Edward Christopher Barrowes v. State , 390 P.3d 1126 ( 2017 )


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  •                IN THE SUPREME COURT, STATE OF WYOMING
    
    2017 WY 23
    OCTOBER TERM, A.D. 2016
    March 1, 2017
    EDWARD CHRISTOPHER
    BARROWES,
    Appellant
    (Defendant),
    S-16-0155
    v.
    THE STATE OF WYOMING,
    Appellee
    (Plaintiff).
    Appeal from the District Court of Sweetwater County
    The Honorable Nena James, Judge
    Representing Appellant:
    Office of the State Public Defender: Diane Lozano, State Public Defender; Tina
    N. Olson, Chief Appellate Counsel; Kirk A. Morgan, Senior Assistant Appellate
    Counsel. Argument by Mr. Morgan.
    Representing Appellee:
    Peter K. Michael, Wyoming Attorney General; David L. Delicath, Deputy
    Attorney General; Philip M. Donoho, Assistant Attorney General; Darrell D.
    Jackson, Faculty Director; K. T. Farrelly, Student Director; and Sierra M. Collver,
    Student Intern, of the Prosecution Assistance Program. Argument by Ms. Collver.
    Before BURKE, C.J., and HILL, DAVIS, FOX, and KAUTZ, JJ.
    NOTICE: This opinion is subject to formal revision before publication in Pacific Reporter Third.
    Readers are requested to notify the Clerk of the Supreme Court, Supreme Court Building,
    Cheyenne, Wyoming 82002, of any typographical or other formal errors so that correction may be
    made before final publication in the permanent volume.
    DAVIS, Justice.
    [¶1] Appellant Edward Barrowes challenges his conviction of aggravated vehicular
    homicide as defined by 
    Wyo. Stat. Ann. § 6-2-106
    (b)(ii) (LexisNexis 2015). He claims
    the evidence presented by the State was insufficient to establish that he drove in a
    reckless manner. We affirm.
    ISSUES
    [¶2] Was the evidence sufficient to support the jury’s verdict that Barrowes was guilty
    of aggravated homicide by vehicle?
    FACTS
    [¶3] Viewing the evidence in a light most favorable to the State, see Hill v. State, 
    2016 WY 27
    , ¶ 20, 
    371 P.3d 553
    , 560 (Wyo. 2016), the facts established at trial are as follows.
    Barrowes is a professional semi-trailer truck driver with a commercial driver’s license. A
    commercial driver’s license certifies that a person has gone through the required training
    and testing and can legally operate a commercial motor vehicle weighing over a certain
    amount. Those holding a commercial driver’s license are subject to federal regulations
    because of the higher level of knowledge, experience, and skill required to drive a
    commercial motor vehicle.
    [¶4] The day before the accident, on April 21, 2015, Barrowes and his co-driver,
    Dennis Pehrson, departed Tremonton, Utah in a semi tractor pulling two trailers to the
    Denver area. They left around 4:30 p.m., and Pehrson drove the entire stretch from Utah
    to Colorado, while Barrowes rested in the sleeper berth behind the driver’s cabin.1 This
    portion of the trip lasted until approximately 1:00 a.m. on the morning of April 22.
    During at least some of the time while Barrowes was to be resting in the sleeper portion
    of the tractor, the evidence indicated that he was sending and receiving text messages and
    possibly talking on the phone.
    [¶5] Barrowes left the sleeper berth at around 2:00 a.m., while the two were waiting to
    pick up the return load and return to Utah. Their freight2 was ready to transport around
    3:30 a.m. Barrowes took the wheel for the return trip to Tremonton, and Pehrson climbed
    into the sleeper berth.
    1
    A sleeper berth is a separate compartment in the tractor cab that commonly consists of a bed where
    drivers can rest when necessary.
    2
    The loaded rig consisted of two trailers—a 53-foot trailer and a 27-foot tailing trailer with a combined
    weight of approximately 110,000 pounds.
    1
    [¶6] Around 6:45 a.m., Barrowes stopped in the vicinity of Rawlins for an hour and
    forty-five minutes, but it is unclear what he did during that time. He then continued west
    on Interstate 80.
    [¶7] Forty-five minutes after he got back on the road, another professional truck driver
    operating a tractor-trailer behind Barrowes’ truck observed the vehicle swerving “pretty
    bad at times” for around three miles over a period of three or four minutes. The vehicle
    was swerving so badly that the other truck driver did not pass and instead slowed down to
    keep some distance between the two rigs. He observed that every time Barrowes’ truck
    would straighten up, it would soon start swerving again. The truck passed two exit ramps
    while the other driver observed its erratic movements. The rig was travelling around 65
    miles an hour, below the posted limit on I-80.
    [¶8] Meanwhile, another truck had broken down earlier on the west-bound shoulder of
    I-80 near Wamsutter. The owner of the vehicle, Aleksandr Kozak, came to the scene to
    render assistance to the driver. The rig was properly parked on the right shoulder of the
    road, and its hazard lights were flashing. Emergency reflective triangles were placed
    along the road, and Kozak wore reflective clothing. The weather was good and visibility
    was clear, so there were no impediments to seeing the broken-down truck.
    [¶9] After swerving for three to four minutes, Barrowes’ truck veered right at 65 miles
    per hour and crashed into the parked tractor-trailer rig. The truck struck Kozak as he was
    working on the truck and killed him. Pehrson, who was asleep in the sleeper berth, was
    thrown from his bunk when the side of the cab came apart. He suffered significant
    injuries that were not life-threatening. Barrowes did not hit the brakes or take any other
    type of evasive action before the crash because he was asleep at the wheel.
    [¶10] Shortly after the crash, a highway patrolman arrived on the scene. Barrowes told
    the trooper that he “did not manage [his] drowsiness appropriately.” The trooper asked
    Barrowes if he fell asleep at the wheel, and Barrowes said he had.
    [¶11] Over two hours after the crash, Barrowes sent a text message stating: “I was
    rushing to get to Tremonton . . . . I should not have allowed my mind to be rushed.”
    Barrowes told investigators of the Sweetwater County sheriff’s office that he allowed
    scheduling to take precedence over tiredness, and he acknowledged that driving while
    drowsy is dangerous.
    [¶12] The next day, April 23, Barrowes was charged with involuntary manslaughter, a
    felony, for Kozak’s death, and also with driving a commercial vehicle while ill or
    fatigued, a misdemeanor. The State was later allowed to amend the information to
    replace the manslaughter charge with one count of aggravated homicide by vehicle. Its
    motion to dismiss the misdemeanor charge without prejudice was granted.
    2
    [¶13] As the case proceeded, Barrowes filed a motion that he had written without his
    counsel’s knowledge. In that motion, Barrowes made several inculpatory statements. He
    admitted that he had put his schedule ahead of tiredness and safety, ignored safety
    concerns, and passed exits right before the crash. He said that he tried to fight off fatigue,
    but failed to do so, which resulted in the fatal accident. However, he also blamed the
    Wyoming Highway Patrol in part because state troopers will ticket trucks parked on off-
    ramps to allow a driver to rest.
    [¶14] A three-day jury trial was held. The evidence the State presented included the
    above facts and the statements Barrowes made in the motion he had filed on his own.3
    The jury found Barrowes guilty of aggravated homicide by vehicle. The district court
    sentenced him to a term of fourteen to eighteen years in prison. Barrowes timely
    perfected this appeal.
    STANDARD OF REVIEW
    [¶15] When reviewing a sufficiency of the evidence claim, we must accept as true the
    State’s evidence and give it the benefit of all reasonable inferences which can be drawn
    from it. Sweets v. State, 
    2013 WY 98
    , ¶ 14, 
    307 P.3d 860
    , 865 (Wyo. 2013). We cannot
    consider conflicting evidence presented by Barrowes. 
    Id.
     “We do not substitute our
    judgment for that of the jury; rather, we determine whether a jury could have reasonably
    concluded that each of the elements of the crime was proven beyond a reasonable doubt.”
    
    Id.
     We will not reweigh the evidence. Levengood v. State, 
    2014 WY 138
    , ¶¶ 11-12, 
    336 P.3d 1201
    , 1203-04 (Wyo. 2014).
    DISCUSSION
    [¶16] Barrowes claims the evidence presented by the State was insufficient to establish
    that he drove in a reckless manner, which is an essential element of felony aggravated
    homicide by vehicle. He argues that he was at most criminally negligent, which would
    only make him guilty of misdemeanor homicide by vehicle.
    [¶17] Our analysis begins by reviewing the elements of aggravated homicide by vehicle.
    The statute setting forth this crime provides as follows:
    (b) A person is guilty of aggravated homicide by vehicle and
    shall be punished by imprisonment in the penitentiary for not
    more than twenty (20) years, if:
    *   *    *
    3
    The statements in the motion were admissible under Wyoming Rule of Evidence 801(d)(2).
    3
    (ii) He operates or drives a vehicle in a reckless
    manner, and his conduct is the proximate cause of the death
    of another person.
    
    Wyo. Stat. Ann. § 6-2-106
    (b)(ii). In turn, recklessly is defined in Wyoming’s Criminal
    Code:
    A person acts recklessly when he consciously disregards a
    substantial and unjustifiable risk that the harm he is accused
    of causing will occur, and the harm results. The risk shall be
    of such nature and degree that disregarding it constitutes a
    gross deviation from the standard of conduct that a reasonable
    person would observe in the situation[.]
    
    Wyo. Stat. Ann. § 6-1-104
    (a)(ix). We have held that this definition applies to aggravated
    vehicular homicide cases. Breazeale v. State, 
    2011 WY 10
    , ¶ 15, 
    245 P.3d 834
    , 839-40
    (Wyo. 2011).
    [¶18] The district court also instructed the jury on the lesser included offense of
    homicide by vehicle:
    Except as provided in subsection (b) of this section [dealing
    with aggravated homicide by vehicle], a person is guilty of
    homicide by vehicle and shall be fined not more than two
    thousand dollars ($2,000.00) or imprisoned in the county jail
    for not more than one (1) year, or both, if he operates or
    drives a vehicle in a criminally negligent manner, and his
    conduct is the proximate cause of the death of another person.
    
    Wyo. Stat. Ann. § 6-2-106
    (a). Criminal negligence consists of the following, as the
    district court properly instructed the jury:
    “Criminal negligence” is defined as the following conduct: A
    person acts with criminal negligence when, through a gross
    deviation from the standard of care that a reasonable person
    would exercise, he fails to perceive a substantial and
    unjustifiable risk that the harm he is accused of causing will
    occur, and the harm results. The risk shall be of such nature
    and degree that the failure to perceive it constitutes a gross
    deviation from the standard of care that a reasonable person
    would observe in the situation[.]
    
    Wyo. Stat. Ann. § 6-1-104
    (a)(iii).
    4
    [¶19] Barrowes argues that the evidence presented does not prove beyond a reasonable
    doubt that he acted recklessly, and that a reasonable jury could not have found that he did
    so. He points to his compliance with the legal amount of non-driving (sleeper berth) time
    before the accident, and that his logbooks were properly maintained. Additionally,
    Barrowes was not under the influence of alcohol or drugs, and he was driving under the
    speed limit at the time of the accident in good weather conditions. He therefore contends
    that at most, he could only be properly convicted of misdemeanor homicide by vehicle.
    However, the applicable standard of review requires us to accept as true the State’s
    evidence and disregard any conflicting evidence presented by Barrowes.
    [¶20] This Court has not had occasion to decide a vehicular homicide case where a crash
    occurred solely due to a driver being tired and falling asleep at the wheel. The cases we
    have decided involved other factors. In Breazeale, we found the evidence sufficient to
    support a finding that defendant drove his vehicle in a reckless manner, which was
    necessary to support his conviction for aggravated homicide by vehicle. ¶¶ 13-16, 
    245 P.3d 834
    , 839-40. In that case, the driver inhaled “canned air” while parked in the lot of
    a store resulting in becoming unconscious for one to two minutes. Id. ¶ 16, 
    245 P.3d at 840
    . After regaining consciousness, he remained dizzy and out of it, but refused his
    girlfriend’s offer to drive. He then started driving, and again inhaled the canned air,
    again lost consciousness, and then collided with the victim’s vehicle. 
    Id.
     We held this
    conduct sufficient for a jury to find it to be reckless. 
    Id.
    [¶21] In Relish v. State, a semi-truck driver was convicted of aggravated homicide by
    vehicle. 
    860 P.2d 455
    , 461-62 (Wyo. 1993). On appeal, he claimed that there was
    insufficient evidence that he was driving recklessly. The truck driver was travelling on I-
    80, a road he had driven often, during a snow storm. He drove at a minimum speed of 45
    miles per hour, and perhaps as high as 60 miles per hour, when the safe speed in those
    conditions was 20 to 25 miles per hour. He was in a hurry to deliver a load of perishable
    vegetables to Wisconsin and unconcerned about being involved in a collision. He drove
    his truck completely off the paved portion of the interstate onto the shoulder where he
    slammed into a parked vehicle with its hazard lights on, crushing the car and victim. He
    then continued down the interstate approximately one mile until his semi would go no
    farther. As an experienced interstate truck driver, he was well aware of the danger of
    winter weather conditions on this section of I-80, and yet he pushed his 80,000 pound
    semi at unsafe speeds. 
    Id.
     We affirmed, finding that the facts were sufficient to allow a
    jury to find beyond a reasonable doubt that he was operating his semi in a reckless
    manner. Id.; see also Rogers v. State, 
    971 P.2d 599
    , 603 (Wyo. 1999) (concluding the
    evidence showed that defendant’s conduct was reckless when he chose to drive his
    vehicle after being awake for twenty-four hours, smoking marijuana, and drinking
    alcohol).
    5
    [¶22] In Orona-Rangal v. State, we affirmed a conviction for aggravated vehicular
    homicide. 
    2002 WY 134
    , ¶ 1, 
    53 P.3d 1080
    , 1082 (Wyo. 2002). The defendant had
    driven his vehicle at a high speed through a stop light, killing one person and injuring two
    others. 
    Id.
     We pointed out that he drove at excessive speeds, deliberately disregarded
    multiple stop lights, remained steadfast in his attempt to elude another person despite
    several near-misses with other vehicles, and that he made numerous illegal and dangerous
    lane changes. Id. ¶ 25, 53 P.3d at 1088.
    [¶23] While our precedent is not directly on point, it provides context as to what conduct
    may be considered reckless under § 6-2-106(b)(ii).4 Other jurisdictions have fortunately
    decided cases dealing with drivers who have fallen asleep, and they provide helpful
    insight.
    [¶24] In State v. Valyou, the Vermont Supreme Court explained that falling asleep at the
    wheel does not, by itself, constitute criminal conduct. 
    910 A.2d 922
    , 924 (Vt. 2006). But
    when a driver is on sufficient notice of the danger of falling asleep but nevertheless
    continues to drive and succumbs to fatigue, his conduct may be considered criminally
    negligent or even reckless, depending on the circumstances. Id.5 An example is the
    Maryland case of Skidmore v. State, where a driver who was drowsy continued to drive
    and fell asleep at the wheel. 
    887 A.2d 92
    , 94 (Md. 2005). The appellate court found
    sufficient evidence to fairly convince a jury of the driver’s guilt beyond a reasonable
    doubt, as it established a reckless disregard for human life. 
    Id. at 96
    . The driver had
    “admitted not only that he dozed off at the wheel, but also that he recognized his extreme
    drowsiness and made a deliberate decision to ignore the risk of falling asleep at the wheel
    as he continued driving.” 
    Id. at 97
    .
    4
    That said, we must make clear that the test is not how Barrowes’ behavior compares with other
    defendants in previous cases, but whether a jury could reasonably conclude, viewing the evidence in the
    light most favorable to the State, that he was driving recklessly and that his conduct caused the accident.
    Rogers, 971 P.2d at 603.
    5
    See, e.g., State v. S.N.R., 
    320 P.3d 569
     (Or. App. 2014) (holding evidence was legally insufficient to find
    beyond a reasonable doubt that defendant consciously disregarded the risk that her tiredness presented
    once she became aware of it); Clancy v. State, 
    829 N.E.2d 203
     (Ind. Ct. App. 2005) (reversing conviction
    as merely falling asleep at the wheel without evidence of consciously disregarding a substantial risk is not
    enough to prove recklessness); Com. v. Huggins, 
    836 A.2d 862
     (Pa. 2003) (holding recklessness was
    established by evidence that defendant allowed himself to fall asleep while driving vehicle filled to over-
    capacity with children who were not secured by safety belts and that defendant elected to drive at least 23
    miles per hour above speed limit of 55 miles per hour); State v. Al-Naseer, 
    690 N.W.2d 744
    , 752 (Minn.
    2005) (“We have never held that falling asleep at the wheel is, as a matter of law, gross negligence and
    we decline to do so on the facts presented here.); Conrad v. Com., 
    521 S.E.2d 321
     (Va. App. 1999)
    (affirming conviction because the defendant motorist fell asleep while driving after he had been up for 22
    hours without sleep and had dozed off a few times while driving, but chose to continue driving a long
    distance early in the morning); Com. v. Petroll, 
    696 A.2d 817
     (Pa. Super. Ct. 1997) (finding evidence
    sufficient to support defendant’s homicide by vehicle convictions); People v. Shaffer, 
    364 N.E.2d 109
     (Ill.
    App. 1977) (affirming reckless homicide conviction arising from falling asleep at the wheel, finding
    defendant’s conduct evidenced a conscious disregard of a substantial and unjustifiable risk).
    6
    [¶25] Another example comes from Virginia, where an intermediate appellate court
    affirmed a bus driver’s conviction for involuntary manslaughter. It found that the
    evidence supported a finding that his actions were so gross6 and wanton as to show a
    reckless disregard of human life. Kin Yiu Cheung v. Com., 
    753 S.E.2d 854
     (Va. App.
    2014). That evidence indicated that he was overheard complaining that he didn’t get
    enough sleep, bought and consumed a significant quantity of energy drinks and coffee,
    behaved oddly, and was weaving between lanes. Id. at 856-57. A passenger who
    happened to be a bus driver himself went to the front of the bus and asked if the driver
    was all right, but the driver sent the passenger back to his seat and continued to drive
    regardless. Id.
    [¶26] The Virginia court explained that because one cannot drive safely while sleeping,
    the deliberate failure of a driver to heed clear warning signs of drowsiness is evidence of
    a reckless disregard for human life. Id. at 858-59. Accordingly, it concluded that under
    the circumstances, the driver should have known that his actions would likely cause great
    harm to others, as he knew that he was tired, and should have known that there was a risk
    he would fall asleep while driving. Id. The driver, however, chose to disregard the risk
    and attempted to drive a considerable length of time and distance. Id.7
    [¶27] In this case, the record contains sufficient evidence for a jury to have concluded
    that Barrowes consciously disregarded a substantial and unjustifiable risk because he
    knew he was tired but continued to drive. Barrowes admitted that he consciously put his
    schedule ahead of tiredness and ignored safety concerns relating to his impaired state. He
    passed exits right before the crash even though he knew he was tired, and he
    unsuccessfully continued to try to fight off the fatigue which caused the fatal crash.
    [¶28] It is also significant that he was a professional driver operating a double trailer rig
    that weighed approximately 110,000 pounds loaded. The risk of death from a crash
    6
    This is a word used in the statute defining the crime.
    7
    The court also noted that the bus driver
    [was] more culpable than the typical driver in this case due to the fact
    that he disregarded the risk that he would fall asleep while driving a bus.
    When driven negligently, buses present a greater risk of harm than do
    other vehicles. Due to their size and weight, buses are more difficult to
    drive than typical passenger automobiles. Accordingly, bus drivers are
    required to undergo additional training and pass additional tests to
    demonstrate their competence driving these vehicles in order to obtain
    licenses. Because of their weight, buses often inflict greater harm and
    cause more damage when they crash.
    Kin Yiu Cheung., 753 S.E.2d at 859-60 (citations and emphasis omitted). The same can be said about
    drivers of semi-trailer truck drivers, such as Barrowes. See supra ¶ 3.
    7
    involving a vehicle like this is substantial, and the requirements to obtain a CDL license
    to operate one should inform a commercial driver of that risk.
    [¶29] It is difficult to define the precise line of demarcation between criminal negligence
    and recklessness in vehicular homicide cases in which the driver causing the accident fell
    asleep at the wheel. The relevant distinction between the offenses is whether the
    defendant consciously disregarded a substantial and unjustifiable risk, or whether he
    failed, through criminal negligence, to perceive that risk. See Murray v. State, 
    855 P.2d 350
    , 357 (Wyo. 1993). Thus, what distinguishes the felony of aggravated vehicular
    homicide from the lesser offense of misdemeanor vehicular homicide is the level of
    awareness of a substantial and unjustifiable risk. The degree of conscious disregard or
    perception depends upon the facts of each case.8
    [¶30] Here it is a close call as to whether Barrowes’ conduct falls into the felonious
    category or not. The jury could have gone either way on this evidence. But it was the
    jury’s decision to make, and when the evidence is viewed in the light most favorable to
    the State, it is sufficient to support the jury’s conviction of aggravated homicide by
    vehicle.
    [¶31] Affirmed.
    8
    The difference between criminally negligent conduct and reckless conduct may be slight, but the
    associated criminal consequences are vastly different. The former, which is required to find a person
    guilty of homicide by vehicle, results in a maximum jail sentence of only one year. 
    Wyo. Stat. Ann. § 6
    -
    2-106(a). On the other hand, a person with only slightly different conduct may be found to have been
    reckless, committing aggravated homicide by vehicle which has a maximum prison sentence of twenty
    years. 
    Wyo. Stat. Ann. § 6-2-106
    (b). This case illustrates that dichotomy, as Mr. Barrowes received a
    substantial prison sentence although his conduct could very well have been found to be only criminally
    negligent. Sentencing issues such as motions under W.R.Cr.P. 35 or proportionality claims under the
    Eighth Amendment of the United States Constitution are not before us at this time.
    8