State Of Washington, V Keith Bernard Threatts ( 2020 )

Filed
Washington State
Court of Appeals
Division Two
June 30, 2020
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
STATE OF WASHINGTON, No. 52279-9-II
Respondent,
v.
KEITH BERNARD THREATTS, UNPUBLISHED OPINION
Appellant.
SUTTON, A.C.J. — Keith Threatts appeals his judgment and sentence after a jury found him
guilty of unlawful possession of a firearm (UPFA) in the first degree, theft of a firearm, and UPFA
in the third degree.
Threatts argues that the trial court erred by (1) denying his CrR 3.5 motion to suppress his
statements to police officers because he had not been advised of his Miranda1 rights, he was in
police custody, and his statements were not voluntary, (2) denying his CrR 3.6 motion to suppress
evidence because the search warrant was invalid, lacked probable cause, and relied on improper
police conduct, and (3) denying his CrR 8.3(c) motion to dismiss because the court previously
failed to advise him of the firearms prohibition as required under RCW 9.41.047(1)(a), and thus,
the UPFA charge should have been dismissed. Threatts also argues that (4) he received ineffective
assistance of counsel. Finally, Threatts argues that the trial court erred by (5) allowing him to
1
Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
No. 52279-9-II
represent himself pro se at the sentencing hearing without determining that he knowingly,
intelligently, and voluntarily waived his right to counsel, and (6) imposing a $100 DNA collection
fee and a $200 criminal filing fee without determining whether Threatts had previously provided
a DNA sample or had the ability to pay under the current LFO statutes and State v. Ramirez.2
We hold that the trial court did not err by (1) denying Threatts’ CrR 3.5 motion to suppress
his statements made to police officers, (2) denying his CrR 3.6 motion to suppress evidence
because the evidence was lawfully seized, and (3) denying his CrR 8.3 motion to dismiss the UPFA
charge because Threatts had been previously notified of the firearms prohibition as required under
RCW 9.41.047(1)(a). We also hold that (4) Threatts did not receive ineffective assistance of
counsel. We accept the State’s concessions that the trial court erred by (5) allowing Threatts to
represent himself pro se at the sentencing hearing because it failed to determine whether he
knowingly, intelligently, and voluntarily waived his right to counsel, and (6) imposing a $100
DNA collection fee and a $200 criminal filing fee without conducting a prior inquiry under the
current LFO statutes and Ramirez. We affirm Threatts’ conviction, but we remand to the trial
court for resentencing. The court must appoint counsel to represent Threatts and, after consultation
with counsel, Threatts may withdraw his request for the court to impose a new sentence. Either
way, on remand, the court must conduct an adequate individualized inquiry into whether Threatts
has previously provided a DNA sample and whether he is indigent.
2
191 Wn.2d 732, 426 P.3d 714 (2018).
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No. 52279-9-II
FACTS
I. BACKGROUND
A. MICHAEL NELSON
On July 31, 2015, Michael Nelson contacted the Vancouver Police Department to report a
missing handgun. Corporal William Pardue and Officer David Chamblee arrived at Nelson’s
residence. They had been there earlier that day on an unrelated call. Nelson informed them that
he believed his handgun had been stolen. Nelson had placed it on a shelf in his garage and taken
a nap, and when he woke up from the nap, the handgun was missing.
Nelson told Corporal Pardue and Officer Chamblee that he believed Threatts had taken his
handgun. Nelson knew Threatts because Threatts and Threatts’ son had previously lived with
Nelson. The day before the incident, Nelson was shopping for a handgun, and he saw Threatts.
Nelson told Threatts that he was purchasing a handgun.
Nelson put the handgun on the shelf and went to take a nap at around 4:00 pm. When
Nelson awoke from his nap at about 6:00 pm, he noticed that Threatts’ hat was on a stand outside
the front door. Nelson recognized Threatts’ hat because he had seen him wear the hat multiple
times. The hat was not there when Nelson went to take his nap. Threatts had not been at Nelson’s
house that day to Nelson’s knowledge. Nelson tried to contact Threatts through phone calls, text
messages, and various other messaging platforms, but Threatts was not responding. Threatts
frequently had his phone with him and responded to text messages and phone calls quickly. Nelson
also told Corporal Pardue and Officer Chamblee that Threatts was the only person aside from
Nelson’s family that Nelson allowed in his home.
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No. 52279-9-II
B. MEETING AT THREATTS’ APARTMENT
Corporal Pardue and Officer Chamblee went to Threatts’ apartment at about 11:00 pm.
When they knocked on the door, a male voice asked who was at the door. Corporal Pardue
responded that it was “Bill,” which is Corporal Pardue’s first name. Verbatim Report of
Proceedings (VRP) (July 9, 2018) at 335. After a short period of time, Threatts opened the door.
Corporal Pardue and Officer Chamblee were dressed in their full police uniforms.
Corporal Pardue told Threatts that they had his hat and wanted to speak with him. Threatts
willingly went outside and shut the door behind him so that the three of them were standing on the
landing of his apartment. Corporal Pardue asked Threatts if the hat was his, and Threatts responded
that it was. Corporal Pardue informed Threatts that they had found the hat at Nelson’s house and
asked if Threatts had been there earlier, to which Threatts responded he had. Threatts told Corporal
Pardue and Officer Chamblee that he had ridden his bike over there earlier, and Corporal Pardue
informed Threatts that Nelson’s handgun was missing.
After Corporal Pardue mentioned Nelson’s handgun, Threatts became agitated. Threatts
accused Corporal Pardue of lying to him so he would come outside by telling Threatts his name
was “Bill.” Corporal Pardue asked Threatts if he could go inside to look around, to which Threatts
responded no. Threatts requested a sergeant or lieutenant come to the scene, so Corporal Pardue
called on the radio for Sergeant Aaron Gibson to arrive. Once Sergeant Gibson arrived, Corporal
Pardue informed Threatts that he could not go back into his apartment because they were going to
apply for a search warrant. They did not allow him back into his apartment because of safety
concerns and concerns that Threatts could attempt to destroy evidence.
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No. 52279-9-II
Sergeant Gibson informed Threatts that he was free to leave, and if Threatts wanted, one
of the officers would go inside to retrieve Threatts’ sleeping son. Threatts declined the offer to
retrieve his son, but he asked Officer Chamblee to go inside and pick up a pair of shorts for him.
The officers offered multiple times to retrieve Threatts’ son for him so they could go somewhere
else, but Threatts continued to decline their offers.
C. STATEMENTS TO POLICE
Eventually, Corporal Pardue left to obtain a search warrant. As the officers and Threatts
were waiting outside the apartment for Corporal Pardue to return, Threatts “lowered his head and
said you’re going to find the gun.” VRP (July 9, 2018) at 366. After this, Officer Chamblee read
Threatts his Miranda rights and asked if Threatts still wanted to speak with him, to which Threatts
replied he did. Threatts continued speaking with the officers. Threatts told them that he and his
son went to Nelson’s house, and he saw his son with the handgun in his hands. Threatts thought
the handgun was fake and grabbed it from his son, but when he realized it was real, he put it in his
back pocket and left. Threatts told the officers he had known that Nelson had his concealed
weapons license and that Nelson was planning on purchasing a handgun.
Officer Chamblee told Threatts that he was a convicted felon, and therefore, Threatts could
not lawfully possess a firearm. Threatts said he did not believe that he was a felon. Threatts told
the officers he “didn’t want to be in trouble for possessing it.” VRP (July 9, 2018) at 370.
When Corporal Pardue returned with the search warrant, the officers executed the search
warrant of Threatts’ apartment. Inside, they found a Smith & Wesson 9 millimeter handgun
matching the description of Nelson’s stolen handgun inside a duffle bag.
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No. 52279-9-II
The State charged Threatts with one count of UPFA in the first degree, one count of theft
of a firearm, and one count of UPFA in the second degree.
II. PROCEDURAL HISTORY
A. PRE-TRIAL MOTIONS
On December 7, 2016, the trial court held a hearing on Threatts’ CrR 3.5 motion to suppress
statements made to the police officers, a hearing on Threatts’ CrR 3.6 motion to exclude evidence
seized during the execution of the search warrant at his apartment, and a hearing on Threatts’
motion to dismiss the UPFA charge. At the hearings, Threatts testified, as well as Corporal Pardue
and Officer Chamblee. The court denied all three motions and entered written findings of fact and
conclusions of law consistent with the above facts.
1. CrR 3.5 Motion
In his CrR 3.5 motion to suppress the statements made to the police, Threatts argued that
the police officers had not yet advised him of his Miranda rights, his statements were made while
he was in police custody, and they were not made voluntarily. The court disagreed and denied the
motion.
2. CrR 3.6 Motion
In his CrR 3.6 motion to suppress the handgun, Threatts argued that the search warrant was
invalid, lacked probable cause, and relied on improperly obtained statements by him and a lengthy
detention of four hours on the landing of his apartment. The trial court disagreed and ruled that
there was probable cause and that the evidence seized was admissible.
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No. 52279-9-II
3. CrR 8.3 Motion to Dismiss Based on Lack of Notice
In his CrR 8.3 motion, Threatts sought to dismiss count one—the UPFA charge—arguing
that he never received the required notice under RCW 9.41.047(1)(a) of the firearms prohibition.
Threatts testified at the hearing that he was unaware that he had been previously convicted of a
felony—he thought he had been convicted of a gross misdemeanor. The trial court disagreed and
denied the motion.
B. READINESS HEARING
From the arraignment on August 3, 2015, until trial began on July 9, 2018, Threatts had
five different attorneys. Threatts indicated to the trial court that communication with his first three
attorneys broke down, and he believed that his third attorney was not sufficiently communicating
with him. Threatts’ fourth attorney moved to withdraw because he felt that he was unable to
communicate with Threatts effectively about Threatts’ case. Threatts’ final attorney, David Kurtz,
was appointed on June 7, 2018. Later, at sentencing, Threatts informed the court that he had been
unable to communicate with Kurtz until the readiness hearing on July 5, 2018.
C. TRIAL
The two-day trial began on July 9, 2018. During the first day of the trial, one of the jurors
informed the court that he believed he had previously met and spoken with Corporal Pardue at a
barbeque. Both parties asked the juror questions, and the juror indicated that he spoke with
Corporal Pardue at a barbeque years ago for about ten minutes. Corporal Pardue had told the juror
“he was police or had been prior military.” VRP (July 9, 2018) at 426. When questioned, the juror
indicated that he could still be fair and impartial despite that prior contact with Corporal Pardue.
After the juror left the courtroom, the State informed the court that Corporal Pardue has a twin
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No. 52279-9-II
brother who was in the military, but the court and both parties determined that no further
questioning was necessary.
Nelson, Corporal Pardue, Officer Chamblee, Detective Dennis Devlin (who wrote the
affidavit for the search warrant), and Nancy Druckenmiller (the fingerprint identification
specialist) testified for the State. Threatts did not present any witnesses, and he chose not to testify.
The jury returned a guilty verdict for all three charges.
D. SENTENCING-REQUEST TO REPRESENT HIMSELF PRO SE
The sentencing hearing was on July 27, 2018. Threatts expressed discontent with his trial
counsel, Kurtz, and asked to represent himself pro se. Threatts informed the court that he had been
unable to communicate with Kurtz until the readiness hearing on July 5, 2018. Threatts also
informed the court that he smelled alcohol on Kurtz’s breath. The court engaged in the following
discussion with Threatts:
[Threatts]: Your Honor I was –
Judge: You – you decline? Do you want me to discharge him?
[Threatts]: [Y]eah. I need him – I need him discharged as my attorney.
Judge: Okay. And before sentencing?
[Threatts]: Because how am I – how am I gonna reach you if – if I make the bail?
Where am I gonna find him at?
Judge: Okay. Mr. Kurtz you’re discharged.
VRP (July 27, 2018) at 533. Later in the hearing, the court engaged in the following discussion
with Threatts:
Judge: [D]o you want me to send you to prison for the high end of the range or the
low end of the range?
[Threatts]: I need as low as possible. I want to get back to my son – I want to –
Judge: Okay. So you know there’s a sentencing range, right?
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No. 52279-9-II
[Threatts]: [W]e – I know – I understand there’s a sentencing guideline[].
Judge: Okay. And you know that the range is fifteen to twenty on Count I –
[Threatts]: Right.
Judge: – months –
[Threatts]: Right.
Judge: – and twelve to fourteen on Count II.
[Threatts]: Yeah. But you can do what you want to do.
Judge: Well – you can appeal it too.
[Threatts]: Yeah.
VRP (July 27, 2018) at 540-41. The court sentenced Threatts to 15 months confinement on count
one and 13 months confinement on count two, for a total time in confinement of 28 months. The
court also imposed legal financial obligations (LFOs), including a $100 DNA collection fee and a
$200 criminal filing fee.
Two months later, the State requested a hearing to ensure that Threatts had properly waived
his right to counsel. The State expressed concern that a proper colloquy had not been done at the
sentencing hearing. The court engaged in another discussion with Threatts:
Judge: So just to – just to end this so you can get out of here –
[Threatts]: – yes.
Judge: – at the time you were sentenced you chose to represent yourself?
[Threatts]: Yes.
Judge: Is that accurate?
[Threatts]: Yes. I did.
Judge: Very good.
VRP (Oct. 23, 2018) at 550.
Threatts appeals his judgment and sentence.
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No. 52279-9-II
ANALYSIS
I. CRR 3.5 MOTION TO SUPPRESS STATEMENTS
Threatts argues that the trial court erred by denying his CrR 3.5 motion to suppress because
the police officers failed to advise him of his Miranda rights, he was effectively seized by the
police officers outside his apartment, and his statements were involuntary. We hold that because
there was sufficient evidence to support the trial court’s findings of fact and the findings support
the conclusions of law, Threatts’ statements were admissible, and therefore, the trial court did not
err by denying Threatts’ CrR 3.5 motion to suppress.
CrR 3.5 establishes a pretrial process for admitting a defendant’s statements at trial. While
the rule broadly states that it governs the admission of “a statement of the accused,” the rule
actually applies only to custodial statements to law enforcement. CrR 3.5; State v. McFarland, 15
Wn. App. 220, 222, 548 P.2d 569 (1976). CrR 3.5 exists to implement the constitutional right to
a voluntariness hearing for custodial statements. State v. Williams, 137 Wn.2d 746, 750-51, 975
P.2d 963 (1999).
We treat uncontested findings of fact from a CrR 3.5 hearing as verities on appeal, and if
challenged, examine whether the findings of fact are supported by substantial evidence. State v.
Piatnitsky, 170 Wn. App. 195, 221, 282 P.3d 1184 (2012). Substantial evidence exists if the
evidence is sufficient to persuade a fair-minded rational person of the truth of the finding.
Piatnitsky, 170 Wn. App. at 221. Whether the findings of fact support the trial court’s legal
conclusions is a question of law that we review de novo. Piatnitsky, 170 Wn. App. at 221-22.
To determine whether a person is in police custody, we use an objective test to ask “whether
a reasonable person in a suspect’s position would have felt that his or her freedom was curtailed
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No. 52279-9-II
to the degree associated with a formal arrest.” State v. Heritage, 152 Wn.2d 210, 218, 95 P.3d 345(2004). “[T]he term ‘interrogation’ under Miranda refers not only to express questioning, but also
to any words or actions on the part of the police (other than those normally attendant to arrest and
custody) that the police should know are reasonably likely to elicit an incriminating response from
the suspect.” Rhode Island v. Innis, 446 U.S. 291, 301, 100 S. Ct. 1682, 64 L. Ed. 2d 297 (1980)
(footnote omitted).
There have been cases similar to this one where we held that a defendant was not in custody
either in their home or in a hotel room. See State v. Rosas-Miranda, 176 Wn. App. 773, 309 P.3d
728 (2013); State v. Smith, 154 Wn. App. 695, 226 P.3d 195 (2010). In Rosas-Miranda, we held
that the defendant was not in custody. There, eight or nine police officers were inside of the
defendant’s apartment. 176 Wn. App. at 776. One officer, who spoke Spanish (which the
defendant spoke), stayed within earshot of the defendant and the other adult resident. 176 Wn.
App. at 776-77. That officer did not restrict their movement or tell them that he was monitoring
them, and told the defendant that the warrantless search was voluntary and that she could withdraw
consent to the search at any time. 176 Wn. App. at 775-77, 786. In Smith, we held that the
defendant was not required to leave his hotel room, and he was never instructed that he had to wait
in a particular area, when the officers briefly searched the room; therefore, we held that the
defendant was never seized. 154 Wn. App. at 698, 702.
A. CUSTODIAL INTERROGATION
Here, the police officers knocked on Threatts’ door late at night. Threatts voluntarily left
his apartment to stand on the landing of the apartment to speak with the officers. Threatts was
never in handcuffs, and he spoke to the officers willingly throughout the conversation. The officers
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No. 52279-9-II
never drew their weapons. The officers told Threatts that he could not go back into his apartment,
but repeatedly advised him that he was free to leave and offered to retrieve his son from the
apartment. Threatts declined the officers’ offers to retrieve his son, but he did ask them to retrieve
shorts for him. Threatts made the incriminating statement spontaneously and not in response to
any questions by the officers. The only question the officers asked Threatts after he made his
statement and before the officers read him his Miranda rights was a clarifying question regarding
his incriminating statement.
There was substantial evidence to support the trial court’s findings of fact that Threatts was
not in police custody and that he spoke to the police officers voluntarily before and after being
advised of his Miranda rights, and the findings support the conclusions of law that Threatts’
statement was properly admissible. Further, Threatts was never interrogated because the police
officers did not say anything or behave in any manner which was likely to illicit Threatts’
incriminating response. Rhode Island, 446 U.S. at 301. Threatts made the incriminating
statement—that they would find the gun inside his apartment—without any questioning by the
police officers.
Therefore, we hold that Threatts was not in custody until his Miranda rights were read to
him, he was not interrogated when he made the incriminating statement, and the police officers
were not required to read Threatts his Miranda rights when he made the incriminating statement.
B. THREATS OR COERCION
Threatts also argues that Corporal Pardue tricked him by initially identifying himself as
“Bill” after knocking on the apartment door. We disagree.
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No. 52279-9-II
Police deception alone does not make a defendant’s statements inadmissible. See State v.
Braun, 82 Wn.2d 157, 161, 509 P.2d 742 (1973). In Braun, our Supreme Court held that even
though the police had deceived the defendant, the statements that the defendant made were not
involuntary because there were no threats, coercion, or cajolery. Braun, 82 Wn.2d at 162-63.
Corporal Pardue and Officer Chamblee were in their police uniforms, making it clear they
were on-duty law enforcement at the time they approached Threatts’ apartment door. Threatts
chose to exit his apartment once he saw that he was speaking to law enforcement. The officers
advised Threatts numerous times that he was free to leave, and he chose to remain talking to the
officers outside on the landing.
Because the officers were in uniform and made no threats or promises to Threatts in
exchange for speaking with them, there was substantial evidence to support the trial court’s finding
of fact that Threatts was not threatened or coerced by the officers, and the findings support the
conclusion of law that Threatts’ statements were voluntary. Thus, we hold that because Threatts’
statements were voluntarily made to the police officers, the statements were admissible, and thus,
the trial court did not err by denying his CrR 3.5 motion to suppress.
II. CRR 3.6 MOTION TO SUPPRESS EVIDENCE
Threatts argues that the trial court erred by denying his motion to suppress evidence
because the search warrant was invalid, there was no probable cause, and the search warrant was
based on improper police conduct. We hold that because Threatts’ statements were properly
admissible, and probable cause existed for the search warrant, the trial court did not err by denying
Threatts’ CrR 3.6 motion to suppress the evidence.
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No. 52279-9-II
Under both the federal and state constitutions,3, 4 a search warrant may issue only upon a
determination of probable cause. State v. Friedrich, 4 Wn. App. 2d 945, 954, 425 P.3d 518 (2018),
review denied, 192 Wn.2d 1012 (2019). “Probable cause is established when an affidavit
supporting a search warrant provides sufficient facts for a reasonable person to conclude there is a
probability the defendant is involved in the criminal activity and that evidence of the crime is at a
certain location.” Friedrich, 4 Wn. App. at 954. We must not view the affidavit “‘in a
hypertechincal manner,’” and “‘[d]oubts concerning the existence of probable cause are generally
resolved in favor of issuing the search warrant.’” Friedrich, 4 Wn. App. 2d at 955 (quoting State
v. Riley, 34 Wn. App. 529, 531, 663 P.2d 145 (1983); State v. Vickers, 148 Wn.2d 91, 108-09, 59
P.3d 58 (2002)).
As discussed above, Threatts’ statements to the police officers were lawfully obtained, and
thus, were properly admissible. Threatts’ statements also supported the affidavit for the search
warrant. We hold that there was probable cause for the search warrant.
III. FIREARMS PROHIBITION NOTICE
Threatts argues that he was not previously advised of the firearms prohibition as required
under RCW 9.41.047(1)(a). Thus, he argues that the trial court erred by denying his CrR 8.3
3
The Fourth Amendment states,
The right of the people to be secure in their persons, houses, papers, and
effects against unreasonable searches and seizures, shall not be violated, and no
Warrant shall issue, but upon probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and the persons or things to be
seized.
4
Article 1, section 7 of the Washington State Constitution provides, “No person shall be disturbed
in his private affairs, or his home invaded, without authority of law.”
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No. 52279-9-II
motion to dismiss the UPFA charge. We hold that there was sufficient evidence that Threatts had
actual notice of the firearms prohibition in 1996 as required by RCW 9.41.047(1)(a), and the
findings are supported by substantial evidence. Accordingly, the trial court did not err by denying
his CrR 8.3 motion to dismiss.
Under CrR 8.3(c), the defendant “may, prior to trial, move to dismiss a criminal charge due
to insufficient evidence establishing a prima facie case of the crime charged.” The motion must
be in writing, supported by an affidavit or declaration alleging no material disputed facts, and may
include relevant attachments. CrR 8.3(c)(1). The trial court “shall grant the motion if there are no
material disputed facts and the undisputed facts do not establish a prima facie case of guilt.” CrR
8.3(c)(3). The trial court views all the evidence and must make all reasonable inferences in the
light most favorable to the State. CrR 8.3(c)(3).
The firearms probation notice requirement of RCW 9.41.047(1)(a) provides:
At the time a person is convicted . . . the convicting or committing court . . . shall
notify the person, orally and in writing, that the person must immediately surrender
any concealed pistol license and that the person may not possess a firearm unless
his or her right to do so is restored by a court of record.
In State v. Minor, 162 Wn.2d 796, 174 P.3d 1162 (2008), our Supreme Court reversed the
defendant’s conviction for UPFA because the trial court in the underlying predicate conviction
failed to comply with the firearms prohibition notice as required by RCW 9.94A.047(1). “‘The
only remedy appropriate for the statutory violation is to reverse the current conviction.’” State v.
Garcia, 191 Wn.2d 96, 101, 420 P.3d 1077 (2018) (quoting Minor, 162 Wn.2d at 804).
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No. 52279-9-II
In State v. Breitung, 173 Wn.2d 393, 402, 267 P.3d 1012 (2011), our Supreme Court
determined what constitutes a violation of RCW 9.41.047(1):
[W]here a convicting court has failed to give the mandatory notice directed in RCW
9.41.047(1) and there is no evidence that the defendant has otherwise acquired
actual knowledge of the firearm possession prohibition that RCW 9.41.047(1) is
designed to impart, the defendant’s subsequent conviction for unlawful possession
of a firearm is invalid and must be reversed.
(Emphasis added.) The court has also held that “information that is communicated by or derived
from an authorized source, such as a judge, a probation officer, a member of the court staff, or
defense counsel, even though later acquired, will meet the requirement of the statute.” Garcia,
191 Wn.2d at 105.
Here, Threatts filed a CrR 8.3 motion to dismiss, arguing that the court did not notify him
of the firearms prohibition in 1996 when he was sentenced for second degree assault. The 1996
judgment and sentence indicated that Threatts was present in court when he was sentenced. The
judgment and sentence contained a paragraph notifying Threatts that he could no longer own or
possess firearms. There was no line for Threatts to sign the judgment and sentence, but his counsel
signed it, and Threatts’ fingerprints are on the document.
Threatts also entered a guilty plea for second degree theft in 1997; the plea agreement for
that charge includes a paragraph stating Threatts acknowledged that he could no longer own or
possess firearms. Threatts signed this plea agreement. At the CrR 8.3 hearing, Threatts presented
no evidence to the trial court that he was affirmatively misled by any court personnel or judicial
officer.
The trial court’s findings are supported by substantial evidence, and they support the
court’s conclusions of law that Threatts had been previously notified of the firearms prohibition.
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No. 52279-9-II
Therefore, because Threatts was notified of the firearms prohibition in 1996 and in 1997, we hold
that the trial court did not err by denying his CrR 8.3(c) motion to dismiss.
IV. INEFFECTIVE ASSISTANCE OF COUNSEL
Threatts argues that he received ineffective assistance of counsel because his counsel,
Kurtz, failed to communicate with him about the investigation and trial preparation, and Kurtz
failed to inquire about prior contact between a juror and Corporal Pardue. We hold that Threatts
did not receive ineffective assistance of counsel.
A claim that counsel was ineffective is a mixed question of law and fact that we review de
novo. State v. Jones, 183 Wn.2d 327, 338, 352 P.3d 776 (2015). The Sixth Amendment to the
United States Constitution and article I, section 22 of the Washington Constitution guarantee the
right to effective assistance of counsel. Strickland v. Washington, 466 U.S. 668, 685-86, 104 S.
Ct. 2052, 2064, 80 L. Ed. 2d 674 (1984).
In Strickland, the United States Supreme Court set forth a two-prong inquiry for reversal
of a criminal conviction based on ineffective assistance of counsel. Strickland, 466 U.S. at 687.
Under the Strickland test, the defendant bears the burden to show (1) counsel’s performance was
deficient and (2) the attorney’s deficient performance prejudiced the defense. Strickland, 466 U.S.
at 687. In other words, “but for counsel’s deficient performance, the outcome of the proceedings
would have been different.” State v. Kyllo, 166 Wn.2d 856, 862, 215 P.3d 177 (2009). Failure to
make the required showing of either deficient performance or sufficient prejudice defeats an
ineffectiveness claim. Strickland, 466 U.S. at 700.
We review de novo whether counsel’s performance was deficient. See Jones, 183 Wn.2d
at 338. Representation is deficient if it falls “below an objective standard of reasonableness,”
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No. 52279-9-II
given all of the circumstances. Strickland, 466 U.S. at 688. A fair assessment of attorney
performance requires that every effort be made to eliminate the distorting effects of hindsight and
to evaluate the conduct from counsel’s perspective at the time. Strickland, 466 U.S. at 689. There
is a strong presumption that counsel’s performance was reasonable. State v. Grier, 171 Wn.2d 17,
32-33, 246 P.3d 1260 (2011).
Because there is a strong presumption that counsel is effective, the defendant must show
in the record the absence of legitimate strategic or tactical reasons supporting the challenged
conduct by counsel. State v. McFarland, 127 Wn.2d 322, 335, 899 P.2d 1251 (1995). Counsel’s
conduct is not deficient if it can be characterized as a legitimate trial strategy, but the relevant
question is not whether counsel’s choices were strategic, but whether they were reasonable. Grier,
171 Wn.2d at 33-34. However, when the record does not show what counsel’s reasons were for
making a particular choice at trial, we may not determine that the decision was strategic. State v.
Linville, 191 Wn.2d 513, 525-26, 423 P.3d 842 (2018). “[W]hen ‘the claim is brought on direct
appeal, the reviewing court will not consider matters outside the trial record.’” Linville, 191 Wn.2d
at 525 (quoting McFarland, 127 Wn.2d at 335).
A. INVESTIGATION AND PRE-TRIAL
Threatts first argues that Kurtz’s performance was deficient because he failed to
communicate with Threatts as to his investigation of the case and pre-trial issues. We disagree.
Threatts’ fifth trial counsel, Kurtz, was appointed to represent him on June 7, 2018.
Threatts indicated to the trial court that despite numerous efforts, he was unable to meet with Kurtz
until the readiness hearing on July 5. Threatts’ main argument seems to be that Kurtz did not call
any of the witnesses Threatts requested. However, we cannot tell from this record why Kurtz
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chose not to call any witnesses. And therefore, because the record does not contain any evidence
of the reasons for Kurtz’s decision not to call the witnesses Threatts requested, we cannot
determine whether that decision constituted ineffective assistance of counsel. Linville, 191 Wn.2d
at 525.
At the readiness hearing, Kurtz informed the trial court that he was ready for trial and that
he would not be presenting any witnesses. Kurtz was appointed almost one month before trial.
Threatts’ prior attorneys adequately prepared the case by arguing motions, filing necessary
continuances, and engaging in other pretrial practices. There is no evidence in the record that the
prior four attorneys were deficient or that Kurtz was unprepared for trial even though he did not
speak with Threatts until the readiness hearing.
At trial, Kurtz made proper objections, thoroughly cross-examined witnesses, and made
arguments to the jury regarding his theory of the case. One month may be sufficient time for an
attorney to prepare for trial, particularly when four other defense attorneys had been preparing the
case for the previous three years.
The record does not show that Kurtz was not adequately prepared for trial. And there is
nothing in the record to show why he did not meet with Threatts until the readiness hearing or why
he chose not to call witnesses. Thus, we cannot determine on this record that counsel was deficient,
and Threatts fails to show otherwise.
B. JUROR
Threatts next argues that Kurtz’s performance was deficient because he failed to adequately
question the juror who informed the trial court that he had previously met and spoke with Corporal
Pardue. Again, we disagree.
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After being apprised that a juror had prior contact with one of the witnesses, the court
brought the juror in for further questioning. The court, the State, and Kurtz asked the juror
questions regarding his prior encounter with Corporal Pardue. The juror indicated that Corporal
Pardue had “mentioned he was police or had been prior military.” VRP (July 8, 2018) at 426.
Kurtz asked whether Corporal Pardue had discussed with him “any law enforcement stuff,” to
which the juror replied, “No.” VRP (July 8, 2018) at 427. Both the State and Kurtz asked the
juror whether he could be fair and impartial given this prior contact, and the juror indicated that
he could.
Again, the record demonstrates that Kurtz questioned the juror after the State and was
satisfied that the juror could be fair and impartial given the juror’s brief prior contact with Corporal
Pardue. Thus, because we can conceive of a legitimate trial tactic for counsel not striking this
juror, we hold Threatts fails to show that counsel was deficient. See Linville, 191 Wn.2d at 525.5
V. PRO SE REPRESENTATION AT SENTENCING
Threatts argues that the trial court erred by allowing him to represent himself pro se at the
sentencing hearing. Threatts argues that the court “failed to show a valid knowing, voluntary, and
intelligent waiver” of his right to counsel, and thus, a remand for resentencing is required. Br. of
Appellant at 39-45. We agree.
Article 1, section 22 of the Washington Constitution and the Sixth Amendment to the
United States Constitution guarantee a criminal defendant the right to assistance of counsel. A
criminal defendant also has the right to self-representation under the same provisions. State v.
5
Because we hold that Threatts has failed to show that Kurtz’s performance was deficient, we do
not reach Threatts’ prejudice argument.
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Madsen, 168 Wn.2d 496, 503, 229 P.3d 714 (2010). The right of self-representation is “so
fundamental that it is afforded despite its potentially detrimental impact on both the defendant and
the administration of justice.” Madsen, 168 Wn.2d at 503.
However, a tension exists between the rights of self-representation and to counsel. State
v. Curry, 191 Wn.2d 475, 482, 423 P.3d 179 (2018). By requesting to represent himself, a
defendant waives his right to counsel. Curry, 191 Wn.2d at 482-83. But criminal defendants do
not have an absolute right to self-representation. Curry, 191 Wn.2d at 482. A trial court may
allow a defendant to represent himself only if the defendant waives his right to counsel voluntarily,
knowingly, and intelligently. Curry, 191 Wn.2d at 483. “If counsel is properly waived, a criminal
defendant has a right to self-representation.” City of Bellevue v. Acrey, 103 Wn.2d 203, 209, 691
P.2d 957 (1984).
The preferred method for determining whether a waiver is valid is for the court to conduct
a thorough colloquy with the defendant to determine whether the defendant’s waiver of his right
to counsel is knowing, intelligent, and voluntary. State v. Howard, 1 Wn. App. 2d 420, 425, 405
P.3d 1039 (2017). The trial court must indulge every reasonable presumption against waiver of
the right to counsel. Madsen, 168 Wn.2d at 504. The trial court may deny a request for self-
representation if the request is “made without a general understanding of the consequences.”
Madsen, 168 Wn.2d at 505.
For the trial court’s colloquy to be sufficient, we strictly adhered to certain requirements:
“Th[e] colloquy, at a minimum, should consist of informing the defendant of the
nature and classification of the charge, the maximum penalty upon conviction and
that technical rules exist which will bind the defendant in the presentation of his
case.”
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No. 52279-9-II
Howard, 1 Wn. App. 2d at 426 (quoting Acrey, 103 Wn.2d at 211). If the trial court does not
address those issues in its colloquy, the record must otherwise show that the defendant was
properly informed. Howard, 1 Wn. App. 2d at 428.
We review for an abuse of discretion a trial court’s decision on whether a defendant’s
waiver of the right to counsel is voluntary, knowing, and intelligent. In re Pers. Restraint Petition
of Rhome, 172 Wn.2d 654, 667, 260 P.3d 874 (2001). A trial court abuses its discretion when its
decision is manifestly unreasonable, based on untenable grounds, or applies an erroneous view of
the law. Rhome, 172 Wn.2d at 668. It is the defendant’s burden to show that the waiver of the
right to counsel was not knowing and intelligent. Howard, 1 Wn. App. 2d at 426. “Because the
right to counsel is so fundamental, a trial court’s erroneous finding that the defendant validly
waived the right to counsel cannot be treated as harmless error.” Howard, 1 Wn. App. 2d at 426.
Here, at sentencing, Threatts expressed discontent with Kurtz and asked to represent
himself pro se. Threatts informed the court that he had a difficult time reaching Kurtz from the
day Kurtz was appointed on June 7, 2018, until the readiness hearing on July 5, and he believed
Kurtz smelled of alcohol the day of trial. The court then engaged in a short discussion with
Threatts. VRP (July 27, 2018) at 533. Threatts was never informed of the nature and seriousness
of the charges, the maximum penalty for the crimes he was convicted of, or the risks Threatts faced
with representing himself pro se at sentencing.
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In fact, the State requested a hearing in October of that year to ensure that Threatts had
knowingly, intelligently, and voluntarily waived his right to counsel. The State expressed concern
that a proper colloquy had not been done at the sentencing hearing. VRP (Oct. 23, 2018) at 548.
The trial court’s colloquy failed to ensure that Threatts’ waiver was knowing, intelligent,
and voluntary, and the court abused its discretion by accepting his waiver. We remand to the trial
court for resentencing and order the court to appoint counsel to represent Threatts, and after
consultation with counsel, Threatts may withdraw his request for resentencing.
VI. LFOS
Threatts argues that the trial court erred by imposing the $100 DNA collection fee and the
$200 criminal filing fee. The State concedes that the trial court erred. We accept the State’s
concession and hold that the trial court erred by failing to conduct a proper inquiry into whether
Threatts has previously provided his DNA and whether he is indigent. On remand, the trial court
shall conduct a proper inquiry into whether Threatts has previously provided a DNA sample and
whether he is indigent.
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CONCLUSION
We affirm Threatts’ conviction, but we remand to the trial court for resentencing. The
court must appoint counsel to represent Threatts and, after consultation with counsel, Threatts may
withdraw his request for the court to impose a new sentence. Either way, on remand, the court
must conduct an adequate individualized inquiry into whether Threatts has previously provided a
DNA sample and whether he is indigent.
A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW 2.06.040,
it is so ordered.
SUTTON, A.C.J.
We concur:
MAXA, J.
GLASGOW, J.
24