State of West Virginia v. Brian Anderson Merchant ( 2016 )

STATE OF WEST VIRGINIA
SUPREME COURT OF APPEALS
State of West Virginia,
Plaintiff Below, Respondent FILED
September 6, 2016
vs) No. 15-1141 (Marion County 12-F-27) RORY L. PERRY II, CLERK
SUPREME COURT OF APPEALS
OF WEST VIRGINIA
Brian Anderson Merchant,
Defendant Below, Petitioner
MEMORANDUM DECISION
Petitioner Brian Anderson Merchant, by counsel Heidi M. Georgi Sturm, appeals the
Circuit Court of Marion County’s October 14, 2015, order sentencing him to the following: life,
with mercy, for his conviction of one count of first-degree robbery, as enhanced by West
Virginia Code § 61-11-18(c); thirty years of incarceration for his conviction of a second count of
first-degree robbery; and two terms of incarceration of two to ten years for his conviction of two
counts of assault during the commission of a felony. The State, by counsel Shannon Frederick
Kiser, filed a response. Petitioner filed a reply. On appeal, petitioner alleges that the circuit court
erred in denying his motion to dismiss because he was not tried within three terms of court.
This Court has considered the parties’ briefs and the record on appeal. The facts and legal
arguments are adequately presented, and the decisional process would not be significantly aided
by oral argument. Upon consideration of the standard of review, the briefs, and the record
presented, the Court finds no substantial question of law and no prejudicial error. For these
reasons, a memorandum decision affirming the circuit court’s order is appropriate under Rule 21
of the Rules of Appellate Procedure.
Petitioner was indicted during the February of 2012 term of court on two counts of first-
degree robbery, two counts of assault during the commission of a felony, and one count of
fleeing in a vehicle in reckless indifference to the safety of others. Thereafter, petitioner’s trial
was continued beyond the following term of court by petitioner’s own motion. The following
two terms of court passed without trial or motion by petitioner.
During the June of 2013 term of court, petitioner was mistakenly released from custody
by the Division of Corrections, where he was being held on unrelated charges. This was in spite
of the fact that the State placed a hold on petitioner for the charges underlying this appeal. Even
though petitioner’s trial was scheduled for August of 2013, petitioner fled to the Commonwealth
of Pennsylvania and remained there until he was extradited on a capias warrant in August of
2013, two days before his scheduled trial. Because of petitioner’s voluntary absenteeism, the
circuit court postponed petitioner’s trial in the interest of ensuring that proper pretrial procedure
was followed.
1
During the October of 2013 term of court, petitioner entered into plea negotiations with
the State and initially agreed to a plea deal. However, petitioner repeatedly refused to enter a
plea, resulting in two continuances of the plea hearing. During the February of 2014 term of
court, petitioner’s trial was scheduled to begin on March 19, 2014. However, petitioner’s counsel
was scheduled to represent a separate criminal defendant in a matter scheduled for trial from
March 10, 2014, through March 25, 2014. Despite this conflict, counsel did not file a notice of
scheduling conflict or motion to continue, and the circuit court was not made aware of the
conflict until such time as a continuance beyond that term of court was necessary. The circuit
court, however, found that the State was ready to proceed to trial.
During the June of 2014 term of court, petitioner moved to dismiss the indictment for
violation of the three term rule. In August of 2014, the circuit court denied the motion, after
which petitioner moved to continue his trial so that he could re-establish plea negotiations with
the State. Ultimately, petitioner’s trial commenced during the October of 2014 term of court.
Petitioner was thereafter convicted and sentenced as follows: life, with mercy, for his conviction
of first-degree robbery, as enhanced by West Virginia Code § 61-11-18(c); thirty years of
incarceration for his conviction of a separate count of first-degree robbery; and two terms of
incarceration of two to ten years for his conviction of two counts of assault during the
commission of a felony. The sentences were ordered to be served concurrently to one another,
but consecutively to a sentence petitioner was serving for unrelated criminal charges. It is from
the sentencing order that petitioner appeals.
We have previously held as follows:
This Court’s standard of review concerning a motion to dismiss an
indictment is, generally, de novo. However, in addition to the de novo standard,
where the circuit court conducts an evidentiary hearing upon the motion, this
Court’s “clearly erroneous” standard of review is invoked concerning the circuit
court’s findings of fact.
Syl. Pt. 1, State v. Grimes, 226 W.Va. 411, 701 S.E.2d 449 (2009). Upon our review, we find no
error in the circuit court’s denial of petitioner’s motion to dismiss the indictment upon
allegations that his right to trial within three terms of court was violated.
West Virginia Code § 62-3-21 states, in relevant part, that
[e]very person charged by presentment or indictment with a felony or
misdemeanor, and remanded to a court of competent jurisdiction for trial, shall be
forever discharged from prosecution for the offense, if there be three regular
terms of such court, after the presentment is made or the indictment is found
against him, without a trial, unless the failure to try him was caused by . . . a
continuance granted on the motion of the accused; or by . . . failing to appear
according to his recognizance . . . .
Moreover, in addressing this statute, we have held that
2
“[t]he three regular terms of a court essential to the right of a defendant to
be discharged from further prosecution, pursuant to provisions of the Code, 62-3­
21, as amended, are regular terms occuring [sic] subsequent to the ending of the
term at which the indictment against him is found. The term at which the
indictment is returned is not to be counted in favor of the discharge of a
defendant.” Syl. pt. 1, State ex rel. Smith v. DeBerry, 146 W.Va. 534, 120 S.E.2d
504 (1961).
Syl. Pt. 4, State v. Carrico, 189 W.Va. 40, 427 S.E.2d 474 (1993). Similarly,
“[a]ny term at which a defendant procures a continuance of a trial on his
own motion after an indictment is returned, or otherwise prevents a trial from
being held, is not counted as one of the three terms in favor of discharge from
prosecution under the provisions of Code, 62-3-21, as amended.” Syl. pt. 2, State
ex rel. Spadafore v. Fox, 155 W.Va. 674, 186 S.E.2d 833 (1972).
Syl. Pt. 3, State v. Fender, 165 W.Va. 440, 268 S.E.2d 120 (1980).
In the present case, the parties agree that two terms of court, specifically the October of
2012 and February of 2013 terms, are properly attributable to the State. However, petitioner
argues that three additional terms of court are attributable to the State and, thus, he was entitled
to dismissal of the underlying indictment. Those terms are the June of 2013, February of 2014,
and June of 2014 terms of court. The Court, however, does not agree.
First, petitioner argues that he did not move to continue the proceedings during the June
of 2014 term of court, but the record reflects otherwise. It was during this term that petitioner
moved to dismiss the indictment, which motion the circuit court denied. Upon the denial,
petitioner’s counsel informed the circuit court that petitioner wished to reopen plea negotiations
with the State, in light of the fact that trial was scheduled to commence two days after the
hearing on the motion to dismiss. Petitioner’s counsel then stated that petitioner would “on the
record here today waive his right to a speedy trial in this term of court so that this will count
against him and not against the [S]tate.” After this discussion, the circuit court then addressed
petitioner and asked if he was willing to continue his trial that was scheduled to begin in two
days, to which petitioner responded affirmatively. The circuit court then specifically asked
petitioner if he was willing to continue his trial beyond the current term of court, and petitioner
again responded affirmatively. As such, it is clear that there is no evidence in the record that
supports attributing the June of 2014 term of court to the State.
Next, petitioner argues that the June of 2013 term of court should be attributed to the
State because he was available for trial but the same was continued against his wishes. However,
petitioner’s argument ignores the fact that his willful absence from the State of West Virginia, in
conjunction with his apprehension in the Commonwealth of Pennsylvania and subsequent return
here, caused the delay in his trial during that term of court. As the circuit court noted below,
petitioner “did nothing wrong to facilitate the release,” however, the circuit court is also correct
that petitioner was aware of the fact that he had been arraigned upon the current indictment “and
knew he was answerable to the charges therein.” While petitioner argues that the issue ultimately
3
turns upon whether he knew he was scheduled for trial on August 21, 2013, the Court disagrees.
Simply put, petitioner’s absence from the State caused a delay in trial preparation such that a
continuance was necessary beyond that term of court. This is in keeping with West Virginia
Code § 61-3-21, which creates an exception to the three-term rule due to a defendant’s failure to
appear, and the spirit of our prior holdings that grant an exception when a defendant “otherwise
prevents a trial from being held.” Id. at 441, 268 S.E.2d at 121, Syl. Pt. 3.
Petitioner counters that he was returned to the State of West Virginia prior to trial and,
accordingly, the State should have been required to proceed to trial. Petitioner’s argument,
however, ignores the fact that he was returned to this jurisdiction only two days prior to his
scheduled trial. In denying his motion to dismiss, the circuit court properly noted that “it was not
logistically possible for the [c]ourt, the State . . . , and [petitioner’s] counsel to conduct necessary
pre-trial proceedings, secure the attendance of witnesses and conduct a fair trial in two days,
even if all concerned knew [petitioner] had been returned to the jurisdiction.” Again, petitioner’s
argument ignores the fact that his own actions prevented the trial from being held, regardless of
the fact that he was returned to the State shortly before the scheduled trial. The circuit court was
left with no choice but to continue the trial because of petitioner’s own actions and in the interest
of protecting petitioner’s constitutional rights. As such, we find no error in the circuit court
denying petitioner’s motion to dismiss upon these grounds.
Finally, petitioner argues that the February of 2014 term of court should be attributable to
the State because his counsel failed to file a notice of a scheduling conflict as required by Rule
5.04 of the West Virginia Trial Court Rules. During the February of 2014 term of court,
petitioner’s trial was scheduled to being on March 19, 2014. However, petitioner’s counsel was
representing a separate criminal defendant in a matter scheduled for trial from March 10, 2014,
until March 25, 2014. In ruling on petitioner’s motion to dismiss, the circuit court specifically
noted that petitioner’s counsel admitted that the State was in regular contact with him during this
term of court in regard to the fact that it was “ready, willing and able to commence the trial . . .
on March 19, 2014.” As such, the circuit court correctly attributed the resulting continuance to
petitioner.
Petitioner argues, however, that attributing his counsel’s waiver of his right to trial within
this term of court is inappropriate and that, taken to its logical extreme, defense counsel could be
allowed to waive various other rights without conferring with their clients. In light of the specific
facts of this case, the Court disagrees. Importantly, petitioner fails to address the fact that, had his
attorney properly filed a notice of scheduling conflict, the result may very well have been that a
continuance beyond the February of 2014 term of court was required. Moreover, petitioner
provides no convincing argument that his own counsel’s actions should be attributable to the
State for purposes of analyzing the three-term rule. Upon analysis, it appears that petitioner
asserts that his counsel’s representation was ineffective due to his failure to properly notify the
circuit court of his impending scheduling conflict in a timely manner. As such, we decline to
grant petitioner relief in this regard, as we have previously held that, traditionally, an ineffective
assistance of counsel claim is not cognizable on direct appeal.
We addressed this issue in Syllabus Point 10 of State v. Triplett, 187 W.Va. 760, 421
S.E.2d 511 (1992), as follows:
4
It is the extremely rare case when this Court will find ineffective
assistance of counsel when such a charge is raised as an assignment of error on a
direct appeal. The prudent defense counsel first develops the record regarding
ineffective assistance of counsel in a habeas corpus proceeding before the lower
court, and may then appeal if such relief is denied. This Court may then have a
fully developed record on this issue upon which to more thoroughly review an
ineffective assistance of counsel claim.
Upon our review, we find that the record in this case is insufficient to address the merits of
petitioner’s claim regarding his trial counsel’s failure to file a notice of scheduling conflict. Such
a claim would more appropriately be addressed pursuant to a petition for writ of habeas corpus.
For the foregoing reasons, the circuit court’s October 14, 2015, sentencing order is
hereby affirmed.
Affirmed.
ISSUED: September 6, 2016
CONCURRED IN BY:
Chief Justice Menis E. Ketchum
Justice Robin Jean Davis
Justice Brent D. Benjamin
Justice Margaret L. Workman
Justice Allen H. Loughry II
5