Hector L. Ressy, App. v. State, Doc, Res. ( 2013 )

IN THE COURT OF APPEALS FOR THE STATE OF WASHINGTON
HECTOR LOUIE RESSY,
No. 68975-4-I
Appellant,
DIVISION ONE
v.
UNPUBLISHED OPINION
STATE OF WASHINGTON,
DEPARTMENT OF CORRECTIONS FILED: September 23, 2013
("DOC"); STEVEN BURRISS and JANE
DOE BURRISS and the marital
community composed thereof, in his
personal capacity and in his capacity as
a Community Corrections Officer of the
DOC; CAROLE I. RIGNEY and JOHN
DOE RIGNEY and the marital
community composed thereof, in her
personal capacity and in her capacity as
a Community Corrections Supervisor;
and DOES 1-10,
Respondents.
Leach, C.J. — Hector Ressy alleges that Department of Corrections
(DOC) personnel filed a false declaration and probation violation report in
retaliation for grievances he filed against his community corrections officer
(CCO). Because the allegations in the declaration were not false and because
the failure to update the declaration in light of subsequent events is insufficient to
support Ressy's claims for civil rights violations and various torts, we affirm the
superior court's dismissal of Ressy's claims on summary judgment.
No. 68975-4-1 / 2
FACTS
In 2007, a jury convicted Ressy of contacting Antonia Thomas in violation
of a domestic violence no-contact order. The court imposed a suspended
sentence with 24 months of probation. The judgment and sentence and a no-
contact order required Ressy to "successfully complete a state certified domestic
violence treatment program" and to have no contact with Antonia Thomas and
Destini Thomas. The supervision conditions included a requirement that Ressy
"[ajbide by written or verbal instructions issued by the community corrections
officer." The court also imposed financial obligations of $500.00 to be paid "[o]n
a schedule established by the Department of Corrections."
On December 7, 2007, Ressy received an "Offender Accountability Plan"
identifying Jack Kuczynski as his CCO. The plan required Ressy to "[o]bey and
comply with instructions, conditions and rules of DOC" and to "[r]eport to and be
available for contact with assigned community correction officer as directed."
(Emphasis added.) It also stated that "[Probationer] will report to the Department
of Corrections on every 2nd and 4th Tuesday of the month, or as other wise [sic]
instructed to assigned CCO."
On Saturday, March 22, 2008, Antonia Thomas notified the King County
Sheriff's Office that Ressy had contacted her in violation of the no-contact order.
Thomas alleged in a written statement that on March 22, 2008, at 11:22 a.m.,
No. 68975-4-1 / 3
Ressy called and threatened to kill her.1 A detective's photograph of Thomas's
caller display confirmed that Ressy called Thomas.
On March 25, 2008, Ressy reported to his assigned CCO, Jack
Kuczynski, as required by his accountability plan. He filed a grievance alleging
that his daughter Destini left messages on his answering machine over the
weekend of March 21, 2008, that he reported this contact to CCO Kuczynski by
phone, and that Kuczynski was hostile and made fun of him. The grievance
stated, "My CCO threatened me with jail for any direct or indirect contact with my
daughter who called me to inform me she was in danger, when he knew very
clearly that my intentions were to get the help my daughter needed without
making direct or indirect contact."
Later that day, Ressy filed a second grievance based on his interaction
with CCO Kuczynski. He alleged that when he asked to speak to a supervisor,
Kuczynski "angrily said no," blocked Ressy's path, and asked him to leave the
building. Kuczynski's anger frightened Ressy, especially since he carried a gun.
Ressy stated, "I never want to lay eyes on this person again" and indicated that
he had "contacted a staff member, Mr. Steve [Burriss], to report an emergency
situation to initiate an emergency grievance."
1 In a certification for determination of probable cause, Detective Cynthia
Sampson stated that Thomas heard Ressy say, "You've done it now bitch. I
have my daughter (DT) and if you come over to my house or try to do anything
I'm going to kill you."
No. 68975-4-1 / 4
In a subsequent declaration, Ressy alleged that when he spoke to Burriss
about Kucynski, Burriss responded angrily "with a flushed red face and stated
'you are going to get a lot of people's attention now.'"
On Thursday, March 27, 2008, CCO supervisor Carole Rigney responded
to Ressy's second grievance by naming Steve Burriss as his new CCO. Burriss
phoned Ressy on March 27, March 28, April 1, and April 2, 2008. He left
messages asking Ressy to return the calls but received no answer.
On April 2, 2008, Burriss left a note at Ressy's residence. The note asked
Ressy to contact Burriss to discuss the "transfer of your supervision to my
caseload." That same day, Burriss learned that Ressy had allegedly contacted
Antonia Thomas in violation of the no-contact order.
On April 3, 2008, Burriss left a second handwritten note at Ressy's
residence. The note indicated Burriss was preparing a violation report that could
result in a bench warrant. Burriss and his supervisor, Carole Rigney, then
prepared a violation report in which Burriss swore that Ressy had failed to report
as directed since March 25, 2008, contacted his victim in violation of the no-
contact order, and failed to pay financial obligations since December 2007:
The undersigned . . . called and left messages for Mr. Ressy on
3/27/08, 3/28/08 (twice), and on 4/1/08 requesting he contact this
Officer and report to the Department of Corrections. The residence
was also visited on 4/2/08 and a note was left for him to make
contact with this Department immediately and explain why he was
No. 68975-4-1 / 5
not responding to the message. He has failed to respond to any of
the messages.
That same day, Ressy finally called Burriss, stating that he had just received the
messages Burriss left on his phone and door. Ressy agreed to meet Burriss the
next day at 3:00 p.m.
On April 4, 2008, Burriss faxed the violation report to the prosecutor.
Ressy did not show up for his meeting with Burriss, but Burriss received a voice
mail from Ressy's attorney stating "if there were any violations of [Ressy's
offender accountability plan], to summons [Mr. Ressy] to court."
On April 7, 2008, the court issued a bench warrant for Ressy's arrest.
On April 8, 2008, Ressy reported to the DOC office as required by his
original reporting schedule. He checked in at an offender kiosk but did not
contact Burriss.
On April 16, 2008, Ressy's counsel withdrew.
On April 17, 2008, Ressy appeared at his scheduled review hearing
represented by a public defender. His counsel requested a continuance in order
to prepare a defense to the alleged violations. The court granted a continuance
to May 6, 2008, but ordered Ressy into custody under the outstanding bench
warrant. The judge noted that the allegations underlying the bench warrant were
"serious," and that she had presided over Ressy's trial and "made it very
clear. . . what the conditions were." Ressy protested that he "didn't contact
No. 68975-4-1 / 6
anyone" and "didn't do anything wrong." The judge then said, "At this time, Mr.
Ressy, I have to protect her." When Ressy asked what he did wrong, the court
said, "You didn't report."
On May 6, 2008, Judge Cheryl Carey held a hearing on Ressy's alleged
probation violations and a charge of violating a no-contact order. Burriss and
Ressy testified. Ressy testified that he did not receive Burriss's messages or
notes until April 3, 2008. He called Burriss and agreed to meet him the next day.
He did not meet Burriss, however, because he had an anxiety attack and went to
the hospital. The court admitted several exhibits, including a prescription Ressy
received from a hospital doctor.
The court found that Ressy had willfully failed to report. After recounting
Ressy's explanations for why he didn't receive Burriss's messages or notes and
why he didn't meet with Burriss on April 8, the court stated,
When I look at all of the explanations and justifications for every
issue, he seems to have an explanation without any corroboration.
I don't find that testimony credible.
I do find the testimony of the DOC officer
credible. . . . Therefore, I am going to find that as to failing to report,
I will find that he has willfully failed to report.
The court sentenced Ressy to 90 days in jail. It also modified his original
judgment and sentence to include a mental health evaluation and treatment
because Ressy had been terminated by his domestic violence treatment provider
for mental health reasons.
No. 68975-4-1 / 7
In June 2011, Ressy filed this civil action against DOC, CCO Burriss, and
Burriss's supervisor, Carole Rigney, for retaliation and abuse of process,
violation of his First Amendment rights, and intentional and negligent infliction of
emotional distress. Each of these causes of action stemmed from Ressy's
central allegation that the court jailed him on April 17, 2008, because of Burriss's
false statement in his declaration that Ressy had not responded to his messages
and notes.
On May 25, 2012, the superior court granted summary judgment
dismissing Ressy's claims. The court's order states that "[t]he statements Mr.
Burriss made in the Notice of Violation and in his court testimony were not false."
The court also concluded there was no "cognizable injury because Defendant's
actions were justified by former RCW 9.95.220." The court expressly declined to
reach the defendants' arguments relating to immunity and collateral estoppel.
Ressy appeals.
STANDARD OF REVIEW
The superior court dismissed Ressy's claims on summary judgment. We
review a summary judgment order de novo, engaging in the same inquiry as the
trial court and viewing the facts and all reasonable inferences in the light most
favorable to the nonmoving party.2 Summary judgment is proper only if the
2 Hearst Commc'ns, Inc. v. Seattle Times Co., 154 Wn.2d 493, 501, 115
P.3d 262 (2005).
No. 68975-4-1 / 8
pleadings, depositions, answers to interrogatories, admissions, and affidavits
show that there is no genuine issue of material fact and the moving party is
entitled to judgment as a matter of law.3 This court can sustain a summary
judgmentdismissal on any ground supported by the record.4
ANALYSIS
For the reasons set forth below, the superior court did not err in dismissing
Ressy's claims.
Retaliation / First Amendment
Prisoners and supervised offenders have a First Amendment right to file
grievances against corrections officials and to be free from retaliation for doing
so.5 To succeed on a claim of First Amendment retaliation under 42 U.S.C. §
1983, Ressy must prove (1) that a state actor took adverse action against him (2)
because of (3) his protected conduct, and that such action (4) chilled his exercise
of his or her First Amendment rights, and (5) that the action did not reasonably
advance a legitimate correctional goal.6 Ressy "'bears the burden of pleading
and proving the absence of legitimate correctional goals for the conduct of which
3CR 56(c); Hearst, 154 Wn.2d at 501.
4 LaMon v. Butler, 112 Wn.2d 193, 200-01, 770 P.2d 1027 (1989).
5Watison v. Carter. 668 F.3d 1108, 1114-15 (9th Cir. 2012); Wilson v. City
of Fountain Valley. 372 F. Supp. 2d 1178, 1186 (CD. Cal. 2004) (parolee);
McCloud v. Kane. 491 F. Supp. 2d 312, 317-18 (E.D.N.Y. 2007) (parolee).
6 Rhodes v. Robinson, 408 F.3d 559, 567-68 (9th Cir. 2005); accord Silva
v. Pi Vittorio. 658 F.3d 1090, 1104 (9th Cir. 2011); Parmelee v. O'Neel. 145 Wn.
App. 223, 247, 186 P.3d 1094 (2008).
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No. 68975-4-1 / 9
he complains.'"7 This element is proved "by alleging, in addition to a retaliatory
motive, that the defendant's actions were arbitrary and capricious, or that they
were 'unnecessary to the maintenance of order in the institution.'"8 If the plaintiff
meets this burden, then the burden shifts to the defendants to show that the
allegedly retaliatory action was narrowly tailored to serve a legitimate penological
purpose.9 This is equivalent to showing that the defendants "would have acted in
the same manner even if the plaintiff had not engaged in protected conduct."10
Here, Ressy's amended complaint fails to allege that respondents' actions
were not intended to advance a legitimate penological goal. And even if the
complaint might be read as implicitly making that allegation, it nevertheless fails
to state a viable claim for retaliation.
Ressy premises his retaliation claim on the assertion that some of
Burriss's sworn statements in the notice of violation were false. Specifically,
Ressy claims the statements alleging he failed "to report... as directed since
3/25/08" and "to respond to any of [Burriss's] messages" were false. He argued
below that the failure "to report" allegation was false because he was only
required to respond or report to his CCO and he had no knowledge that Burriss
7 Bruce v. Ylst, 351 F.3d 1283, 1289 (9th Cir. 2003) (quoting Pratt v.
Rowland. 65 F.3d 802, 806 (9th Cir. 1995)).
^Watison. 668 F.3d at 1114-15 (citation omitted) (quoting Franklin v.
Murphy. 745 F.2d 1221, 1230 (9th Cir. 1984)).
9Wilson. 372 F. Supp. at 1187.
10 Wilson, 372 F. Supp. at 1187.
No. 68975-4-1/10
had taken over as his CCO. Burriss, however, never alleged that Ressy failed to
report to his CCO. Rather, he alleged that Ressy failed to report to the
"Department of Corrections" as directed by Burriss's messages. This allegation
was not false. And even if Burriss had alleged that Ressy failed to report as
directed to his CCO, this allegation would not have been false since Burriss was
in fact Ressy's CCO.11
Ressy argues alternatively that even if Burriss's allegations were not false
when made, they became false when he called Burriss on April 3 and later
appeared at a DOC office on his scheduled April 8, 2008, reporting date. Ressy
contends Burriss should have amended his declaration to reflect these facts
before sending it to the prosecutor on April 4 and attending the April 17 violation
hearing. That omission, he concludes, supports his claim for retaliation. We
disagree.
The gist of the challenged portion of Burriss's declaration was that Ressy
failed to respond to multiple messages during a six-day period. The fact that
Ressy eventually called Burriss after a week of unanswered messages does not
render the gist of those statements false. Furthermore, updating the declaration
11 Whether Ressy knew or should have known that Burriss was his CCO is
irrelevant to the truth or falsity of these allegations. But even if it were relevant,
the declaration was not false because Ressy had not yet responded to a note
regarding his transfer to Burriss's CCO caseload when Burris signed the notice of
violation.
10
No. 68975-4-1 /11
would have allowed Burriss to add the undisputed fact that Ressy had agreed,
but failed, to report to Burriss on April 4, 2008, and had not contacted Burriss on
April 8 when he reported to a DOC office. Those facts would have bolstered the
declaration, not undermined it.
We conclude that Burriss's alleged failure to update his declaration is not
a sufficiently adverse act to support a claim of retaliation. Retaliatory conduct
does not qualify as an "adverse act" unless it would "deter a similarly situated
individual of ordinary firmness from exercising his or her constitutional rights."12
Retaliatory acts that do not meet this standard are "simply de minimis and
therefore outside the ambit of constitutional protection."13 As a matter of law,
Burriss's failure to update his declaration was not conduct that would deter a
similarly situated individual of ordinary firmness from exercising his or her
constitutional rights.14
12 Dawes v. Walker. 239 F.3d 489, 492-93 (2d Cir. 2001).
13 Dawes. 239 F.3d at 492-93, overruled on other grounds by
Swierkiewicz v. Sorema. N.A.. 534 U.S. 506, 122 S. Ct. 992, 152 L. Ed. 2d 1(2002); Bell v. Johnson. 308 F.3d 594, 603 (6th Cir. 2002) ("inconsequential
actions" do not satisfy the "adverse action requirement").
14 Given our conclusion, we need not reach the question of whether the
record demonstrates, as a matter of law, that the defendants would have acted in
the same manner even if Ressy had not filed the grievances. Wilson. 372 F.
Supp. 2d at 1187; Cox v. Ashcroft. 603 F. Supp. 2d 1261, 1271 (E.D. Cal. 2009);
Hartman v. Moore. 547 U.S. 250, 260, 126 S. Ct. 1695, 164 L. Ed. 2d 441 (2006)
("[A]ction colored by some degree of bad motive does not amount to a
constitutional tort if that action would have been taken anyway."). We note,
however, that the other allegations in the notice of violation, especially the
serious allegation of a death threat and violation of a no-contact order, together
with Burriss's duty to report perceived probation violations under RCW 9.95.220,
-11 -
No. 68975-4-1/12
Abuse of Process
To establish an abuse of process claim, the plaintiff must show (1) the
existence of an ulterior purpose to accomplish an object not within the proper
scope of process and (2) an act in the use of process not proper in the regular
prosecution of the proceedings.15 A malicious motive alone is not sufficient to
establish abuse of process.16 "'[T]he gist of the tort is not commencing an action
or causing process to issue without justification, but misusing, or misapplying
process ... for an end other than that which it was designed to accomplish.'"17
"[T]here must be an act after filing suit using legal process empowered by that
suit to accomplish an end not within the purview ofthe suit."18
Ressy alleged in his complaint that Burriss and Rigney "used and misused
process through issuance of a Notice of Violation and supporting declarations . . .
with an ulterior motive of retaliation." But these acts initiated the violation
process. An abuse of process claim must be based on an act in the use of
process that is not proper in the regular prosecution of the proceedings. Ressy
has not identified such an act in this case. Burriss's alleged failure to update his
strongly support a conclusion that the defendants would have taken the same
action regardless of Ressy's grievances.
15 Fife v. Lee. 11 Wn. App. 21, 27, 521 P.2d 964 (1974).
16 Fife. 11 Wn. App. at 27-28.
17 Batten v. Abrams. 28 Wn. App. 737, 745, 626 P.2d 984 (1981)
(emphasis omitted) (first alteration in original) (quoting William L. Prosser,
Torts § 121, at 856 (4th ed. 1971)).
18 Batten. 28 Wn. App. at 748.
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No. 68975-4-1/13
declaration in writing or at the April 17, 2008, hearing does not demonstrate such
an act.19 The court did not err in dismissing Ressy's claim for abuse of process.
Intentional Infliction of Emotional Distress / Tort of Outrage
Ressy's complaint next alleges the defendants "engaged in extreme and
outrageous conduct by retaliating against Mr. Ressy in response to [his]
grievance . . . and by misrepresenting facts in support of a proposed order to
have Mr. Ressy remanded to jail thereby depriving him of his liberty and
freedom." Ressy claims this conduct caused "severe emotional and
psychological distress."
Assuming without deciding that defendants were not immune from suit,20
this claim fails as a matter of law. To establish a claim for the tort of outrage, a
plaintiff must demonstrate, among other things, that the conduct complained of
was outrageous and extreme.21 The defendant's conduct must be "'so
outrageous in character, and so extreme in degree, as to go beyond all possible
19 Cf Hough v. Stockbridqe, 152 Wn. App. 328, 344-47, 216 P.3d 1077(2009) (use of numerous motions and discovery requests to harass opposing
party was abuse of process).
20 While we need not decide whether defendants enjoyed either quasi-
judicial or qualified immunity for some or all of the causes of action alleged in the
complaint, there is a basis for such immunity in some circumstances for parole or
probation officers. See Taqgart v. State. 118 Wn.2d 195, 213, 822 P.2d 243(1992) (quasi-judicial immunity protects parole officer performing functions such
as enforcing the conditions of parole or providing the Indeterminate Sentence
Review Board with a report to assist the board in determining whether to grant
parole); Reddv v. Karr. 102 Wn. App. 742, 748, 9 P.3d 927 (2000).
21 Janaszak v. State, 173 Wn. App. 703, 726, 297 P.3d 723 (2013).
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No. 68975-4-1/14
bounds of decency, and to be regarded as atrocious, and utterly intolerable in a
civilized community.'"22 Ressy's allegations do not meet this standard as a
matter of law.23
As noted above, Burriss's allegations were not false when made and were
not rendered false by Ressy's subsequent contact with Burriss and DOC. And
while updating the declaration and/or mentioning the new facts at the April 17
hearing would have informed the court of Ressy's telephone call to Burriss on
April 3, 2008, and his reporting to the DOC kiosk on April 8, 2008, it would also
have revealed his failure to report to Burriss on April 4 as agreed. The alleged
outrageousness of Burriss's conduct must also be judged in light of the serious
and undisputed allegations in his declaration that Ressy had also been
terminated from domestic violence treatment and violated a no-contact order by
contacting the domestic violence victim and threatening to kill her. The court
properly dismissed this claim as well.
22 Janaszak. 173 Wn. App. at 726 (internal quotation marks omitted)
(quoting Reid v. Pierce County. 136 Wn.2d 195, 202, 961 P.2d 333 (1998)).
3 Although the elements of outrage "are generally factual questions for
the jury, a trial court faced with a summary judgment motion must first determine
whether reasonable minds could differ on whether the conduct was sufficiently
extreme to result in liability." Strong v. Terrell. 147 Wn. App. 376, 385, 195 P.3d
977 (2008).
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No. 68975-4-1/15
Neplipent Infliction of Emotional Distress
In his claim for negligent infliction of emotional distress, Ressy alleges that
Burriss knew or should have known that his misrepresentation of facts and failure
to correct those facts would cause him severe emotional distress. Again,
assuming without deciding that respondents do not enjoy immunity from this
claim, the claim fails because, as discussed above, Burriss's representations
were neither false when made nor rendered false by subsequent events.
Respondents request attorney's fees under RAP 18.1, which allows an
award of fees when authorized by applicable law. RAP 18.1(b) requires citation
to authority supporting an award of fees. Because respondents cite no such
authority, we deny their request for fees.24
Affirmed.
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WE CONCUR:
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24
State v. McNichols. 76 Wn. App. 283, 290, 884 P.2d 620 (1994) (where
party requesting fees only cited RAP 18.1, court denied fees, stating, "[T]he rule
authorizes an award only if applicable law grants him the right to recover fees.
Mr. McNichols has not directed us to any applicable law."); Bay v. Jensen, 147
Wn. App. 641, 661, 196 P.3d 753 (2008) ("RAP 18.1(b) requires more than [a]
bald request for attorney fees on appeal.").
15