State of Washington v. Daniel Seth Arthur Holcomb ( 2014 )

FILED
APRIL 10,2014
In the Office of the Clerk of Court
W A State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, ) No. 32155-0-111
)
Respondent, )
)
v. )
)
DANIEL S.A. HOLCOMB, ) PUBLISHED OPINION
)
Appellant. )
BROWN, J. - Daniel Holcomb appeals his second degree assault conviction. He
contends he was denied his constitutional right to jury unanimity. Under well-settled
authority, we disagree. Mr. Holcomb next contends the accomplice liability statute is
unconstitutional because it criminalizes constitutionally protected speech. We hold
RCW 9A.08.020 is constitutional. Accordingly, we affirm.
FACTS
Mr. Holcomb and Anthony Sumait approached Charles Burnett's home, possibly
to inquire about a truck for sale. Mr. Burnett was standing outside when the two men
approached him. Jennifer Mingier, Mr. Burnett's girl friend, was outside and saw both
men had stick-type weapons in their hands. She watched as both men struck Mr.
Burnett. Mr. Burnett fell to the ground, but managed to pull out his pistol and shoot. Mr.
Holcomb was hit and fell to the ground. Mr. Sumait ran off, but was soon apprehended.
No. 32155-0-111
State v. Holcomb
Police arrived and observed Mr. Holcomb on the ground with a stick next to him. Mr.
Holcomb's deoxyribonucleic acid (DNA) was found on the stick.
The State charged Mr. Holcomb with second degree assault either as a principal
or accomplice. Following the State's case in chief, Mr. Holcomb asked the court, "to
entertain a motion to dismiss at least the felony components of the charge. . .. I'm
referring to both direct liability and accomplice liability here. I'm not asking for an out-
and-out dismissal because I believe that a rational trier of fact, certainly with the
inferences all pointed in the direction most favorable to the prosecution, could find that
Mr. Holcomb came there with Mr. Sumait and acted as his accomplice while Mr. Sumait
committed a fourth degree assault." Report of Proceedings (RP) at 112. The court
denied the motion. Later, Mr. Holcomb asked the court to instruct the jury they must be
unanimous as to Mr. Holcomb's mode of participation in the offense, either that Mr.
Holcomb acted as an accomplice to Mr. Sumait's attack, or Mr. Holcomb acted as a
principal in assaulting Mr. Burnett himself. The court ruled that such an instruction
would invade the province of the jury, stating, "I can't tell the jury what to believe or not
to believe. They're entitled to analyze all the witnesses and come up with their own
conclusion on what factually happened." RP at 120.
During trial, the jury was instructed that to convict Mr. Holcomb, it had to find "the
defendant and/or an accomplice intentionally assaulted Charles Burnett with a deadly
weapon." Clerk's Papers at 22. In closing argument, the State argued the jurors did not
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"have to determine whether [Mr. Holcomb acted as] an accomplice or the principal. You
only have to be satisfied individually as to the facts." RP at 161-62.
The jury found Mr. Holcomb guilty as charged. He appealed.
ANALYSIS
A. Jury Unanimity
The issue is whether Mr. Holcomb was denied his constitutional right to jury
unanimity. Mr. Holcomb contends the trial court erred in denying his request for an
instruction telling the jury it had to be unanimous regarding whether he was an
accomplice or a principal.
Generally, we review a trial court's denial of a defendant's proposed jury
instruction for an abuse of discretion. State v. Winings, 126 Wash. App. 75, 86, 107 P.3d
141 (2005). A trial court abuses its discretion if it exercises its discretion based on
untenable grounds or for untenable reasons. State v. Smith, 124 Wash. App. 417, 428,
102 P.3d 158 (2004).
Criminal defendants in Washington have a constitutional right to a unanimous
jury verdict. State v. Ortega-Martinez, 124 Wash. 2d 702, 707, 881 P.2d 231 (1994);
CONST. art. I, § 21. We review for constitutional harmless error a trial court's alleged
failure to give a unanimity instruction. State v. Bobenhouse, 166 Wn.2d 881,893,214
P.3d 907 (2009). Mr. Holcomb incorrectly argues an analysis under State v. Gunwall,
106 Wash. 2d 54, 720 P.2d 808 (1986) is necessary to determine whether the state
constitutional provision applies to accomplice liability cases.
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A person may be liable for the acts of another if he acts as an accomplice. RCW
9A.08.020. A person is an accomplice if, with knowledge that it will promote or facilitate
the commission of a crime, he solicits, commands, encourages, or requests another
person to commit the crime or aids or agrees to aid another in planning or committing
the crime. RCW 9A.08.020(3)(a)(i), (ii). '''Accomplice liability represents a legislative
decision that one who participates in a crime is guilty as a principal, regardless of the
degree of the participation.'" State v. McDonald, 138 Wash. 2d 680, 689,981 P.2d 443
(1999) (quoting State v. Hoffman, 116 Wash. 2d 51, 104, 804 P.2d 577 (1991 ».
Hoffman is instructive. There, two individuals were charged with aggravated first
degree murder of a police officer. Mr. Hoffman posed the same issue raised by Mr.
Holcomb. Our Supreme Court held, U[I]t is not necessary that jurors be unanimous as to
the manner of an accomplice's and a principal's participation as long as all agree that
they did participate in the crime." Hoffman, 116 Wash. 2d at 104. The court found no
instructional error. Id. at 105.
And, U[t]he legislature has said that anyone who participates in the commission of
a crime is guilty of the crime and should be charged as a principal, regardless of the
degree or nature of his participation. Whether he holds the gun, holds the victim, keeps
a lookout, stands by ready to help the assailant, or aids in some other way, he is a
participant. The elements of the crime remain the same." State v. Carothers, 84 Wn.2d
256,264,525 P.2d 731 (1974), overruled on other grounds by State v. Harris, 102
Wn.2d 148,685 P.2d 584 (1984).
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Division Two of this court recently addressed this issue. In State v. Walker' -
Wn. App. _,315 P.3d 562 (Dec. 20, 2013), the State charged Mr. Walker as an
accomplice to multiple murder, assault, and robbery charges. Id. at 564. He argued the
accomplice liability jury instruction violated his right to a unanimous jury. Relying on
Hoffman, the court held, "The trial court's instructions were correct statements of
accomplice liability law and did not deny Walker his due process." Walker, 315 P .3d at
567. The court continued, "There was no need for a unanimity instruction where
accomplice liability allows a jury to convict as long as it finds that the elements of the
crime were met, regardless of which participant fulfilled them." Id.
Moreover, Mr. Holcomb raises an issue that our Supreme Court has reviewed
and rejected. Under the doctrine of stare decisis, we accept the rulings of the Supreme
Court. Accordingly, the trial court did not violate Mr. Holcomb's right to a unanimous
jury when deciding not to instruct the jury regarding unanimity as to whether Mr.
Holcomb was an accomplice or principal. Mr. Holcomb fails to establish reversible
error; a Gunwall analysis is unnecessary.
B. Constitutionality of RCW 9A.08.020
The issue is whether RCW 9A.08.020 (the accomplice liability statute) is
unconstitutionally overbroad. Mr. Holcomb contends the statute criminalizes speech
protected by the First Amendment. We review this constitutional issue de novo. State
v. Bli/ie, 132 Wash. 2d 484.489.939 P.2d 691 (1997).
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Under RCW 9A.08.020(3)(a)(ii), an individual may be convicted as an accomplice
if he or she, acting "[wJith knowledge that it will promote or facilitate the commission of
the crime," the individual "[a]ids or agrees to aid such other person in planning or
committing it." The statute does not define "aid" but Washington decisions have long
accepted the pattern jury instruction's definition of "aid." See State v. McKeown, 23 Wn.
App. 582,591,596 P.2d 1100 (1979) ("The word 'aid' means all assistance whether
given by words, acts, encouragement, support or presence. A person who is present at
the scene and is ready to assist by his or her presence is aiding in the commission of
the crime.").
"The First Amendment, applicable to the States through the Fourteenth
Amendment, provides that 'Congress shall make no law ... abridging the freedom of
speech.'" Virginia v. Black, 538 U.S. 343, 358, 123 S. Ct. 1536, 155 L. Ed. 2d 535
(2003). A state criminal law "may be invalidated as overbroad if 'a substantial number
of its applications are unconstitutional, judged in relation to the statute's plainly
legitimate sweep.'" United States v. Stevens, 559 U.S. 460, 473,130 S. Ct. 1577, 176
L. Ed. 2d 435 (2010) (quoting Wash. State Grange v. Wash. State Republican Party,
552 U.S. 442, 449 n.6, 128 S. Ct. 1184, 170 L. Ed. 2d 151 (2008».
Mr. Holcomb contends the accomplice liability statute runs afoul of the First
Amendment by criminalizing "aid" or "agreement to aid," defining it to include pure
speech, without limiting criminalization to speech directed to inciting or producing
imminent lawless action. Divisions One and Two of this court have rejected Mr.
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Holcomb's contention. In State v. Coleman, 155 Wash. App. 951, 960-61, 231 P.3d 212
(2010), Division One relied on the mens rea requirement imposed by the statute,
likening it to the pedestrian interference ordinance that our Supreme Court concluded
was not overbroad in City of Seattle v. Webster, 115 Wn.2d 635,802 P.2d 1333 (1990).
In State v. Ferguson, 164 Wash. App. 370, 376, 264 P.3d 575 (2011), review denied, 173
Wash. 2d 1035 (2012), Division Two adopted the Coleman analysis, adding that the
statute's language forbids solely advocacy directed at and likely to incite or produce
imminent lawless action.
Mr. Holcomb argues we should reject Coleman and Ferguson as wrongly
decided because those cases erroneously rely on cases involving conduct, whereas the
act of "aiding" can involve pure speech. But, the accomplice liability statute has been
construed to apply solely when the accomplice acts with knowledge of the specific crime
that is eventually charged, rather than with knowledge of a different crime or
generalized knowledge of criminal activity. State v. Cronin, 142 Wash. 2d 568, 578-79, 14
P.3d 752 (2000); State v. Roberts, 142 Wn.2d 471,512,14 P.3d 713 (2000). And the
required aid or agreement to aid the other person must be "in planning or committing
[the crime]." RCW 9A.08.020(3)(i). Statutes are presumed to be constitutional and
wherever possible '''it is the duty of [the] court to construe a statute so as to uphold its
constitutionality.'" In re Det. of Danforth, 173 Wash. 2d 59, 70, 264 P.3d 783 (2011)
(quoting State v. Reyes, 104 Wn.2d 35,41,700 P.2d 1155 (1985». Mr. Holcomb does
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not overcome this presumption. Given all, like Divisions One and Two, we hold RCW
9A.08.020, the accomplice liability statute, is constitutional.
Affirmed.
Brown, J.
WE CONCUR:
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Siddoway, C.J.
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