State Of Washington v. Marlon Octavius Luvell House ( 2016 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION ONE
STATE OF WASHINGTON, No. 75641-9-
Respondent,
v.
MARLON OCTAVIUS LUVELL HOUSE, UNPUBLISHED OPINION
Appellant. FILED: November 21, 2016
Verellen, C.J. — Marlon House appeals from the judgment and sentence on his
conviction of two counts of rape of a child in the first degree. House pleaded guilty to
the charges and requested a special sex offender sentencing alternative (SSOSA).1 He
contends that the trial court erred when it denied his motion for substitute counsel and
his request for a SSOSA. House also contends his counsel was ineffective. The trial
court's conclusion that House was not entitled to substitute counsel was supported by
the record and counsel's representations to the court. The trial court did not abuse its
discretion when it denied a SSOSA. Furthermore, House's counsel's decision to delay
interviewing the two child victims was a strategic decision. House failed to show, but for
his counsel's performance, the outcome would have been different. Accordingly, we
affirm.
RCW 9.94A.670.
No. 75641-9-1/2
FACTS
The State charged Marlon House with one count of rape of a child in the first
degree and two counts of child molestation in the first degree under cause number
14-1-00938-2 and three counts of rape of a child in the first degree under cause number
14-1-00937-4.
At a status conference on August 22, 2014, House asked for a substitution of
counsel. House's counsel informed the court of the procedural and tactical steps that
he had taken in the case and the complications that arose because the case involved
two separate victims under two separate cause numbers. House's counsel said that he
had retained an investigator, who had made contact with every witness that House had
identified to him, however, he had not interviewed the two alleged victims in the case.
House's counsel explained the prosecutor's policy to discontinue any plea bargaining if
the defense interviews the victims of child sex abuse:
I have advised Mr. House that before we do that I would like to explore
any possible resolution, because it's the normal course of the prosecutor's
policy that once we interview victims!,] resolution of the case is difficult, if
not impossible. So that's where we are.[2]
The court then told House that he could speak and "if I need to have a full hearing, then
I will have to reset it, but tell me what it is that you wanted the Court to know."3 House
told the court his counsel "has only talked to me four times since I have been here" and
"just called me yesterday because I sent in a grievance to the BarAssociation."4 House
2 Report of Proceedings (RP) (Aug. 22, 2014) at 4.
3 Id, at 5.
4 Id.
No. 75641-9-1/3
also alluded to a communication issue between his mother and his counsel regarding
his "court papers."5
House's counsel informed the court that he had spoken with House's mother and
that he did not recall a communication issue. The trial court denied House's request for
a new public defender and remarked:
When you have the privilege of hiring your own counsel, then you can hire
and fire. When the county pays for it, on the record before me [House's
counsel] is moving forward on your case. There [are] no set times that he
is required to visit you in preparation for your case
He has interviewed all of the witnesses that you have asked him,
except for the alleged victim, and you need to understand that there is a
significant import when the alleged victims are interviewed by the defense,
any resolution short of trial is impossible after that time.[6J
As part of a plea bargain, the State presented an amended information on both
cause numbers. House pleaded guilty to a total of two counts of rape of a child in the
first degree. The State recommended a standard sentence range of 120 to 160 months
to life in each case to run concurrent to one another, and House requested a SSOSA.
House underwent a psychosexual examination by Michael Comte, who submitted
his report to the court regarding House's eligibility for a SSOSA. House provided the
court with Comte's psychosexual evaluation, treatment plan, and the results of a sexual
history interview polygraph examination. Comte testified during the sentencing hearing.
House also wrote a letter and addressed the court.
The State filed a sentencing memorandum arguing that House was not eligible
because of his lack of candor and honesty during Comte's evaluation. The State's
5 Id at 6.
6 Id. at 7.
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memorandum also questioned Comte's conclusion that House was amenable to
treatment. The State submitted two victim impact statements from the mothers of the
victims, along with the presentence investigation reports opposing a SSOSA.
After reviewing all of the documents and considering the factors outlined in
RCW 9.94A.670, the trial court denied House's request for a SSOSA and sentenced
him to 160 months to life on each count, concurrent with one another.
House appeals.
ANALYSIS
/. Request for a New Attorney
House argues the trial court abused its discretion when it denied his request for a
new attorney.
A defendant in a criminal prosecution has a right to the assistance of counsel.7
Indigent defendants charged with felonies or misdemeanors involving potential
incarceration are entitled to appointed counsel.8 The determination whether an indigent
defendant's dissatisfaction with his court-appointed counsel warrants appointment of
substitute counsel rests within the sound discretion of the trial court.9 "The court should
consider the reasons given for the defendant's dissatisfaction, together with its own
evaluation of the competence of existing counsel and the effect of substitution upon the
scheduled proceedings."10
7 U.S. Const, amend VI; Wash. Const, art. 1, § 22 (amend. 10).
8Mclnturfv. Horton, 85 Wn.2d 704, 705-07, 538 P.2d 499 (1975); CrR 3.1(d)(1).
9 State v. Stark, 48 Wn. App. 245, 252, 738 P.2d 684 (1987); State v. Lvtle. 71
Wn.2d 83, 84, 426 P.2d 502 (1967); State v. Shelton. 71 Wn.2d 838, 840, 431 P.2d 201(1967); State v. Sinclair, 46 Wn. App. 433, 436, 730 P.2d 742 (1986).
10 Stark, 48 Wn. App. at 253.
No. 75641-9-1/5
A trial court conducts an adequate inquiry when it allows the defendant and
counsel to fully express their concerns.11 "Unsupported general allegations of deficient
representation are inadequate to support a motion [for new counsel]."12 To justify an
appointment of new counsel, a defendant "'must show good cause to warrant
substitution of counsel, such as a conflict of interest, an irreconcilable conflict, or a
complete breakdown in communication between the attorney and the defendant.'
Generally, a defendant's loss of confidence or trust in his counsel is not sufficient
reason to appoint new counsel."13
House asserts his counsel's refusal to interview the two victims in his case
warranted the appointment of a new attorney, but House's counsel explained:
I have not interviewed the two alleged victims yet. I have advised
Mr. House that before we do that[,] I would like to explore any possible
resolution, because it's the normal course of the prosecutor's policy that
once we interview victims[,] resolution of the case is difficult, if not
impossible. So that's where we are.[14]
Not only did House's counsel explain why he had not yet interviewed the victims, but he
also described his progress and efforts on House's behalf.
Additionally, House argues the trial court made comments that appeared to be
biased or unfair. Specifically, he contends, the "when the county pays for it" comment,15
11 State v.Schaller, 143 Wn. App. 258, 271, 177 P.3d 1139(2007).
12 State v. Staten, 60 Wn. App. 163, 170, 802 P.2d 1384 (1991).
13 State v. Varga, 151 Wn.2d 179, 200, 86 P.3d 139 (2004) (quoting State v.
Stenson, 132 Wn.2d 733, 734, 940 P.2d 1239 (1997))
14RP(Aug. 22, 2014) at 4.
15 Id. at 7.
No. 75641-9-1/6
in context, reveals the court gave "less weight to the grievances of an indigent
defendant."16
"'An appearance of fairness claim requires proof of actual or potential bias. Mere
speculation is not enough. Furthermore, we presume a judge performs his or her duties
without prejudice.'"17 House's assertion relies on speculation and innuendo and fails to
prove actual or potential bias.
The trial court conducted a sufficient inquiry and did not abuse its discretion
when it denied House's request for a new attorney.
//. Denial of SSOSA
House argues the trial court abused its discretion when it denied a SSOSA
because the denial was based on a deficient psychosexual evaluation and a clearly
erroneous finding.
Under RCW 9.94A.670, certain sex offenders are eligible to receive a sentencing
alternative. Once a defendant is eligible for a SSOSA, the trial court may order the
defendant to undergo an examination to determine whether the defendant is amenable
to treatment.18 RCW 9.94A.670(3)(a) provides:
(a) The report of the examination shall include at a minimum the
following:
(i) The offender's version of the facts and the official version of the
facts;
16 Appellant's Br. at 21.
17 State v. Afeworki, 189 Wn. App. 327, 356, 358 P.3d 1186 (2015) (quoting
State v. Harris, 123 Wn. App. 906, 914, 99 P.3d 902 (2004), abrogated on other
grounds bv State v. Hughes, 154 Wn.2d 118, 110 P.3d 192 (2005)), review denied, 184
Wn.2d 1036 (2016).
18 RCW 9.94A.670(3).
No. 75641-9-1/7
(ii) the offender's offense history;
(iii) An assessment of problems in addition to alleged deviant
behaviors;
(iv) The offender's social and employment situation; and
(v) Other evaluation measures used.19
The statute requires the report to set forth the source of the examiner's
information along with an assessment of "the offender's amenability to treatment and
relative risk to the community.20 "The court on its own motion may order, or on a
motion by the State shall order, a second examination regarding the offender's
amenability to treatment."21 After the court receives the reports, it must consider
numerous factors to determine whether a SSOSA is appropriate.22 We review a trial
court's refusal to impose a SSOSA for an abuse of discretion.23
House asserts Comte's psychosexual evaluation was deficient and the court
should have ordered a supplemental report because the report failed to detail House's
version of events.
In House's three meetings with Comte, House's version of the events migrated
from the events did not transpire to his admitting sexual activity with the victims. At the
second meeting, House told Comte "he was going to admit to all the allegations, despite
the fact he was not guilty of them in order to take advantage of a plea offer, ifone was
19RCW9.94A.670(3)(a).
20 RCW 9.94A.670(3)(b).
21 RCW 9.94A.670(3)(c).
22 RCW 9.94A.670(4).
23 State v. Frazier. 84 Wn. App. 752, 753, 930 P.2d 345 (1997).
No. 75641-9-1/8
proposed."24 House admitted having difficulty acknowledging what he had done and
only began to admit something had occurred after he learned about the necessary steps
to obtain a SSOSA. Any deficiency in the report regarding House's version of the
events was the result of his own refusal to discuss them.
Most importantly, a supplemental report was not required because the original
report complied with the statutory requirements. The report was over 10 pages in
length and provided a sufficient account of both parties' version of the events. It
included House's background information, medical history, academic achievement,
employment history, sexual history, and psychological and substance abuse history.
The report also contained Comte's opinion that House was amenable to treatment, a
low risk to the community, and set forth a proposed treatment plan. Comte also
testified, clarifying additional details.
Next, House argues the trial court erred in finding the polygraph questions were
insufficient to determine whether there were additional victims. We review a trial court's
factual finding for substantial evidence.25 During sentencing, the trial court stated:
Whether there are additional victims is unknown. The questions
that were asked in the polygraph suggest no. The questions were also
phrased to take victims out of the age group for which these two victims
find themselves, ages eight and nine. The question in the polygraph
focused on [a] different age group.[26]
House argues this finding was not supported by substantial evidence because the
questions did include the age group of the victims, eight and nine years old. The
relevant questions during the polygraph examination were:
24 Clerk's Papers (CP) at 65.
25 State v. Grewe, 117 Wn.2d 211, 218, 813 P.2d 1238 (1991).
26 RP (July 14, 2015) at 82.
8
No. 75641-9-1/9
Q: After the age of 18, approximately how many sexual partners have
you had?
A: Doesn't know for sure, at least over a hundred.
Q: Were any of these females under 18 YOA while you were an adult?
A: Yes. Maybe 7 at the most. These girls were in the 16-17 years of
age range and he was in the 18-20 years of age range at the time.
Q: Were any of these females under 16 YOA?
A: No.t27l
The question asking if any of the females were under age 16, as phrased, referred to
the time when House was between 18 and 20 years of age. Because a reasonable
person would infer that the question refers to the time period when House was between
18 and 20 years of age, the polygraph does not resolve whether there are additional
victims. The record supports the trial court's concern.
The trial court performed a sufficient analysis using the factors required by the
statute to determine whether House was eligible for a SSOSA. There may be
conflicting interpretations of the polygraph results, but we conclude the trial court did not
abuse its discretion when it denied House's request for a SSOSA.
///. Ineffective Assistance of Counsel
House argues his counsel was ineffective during the plea bargaining phase
because he did not "adequately investigate."28
In order to establish ineffective assistance, House must demonstrate both that
counsel's representation fell below an objective standard of reasonableness and that
27 CP at 79.
28 Appellant's Br. at 22.
No. 75641-9-1/10
prejudice resulted.29 "In satisfying the prejudice prong, a defendant challenging a guilty
plea must show that there is a reasonable probability that, but for counsel's errors, he
would not have pleaded guilty and would have insisted on going to trial."30 When
counsel's alleged error is the failure to investigate exculpatory evidence, the
assessment of whether the error prejudiced the defendant involves the likelihood that
the evidence "'would have led counsel to change his recommendation as to the plea.
This assessment, in turn, will depend in large part on a prediction whether the evidence
likely would have changed the outcome of a trial.'"31 To provide constitutionally
adequate assistance, "'counsel must, at a minimum, conduct a reasonable investigation
enabling [counsel] to make informed decisions about how to best represent [the]
client.'"32
We begin our analysis with the "strong presumption" that counsel's performance
was reasonable.33 To rebut this presumption, House must establish the absence of any
conceivable legitimate tactic explaining his counsel's performance.34 We review
ineffective assistance claims de novo.35
29 Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d
674 (1984); State v. Thomas, 109 Wn.2d 222, 225-26, 743 P.2d 816 (1987).
30 In re Pers. Restraint of Riley. 122 Wn.2d 772, 780-81, 863 P.2d 554 (1993).
31 State v. Garcia, 57 Wn. App. 927, 933, 791 P.2d 244 (1990) (quoting Hill v.
Lockhart, 474 U.S. 52, 59, 106 S. Ct. 366, 88 L. Ed. 2d 203 (1985)).
32 In re Pers. Restraint of Brett. 142 Wn.2d 868, 873, 16 P.3d 601 (2001)
(emphasis omitted) (alterations in original) (quoting Sanders v. Ratelle, 21 F.3d 1446,
1456 (9th Cir. 1994)).
33 State v. Kvllo, 166 Wn.2d 856, 862, 215 P.3d 177 (2009).
34 State v. Grier, 171 Wn.2d 17, 42, 246 P.3d 1260(2011).
35 State v. Sutherbv, 165 Wn.2d 870, 883, 204 P.3d 916 (2009).
10
No. 75641-9-1/11
House focuses on his counsel's failure to interview the victims before entering a
guilty plea. The record reveals it is the normal policy of the Pierce County Prosecutor's
Office to terminate all plea negotiations and proceed to trial after the defense interviews
the victims of child sexual abuse cases. House's counsel chose to delay interviewing
the victims in House's case in order to "explore any possible resolution."36 It was in his
reasoned professional judgment that once he interviewed the victims, any offer to
resolve the case before trial would no longer be available to House. Furthermore, the
record indicates House's counsel performed all other interviews House requested.
We conclude House's counsel's decision to delay interviewing the victims in
order to successfully pursue a plea bargain, reducing pending charges, was a legitimate
strategic decision. House is unable to show his counsel's performance was deficient or
that his counsel's performance prejudiced him.
House also contends his counsel was ineffective when he failed to ensure the
psychosexual evaluation met the statutory requirements or to request a continuance to
submit a supplemental report, or to perform a redirect examination on Comte at the
sentencing hearing.
House fails to establish his counsel's performance was deficient. As discussed,
Comte's report was adequate, and his testimony clarified details. Further, even if
House's counsel had requested a supplemental report or questioned Comte further,
House fails to establish under the second prong of the analysis how the trial court's
decision would have been different. The court focused on the "huge" risk to the
36RP(Aug. 22, 2014) at 4.
11
No. 75641-9-1/12
community and the victims' opposition to a SSOSA.37 The trial court also expressed
concern with House's lack of candor and acknowledgement of his behavior.
House fails to show his counsel was ineffective.
Affirmed.
WE CONCUR:
*~Tr\J