Board of Professional Responsibility, Wyoming State Bar , 341 P.3d 1030 ( 2014 )


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  •           IN THE SUPREME COURT, STATE OF WYOMING
    
    2014 WY 150
    October Term, A.D. 2014
    November 19, 2014
    BOARD OF PROFESSIONAL
    RESPONSIBILITY, WYOMING
    STATE BAR,
    Petitioner,
    D-14-0008
    v.
    MARCY ARGERIS, WSB #6-2774
    Respondent.
    ORDER SUSPENDING ATTORNEY FROM THE PRACTICE OF LAW
    [¶1] This matter came before the Court upon a “Report and Recommendation for 30
    Day Suspension,” filed herein October 21, 2014, by the Board of Professional
    Responsibility for the Wyoming State Bar, pursuant to Section 16 of the Disciplinary
    Code for the Wyoming State Bar (stipulated discipline). After a careful review of the
    Board of Professional Responsibility’s Report and Recommendation, Respondent’s
    “Request for Specific Suspension Dates,” Bar Counsel’s “Response to Request for
    Specific Suspension Dates,” and the file, this Court finds the Report and
    Recommendation for 30 Day Suspension should be approved, confirmed and adopted by
    the Court and that Respondent, Marcy Argeris, should be suspended from the practice of
    law for a period of thirty (30) days. It is, therefore,
    [¶2] ADJUDGED AND ORDERED that the Board of Professional Responsibility’s
    Report and Recommendation for 30 Day Suspension, which is attached hereto and
    incorporated herein, shall be, and the same hereby is, approved, confirmed, and adopted
    by this Court; and it is further
    [¶3] ADJUDGED AND ORDERED that, as a result of the conduct set forth in the
    Report and Recommendation for 30 Day Suspension, Respondent, Marcy Argeris, shall
    be, and hereby is, suspended from the practice of law for a period of thirty (30) days,
    beginning March 15, 2015; and it is further
    [¶4] ORDERED that Respondent shall comply with Section 22 of the Disciplinary
    Code for the Wyoming State Bar. That Section governs the duties of disbarred and
    suspended attorneys; and it is further
    [¶5] ORDERED that Respondent shall reimburse Washakie County for the $550.00
    administrative fee and costs associated with her earlier private reprimand; and it is further
    [¶6] ORDERED that Respondent shall pay her attorneys’ fees associated with the
    present disciplinary proceeding; and it is further
    [¶7] ORDERED that, on or before May 19, 2015, Respondent shall attend the
    Wyoming State Bar’s “Pathways to Professional Practice” course; and it is further
    [¶8] ORDERED that, pursuant to Section 26 of the Disciplinary Code for the
    Wyoming State Bar, Respondent shall reimburse the Wyoming State Bar the amount of
    $50.00, representing the administrative costs incurred in handling this matter, as well as
    pay an administrative fee of $500.00, by paying the total amount of $550.00 to the Clerk
    of the Board of Professional Responsibility on or before December 31, 2014; and it is
    further
    [¶9] ORDERED that, pursuant to Section 4(a)(iv) of the Disciplinary Code for the
    Wyoming State Bar, this Order Suspending Attorney from the Practice of Law, along
    with the incorporated Report and Recommendation for 30 Day Suspension, shall be
    published in the Wyoming Reporter and the Pacific Reporter; and it is further
    [¶10] ORDERED that the Clerk of this Court shall docket this Order Suspending
    Attorney from the Practice of Law, along with the Report and Recommendation for 30
    Day Suspension, as a matter coming regularly before this Court as a public record; and it
    is further
    [¶11] ORDERED that the Clerk of this Court cause a copy of the Order Suspending
    Attorney from the Practice of Law to be served upon Respondent, Marcy Argeris.
    [¶12] DATED this 19th day of November, 2014.
    BY THE COURT:
    /s/
    E. JAMES BURKE
    Chief Justice
    IN THE SUPREME COURT
    STATE OF WYOMING
    FILED
    BEFORE THE SUPREME COURT
    DCI 2 12014
    STATE OF WYOMING
    CAROLAIMP$ON, CLERK
    In the matter of                                  )                               —    7pc
    MARCYARGERIS,                                     )
    WSB#6-2774,                                       )               WSB No. 2014-064
    —
    Respondent.                             )
    REPORT AND RECOMMENDATION FOR 30 DAY SUSPENSION
    THIS MATTER having come before the Board of Professional Responsibility pursuant to
    Bar Counsel’s stipulated motion for suspension of Respondent, and the Board having reviewed
    the stipulated motion, the affidavit of Respondent in support thereof, and being fuliy advised in
    the premises, FINDS, CONCLUDES and RECOMMENDS:
    findings of fact
    1.       Respondent has been licensed to practice in Wyoming since 1994. At all times
    relevant to this proceeding, Respondent was the County and Prosecuting Attorney for Washakie
    County.
    2.          in October 2013, Respondent received a stipulated private reprimand from this
    Board. The following press release accompanied the order of private reprimand:
    The Board of Professional Responsibility issued a private reprimand to a
    prosecuting attorney who met with several minors and their parents following
    an incident in which law enforcement persoimel discovered the minors after
    hours on school property, mixing toilet bowl cleaner with balls of aluminum
    foil in plastic bottles, which led to a chemical reaction that caused the bottles
    to burst or explode, making a loud noise. The prosecutor told the minors and
    their parents that they could be charged with felonies or misdemeanors and
    perhaps federal charges and may be subject to incarceration. The minors
    cooperated fully with the prosecutor and freely admitted their involvement.
    School district officials were contacted but declined to pursue school district
    discipline actions.
    The attorney agreed that the conduct violated Rule 3.8(b), which provides,
    “A prosecutor in a criminal case shall, prior to interviewing an accused, make
    reasonable efforts to assure that the accused has been advised of the right to,
    and the procedure for obtaining counsel and has been given reasonable
    opportunity to obtain counsel.” The prosecutor violated this rule when the
    prosecutor interviewed the young men before giving them a reasonable
    opportunity to obtain counsel. The prosecutor agreed to pay an administrative
    fee of $500 and costs of $50 to the Wyoming State Bar, and to obtain an
    additional three hours of CLE in ethics.
    3.      Respondent was represented in the matter which culminated in the stipulated
    private reprimand by Evanston attorney, Mark Harris. At Respondent’s request, the County had
    been paying Mr. Harris’s fees at the rate of $200.00 per hour, plus expenses.        Along with
    Respondent’s Affidavit to the State Bar, Respondent asked Mr. Harris to send the $500.00
    administrative fee and the $50.00 cost assessment on her behalf to facilitate an efficient and
    timely end to this matter. Respondent then asked him to place both items on his billing statement
    for submission to the County Commissioners. Mr. Harris did so and issued a billing statement
    dated October 31, 2013, which listed an “administrative fee” of $500.00, a “cost fee” of $50.00,
    long distance charges of S.23 and postage of $.46, for a total bill of $550.69. On the bottom of
    the billing statement was written, “Marcy, Please prepare 2 checks for this bill. One in the
    amount of $500.00 and the other one in the amount of $50.69.” As Respondent had with Mr.
    Harris’s other invoices, and pursuant to the manner in which Respondent had been trained to
    submit billing statements to the County, Respondent submitted the October 31, 2013, billing
    statement to the Washakie County Clerk for payment, and explained to her that it was for
    administrative fees associated with the grievance.
    4.      The Washakie County Clerk prepared two vouchers as a result of the submittal of
    the October 31, 2013, billing statement. The first requested payment to Harris Law Office in the
    amount of $500.00, which the County Clerk indicated was “legal fees” on the voucher without
    Respondent’s knowledge. The second requested payment to Harris Law Office in the amount of
    $50.69, also designated “legal fees.” Both vouchers were approved by the Washakie County
    2
    Commissioners on October 31, 2013, and paid. Although Respondent had told the County Clerk
    the nature and purpose of the administrative fees and costs, Respondent did not fttiiy and
    properly inform the County Commissioners of the nature or purpose of the $500.00
    administrative fee or the $50.00 cost assessment.
    5.      Given that the $500.00 administrative fee and the $50.00 in costs were monetary
    assessments resulting from Respondent’s admitted violation of a Rule of Professional Conduct,
    Respondent agrees that she had a heightened duty to communicate about that matter with the
    County; that is, to call special attention to the fact that the assessment was a direct result of
    Respondent’s concession that Respondent acted unethically in the underlying matter.           In so
    acting, Respondent engaged in conduct in violation of Rule 8.4(c).’
    6.     Worland resident Mark McGarvin, the complainant in the matter which led to
    Respondent’s private reprimand, reportedly inqtiired of the County as to what payments had been
    made to Harris Law Office and discovered that Mr. Harris had paid the $500.00 administrative
    fee and $50.00 in costs on Respondent’s behalf and had been reimbursed for those expenses by
    the County.   Mr. McGarvin reportedly took the matter up with the County Commissioners,
    protesting that it was an inappropriate use of public funds for the County to pay the
    administrative fee and costs for Respondent’s disciplinary infraction.
    7.      During a January 7, 2014. executive session meeting of the Washakie County
    Commissioners at which Respondent was present, there was discussion about the propriety of the
    County’s payment of the $550.00 administrative fee and costs.            While not reflected in the
    The parties expressly reserve the issue whether it was appropriate for Respondent to request
    payment of the $550.00 administrative fee and costs, and whether it was an appropriate use of
    public funds for the County to pay it. Accordingly, this stipulated suspension should not be cited
    as precedent for the notion that it is or is not proper for a governmental employer to pay the
    administrative fee and costs associated with a government attorney’s discipline.             Such
    determination must be made on a case-by-case basis.
    3
    minutes. Respondent explained the grievance, the stipulation and the administrative fee and
    costs.
    8.     One of the Commissioners asked Respondent whether outside counsel should be
    retained to advise the County on the issue. Instead of immediately answering yes as Respondent
    should have. Respondent asked if she could consult with other county attorneys on the issue to
    see what other counties did regarding the administrative fee and costs.                  The Commissioners
    agreed to allow Respondent to consult other county attorneys. Although Respondent attempted
    to contact other county attorneys, Respondent was unable to provide the Commissioners with an
    immediate answer.
    9.    Two of the County Commissioners thereafter approached Respondent and asked
    her to reimburse the County for the $550.00 it had paid for the administrative fee and costs.
    Respondent refused, relying upon W.S.                  § 18-2-111, which provides generally that judgments
    rendered against county officials are to be paid by the county.
    10.   Upon repeated requests and demands from two of the County Commissioners, on
    January 17, 2014, Respondent emotionally wrote to the Commissioners, declining their request
    for permission to seek an opinion from outside counsel. Respondent acknowledges that that
    refusal constituted a violation of Rule 1.7, which provides in pertinent part, “A lawyer shall not
    represent a client if the representation involves a concurrent conflict of interest. A concurrent
    conflict of interest exists if.   .   .   there is a significant risk that the representation of one or more
    clients will be materially limited         .   .   by a personal interest of the lawyer.” See Rule 1 .7(a)(2),
    W.R.P.C. Comment 7 to the Rule explains, “The lawyer’s own interests should not be permitted
    to have an adverse effect on representation of a client.                 For example, if the propriety of a
    lawyer’s own conduct in a transaction is in serious question, it may be difficult or impossible for
    4
    the lawyer to give a client detached advice.” Respondent further acknowledges that her refusal
    to approve outside counsel also constituted a violation of Rule 1.8, because at that point there
    was a clearly identified conflict between Respondent’s personal interests and those of the
    County. Respondent’s duty, rather than to refuse the request for authority to engage outside
    counsel, was to insist upon it as required by Rule 1 .8.
    11.     In early April 2014, Mr. McGarvin submitted a second complaint to Bar Counsel
    in which he alleged that it was improper for Respondent to have the $550.00 administrative fee
    and costs associated with Respondent’s private reprimand paid by the County and that it was an
    abuse of authority for Respondent to deny the Commissioners’ request for outside counsel.
    Respondent retained Richard Jamieson of Casper to represent her with respect to the second
    complaint and entered into an agreement to pay Mr. Jamieson $350.00 hour.
    12.    At the June 3, 2014, executive session meeting of the Washakie County
    Commissioners, Respondent informed the Commissioners that a new complaint had been filed.
    Respondent spoke to Commission Chair Aaron Anderson on the phone regarding the new
    complaint when it was filed, but     not   formally to the full Board.   Respondent informed the
    Commissioners that the new complaint was regarding the fee and costs, but not the specific
    wording of the complaint as Mr. McGarvin quoted two of the three Commissioners in the
    complaint.    Respondent testified in her affidavit that she was “emotionally and legally
    concerned” that the quotes appeared to come from information that was communicated to the
    Commission in an executive session. Thus, Respondent explains, she did not give the specifics
    of the complaint, only that it involved the payment of the fee and costs.   However,   Respondent
    did state that the complaint was filed against her in her capacity as County and Prosecuting
    Attorney and not in her individual capacity. This last statement was materially misleading in that
    5
    the thrust of Mr. McGarvin’s complaint was that the County had paid $550.00 administrative fee
    and costs, that it should have been paid by Respondent out of her own funds and that Respondent
    was otherwise putting her personal interests ahead of the County’s interests.     In this regard,
    Respondent concedes that that conduct constituted a separate violation of Rule 1.4 (duty of
    reasonable disclosure to client).
    13.    During the June 3, 2014, executive session meeting of the Washakie County
    Commissioners, Respondent asked the County to pay the fees for counsel to represent
    Respondent in the second McGarvin complaint. While Respondent did communicate with one
    Commissioner (Aaron Anderson) by phone when the Complaint was filed, Respondent did not
    go to the full Board until the June 3, 2014, executive session to inform the Commissioners that
    she had already retained Mr. Jamieson. Additionally, at that June 3, 2014 meeting Respondent
    did not inform the Commissioners that Respondent had entered into an agreement to pay Mr.
    Jamieson $350.00 per hour, a higher hourly rate than had been paid to Mr. Harris, her attorney in
    the first disciplinary proceeding.     Respondent concedes that that failure to disclose this
    information constituted another violation of Rule 8.4(c).    The minutes of the June 3, 2014,
    meeting state, “Approval was given for County Attorney Marcy Argeris to hire outside counsel
    for a grievance filed against her as county attorney.”
    14.     In the same June 3, 2014 executive session with the County Commissioners,
    Respondent reviewed with them the statutes on executive sessions. Soon after the meeting, one
    of the Commissioners (Aaron Anderson) requested outside counsel for advice on release of
    information discussed at executive session meetings.         Respondent immediately agreed.
    Respondent had previously been working on a “pooi” of attorneys whom she could suggest to
    the Commissioners when the need for outside counsel arose. Since Matt Winslow was the only
    6
    person Respondent had been able to communicate with to date. Respondent suggested Mr.
    Winslow to Commissioner Anderson. He requested that Respondent invite Mr. Winslow to the
    next Commissioner meeting.
    15.       On June 25, 2014, Respondent wrote a letter to the Commissioners addressing the
    issues that Commissioner Anderson had raised and authorized the Commission to hire outside
    counsel for the executive session issues. This letter stated, Pursuant to W.S. 18-2-110 please
    consider this memo authorization to hire and counsel with [Cody attorney] Matt Winslow
    regarding     executive   sessions.   .   .   Please note that his legal services will be paid out of the
    county’s general fund.” Respondent should have recused herself from any and every issue as it
    related to this case upon learning of the new allegations and complaint, regardless of whether it
    was the payment of the original fee and costs or executive session issues as they related to
    Respondent’s position as county and prosecuting attorney.
    16.      On June 30, 2014, the Commissioners responded to Respondent’s letter
    authorizing them to hire Mr. Winslow on a limited scope. The Commissioners identified several
    questions stemming from the October 2013 invoice from Harris Law Office:
    1) What information we have received from your office is public and what is
    confidential?
    2) Was the invoice submitted to us in October 2013 by Harris Law Office
    appropriately submitted in a way which allowed us to understand what we
    were paying for?
    3) Is it appropriate for the county to pay for fees assessed by the Wyoming Bar
    Association?
    4) What are the commissioner’s options for recourse to deal with disagreements
    or concerns that arise from actions taken by our own legal counsel?
    The letter concluded, “Due to the interconnection of these questions and your obvious conflict
    of interest in relation to issues raised by the commission, we respectftilly request outside counsel
    25th
    on a broader basis than you have authorized in your June                     letter. Given your conflict of
    7
    interest we feel that it is inappropriate for you to designate who we hire or to try to control the
    scope of our request to anything less than the areas outlined above.” This letter convinced
    Respondent that she was not communicating effectively with the Commissioners.
    17.        Respondent responded to the Commissioners’ letter ten days later with a letter
    authorizing the commissioners to hire outside counsel as requested in their June 30, 2014 letter.
    In said letter dated July 10, 2014, Respondent also disclosed, “I have retained Jamieson &
    Robinson out of Casper at an hourly fee of $350.”
    18.        Respondent agrees that the foregoing conduct constitutes violations of Rules 1.4,
    1.7, 1.8 and 8.4(c) of the Wyoming Rules of Professional Conduct. Respondent is extremely
    remorseful about said conduct, and desires to accept responsibility and make restitution in this
    matter. Accordingly, Respondent agrees to reimburse the County for the $550.00 administrative
    fee and costs assessed in cormection with the private reprimand and further agrees to pay the
    administrative fee, costs and her attorney’s fees associated with this disciplinary proceeding out
    of her own funds.            In the event the Wyoming Supreme Court accepts the Board’s
    recommendation, Respondent agrees to attend the Pathways to Professional Conduct course
    within six months of the Court’s order of suspension. While Respondent contends that she did
    not intend to violate the Rules of Professional Conduct, nor harm the County or its
    Commissioners, Respondent concedes that she acted deliberately and not negligently in the
    various niles violations set forth above, especially considering the heightened duty owed as an
    elected official.
    Conclusions of Law
    19.     In determining the appropriate sanction for Respondent’s misconduct, the Board
    is guided by the American Bar Association’s Standards for Imposing Lawyer Sanctions. See,
    8
    most recently, 3d ofProf Resp. v. Richard, D-14-0001 (slip op. August 1, 2014). Standard 3.0
    provides, “In imposing a sanction after a finding of lawyer misconduct, a court should consider
    the following factors:
    (a)   the   duty violated;
    (b)   the   lawyer’s mental state;
    (c)   the   actual or potential injury caused by the lawyer’s misconduct; and
    (d)   the   existence of aggravating or mitigating factors.”
    The Duties Violated by Respondent
    20.          Standard 4.3 sets forth the sanction guidelines for lawyers who breach a duty
    owed to a client by failing to avoid a conflict of interest in violation of Rules 1.7 and 1.8:
    Absent aggravating or mitigating circumstances, upon application of the factors set out in
    Standard 3.0, the following sanctions are generally appropriate in cases involving
    conflicts of interest:
    4.31      Disbarment is generally appropriate when a lawyer, without the informed consent
    of client(s):
    (a) engages in representation of a client knowing that the lawyer’s interests are
    adverse to the client’s with the intent to benefit the lawyer or another, and
    causes serious or potentially serious injury to the client; or
    (b) simultaneously represents clients that the lawyer knows have adverse interests
    with intent to benefit the lawyer or another, and causes serious or potentially
    serious injury to a client; or
    (c) represents a client in a matter substantially related to a matter in which the
    interests of a present or former client are materially adverse, and knowingly
    uses information relating to the representation of a client with the intent to
    benefit the lawyer or another, and causes serious or potentially serious injury
    to a client.
    4.32      Suspension is generally appropriate when a lawyer knows of a conflict of interest
    and does not fully disclose to a client the possible effect of that conflict, and
    causes injury or potential injury to a client.
    4.33     Reprimand [i.e., “public censure” under Section 4(a)(iii) of Wyoming’s
    Disciplinary Code] is generally appropriate when a lawyer is negligent in
    determining whether the representation of a client may be materially affected by
    the lawyer’s own interests, or whether the representation will adversely affect
    another client, and causes injury or potential injury to a client.
    4.34     Admonition [i.e., “private reprimand” under Section 4(b) of Wyoming’s
    Disciplinary Code] is generally appropriate when a lawyer engages in an isolated
    instance of negligence in determining whether the representation of a client may
    be materially affected by the lavyer’s own interests, or whether the representation
    9
    will adversely affect another client, and causes little or no actual or potential
    injury to a client.
    21.     Standard 4.6 sets forth the sanction guidelines for lawyers who engages in deceit
    directed toward a client:
    Absent aggravating or mitigating circumstances, upon application of the factors set out in
    Standard 3.0, the following sanctions are generally appropriate in cases where the lawyer
    engages in fraud, deceit or misrepresentation directed toward a client:
    4.61    Disbarment is generally appropriate when a lawyer knowingly deceives a client
    with the intent to benefit the lawyer or another, and causes serious or potential
    serious injury to a client.
    4.62    Suspension is generally appropriate when a lawyer knowingly deceives a client,
    and causes injury or potential injury to the client.
    4.63    Reprimand [i.e., “public censure” under Section 4(a)(iii) of Wyoming’s
    Disciplinary Code] is generally appropriate when a lawyer negligently fails to
    provide a client with accurate or complete information, and causes injury or
    potential injury to the client.
    4.64    Admonition [i.e., “private reprimand” under Section 4(b) of Wyoming’s
    Disciplinary Code] is generally appropriate when a lawyer engages in an isolated
    instance of negligence in failing to provide a client with accurate or complete
    information, and causes little or no actual or potential injury to a client.
    Respondent’s Mental State
    22.     The preamble to the ABA Standards includes the following discussion regarding
    mental state:
    The mental states used in this model are defined as follows. The most
    culpable mental state is that of intent, when the lawyer acts with the conscious
    objective or purpose to accomplish a particular result. The next most culpable
    mental state is that of knowledge, when the lawyer acts with conscious awareness
    of the nature or attendant circumstances of his or her conduct both without the
    conscious objective or purpose to accomplish a particular result. The least
    culpable mental state is negligence, when a lawyer fails to be aware of a
    substantial risk that circumstances exist or that a result will follow, which failure
    is a deviation of a care that a reasonable lawyer would exercise in the situation.
    23.      As indicated above, Respondent concedes that she acted intentionally, not
    negligently, in the various rules violations set forth above.
    10
    The Injury Caused by Respondent’s Conduct
    24.     The ABA Standards define “injury” as “harm to a client, the public, the legal
    system, or the profession which results from a lawyer’s misconduct.” The Standards indicate
    that the level of injury can range from “serious” injury to “little or no” injury; “a reference to
    ‘injury’ alone indicates any level of injury greater than ‘little or no’ injury.”
    25.         Respondent concedes that the injury or potential injury caused to the County by
    Respondent’s conduct includes (1) the initial $550 expense borne by the county when it paid the
    administrative fee and costs without the Commission being fully aware of what those items
    were; (2) the deterioration of the relationship between the County Commissioners and her
    office; (3) the delay in obtaining her permission to retain outside counsel; and (4) the potential
    expense borne by the County in paying for her lawyer in the second grievance.
    Aggravating and Mitigating factors Associated with Respondent’s Misconduct
    26.         Once it has found professional misconduct and has determined the level of injury
    caused by the misconduct, the Board is next required to consider aggravating and mitigating
    factors in selecting the appropriate sanction.       In this regard, ABA Standard 9.0 provides as
    follows:
    9.1 Generally
    After misconduct has been established, aggravating and mitigating circumstances may be
    considered in deciding what sanction to impose.
    9.2        Aggravation
    9.21 Definition. Aggravation or aggravating circumstances are any
    considerations or factors that may justify an increase in the degree of
    discipline to be imposed.
    9.22 factors which may be considered in aggravation. Aggravating factors
    include:
    11
    (a) prior disciplinary offenses;
    (b) dishonest or selfish motive;
    (c) a pattern of misconduct;
    (d) multiple offenses;
    (e) bad faith obstruction of the disciplinary proceeding by intentionally
    failing to comply with rules or orders of the disciplinary agency;
    (f) submission of false evidence, false statements, or other deceptive
    practices during the disciplinary process;
    (g) refusal to acknowledge wrongful nature of conduct;
    (h) vulnerability of the victim;
    (i) substantial experience in the practice of law;
    (j) indifference in making restitution; and
    (k) illegal conduct, including that involving the use of controlled substances.
    9.3   Mitigation.
    9.3 1 Definition. Mitigation or mitigating circumstances are any considerations or
    factors that may justify a reduction in the degree of discipline to be imposed.
    9,32 factors which may be considered in mitigation. Mitigating factors include:
    (a) absence of a prior disciplinary record;
    (b) absence of a dishonest or selfish motive;
    (c) personal or emotional problems;
    (d) timely good faith effort to make restitution or to rectify consequences of
    misconduct;
    (e) full and free disclosure to disciplinary board or cooperative attitude
    toward proceedings;
    (f) inexperience in the practice of law;
    (g) character or reputation;
    (h) physical disability;
    (i) mental disability or chemical dependency including alcoholism or drug
    abuse when:
    (1) there is medical evidence that the respondent is affected by a
    chemical dependency or mental disability;
    (2) the chemical dependency or mental disability caused the misconduct;
    (3) the respondent’s recovery from the chemical dependency or mental
    disability is demonstrated by a meaningful and sustained period of
    successful rehabilitation; and
    (4) the recovery arrested the misconduct and recurrence of that
    misconduct is unlikely.
    (j) delay in disciplinary proceedings;
    (k) imposition of other penalties or sanctions;
    (1) remorse; and
    (m) remoteness of prior offenses.
    12
    27.    Respondent agrees that the following aggravating factors are present: (1) prior
    disciplinary offense, i.e., the 2013 private reprimand; (2) multiple offenses; (3) the delay in
    obtaining her approval for outside counsel and subsequent deterioration in relationships with the
    Commissioners; and (4) substantial experience in the practice of law.
    28.     The parties stipulate that the following mitigating factors are present: (1)
    cooperative effort toward proceedings; and (2) remorse.
    29.     Respondent agrees that the appropriate sanction for her misconduct is a 30 day
    suspension of her right to practice law. Respondent further stipulates to the issuance of the
    following press release:
    The Wyoming Supreme Court today issued an order suspending Worland
    attorney Marcy Argeris from the practice of law for a period of thirty days.
    In a prior disciplinary proceeding, Ms. Argeris, who was then the
    Washakie County and Prosecuting Attorney, stipulated to a private reprimand,
    which was subsequently issued by the Board of Professional Responsibility on
    October 15, 2013. The press release which was issued for the private reprimand
    described Ms. Argeris’ misconduct as follows:
    “The Board of Professional Responsibility issued a private
    reprimand to a prosecuting attorney who met with several minors
    and their parents following an incident in which law enforcement
    personnel discovered the minors after hours on school property,
    mixing toilet bowl cleaner with balls of aluminum foil in plastic
    bottles, which led to a chemical reaction that caused the bottles to
    burst or explode, making a loud noise. The prosecutor told the
    minors and their parents that they could be charged with felonies
    or misdemeanors and perhaps federal charges and may be subject
    to incarceration. The minors cooperated fully with the prosecutor
    and freely admitted their involvement. School district officials
    were contacted but declined to pursue school district discipline
    actions.
    “The attorney agreed that the conduct violated Rule 3.8(b),
    which provides, ‘A prosecutor in a criminal case shall, prior to
    interviewing an accused, make reasonable efforts to assure that the
    accused has been advised of the right to, and the procedure for
    obtaining counsel and has been given reasonable opportunity to
    13
    obtain counsel.’ The prosecutor violated this nile when the
    prosecutor interviewed the young men before giving them a
    reasonable opportunity to obtain counsel. The prosecutor agreed to
    pay an administrative fee of $500 and costs of $50 to the Wyoming
    State Bar. and to obtain an additional three hours of CLE in
    ethics.”
    The order of private reprimand required Ms. Argeris to pay an
    administrative fee of $500.00 and costs in the amount of $50.00 to the Wyoming
    State Bar. The propriety and legality of asking the County to pay the
    administrative fee and costs is specifically undecided, however, the manner in
    which Mr. Argeris made such request has been deemed inappropriate. Ms.
    Argeris asked the attorney who represented her in the private reprimand matter to
    pay the administrative fee and costs in an effort to facilitate a timely conclusion to
    the first grievance. The payment of the original fee and costs were then included
    on the attorney’s final billing statement. As she had with the other billing
    statements from her attorney, Ms. Argeris submitted the final billing statement
    with little explanation to the Washakie County Clerk for payment. Ms. Argeris
    did not fully and properly inform the county commissioners of the nature or
    purpose of the $500.00 administrative fee or the $50.00 cost assessment that
    appeared on the bill. Given that these charges were monetary assessments
    resulting from Ms. Argeris’ admitted violation of a rule of professional conduct in
    the underlying disciplinary proceeding, Ms. Argeris had a heightened duty to
    communicate about that matter with the county; that is, to call attention to the fact
    that the assessment was a direct result of Ms. Argeris’ concession that she acted
    unethically in the underlying matter. In failing to make that disclosure, Ms.
    Argeris engaged in conduct in violation of Rule 8.4(c), which provides that it is
    professional misconduct for a lawyer to engage in conduct involving dishonesty,
    fraud, deceit or misrepresentation given the heightened duty to communicate and
    disclose the nature of the assessments
    A member of the public discovered that the county had paid the
    administrative fee and costs associated with the private reprimand and protested
    that payment to the Washakie County Commissioners. The commissioners
    requested that Ms. Argeris reimburse the county for the $550.00 it had paid for
    the administrative fee and costs and give permission for the county to engage
    outside counsel to advise the commissioners regarding the propriety of the
    payment. Instead of insisting on outside counsel, Ms. Argeris suggested that she
    first seek information from other county attorneys regarding the matter. Although
    the commissioners agreed, Ms. Argeris should have simply given them immediate
    authority to seek outside counsel. Two of the commissioners later approached
    Ms. Argeris informally, but Ms. Argeris refused repayment and did not properly
    refer the Commission to outside counsel
    Ms. Argeris’ refusal of the commissioners’ request for authority to engage
    outside counsel constituted a violation of Rule 1.7, which provides, “A lawyer
    14
    shall not represent a client if the representation involves a concurrent conflict of
    interest. A concurrent conflict of interest exists if.  .   there is a significant risk
    .
    that the representation of one or more clients will be materially limited    .   .by a
    .
    personal interest of the lawyer.” A comment to Rule 1.7 explains, “The lawyer’s
    own interests should not be permitted to have an adverse effect on representation
    of a client. For example, if the propriety of a lawyer’s own conduct in a
    transaction is in serious question, it may be difficult or impossible for the lawyer
    to give a client detached advice.” Ms. Argeris’ refusal to approve outside counsel
    also constituted a violation of Rule 1.8, because there was a clearly identified
    conflict between Ms. Argeris’ personal interests and those of her client, the
    county. Ms. Argeris’ duty, rather than to refuse the request for authority to
    engage outside counsel, was to insist upon it as required by Rule 1.8.
    The person who first challenged the county’s payment of the $550.00
    administrative fee and costs then submitted a complaint to the Wyoming State
    Bar, alleging that it was professional misconduct for Ms. Argeris to request that
    the $550.00 administrative fee and costs associated with her private reprimand be
    paid by the county and that it was an abuse of Ms. Argeris’ authority to deny the
    commissioners’ request for outside counsel.
    Ms. Argeris asked the commissioners to pay her attorney’s fees for the
    new complaint as they had in the earlier disciplinary proceeding. When she made
    that request, Ms. Argeris did not disclose that she had already retained counsel at
    a higher rate than the county had paid Ms. Argeris’ counsel in the earlier matter.
    When asked what the new investigation was about, Ms. Argeris told the
    commissioners that it regarded the $550 fees/cost but that she could not provide
    the full details of the complaint as it involved statements from the commissioners
    but that it involved her duties as county attorney and not her personal conduct.
    Ms. Argeris’ misrepresentation of the nature of the new disciplinary complaint
    constituted another violation of Rule 8.4(c). It also constituted a violation of Ms.
    Argeris’ duty under Rule 1.4 to maintain reasonable communication with her
    client. Finally, Ms. Argeris’ failure to inform the commissioners that she had
    already retained counsel at a much higher hourly rate than the county paid to her
    attorney in the earlier disciplinary proceeding constituted another instance of
    conduct in violation of Rule 8.4(c).
    Following Bar Counsel’s investigation of the second complaint, Ms.
    Argeris, understanding her heightened duties as an elected official, expressed
    deep remorse for her conduct, conceding that her actions violated Rules 1.4, 1.7,
    1.8 and 8.4(c) of the Wyoming Rules of Professional Conduct. Ms. Argeris
    agreed that a 30 day suspension of her right to practice law was an appropriate
    sanction for such misconduct. Ms. Argeris further agreed to reimburse the county
    the $550.00 administrative fee and costs assessed in connection with the private
    reprimand, and to pay all costs and attorney’s fees associated with her suspension.
    She also agreed to attend the Wyoming State Bar’s “Pathways to Professional
    Practice” course within six months of the order of suspension.
    15
    The Board of Professional Responsibility approved the terms of the
    stipulated suspension and recommended the stipulated disposition to the
    Wyoming Supreme Court. The Court’s order of suspension adopted the terms of
    the stipulated suspension and ordered Ms. Argeris to pay an administrative fee of
    $550.00 and costs of $50.00 to the Wyoming State Bar.
    30.     Because the Board approved the stipulated disposition and recommendation to
    the Wyoming Supreme Court, Respondent agreed to waive her right to file an objection to same
    with the Court as provided in Section 21 of the Disciplinary Code.
    Recommendation
    In consideration of the foregoing, the Board of Professional Responsibility recommends
    that Respondent:
    (1) receive a 30 day suspension for violation of Rule 1.4 (communication with client);
    Rules 1 .7 and 1.8 (conflict of interest); and Rule 8.4(c) (conduct involving dishonesty, fraud,
    deceit or misrepresentation) of the Wyoming Rules of Professional Conduct;
    (2) be required to reimburse Washakie County for the $550.00 administrative fee and
    costs associated with her earlier private reprimand;
    (3) be required to pay her attorneys’ fees associated with the present disciplinary action;
    (4) be required to attend the Wyoming State Bar’s “Pathways to Professional Practice”
    course within six months of the order of suspension; and
    (5) be ordered to pay the administrative fee in the amount of $500.00 and administrative
    costs of $50.00 associated with this proceeding within ten days of approval of this report and
    recommendation by the Wyoming Supreme Court.
    16
    Dated October   2014.
    oard of Professional   onsibility
    Wyoming State Bar
    17
    CERTIFICATE OF SERVICE
    I do hereby certify that a true and correct copy of the Report and Recommendation for
    Suspension was mailed by United States Mail, first class postage prepaid, on this   3     day of
    October, 2014, to the following:
    Marcy Argeris
    Washakie County Attorney’s Office
    1001 Big Horn Avenue, Suite 10$
    Worland, WY 82401
    Richard R. Jamieson
    John H. Robinson
    Jamieson & Robinson, LLC
    214 South Grant Street
    Casper, WY $2601
    Brandi Robinson, Clerk
    Board of Professional Responsibility
    18
    

Document Info

Docket Number: D-14-0008

Citation Numbers: 2014 WY 150, 341 P.3d 1030

Filed Date: 11/19/2014

Precedential Status: Precedential

Modified Date: 1/12/2023