not find the sentencing court' s comments as unequivocal as our dissenting
colleague does. Prior to pronouncing sentence, the court stated that
Mr. Brown, by his own actions was allowed to maintain his freedom while other
folks had to endure the torture of going through a trial process, coming in and
testifying in I think to basically reward Mr. Brown for his actions
open court....
would subvert the I don' t think he should be awarded [ sic] by
entire process.
getting an additional nine years of freedom and then get a low end sentence.
VRP ( Oct. 7, 2011) at 13. Certainly, these remarks establish that Brown had little chance of
getting " a low -
end sentence." Omitting the low end of the range, however, leaves considerable
room for a different outcome: the court might have imposed anything from a mid -
range sentence
to consecutive exceptional sentences. Again, without the presentence report one can only
speculate.
Finally, the presentence report can play a vital role in ensuring that the voices of victims
are heard. Particularly significant here, RCW 9. 94A.500( 1) states that the court " shall consider
the risk assessment report and presentence reports, if any, including any victim impact statement
The version of this provision in effect when Brown committed his crimes, former RCW
9. 94A. 110, is of similar effect. More broadly, the state constitution has enshrined certain rights
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No. 42752 -4 -II
of crime victims "[ t] o ensure victims a meaningful role in the criminal justice system and to
accord them due dignity and respect." WASH. CONST. art. I, § 35. Our Supreme Court recently
noted that " a victim impact statement is a vehicle for a victim to exercise her constitutional and
statutory right to address the trial court before it imposes sentence." Koenig v. Thurston County,
175 Wash. 2d 837, 844, 287 P.3d 523 ( 2012). Where such a report establishes that the impact on
the victim was significantly more serious than in a typical case, it will support imposition of an
exceptional sentence. State v. Tunell, 51 Wn. App. 274, 279 -80, 753 P.2d 543 ( 1988), overruled
on other grounds by State v. Batista, 116 Wash. 2d 777, 808 P.2d 1141 ( 1991). Thus, presentence
reports are an important channel for bringing the voices of victims to the court before
5
sentencing.
The importance. of such victim impact statements and the presentence report are aptly
illustrated by the facts of this case. The victim did not address the court or provide a written
statement at sentencing, and the record reveals numerous reasons why she may not have. Even
an adult would understandably feel reluctant to express her feelings about sexual abuse by a
parent in such a public way, even if only in writing. A number of family members, including
defendant Brown and the victim' s father, were present at sentencing. In addition, a camera crew
was filming the sentencing proceeding for possible broadcast on the " Washington' s Most
Wanted" television program.
Had the court below followed the statute, the investigator charged with preparing the
presentence report would likely have reached out to the victim privately to seek her input. As
5 The dissent responds by noting that a member of the victim' s family presented an impact
statement on her behalf. Again, however, without knowing what the presentence report would
have said, it is impossible to know if the error in its omission harmed the defendant.
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No. 42752 -4 -II
suggested by the facts here, such an investigation may in many cases be the only effective way to
bring the voices of victims of sexual abuse before the court. Where the legislature has made
such investigations mandatory, as it has done for felony sexual offenses, we should not lightly
overlook a sentencing court' s refusal to order one.
Former RCW 9. 94A. 110 required the trial court to order the Department to complete a
presentence report before imposing sentence on Brown. The court did not issue this order, and
the Department did not prepare the required presentence report for the court' s consideration.
Because we cannot know.whether this error affected the outcome, we decline to apply harmless
error analysis. We therefore vacate Brown' s sentence and remand for resentencing according to
6
the proper procedure.
CONCLUSION
The trial court did not err in proceeding in Brown' s absence, and we affirm his
convictions. We vacate his sentence and remand for resentencing, however, because the court
below exceeded its authority by proceeding without the mandatory presentence report.
r
B T JRGE
I concur:
r`
T'
vC : AIt, .
b
Alternatively, imposition of a sentence in violation of the SRA is not within the court' s
authority. See Ammons, 105 Wn.2d at 180 -81; State v. Shove, 113 Wash. 2d 83, 86 -89, 776 P.2d
132 ( 1989). Because this sentence violated an express requirement of the SRA to which the
harmless error rule did not apply, it was therefore outside the trial court' s authority.
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No. 42752 -4 -II
HUNT, P. J. — I concur with the majority' s affirmance of Brown' s convictions. But I
respectfully dissent from the majority' s ( 1) speculation that the trial court might have imposed a
different sentence if it had considered a presentence report, ( 2) refusal to consider a harmless
error analysis, and ( 3) remand to the trial court for resentencing with a presentence report.
In my view, the lack of a statutorily required presentence report at sentencing was
harmless error and remand for resentencing is a waste of resources for no commensurate gain in
justice. The record shows that the likelihood of a different sentence on remand is remote, as
exemplified by the trial court' s following express rejection of a low end sentence because Brown
had absconded for nine years after raping his daughter:
Mr. Brown, by his own actions was allowed to maintain his freedom while
other folks had to endure the torture of going through a trial process, .... I think
to basically reward Mr. Brown for his actions would subvert the entire process. I
don' t think he should be awarded by getting an additional nine years of freedom
and then get a low end sentence.
Verbatim Report of Proceedings ( Oct. 7, 2011) at 13 ( emphasis added). I would acknowledge
the statutory requirement of a presentence report, apply the harmless error test, and hold that
Brown is not entitled to remand for resentencing because he fails to show that his sentencing
outcome would have materially differed with a presentence report.
I. NO PREJUDICE; HARMLESS ERROR
Lack of prejudice is the essence of harmless error. As the majority notes,
Non -
constitutional error requires reversal only if, "within reasonable
probabilities," the outcome of the proceeding " would have been materially
affected had the error not occurred." State v. Crenshaw, 98 Wash. 2d 789, 800, 659
P.2d 488 ( 1983) ( citing State v. Tharp, 96 Wash. 2d 591, 637 P.2d 961 ( 1981)).
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No. 42752 -4 -II
Majority at 9. In the collateral attack context, the appellate court will not remand for relief even
from an acknowledged improperly imposed sentence, absent a showing of actual and substantial
prejudice or " a fundamental defect ... that inherently resulted in a complete miscarriage of
justice." In re Pers. Restraint ofFinstad, 177 Wash. 2d 501, 506, 301 P.3d 450 ( 2013).
Here, Brown fails to show actual prejudice under any standard. Instead, he focuses on
the error itself as warranting remand for resentencing primarily because the statute requires; and
then he merely speculates about how a presentence report might result in a lower sentence. Even
my colleagues in the majority acknowledge that identifying a different outcome with a
presentence report requires " speculation" and that they " cannot assess the probability of a
8
different outcome. " Such speculation, however, is not the applicable test. Rather, based on the
record before us, Brown must show prejudice flowing from the claimed error such that we can
articulate " within reasonable probabilities" that Brown' s sentence would have been materially
different had a presentence report been prepared. Crenshaw, 98 Wn.2d at 800.
But when we apply this test here, the record shows no such reasonable probability that
the trial court would have imposed a materially different sentence even if it had a presentence
7
I recognize that the scope and standard of review on direct appeal differ from those applicable
to a personal restraint petition, such as the one in Finstad. Thus, I cite Finstad merely as a recent
example of our Supreme Court' s unwillingness to disrupt a " settled judgment," even where the
State concedes the invalidity of a judgment and sentence and the trial court' s " failure to follow
statutory sentencing procedures," unless the petitioner shows he was " prejudiced by the claimed
error." Finstad, 177 Wn.2d at 503, 506.
8
See majority at 9:
In the absence of any presentence investigation, we can only speculate as to what
information a report might have contained and what effect that information might
have had on the outcome. Thus, we cannot assess the probability of a different
outcome, and therefore cannot apply harmless error analysis.
Emphasis added.)
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No. 42752 -4 -II
report to consider. On the contrary, as quoted above, the trial court expressly stated that it did
not consider imposing a low end sentence because it would be unfair to the victim, especially
against the backdrop of Brown' s absconsion and having been at liberty for nine years after
raping the victim. In my view, we need not resort to " speculation" to conclude on the record
9
before us that a presentence report would not cause the trial court to shorten Brown' s sentence.
The majority relies on a Division Three opinion, State v. Crider, 78 Wash. App. 849, 899
P.2d 24 ( 1995), to support its aversion to a harmless error analysis here10, despite our express
refusal " to follow Crider" seven years ago in State v. Hatchie, 133 Wash. App. 100, 118, 135 P.3d
519 ( 2006), aff'd, 161 Wash. 2d 390, 166 P.3d 698 ( 2007). But even if our court were to
contemplate reversing Hatchie on this point, Brown' s case does provide the appropriate context
in which to reconsider our previous rejection of Crider because Crider involved denial of a
defendant' s absolute right to allocution at sentencing, which is not comparable to the lack of a
presentence report here. Unlike my majority colleagues, I.find no factual or legal bar to applying
a harmless error analysis here. I would hold that the trial court' s failure to order a presentence
report for consideration at sentencing, though contrary to statutory mandate, had no material
prejudicial effect on Brown' s sentence and, thus, was harmless error.
9 Even the majority agrees that " these remarks establish that Brown had little chance of getting `a
low -
end Majority at 12 ( emphasis added). Nevertheless, rather than focusing on
sentence. "'
whether the absence of a presentence report actually prejudiced Brown, the majority opines:
Omitting the low end of the range, however, leaves considerable room for a
different outcome: the court might have imposed anything from a mid -
range
sentence to consecutive exceptional sentences. Again, without the presentence
report one can only speculate.
Majority at 12 ( emphasis added).
10 See majority at 10.
17
No. 42752 -4 -II
II. OPPORTUNITY FOR DOC11 INPUT
The majority further asserts that harmless error analysis is not appropriate because ( 1) the
Sentencing Reform Act confers rights on non -litigants, such as the DOC and victims, who may
submit impact statements; and ( 2) " presentence reports are an important channel for bringing the
voices of victims to the court before sentencing." Majority at 13. I do not disagree with my
colleagues' assertion that the presentence report may be an important vehicle for bringing forth
these important perspectives. I do, however, disagree with the majority' s implication that the
trial court did not hear these perspectives and that, to the extent that these voices must be voiced
through a presentence report, the absence of this medium is fatal to affirming Brown' s sentence.
Here, the prosecutor appeared on behalf of the State of Washington and expressly
recommended a high end standard sentence on behalf of the people of the State, including the
behalf her impact statement at The
victim, on whose a family member presented sentencing.
record shows that, despite the absence of a presentence report, the trial court clearly heard the
victim' s voice; and, in response to her voice as well as other factors, it imposed the maximum
sentence under the law.
Therefore, I respectfully disagree with my colleagues' conclusion that we cannot consider
harmless error under the facts here and that remand for resentencing with a presentence report is
necessary. In addition to affirming Brown' s I would also
affirm
1f
P
P. J.
11 Department of Corrections ( DOC).
M