State Of Washington v. Marvin Duque ( 2016 )

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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON,
DIVISION ONE
Respondent,
No. 73241-2-1
UNPUBLISHED OPINION
MARVIN DUQUE,
Appellant.
FILED: August 8, 2016
Dwyer, J. — Marvin Duque appeals from the judgment entered on a jury's
verdicts finding him guilty of three counts of child molestation in the first degree,
one count of rape of a child in the first degree, and one count of rape of a child in
the second degree. On appeal, he contends (1) that the trial court erred when it
admitted certain evidence pursuant to ER 404(b), (2) that the trial court erred by
denying his motion to sever trial on the counts pertaining to one victim from the
counts pertaining to the other victim, (3) that his trial counsel provided
constitutionally ineffective assistance by choosing not to renew the motion to
sever, and (4) that the trial court erred by permitting the jury to view a document,
during its deliberations, that was not admitted as either substantive evidence or
an exhibit. Finding no error, we affirm.
No. 73241-2-1/2
By amended information, the State charged Duque with three counts of
child molestation in the first degree,1 one count of rape of a child in the first
degree,2 and one count of rape of a child in the second degree.3 The charged
offenses were alleged to have been committed over many years against his
daughter (CD.) and his niece (A.D.).
Prior to trial, Duque both moved to sever the three counts involving A.D.
from the two counts involving CD, desiring that they be tried separately, and to
suppress the introduction of an audio-recorded conversation (between Duque
and CD.) wherein Duque purportedly gave CD. an ultimatum: that if she did not
engage in sexual activity with him for 30 minutes she had to move out of his
apartment. The State moved, pursuant to ER 404(b), to admit "all of[Duque's]
uncharged sexual behavior toward A.D. and CD."4
In February 2015, the parties appeared before the trial court to address
preliminary matters. After hearing the argument of counsel, and considering the
briefing submitted, the trial court denied both of Duque's motions. The trial court
also granted the State's motion, ruling admissible evidence of Duque's
uncharged sexual behavior toward A.D. and CD. pursuant to ER 404(b). The
1 RCW 9A.44.083.
2 RCW 9A.44.073.
3 RCW 9A.44.076.
4 The alleged sexual abuse in this case occurred many times over the course of many
years. Thus, the State did not expressly rely on any specific sexual act to form the basis for any
particular count. Rather, it argued that the jury could base each of its verdicts on any act that it
unanimously agreed had occurred. Both the State and the trial court referred to the evidence of
sexual acts that fell outside ofthe charging period as "uncharged" acts. The trial court defined
the "uncharged" sexual behavior as "including] other incidents of sexual touching and other
instances in which the defendant behaved in a sexual way toward A.D. and CD."
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motion to sever was never renewed.
At trial, the audio-recorded conversation was played for the jury. Because
the conversation was in Spanish, the State had the recording transcribed into
English by a certified interpreter. This transcript was provided to the jury and the
jury was instructed as to the document's intended function.5 Duque did not
object to the use of the transcript in this way.
During its deliberations, the jury submitted a note to the trial court
requesting to view the transcript.6 The trial court then engaged in a colloquy with
counsel concerning the jury's request. Following this conversation, the parties
agreed both that the jury could view the transcript in open court while listening to
the audio recording and that the jury should, once again, be instructed as to the
transcript's function. In response to the jury's note, the trial court submitted a
written response. This written response to the jury read, "[t]he transcript is not
admitted into evidence. However, the transcript is available to you as a visual aid
in listening to the audio in open court, if you wish to do so."7 The jury later
5 The jury was instructed as follows:
Members of the jury, you will now hear a recording in the Spanish language. You
will be provided with a transcription and translation of that recording. If you
speak Spanish, understand Spanish, or have any personal knowledge of the
Spanish language, you are to disregard that personal knowledge and rely only on
the transcription and translation that has been provided to you.
6 The jury's note to the trial court read:
The jury would like to request the transcript of the audio recording evidence,
exhibit #6. The CD was provided as evidence but it is not useful as evidence.
An audio player will not be sufficient as the recording is in Spanish. The
transcript was testified by Claudia A'Zar.
7The prosecutor drafted this written response in the presence of the trial courtand
Duque's counsel. At the time thatthis response was drafted, the prosecutor read the written
response aloud and Duque's counsel stated, "I think that's fine."
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requested both to view the transcript and listen to the audio recording again. The
trial court granted this request.
The jury found Duque guilty as charged. The trial court sentenced Duque
to a total of 279 months of confinement, imposing concurrent terms on all five
counts.
He now appeals.
II
A
Duque first contends that the trial court erred by admitting certain
evidence pursuant to ER 404(b). This is so, he asserts, because such evidence
was not admissible to show that he acted with a common scheme or plan when
committing the alleged acts of sexual abuse. We disagree.
"Under ER 404(b) evidence of other crimes, wrongs, or acts is
presumptively inadmissible to prove character and show action in conformity
therewith." State v. Powell, 126 Wn.2d 244, 258, 893 P.2d 615 (1995) (citing ER
404(b); Carson v. Fine, 123 Wn.2d 206, 221, 867 P.2d 610 (1994)). However,
such evidence may be admissible for "other purposes." ER 404(b). "One proper
purpose for admission of evidence of prior misconduct is to show the existence of
a common scheme or plan." State v. Gresham, 173 Wn.2d 405, 421, 269 P.3d
707 (70121 (citing State v. DeVincentis, 150Wn.2d 11, 17, 74 P.3d 119(2003)).
A common scheme or plan "may be established by evidence that the
Defendant committed markedly similar acts of misconduct against similar victims
under similar circumstances." State v. Lough, 125Wn.2d 847, 852, 889 P.2d
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487 (1995). In a child sexual abuse case, evidence of "the existence of a design
to fulfill sexual compulsions evidenced by a pattern of past behavior" is relevant
to whether the crime occurred. DeVincentis, 150 Wn.2d at 17-18. In such
circumstances, the evidence is admissible "because it is not an effort to prove the
character of the defendant"; rather, "it is offered to show that the defendant has
developed a plan and has again put that particular plan into action." Gresham,
173Wn.2dat422.
Admission of evidence for this purpose "requires substantial similarity
between the prior bad acts and the charged crime." DeVincentis, 150 Wn.2d at
21. "Sufficient similarity is reached only when the trial court determines that the
'various acts are naturally to be explained as caused by a general plan. . . .'"
DeVincentis, 150 Wn.2d at 21 (alteration in original) (quoting Lough, 125 Wn.2d
at 860). There is no uniqueness requirement; the similarities need not "be
atypical or unique to the way the crime is usually committed." DeVincentis, 150
Wn.2dat 13.
Evidence of prior misconduct is properly admitted where "the prior acts are
(1) proved by a preponderance of the evidence, (2) admitted for the purpose of
proving a common plan or scheme, (3) relevant to prove an element of the crime
charged or to rebut a defense, and (4) more probative than prejudicial." Lough,
125 Wn.2d at 852. Where the trial court correctly interprets the rules of
evidence, our review is for abuse ofdiscretion. Gresham, 173Wn.2d at 422. An
abuse of discretion occurs when the decision of the trial court was manifestly
unreasonable or based on untenable grounds. Powell, 126 Wn.2d at 258.
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Here, Duque's claim of error is based on his assertion that "CD. and
A.D.'s uncharged allegations did not demonstrate a common scheme or plan
because they are dissimilar to each other." Br. of Appellant at 27. Contrary to
his present intimation, the record supports the trial court's finding, by a
preponderance of the evidence, that "the evidence is admissible because it tends
to prove a common scheme or plan of which the crime charged was a part."
Specifically, the trial courtfound that "[b]oth alleged victims were relatives, the
defendant was in a position of power as to both alleged victims, and the actual
alleged sexual acts were substantially similar." The record does, indeed, indicate
that Duque had a familial relationship with both girls: A.D. was his niece and CD.
was his daughter. Duque abused both girls in his apartment, while the girls were
in bed, and, at times, while CD. was either sleeping or watching television.
Duque began abusing the girls at a young age, when A.D. was five or six years
old and CD. was eleven years old.8 He committed the acts of sexual abuse
while the girls were alone in his care. The alleged acts of sexual abuse
committed against both girls were similar in kind. A.D. testified that the instances
of sexual abuse varied, but involved Duque touching and kissing her body,
putting his penis in her mouth, try[ing] to get [A.D.] to give a hand job once," and
Duque "ejaculating on [A.D.'s] back." CD. testified that Duque would touch her
"whole body," (particularly her breasts, vagina, and butt). CD. further testified to
Duque "putting his hands inside [her] pants," "rubbing his penis on [her]," and that
8Duque began abusing the girls at different ages. However, the charging period
indicates that both girls were under the age of 14 when the alleged acts ofsexual abuse were
committed.
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No. 73241-2-1/7
he would subject her to "oral sex." CD. stated that, around the age of 12 or 13,
Duque started putting his fingers "[i]nside [her] vagina." These similarities were
sufficient to support the trial court's finding that the incidents demonstrated a
common scheme or plan.
The record also supports the trial court's finding that "[t]here is relevance
to the elements of the crimes, including sexual gratification, there is also
relevance to rebut the defense of denial." As to the determination that the
challenged evidence was relevant to the elements of the charged crimes, the
evidence admitted at trial established that C.D.'s memory of the alleged acts of
sexual abuse was sharper than A.D.'s memory. For this reason, introducing
evidence from both girls regarding similar acts of sexual misconduct would tend
to make the fact of consequence—that Duque committed these acts of sexual
abuse—more or less probable than without evidence from one witness or the
other. The trial court properly determined that the challenged evidence was
relevant for this purpose.
As to the determination that the challenged evidence was relevant to rebut
Duque's general denial defense, his defense to the charged offenses depended
on referencing the relationship between A.D. and CD. and the alleged acts of
abuse. His theory regarding CD. was that C.D.'s resentment toward him
provided a potential motive for her to fabricate the alleged acts of sexual abuse.
His theory regarding A.D. was that "[t]he only theory available for development
with regard to A.D. was that she followed C.D.'s lead in disclosing the
molestation by jumping in after C.D.'s disclosure telling her mother it happened to
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No. 73241-2-1/8
her too." Br. of Appellant at 20. In this regard, by Duque's own admission, the
acts of sexual abuse involving CD. were relevant to explaining A.D.'s potential
motive to disclose the alleged sexual abuse that he committed against her.
Again, the trial court properly determined that the challenged evidence was also
relevant for this purpose.
Finally, Duque's claim of error is also based on his assertion that "the
evidence in this case was not more probative than prejudicial." Br. of Appellant
at 32. Again, contrary to his present intimation, the record supports the trial
court's findings on this point. The trial court found both that "the probative value
of the following incidents is not outweighed by the danger of unfair prejudice or
confusion of the issues" and that "[t]he evidence is highly probative for specific
purposes and there is no other, less prejudicial means of admitting the same
information." As there was no forensic evidence introduced at trial, the jury's
determination depended entirely on weighing the credibility of witness testimony,
including that of the two alleged victims. Given this state of affairs at trial, the
trial court properly determined that the probative value of the challenged
evidence outweighed any potential prejudicial effect.
In short, the trial court properly engaged in a detailed ER 404(b) analysis.
In doing so, it articulated both written and oral findings. These findings support
the trial judge's determination that the challenged evidence was admissible
pursuant to ER 404(b) to establish that Duque acted with a common scheme or
plan when committing the alleged acts of sexual abuse. There was no abuse of
judicial discretion.
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B
Even had the trial court erred, however, no appellate relief would be
warranted. This is because the trial court also admitted the challenged evidence
for a second purpose—to establish Duque's lustful disposition toward the two
child victims. In doing so, the trial court did not err.
"[E]vidence of collateral sexual misconduct may be admitted under ER
404(b) when it shows the defendant's lustful disposition directed toward the
offended female." State v. Ray, 116 Wn.2d 531, 547, 1220 P.2d 850 (1991).
"Such evidence is admitted for the purpose of showing the lustful
inclination of the defendant toward the offended female, which in
turn makes it more probable that the defendant committed the
offense charged.
. . . The important thing is whether it can be said that it
evidences a sexual desire for the particular female. 2 Wigmore on
Evidence (3d ed.) 367, § 399, says:
The kind of conduct receivable to prove this desire at such
prior or subsequent time is whateverwould naturally be
interpretable as the expression of sexual desire.
Sexual intercourse is the typical sort of such conduct, but
indecent or otherwise improper familiarities are equally significant."
State v. Ferguson, 100 Wn.2d 131, 134, 667 P.2d 68 (1983) (alteration in
original) (internal quotation marks omitted) (quoting State v. Thome, 43
Wn.2d 47, 60-61, 260 P.2d 331 (1953)).
The trial court ruled that the challenged evidence was admissible
on this basis. The ruling was correct. Indeed, Duque does not claim
otherwise in this briefing. Thus, Duque does not establish an entitlement
to appellate relief.
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Duque next contends that he was prejudiced by the trial court's denial of
his motion to sever. However, Duque did not renew his motion to sever the
charged counts before or at the close of the evidence. Thus, he waived
appellate review of the trial court's decision. CrR 4.4(a)(2); State v. McDaniel,
155 Wn. App. 829, 858-59, 230 P.3d 245 (2010).
IV
Duque next contends that he was deprived of the effective assistance of
counsel. This is so, he asserts, because his counsel did not renew the motion to
sever before or at the close of the evidence.
"In order to prevail on an ineffective assistance claim, the defendant must
demonstrate '(1) deficient performance, that his attorney's representation fell
below the standard of reasonableness, and (2) resulting prejudice that, but for
the deficient performance, the result would have been different.'" State v.
Mullins, 158 Wn. App. 360, 371,241 P 3d 456 (20101 (quoting State v. Hassan,
151 Wn. App. 209, 216-17, 211 P.3d 441 (2009)): see also Strickland v.
Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984) (setting
forth standard for ineffective assistance claim). In assessing counsel's
performance, we "must make every effort to eliminate the distorting effects of
hindsight and must strongly presume that counsel's conduct constituted sound
trial strategy." In re Pers. Restraint of Rice, 118 Wn.2d 876, 888-89, 828 P.2d
1086 (1992). "The defendant alleging ineffective assistance of counsel 'must
show in the record the absence of legitimate strategic or tactical reasons
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No. 73241-2-1/11
supporting the challenged conduct by counsel.'" In re Pers. Restraint of
Hutchinson, 147 Wn.2d 197, 206, 53 P.3d 17 (2002) (quoting State v. McFarland.
127 Wn.2d 322, 336, 899 P.2d 1251 (1995)). Indeed, because the analysis of
counsel's performance mandates an objective inquiry, that performance cannot
be deemed insufficient if any conceivable tactical choice could explain counsel's
challenged action or inaction. In re Pet, of Hatfield. 191 Wn. App. 378, 402, 362
P.3d 997 (2015). This inquiry does not involve an examination of counsel's
subjective state of mind. "Strickland . . . calls for an inquiry into the objective
reasonableness of counsel's performance, not counsel's subjective state of
mind." Harrington v. Richter, 562 U.S. 86, 110, 131 S. Ct. 770, 178 L. Ed. 2d 624(2011).
"Surmounting Strickland's high bar is never an easy task."
Padilla v. Kentucky, 559 U.S. 356, 371, 130 S. Ct. 1473, 176 L. Ed.
2d 284 (2010). An ineffective-assistance claim can function as a
way to escape rules of waiver and forfeiture and raise issues not
presented at trial, and so the Strickland standard must be applied
with scrupulous care, lest "intrusive post-trial inquiry" threaten the
integrity of the very adversary process the right to counsel is meant
to serve.
Harrington, 562 U.S. at 105 (quoting Strickland, 466 U.S. at 690).
The record supports the proposition that conceivable tactical reasons exist
for Duque's trial counsel to have chosen not to renew the motion to sever. First,
as the case played out, there was no medical or forensic evidence presented. In
this regard, the jury's verdicts depended on its view ofthe credibility oftrial
witnesses, particularly A.D. and CD. During the trial, Duque's counsel
vigorously challenged the testimony of each, explaining potential credibility
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No. 73241-2-1/12
problems with A.D.'s testimony and explaining C.D.'s purported jealousy as a
motive to fabricate. Duque's challenge to A.D.'s testimony—that it was
fabricated to allow her to share in the attention being paid to CD.—is conceded
by Duque on appeal as "[t]he only theory available for development with regard
to A.D." Br. of Appellant at 20. To sever the trial, and continue on with only the
charges against CD. remaining, would sacrifice the only defense available
against three of the counts—including the most serious: the first degree child
rape charges involving A.D. It is easy to conceive of defense counsel choosing
not to renew the severance motion under these circumstances.
In this regard, it is important to note that, if the motion to sever had been
renewed, Duque could not control the trial court's discretion as to which of the
counts to sever and which to allow to continue on to verdict. Jeopardy had
attached as to all counts. The only way for the State to improve its case on any
count would be for Duque to request severance, thus allowing for a retrial on the
severed counts. In this light, itwas a conceivable tactic for Duque's counsel to
choose to see all counts—given the lack of forensic evidence tying Duque to the
commission of these crimes and his relative success in challenging the victims'
testimony—to go to the jury.
V
Duque next contends that the trial court erred by permitting the jury to
review the content of a translated transcript during its deliberations. This is so,
he asserts, because the transcript was not admitted as either substantive
evidence or an exhibit.
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Duque did not object to the jury's use of the transcript. We cannot
determine how the trial court would have ruled on such an objection. Thus,
Duque does not establish that a "manifest" error occurred. RAP 2.5(a); State v.
Kirkman, 159 Wn.2d 918, 927, 155 P.3d 125 (2007) ("It is this showing of actual
prejudice that makes the error 'manifest.'").
In addition, the doctrine of invited error precludes Duque from receiving
appellate relief. This doctrine prohibits a party from setting up an error in the trial
court and then complaining of it on appeal. In re Pers. Restraint of Call, 144
Wn.2d 315, 328, 28 P.3d 709 (2001); State v. Wakefield, 130 Wn.2d 464, 475,
925 P.2d 183 (1996). The defendant must take knowing and voluntary action to
set up the error. CaJI, 144 Wn.2d at 328. The invited error doctrine applies even
to purported errors of constitutional magnitude. State v. Heddrick, 166Wn.2d
898, 909, 215 P.3d 201 (2009). A defendant is "not denied due process by the
state when such denial results from his own act, nor may the state be required to
protect him from himself." State v. Lewis. 15 Wn. App. 172, 177, 548 P.2d 587(1976) (emphasis added).
Here, at the time that the jury requested to view the transcript, Duque
agreed to the use of a jury instruction concerning the function that the document
served. The jury was instructed in accordance with this agreed language. By
affirmatively participating in the presentation ofthe transcript to the deliberating
jury, Duque invited any error that occurred.
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VI
In a pro se statement of additional grounds, Duque asserts two additional
errors. Neither is availing. First, Duque contends that his attorney committed
misconduct both by choosing not to contact certain individuals who allegedly had
relevant information regarding his case and by not calling a certain witness to
testify at trial. He is wrong. See State v. Piche. 71 Wn.2d 583, 590, 430 P.2d
522 (1967) ("[T]he choice of trial tactics, the action to be taken or avoided, and
the methodology to be employed must rest in the attorney's judgment."). Next,
he contends that he had a right to be offered a plea agreement. Again, he is
wrong. State v. Wheeler. 95 Wn.2d 799, 804, 631 P.2d 376 (1981) ("A defendant
does not have a constitutional right to plea bargain.").
Affirmed. ^
We concur:
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