State Of Washington, V William L. Carter ( 2014 )

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IN THE COURT OF APPEALS OF THE STATE OF WASHIN
DIVISION II
STATE OF WASHINGTON, No. 43597 -7 -II
Respondent,
v.
WILLIAM LLOYD CARTER, UNPUBLISHED OPINION
Appellant.
LEE, J. — William Lloyd Carter appeals the trial court' s decision to deny his motion for a
new trial based on newly discovered evidence following his conviction of first degree child
molestation. He also argues that he received ineffective assistance of counsel during trial when
his attorney moved to suppress exculpatory evidence and failed to call an expert to testify about
the concept of transferred memory. Because Carter does not show that his new evidence was
material, admissible, and would have changed the trial' s result, and because his trial attorney' s
decisions were based on legitimate trial strategy and the available evidence, we affilin.
FACTS
In June 2010, Richard called the police to report that Carter had molested 16- year -
old
GM1
seven or eight years earlier. Richard is GM' s father, and Carter is GM' s step -grandfather.
The State charged Carter with one count of first degree child molestation ( domestic violence).
GM testified that when she was in fifth grade, she lived with her father Richard, her
brother, her half uncle Colin, her
- grandmother Joy, and her step -grandfather Carter. Her
grandparents shared a bedroom on the top floor of the house. GM and her brother shared a room
1 To provide some confidentiality in this case, we use initials in the body of the opinion to
identify the minor victim.
No. 43597 -7 -II
on the top floor as well, though her brother usually slept in the basement with their father
Richard.
GM testified that she got into her grandparents' bed one night because she was afraid to
sleep by herself. When she woke up, her grandmother Joy had gone downstairs, and she could
feel Carter' s hands on her body. GM was wearing a nightgown and underwear, but Carter put
his hands on her bare skin and his mouth on her breast. He touched her chest, back, buttocks and
vagina, and under her clothing. She tried to roll away twice, but he rolled her back over and
said, " I know that I am a bad grandpa." 1 Report of Proceedings ( RP) at 45. Carter stopped and
pretended to be asleep when Joy came back upstairs.
Joy told her to go back to her own bed, and GM returned to, her room and turned on a
movie because she was scared. Carter then appeared at her door and asked if he could watch
television with her. She said he could but explained that she had to go to the bathroom first. She
went to the bathroom, locked the door, and waited because she could see his shadow under the
door.
GM heard the front door open, which meant that her father Richard was home. She
called down to Richard and later went to his room to tell him that she was scared because Carter
had touched her inappropriately. Richard said he would take care of it, but he did not report the
incident.
Both GM and her mother, Jodie, testified that they spent a weekend together in 2010.
GM suspected that Jodie was using drugs and became angry with her. Jodie gave GM her drug
treatment statement, which explained that she used drugs because she had been sexually abused.
GM responded that she had been abused as well but was not using drugs. GM told her mother
about Carter. Jodie talked to Richard, and Richard called the police.
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Carter, Joy, and Carter' s younger son Colin testified for the defense, Joy testified that the
family would gather in the bedroom that she and Carter shared to watch television and that she
would go downstairs at 3: 00 or 4: 00 AM to make coffee. Colin testified that he, GM and her
brother often fell asleep in his parents' bedroom. Carter testified that he never slept with both his
wife Joy and GM and denied molesting GM. The jury found him guilty as charged on December
7, 2011.
On April 6, 2012, Carter moved for dismissal or for a new trial based on an alleged Brady
violation and newly discovered evidence. This motion was based on an interview that Richard
had with a private investigator, Carter' s trial attorney, and another defense attorney on March 22,
2012. In that interview, Richard asserted that he had informed the prosecuting attorney before
Carter' s trial that he had growing doubts about GM' s allegations. Richard explained that GM
was less certain about Carter' s abuse than she was about her previous abuse by Mark Bethea,
who was convicted before Carter went to trial. Richard said that he told the prosecutor that GM
was confusing her dreams with reality.
The State responded to Carter' s motion by filing an affidavit in which the prosecutor
denied that the pretrial conversation described in Richard' s interview occurred. The State also
filed the transcript of a pretrial interview with Richard' s mother, Joy, in which she described her
son as a compulsive liar.
Richard did not testify at the hearing on Carter' s motion despite defense counsel' s
attempts to secure his attendance. The attorney who prosecuted Carter testified and denied
speaking with Richard before trial about any doubts he had concerning GM' s allegations.
2
A Brady violation occurs when the prosecution suppresses evidence favorable to an accused
where the evidence is material to guilt or punishment. Brady v. Maryland, 373 U.S. 83, 87, 83 S.
Ct. 1194, 10 L. Ed. 2d 215 ( 1963).
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Carter' s trial attorney testified that she learned during discovery that Bethea had been accused of
abusing GM, but saw no reason to pursue this evidence. She moved to exclude the allegations
against Bethea because she thought it best to proceed based on the single allegation against
Carter. She did not call any expert because she had no reason to do so. She added that Richard
was quite hostile to the defense to the point that he was disruptive during Carter' s court
proceedings and even brought a weapon to the courthouse.
The trial court agreed with the State that there was no Brady violation because the
evidence showed that the conversation between Richard and the prosecuting attorney did not
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occur. The court then turned to the motion for a new trial based on newly discovered evidence,
observing that its outcome depended on Richard, who had not appeared, and that there was no
explanation for Richard' s change of heart. The court found that Richard' s new statements were
classic impeachment evidence" and denied the motion for a new trial. RP ( June 1, 2012) at 96.
On appeal, Carter argues that the trial court abused its discretion in denying his motion
for a new trial based on newly discovered evidence and that he received ineffective assistance of
counsel at trial.
ANALYSIS
A. MOTION FOR A NEW TRIAL
Carter moved for a new trial under CrR 7. 5( a)( 3), which permits a trial court to grant a
new trial based on newly discovered evidence. To grant such a motion, the trial court must find
that the evidence ( 1) will probably change the result of the trial, ( 2) was discovered since the
trial, ( 3) could not have been discovered before trial by the exercise of due diligence, ( 4) is
3 Carter conceded at the outset of the hearing that his claim of a Brady violation was " very, very
weak." RP ( May 25, 2012) at 3. He does not renew this claim of error on appeal.
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material, and ( 5) is not merely cumulative or impeaching. State v. Macon, 128 Wn.2d 784, 800,
911 P. 2d 1004 ( 1996). The absence of any one of these factors is grounds to deny a new trial.
State v. Williams, 96 Wn.2d 215, 223, 634 P. 2d 868 ( 1981).
We review the trial court' s decision on a motion for a new trial for an abuse of discretion
or when the decision is based on an erroneous interpretation of the law. State v. Robinson, 79
Wn. App. 386, 396, 902 P. 2d 652 ( 1995). An abuse of discretion exists when the trial court
acted on untenable grounds or for untenable reasons. Robinson, 79 Wn. App. at 396.
Carter asserts that he could not have discovered this new evidence before trial because
Richard was so angry after learning of the allegations of abuse that he could not think clearly,
had refused to testify, and that his thoughts cleared only after Carter' s trial. The State does not
address the timing of Richard' s disclosures, and instead focuses on the other elements of the
newly discovered evidence test, i. e., whether the evidence would probably change the trial' s
result, is material, and is not merely impeaching. Because the State does not challenge the
timing of the newly discovered evidence, we assume that Richard' s disclosures were not
discoverable before trial and turn to the remaining elements that Carter must satisfy.
In addressing whether newly discovered evidence would probably change the trial' s
result, the court must consider the credibility, significance, and cogency of the proffered
evidence. State v. Gassman, 160 Wn. App. 600, 609, 248 P. 3d 155, review denied, 172 Wn.2d
1002 ( 2011). See also Schlup v. Delo, 513 U. S. 298, 332, 115 S. Ct. 851, 130 L. Ed. 2d 8081995) ( in assessing probative force of newly discovered evidence, " the court may consider how
the timing of the submission and the likely credibility of the affiants bear on the probable
reliability of that evidence "). Evidence is material if it has some logical connection with the
facts of consequence or the issues. BLACK' S LAW DICTIONARY 1066 ( 9th ed. 2009). The
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evidence must be material and admissible. State v. Eder, 78 Wn. App. 352, 357, 899 P.2d 8101995), review denied, 129 Wn. 2d 1013 ( 1996). Finally, the newly discovered evidence must not
be mere impeachment or evidence offered solely to show the witness is not truthful. State v.
Burke, 163 Wn.2d 204, 219, 181 P. 3d 1 ( 2008); see also State v. Hutcheson, 62 Wn. App. 282,
300, 813 P. 2d 1283 ( 1991) ( new trial should not be granted when only purpose of new evidence
is to impeach testimony presented at trial), review denied, 118 Wn.2d 1020 ( 1992).
The trial court summarized the key allegations in Richard' s interview as follows:
His doubts arose because [ GM] did not appear as confident when talking about
Carter' s] abuse as she did when talking about the other sexual abuse she suffered
with Mark Bethea. In addition, she would have nightmares about being abused by
Mark Bethea but never by the defendant in this case. The victim was a heavy
sleeper as a child and had nightmares. Lastly, [ Richard] claims that the victim' s
story would vary slightly when she would tell the story to [ Richard].
Clerk' s Papers ( CP) at 233. We discuss these allegations separately to determine whether they
qualify as newly discovered evidence requiring a new trial.
1. DOUBTS ABOUT GM' S ALLEGATIONS
Richard began doubting GM' s allegations because her stories about what Carter did
would be fuzzy," and GM' s demeanor was different when she talked about what Carter did
versus what Bethea did. CP at 140. According to Richard:
She is my firstborn and she is just like me to the point that I know she is not a liar,
she doesn' t do this for attention. She — her stories would be fuzzy when it came
to this detail of what [ Carter] did to her... .
My daughter is bulletproof, okay, in my eyes, she' s my hero because
of this. When we would start to talk about Mark [ Bethea] the surety, the
shoulders up, okay, she knew what happened and she knew that I needed to hear it
in explicit detail. Um, she was positive, she didn' t um, look off and do these
kinds of things, okay. And she knew that the details that she was going to inform
me of with Mark were a hundred times worse than the details of the one incident
with [ Carter], okay.
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And she knew that at the time, my rage for Mark was just as much for
Carter] because these two had violated my daughter, okay. So for me to notice a
difference enough to where it would cause me to doubt, is enough proof for me to
know that she ( sic) not lying, she — you know, I can' t reiterate that enough, okay.
CP at 140, 148 -49.
The trial court found that this evidence went solely to the victim' s credibility and was
impeachment evidence. We agree.
While lay opinion testimony may be admissible in some instances, expressions of
personal belief as to another witness' s veracity are not appropriate. State v. Montgomery, 163
Wn.2d 577, 591, 183 P. 3d 267 ( 2008). Indeed, the parties agreed before trial that such evidence
would be inadmissible. Thus, the trial court did not abuse its discretion in finding Richard' s
statements went to GM' s veracity and were not sufficient to support a new trial.
Comments that are attempts to describe a witness' s demeanor may be admissible. State
v. Rafay, 168 Wn. App. 734, 808, 285 P. 3d 83 ( 2012), review denied, 176 Wn.2d 1023, and cent.
denied, 134 S. Ct. 170 ( 2013). Here, the only demeanor evidence that Richard described was
GM' s failure to make eye contact when talking about Carter and her raised shoulders when
talking about Bethea. Even if admissible, we do not see these details as material evidence that
probably would have changed the trial' s outcome, particularly when we consider the trial court' s
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finding regarding Richard' s lack of credibility:
He did not show up and testify at the hearing for the new trial and waited until 3
months after the trial to provide this information to defense counsel. His behavior
of threatening the defendant with a shiv is not consistent with a person who
believed the defendant is innocent as [ Richard] claims in his statement. In
addition, [ Richard' s] mother, who was a witness for the defense, does not believe
he is a credible witness due to multiple incidents where the defendant has made
up false allegations or events. Because [ Richard] is not present, there is no
4
We note here that credibility determinations are not subject to review. State v. Fiser, 99 Wn.
App. 714, 719, 995 P.2d 107, review denied, 141 Wn.2d 1023 ( 2000).
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No. 43597 -7 -II
explanation for his change of heart or change of story. [ Richard] is the person
who brought these allegations to the attention of the police.
CP at 233. Even defense counsel conceded that she had concerns about Richard' s credibility
during the post -trial interview because of his earlier anger and hostility toward Carter.
The credibility of an affiant is relevant to the probative force of his allegations. Based on
the record before us, we see little probability that Richard' s testimony about GM' s uncertainty
regarding Carter' s molestation and her demeanor while talking about what Carter did would have
changed the trial outcome.
2. GM' S CONFUSION OF DREAMS WITH REALITY
Richard also thought GM was confusing her dreams with reality because she changed the
details of her story and because she is difficult to wake up.
Specifically, Richard stated:
But she could never tell me if itat first she couldn' t even tell me if [Carter]
picked her up and she was asleep, okay. I ... it took quite a few times ... and
then it happened three times, all right.
But then she was like, no I think maybe those times I was dreamin [ sic]
then I woke up, but that time I know he did because I woke up and his hand
was on my boob. You' re eight years old, you don' t have a boob, okay but ... and
then you' d —she' d look up into the sky and —and what he said ... it kind of
creeped me out, but it didn' t really creep me out. You know, `cuz it was somethin
sic] that he said, you know, grandma' s in the other room, don' t worry, baby girl,
it' s just me and you here, don' t be scared. Um, and then it would change to um,
you gotta be quiet, grandma' s in the other room. Or maybe it was you know .. .
those kind ... those kind of ways that she described.
CP at 149 -50.
GM testified that Carter molested her once. Therefore, to the extent Richard' s statements
claim GM suggested Carter abused her more than once, it would be impeachment evidence.
GM' s testimony about Carter' s alleged abuse did not change. Thus, Richard' s statements
regarding apparent changes in GM' s story when discussing Carter' s abuse would, at best, also be
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impeachment evidence. Moreover, evidence of how difficult it was to awaken GM is not
relevant to any fact of consequence, and it is unlikely that such evidence would have affected the
outcome of the trial. Therefore, the trial court did not abuse its discretion in finding these
statements failed to provide a basis for a new trial.
3. GM' S NIGHTMARES
Finally, Richard asserted that he doubted GM' s allegations because she was having
nightmares about Bethea, but not about Carter. According to Richard:
I told [ the prosecutor] ... my daughter needed to get —she needed to get this over
with because of the nightmares that she was having —um, about this whole
how that' she ended —I
thing — about everything and often they came and s why
made her stop goin [ sic] to therapy because when she had to talk about it more,
she' d have you know, a week, okay. I mean, scream nightmares
almost three ...
and it was always about Mark [ Bethea] ...
she' d wake up and she' d have the
most scared look on her face, but not once did I ever hear her cry out about
Grandpa.
CP at 153 -54.
When determining whether newly discovered evidence will probably change the result of
trial, we do not consider what effect that evidence may have on the defendant' s case, but rather
we weigh the newly discovered evidence against the strength of the State' s case. In re Pers.
Restraint of Faircloth, 177 Wn. App. 161,. 167 -68, 311 P. 3d 47 ( 2013) ( citing State v. Peele, 67
Wn.2d 724, 732, 409 P. 2d 663 ( 1966)). When there is convincing evidence of guilt and little to
no evidence of innocence, the trial court should not grant a new trial ' upon the offer of any new
evidence unless it appears that the newly discovered evidence is of such significance and
cogency that it will probably change the result of the trial. "' In re Faircloth, 177 Wn. App. at
168 ( quoting Peele, 67 Wn.2d at 732).
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Nothing in Richard' s statements about GM' s nightmares directly undermines the State' s
evidence. Even if GM' s nightmares focused on Bethea, that focus does not show that Carter did
not molest GM as well. Thus, Carter has failed to demonstrate that his alleged newly discovered
evidence was sufficiently significant and cogent to warrant a new trial. The trial court did not
abuse its discretion or erroneously interpret the law in concluding that Richard' s post - rial
t
statements did not qualify as newly discovered evidence that justified a new trial.
B. INEFFECTIVE ASSISTANCE OF COUNSEL
Carter argues that he received ineffective assistance of counsel at trial because his
attorney did not understand that she could have hired an expert to testify about the concept of
transferred memory and instead moved to suppress the evidence of GM' s abuse by Mark Bethea.
This court reviews ineffective assistance of counsel claims de novo. State v. Sutherby,
165 Wn.2d 870, 883, 204 P. 3d 916 ( 2009). In reviewing an ineffective assistance of counsel
claim, this court begins with a strong presumption of counsel' s effectiveness. State v. Grier, 171
Wn.2d 17, 33, 246 P. 3d 1260 ( 2011). A defendant claiming ineffective assistance of counsel has
the burden to establish that ( 1) counsel' s performance was deficient and ( 2) the performance
prejudiced the defendant' s case. Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052,
80 L. Ed. 2d 674 ( 1984). Counsel' s performance is deficient if it falls below an objective
standard of reasonableness and is not based on a legitimate strategic or tactical decision. State v.
McFarland, 127 Wn.2d 322, 334 -36, 899 P. 2d 1251 ( 1995). We must strongly presume that
counsel' s conduct constituted sound trial strategy. In re Pers. Restraint ofRice, 118 Wn.2d 876,
888 -89, 828 P. 2d 1086, cent. denied, 506 U.S. 958 ( 1992). Failure to establish either prong is
fatal to an ineffective assistance of counsel claim. Strickland, 466 U.S. at 700.
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Carter complains that his counsel should not have moved to suppress evidence of the
allegations against Bethea because that evidence would have helped Carter' s case. He explains
that counsel could have argued that GM was confused because GM' s allegations against Bethea
occurred at the same time as her allegations against Carter, and counsel could have hired an
expert to discuss the issue of transferred memory, particularly in light of GM' s nightmares.
At the hearing on Carter' s motion for a new trial, his trial attorney explained that she
thought the best strategy was to exclude Bethea' s conduct and proceed based on the single
allegation against Carter. She added:
Based on what I anticipated the evidence to be, I thought I couldn' t explain away
any of Mr. Bethea' s conduct or I believe I thought that the jury would make
assumptions based on that that I didn' t want them to make, so I did ask to exclude
his testimony.
RP ( May 25, 2014) at 62. Although she was aware of the concept of transferred memory,
Carter' s attorney had no information at the time about GM' s nightmares and no reason to believe
that GM was transferring her memory of Bethea' s abuse to Carter. GM' s testimony regarding
Carter' s single incident of abuse was clear and consistent, and counsel had no grounds on which
to argue the theory of transferred memory without the evidence of her nightmares. Moreover,
given Carter' s previous argument that this evidence could not have been discovered before trial,
counsel cannot now be faulted for failing to rely on it. Carter' s trial attorney had legitimate
reasons for suppressing the evidence of Bethea' s abuse, and Carter does not succeed in showing
deficient performance. Consequently, Carter' s claim of ineffective assistance of counsel fails.
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We affirm.
A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW
2. 06. 040, it is so ordered.
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