United States v. Captain ELMO E. VANCE ( 2020 )


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  • UNITED STATES ARMY COURT OF CRIMINAL APPEALS
    Before
    ALDYKIEWICZ, SALUSSOLIA, and WALKER
    Appellate Military Judges
    UNITED STATES, Appellee
    Vv.
    Captain ELMO E. VANCE
    United States Army, Appellant
    ARMY 20180011
    Headquarters, U.S. Army Fires Center of Excellence and Fort Sill
    Robert L. Shuck and Jacob D. Bashore, Military Judges
    Colonel Maureen A. Kohn, Staff Judge Advocate
    For Appellant: Lieutenant Colonel Tiffany D. Pond, JA; Jonathan F. Potter, Esquire;
    Lieutenant Colonel Christopher D. Carrier, JA (on brief); Lieutenant Colonel
    Tiffany D. Pond, JA; Lieutenant Colonel Christopher D. Carrier, JA (on reply brief).
    For Appellee: Colonel Steven P. Haight, JA; Lieutenant Colonel Wayne H.
    Williams, JA; Major Dustin B. Myrie, JA; Captain Lauryn D. Carr, JA (on brief).
    8 April 2020
    This opinion is issued as an unpublished opinion and as such, does not serve as precedent.
    SALUSSOLIA, Judge
    A military judge sitting as a general court-martial, convicted appellant,
    consistent with his pleas, of ten specifications of violating a general regulation, one
    specification of absence without leave, and one specification of conduct unbecoming
    an officer and gentleman, in violation of Articles 92, 86, and 133, Uniform Code of
    Military Justice, 10 U.S.C. §§ 892, 886, 933 (2012 & Supp. II 2015) [UCMJ]. The
    military judge sentenced appellant to a dismissal from the service and forfeiture of
    $1000 per month for three months.
    The general court-martial convening authority (GCMCA) originally set aside
    the findings of guilty and the sentence pursuant to the direction of the Deputy
    Assistant Secretary of the Army (Review Boards), (the “DASA”). Previously, in Jn
    Re Vance, this court determined the GCMCA’s action violated Article 60, UCMJ,
    and such action “was invalid at the time it was signed and void ab initio.” 78 M.J.
    VANCE—ARMY 20180011
    631, 636 (Army Ct. Crim. App. 2018). We also issued a writ of mandamus directing
    the GCMCA to take action in this case in the manner as required under Article 60,
    UCMJ.
    Id. The GCMCA
    subsequently took action approving the adjudged findings
    and sentence in this case.
    Appellant’s case is now pending review before this court pursuant to Article
    66, UCMJ. On appeal, appellant asserts two assignments of error: (1) whether
    appellant received effective assistance of counsel when he was advised that his
    pending resignation for the good of the service (RFGOS) in heu of court-martial
    could still be approved even if he pleaded guilty and was sentenced to a dismissal;
    and (2) whether appellant’s pleas of guilty were not provident. Appellant asserts
    that given either error, this court should set aside the findings and sentence. Having
    ordered and received affidavits from appellant’s military defense counsel,! we
    address each assigned error below. In the end, we affirm the findings of guilty but
    set aside the sentence.
    BACKGROUND
    On 26 September 2017, the government preferred charges against appellant.
    On 10 October 2017, appellant, pursuant to advice from his trial defense counsel,
    CPT LA, submitted a Resignation for the Good of the Service (RFGOS) pursuant to
    Army Reg. 600-8-24, Personnel-General: Officer Transfers and Discharges, para. 3-
    13 (12 Apr. 2008; Rapid Action Revision 13 Sept. 2011} [AR 600-8-24]. Although
    appellant requested the GCMCA hold the referral of his charges in abeyance until
    action was taken on his RFGOS, the GCMCA referred the charges on 13 October
    2017. Approximately a week later, the GCMCA recommended disapproval of
    appellant’s RFGOS in lieu of court-martial.
    With a trial set for 30 January 2018, appellant submitted an offer to plead
    guilty on 17 November 2017, which the GCMCA accepted on 22 December 2017.
    On 17 January 2018, appellant was found guilty pursuant to his pleas and sentenced.
    On 19 January 2018, appellant’s command forwarded appellant’s RFGOS to the
    United States Army Human Resources Command, which in turn, forwarded the case
    to the Army Review Boards Agency for action by the DASA, operating under a
    delegation of authority from the Secretary of the Army (the Secretary). On 20
    March 2018, the DASA accepted appellant’s resignation and directed that he be
    administratively discharged with an under Other Than Honorable Conditions (OTH)
    characterization of service. The DASA also directed that “the entire court-martial
    proceedings, both the findings and sentence, if any, be vacated.”
    On 29 March 2018, after receiving advice from his staff judge advocate, the
    GCMCA disapproved the findings and sentence pursuant to the DASA’s direction.
    ' The appellant was represented by MAJ RM and CPT LA, both of whom were
    assigned to the U.S. Army Trial Defense Service.
    VANCE—ARMY 20180011
    On 10 April 2018, appellant received orders directing the issuance of his
    administrative discharge and received a DD 214 that characterized appellant’s
    discharge as under OTH conditions.
    This court issued its opinion in Jn Re Vance on 5 November 2018.
    Subsequently, the DASA, in an undated memorandum, rescinded her prior approval
    of appellant’s RFGOS. Her memorandum reasoned, “I have now been informed that
    my action was in contravention of Article 60, Uniform Code of Military Justice,
    which has recently been amended to limit my authority to act on Resignations for the
    Good of the Service in lieu of General Court-Martial after trial.” On 25 February
    2019, the Army revoked the order that served to discharge appellant and later,
    revoked his DD 214. On 22 March 2019, pursuant to this court’s directive to take
    action in accordance with Article 60, UCMJ, the GCMCA approved appellant’s
    findings and sentence.
    LAW AND DISCUSSION
    Effective Assistance of Counsel
    Appellant asserts his military defense counsel were ineffective in their: (1)
    failure to seek a continuance to delay appellant’s guilty plea until after secretarial
    action on his resignation occurred, and 2) deficient legal advice precluding appellant
    from deciding what risks to incur when deciding to enter a plea of guilty. For the
    reasons stated below, we find no ineffective assistance of counsel.
    We review assertions of ineffective assistance of counsel de novo. United
    States v. Gooch, 
    69 M.J. 353
    , 362 (C.A.A.F. 2011) (citing United States v. Mazza,
    
    67 M.J. 470
    , 474 (C.A.A.F. 2009)). In Strickland v. Washington, the Supreme Court
    established a two-pronged test to determine whether counsel provided ineffective
    assistance. 
    466 U.S. 668
    , 687 (1984). Our superior court has adopted this two-
    pronged test. United States v. Green, 
    68 M.J. 360
    (C.A.A.F. 2010). “In order to
    prevail on a claim of ineffective assistance of counsel, an appellant must
    demonstrate both (1) that his counsel’s performance was deficient and (2) that this
    deficiency resulted in prejudice.” Jd. (citing 
    Strickland, 466 U.S. at 687
    ). When it
    is apparent that the alleged deficiency has not caused prejudice, it is not necessary to
    decide the issue of deficient performance. See Loving v. United States, 
    68 M.J. 1
    , 2
    (C.A.A.F, 2009).
    Appellant first asserts that his military defense counsel were ineffective for
    failing to request a continuance. He contends that the military judge “should” have
    granted a continuance had counsel merely articulated to the military judge that once
    findings and sentence had been adjudged, the DASA would no longer have the
    VANCE—ARMY 20180011
    authority to accept appellant’s RFGOS.” Appellant argues that had his counsel
    appreciated and articulated this consequence as the basis for a continuance, he could
    have delayed the court-martial until the Secretary’s designee took action. Appellant
    indicates that the period of delay would have only been two months—the time from
    the date of trial, 17 January 2018, until secretarial action approved the RFGOS on 20
    March 2018.
    We reject appellant’s claim because he has not carried “his burden to show
    that his counsel would have been successful if he had filed ... [a] timely motion”
    for a continuance. United States v. Jameson, 
    65 M.J. 160
    , 164 (C.A.A.F. 2007).
    “The tender of a RFGOS does not preclude or suspend [court-martial] procedures.”
    AR 600-8-24, para. 3-12. Additionally, the DASA had complete discretion to act on
    the RFGOS, to include when to act.? Lastly, the entire chain of command
    recommended denial of appellant’s RFGOS. Even appellant acknowledges this latter
    fact and admits that he believed the RFGOS would be denied based on his
    command’s recommendations. Given that a motion for a continuance filed by
    appellant at the time of trial would have sought an indefinite delay on a
    discretionary collateral matter, we find it unlikely that the military judge would have
    granted the motion and ordered a continuance. See 
    Jameson, 65 M.J. at 163-64
    (citing United States v. McConnell, 
    55 M.J. 479
    , 482 (C.A.A.F. 2001)); see also
    United States v. Wiest, 
    59 M.J. 276
    , 279 (C.A.A.F. 2004) (listing factors relevant for
    a continuance); Rule for Court-Martial [R.C.M.] 906(b)(1).
    We next address appellant’s argument that his counsels’ deficient legal advice
    precluded appellant from deciding what risks to incur in deciding when to plead
    guilty. In the guilty plea context, the prejudice prong of the Strickland test asks
    whether “there is a reasonable probability that, but for counsel’s errors, [the
    defendant] would not have pleaded guilty and would have insisted on going to trial.”
    United States v. Rose, 
    71 M.J. 138
    , 144 (C.A.A.F. 2012) (quoting Hill v. Leckhart,
    2 Appellant cites to our decision in In Re Vance. To clarify In Re Vance, we
    determined that in appeilant’s case, the CA lacked the authority under Article 60,
    UCMJ, “to dismiss or set aside a finding of guilty or disapprove, commute, suspend,
    certain parts of the sentence.” Jd. at 634. We did not address whether the DASA
    had the authority to accept a RFGOS post-trial, because any resolution of that issue
    would have been nothing more than an advisory opinion at that juncture, and this
    court should “adhere to the prohibition on advisory opinions as a prudential
    matter.” United States v. Chisholm, 
    59 M.J. 151
    , 152 (C.A.A.F. 2003). In fact, we
    noted that nothing in that opinion “should be construed as limiting the Secretary’s
    authority to act under Article 74, UCMJ, or any other authority.” Jn Re 
    Vance, 78 M.J. at 635
    , n.12.
    3 While the command must expeditiously process a RFGOS, we do not find a set time
    upon which the Secretary’s designee must act on a tendered resignation. See AR
    600-8-24, para. 3-13e; AR 27-10, para. 5-26c.
    VANCE—ARMY 20180011
    
    474 U.S. 52
    , 59 (1985)). A mere post-trial allegation is insufficient. See United
    States v. Bradley, 
    71 M.J. 13
    , 17 (C.A.A.F. 2012) (citing Padilla v. Kentucky, 
    559 U.S. 356
    , (2010) (the court finding appellant’s affidavit alleging he would not have
    pleaded guilty was insufficient to demonstrate prejudice, and finding “Appellant also
    must satisfy a separate, objective inquiry -- he must show that if he had been advised
    properly, then it would have been rational for him not to plead guilty.”)
    Appellant fails to demonstrate a reasonable probability that, absent the
    alleged error, he would not have pleaded guilty. Appellant had two choices: to enter
    a plea of guilty or to enter a plea of not guilty. Appellant did the former and his
    affidavit makes no mention that he would have done the latter. Rather appellant’s
    affidavit states: “I would not have pleaded guilty if I had known that the plea would
    make it impossible for the resignation, if approved to take effect. I would have
    waited for a final answer.” His claim that he “would have waited for a final answer”
    clearly refers to waiting for secretarial action on his RFGOS. By making such a
    statement, appellant assumes that waiting for a final answer was a viable option. It
    was not. Nothing in the record before us shows that waiting was one of appellant’s
    options. There is no statutory nor regulatory authority requiring the DASA to take
    action on appellant’s RFGOS within a certain period. Moreover, the granting of an
    indefinite continuance on such a collateral matter was unlikely.
    Appellant also makes no showing that it would have been objectively rational
    for him to plead not guilty. The government had a strong case, to include
    documentary evidence demonstrating appellant’s wrongdoing, as well as numerous
    admissions by appellant. In the face of these facts, appellant entered into a pretrial
    agreement with the CA, which limited any period of adjudged confinement to sixty
    days and deferred adjudged or automatic forfeitures until action. Appellant received
    no confinement, but benefitted from the deferral of the adjudged forfeiture of $1000
    per month from the date of his sentence, 17 January 2018, until the CA’s initial, but
    flawed, action on 29 March 2018. Had appellant not agreed to plead guilty and
    proceed to trial in January 2018, he may not have received such favorable terms in a
    pretrial agreement.
    The Military Judge’s Acceptance of the Guilty Plea
    In appellant’s second assignment of error, appellant asserts the military judge
    erred by accepting appellant’s plea because he failed to discuss with appellant the
    consequence that the findings and sentence, once adjudged, would have had on the
    DASA’s authority to accept appellant’s RFGOS in lieu of court-martial.
    We review a military judge’s acceptance of a guilty plea for an abuse of
    discretion and questions of law arising from the plea de novo. United States v.
    Murphy, 
    74 M.J. 302
    , 305 (C.A.A.F. 2015) (citing United States v. Inabinette, 66 |
    M.J. 320, 322 (C.A.A.F. 2008)). An abuse of discretion occurs when a military
    VANCE—ARMY 20180011
    judge fails to obtain from an accused an adequate factual basis to support the plea or
    has an erroneous view of the law. /d. A military judge’s duties with respect to plea
    inquiries include: (1) ensuring there is a basis in law and fact to support the plea
    and offense charged; (2) ensuring the accused understands and accepts the terms of
    the pretrial agreement; and (3) ensuring the terms of the agreement comply with the
    law and fundamental notions of fairness. United States v. Soto, 
    69 M.J. 304
    , 306-07
    (C.A.A.F. 2011). We will not disturb a guilty plea unless appellant demonstrates a
    substantial basis in law or fact for questioning the plea. 
    /nabinette, 66 M.J. at 305
    .
    A guilty plea can be knowing and voluntary even “if the defendant did not
    correctly assess every relevant factor entering into his decision,” Brady v. United
    States, 
    397 U.S. 742
    , 757 (1970), so long as it is “entered by [a defendant] fully
    aware of the direct consequences” of his plea. /d. at 755 (internal quotations
    omitted). Generally, a court must only advise the defendant of the direct
    consequences of his plea and need not advise him of all possible collateral
    consequences. See United States v. Delgado-Ramos, 
    635 F.3d 1237
    , 1239 (9th Cir.
    2011).
    In part, appellant asserts we “could find” that his plea was not provident,
    applying the decision in United States v. Riley, 
    72 M.J. 115
    (C.A.A.F. 2013). In
    Riley, the Court-of Appeals for the Armed Forces (CAAF) stated that sex offender
    registration is not merely a collateral consequence of a guilty 
    plea. 72 M.J. at 122
    .
    In arriving at this conclusion, the CAAF acknowledged that the consequence of sex
    offender registration, like deportation, is an automatic result, which while not a
    criminal sanction, is a particularly severe penalty. The CAAF went on to explain “it
    is the military judge who bears the ultimate burden of ensuring that the accused's
    guilty plea is knowing and voluntary.” Jd. The court found “that the military judge
    abused his discretion when he accepted [the appellant]'s guilty plea without
    questioning defense counsel to ensure [the appellant]’s knowledge of the sex
    offender registration consequences of her guilty plea.” /d. Sex offender registration
    is now recognized as a direct consequence of a guilty plea, imposing upon the
    military judge the requirement to advise on the matter prior to acceptance of the
    plea.
    We decline appellant’s invitation to treat any action on appellant’s RFGOS in
    the same fashion as the requirement to register as a sex offender. Military appellate
    courts have long recognized that administrative discharges, to include those
    resulting from a discharge in lieu of a court-martial, are collateral administrative
    matters. See United States v. Bedania, 
    12 M.J. 373
    , 376 (C.M.A. 1982); United
    States v. Johnson, 
    76 M.J. 673
    , 686 (A.F. Ct. Crim. App. 2017). Appellant offers
    nothing to convince us to depart from this long-standing acknowledgment and treat a
    RFGOS-—-a purely discretionary administrative matter—in the same manner as a
    post-conviction requirement to register as a sex offender.
    ' VANCE—ARMY 20180011
    To the extent appellant asserts the military judge was still required to address
    any post-trial action on his RFGOS, though it constitutes a collateral administrative
    matter, we find such an assertion meritless. When challenging a guilty plea because
    of an unforeseen collateral consequence, appellant must demonstrate that the
    collateral consequence is major, and that “appellant's misunderstanding of the
    consequences (a) results foreseeably and almost inexorably from the language of a
    pretrial agreement; (b) is induced by the trial judge’s comments during the
    providence inquiry; or (c) is made readily apparent to the judge, who nonetheless
    fails to correct that misunderstanding.” United States v. Bedania, 
    12 M.J. 373
    , 376
    (C.M.A. 1982). In the case at hand, appellant makes no showing that one of these
    conditions has been met. Additionally, we find nothing in the record to support such
    a conclusion.
    First, appellant clearly understood and accepted the terms of his pretrial
    agreement. Second, the pretrial agreement was not conditioned upon nor did it
    otherwise reference appellant’s RFGOS. As such, any claimed misunderstanding by
    appellant regarding this alleged consequence did not result inexorably from his
    pretrial agreement. We find nothing in the record demonstrating any
    misunderstanding of a collateral consequence was made readily apparent to the
    military judge. Accordingly, having reviewed the entire record we find the appellant
    completed a knowing, voluntary, and intelligent plea of guilty to the charged
    offense, including a proper inquiry pursuant to United States v. Care, 
    40 C.M.R. 247
    (1969).
    United States v. Woods
    This court may affirm only such findings of guilty and the sentence or such
    part or amount of the sentence, as we find correct in law and fact and determine, on
    the basis of the entire record, should be approved. Article 66(c), UCMJ. Although
    not addressed by the parties, this court next addresses the applicability of our
    superior court’s decision in United States v. Woods, 
    26 M.J. 372
    (C.M.A. 1998). In
    that case, Captain (CPT) Woods was charged with drunk and reckless driving and
    involuntary manslaughter, in violation of Articles 111 and 119, UCMJ. Pursuant to
    his pleas, CPT Woods was found guilty, and sentenced to confinement for seven
    months and a dismissal. Prior to his guilty plea, however, CPT Woods submitted a
    RFGOS in lieu of court-martial in accordance with applicable regulations.* For
    some unknown reason, his tendered resignation was not forwarded to the Secretary’s
    designee until almost three months after it was tendered and nearly two months after
    the CA took final action approving the findings of guilty and sentence.
    Id. at 373.
    The CA recommended denial of the RFGOS on the same day he approved the
    findings and sentence. After initial action by the CA, the Secretary’s designee
    4In Woods, the service member submitted his RFGOS in accordance with Army Reg.
    635-120, Personnel Separations: Officer Resignations and Discharges, para. 5-1, 5-2
    (8 Apr. 1968)(C.16, 1 Aug. 1982) [AR 635-120].
    VANCE—ARMY 20180011
    accepted CPT Woods’ RFGOS and administratively discharged him with a discharge
    characterized as under OTH conditions.
    Id. We take
    judicial notice of the record of trial in Woods and note the following:
    (1) the Secretary’s memorandum accepting the service member’s RFGOS was silent
    as to its effect on the court-martial proceedings; and (2) the Secretary’s designee
    submitted an affidavit indicating that his acceptance of the resignation was done
    with the intent to abate all court-martial proceedings. /d. at Supplement to
    Appellant’s Pet., App. C, D.
    On appeal, this court seemingly treated CPT Wood’s RFGOS as a request for
    clemency under Articles 71 and 74, UCMJ, and concluded that while the Secretary
    had the power to grant clemency pursuant to these articles of the UCMJ, and
    discharge CPT Wood’s administratively, such action did not abate the court-martial
    proceedings. Accordingly, we approved the findings, in part, but declined to affirm
    the adjudged dismissal. /d. at 373. Our superior court reversed our decision in
    Woods, concluding the case should be abated. /d. at 375.
    First, our superior court recognized the Secretary’s authority to grant
    clemency pursuant to Article 71 and 74 of the UCMJ was distinct from his statutory
    power to approve a resignation in lieu of a court-martial. The court determined that
    the exercise of this latter statutory power pursuant to promulgated regulatory
    procedures permitted an agreement between CPT Woods and the Secretary’s
    designee “which provides for some action other than a court-martial be taken with
    respect to criminal charges.” Jd. at 373-74. Our superior court found this court
    erred by not enforcing the agreement. /d. at 374.
    Our superior court clarified that the power of the Secretary or his designee to
    act on resignations and the power of a CA to convene courts-martial “harmoniously
    coexist.” Jd. at 375. The court also determined that an administrative action cannot
    divest a court-martial of its judicial power, and “a court-martial can neither deprive’
    the Secretary of his powers nor defeat a lawful agreement between an accused and
    the Secretary.” Jd. The court reasoned that the secretarial authority to approve the
    RFGOS in lieu of a court-martial should not depend upon a race between the
    Secretary’s acceptance of the resignation and the CA’s action in accordance with
    Article 60, UCMJ.
    Id. at 374.
    In light of these considerations, our superior court concluded that the
    agreement between CPT Woods and the Secretary’s designee, which resulted in
    appellant’s administrative discharge from the Army, required abatement of the
    criminal proceedings, a set aside of the court-martial’s findings and sentence, and a
    dismissal of the underlying charges and specifications with prejudice. Jd. at 374-75.
    VANCE—-ARMY 20180011
    We distinguish appellant’s case from Woods. Here, as in Woods, the
    Secretary’s designee approved appellant’s resignation post-trial pursuant to her
    statutorily vested authority, and appellant was separated from the service with an
    administrative discharge. See generally 10 U.S.C. §§ 1181, 7013, and 14902. The
    distinction between these cases lies in what the CA could or should have done.
    Had the Secretary accepted the resignation in Woods prior to action, the CA
    would have been compelled by the regulatory scheme in AR 635-120 to disapprove
    the findings and sentence in order to effectuate the Secretary’s designee’s decision,
    The regulatory scheme allowed for a rush to action, which, if taken before a decision
    on a RFGOS, could thwart the Secretary’s designee’s statutory authority to
    discharge an officer and abate the proceedings. Unlike in Woods, the CA here had
    no discretion over the findings and sentence in appellant’s case. Here, the CA
    attempted to effectuate the DASA’s wishes by initially setting aside the findings and
    sentence; it was a statutory change to Article 60, UCMJ, that rendered the CA’s
    initial action invalid.
    As we previously noted, amendments to Article 60 upset a regulatory scheme
    that previously allowed the Secretary’s designee, by virtue of his or her decision, to
    approve a RFGOS, direct the CA to disapprove the findings and sentence of a court-
    martial once reached, and to abate the proceedings, with prejudice. See In Re 
    Vance, 78 M.J. at 633-34
    ; Army Reg. 27-10, Legal Services, Military Justice, para. 5-18 5.
    (11 May 2016). As applied to this case, Article 60 required the CA to approve the
    findings and sentence, prohibiting the CA from acting in accordance with Army Reg.
    27-10 to disapprove the findings and sentence to effectuate appellant’s approved
    RFGOS. Consequently, this court found the GCMCA’s action in disapproving both
    findings and sentence to be void ab initio.
    Id. at 636.
    Based on this court’s
    directive, the GCMCA approved the findings and sentence. We find that action is
    correct in law and we affirm the findings of guilty.
    What About the Sentence?
    What we did not address in In Re Vance was the effect of appellant’s:
    administrative discharge resulting from the DASA’s approval of his RFGOS. In our
    view, appellant was administratively discharged, and later efforts to recall appellant
    to active duty had no legal effect.
    As our superior court noted in Woods, the RFGOS process involved two
    separate but coexistent authorities: the authority of the CA under Article 60, UCMJ;
    and the Secretary’s statutory authority under 10 U.S.C. § 3012 to promulgate
    regulations allowing for an officer to resign in lieu of 
    court-martial. 26 M.J. at 374
    -
    75. The amendment to Article 60, UCMJ, impacted one part of this scheme—the
    ability of the CA to comply with a directive from the Secretary’s designee to vacate
    the findings and sentence. The amendment did not invalidate the Secretary’s
    VANCE—ARMY 20180011
    statutory authority to promulgate and act under regulations concerning military
    personnel, to include acceptance of an officer’s resignation. See generally 10 U.S.C.
    § 7013.
    The RFGOS process, as it existed, consisted of two parts, one involving a
    purely administrative act of effectuating the officer’s discharge, and one of vacating
    the findings and sentence. See AR 600-8-24, para. 3-13; AR 27-10, para. 5-18b.
    Although Article 60, UCMJ, prevents a CA, in most cases, from vacating the
    findings and sentence upon the DASA’s acceptance of a RFGOS, it does not divest
    the DASA of the authority to effectuate the administrative discharge.
    Once charges are preferred, an administrative discharge certificate is “void
    until the charge is dismissed, the Soldier is acquitted at trial by court-martial, or
    appellate review of a conviction is complete.” Army Reg. 27-10, para. 5-16b.
    However, the Secretary or “delegate,” may approve an exception at the request of
    the soldier. Here, we have such a request in the form of the RFGOS. And we have
    action by the DASA (the Secretary’s delegate) directing Army Human Resources
    Command to discharge appellant. See Army Reg. 600-8-24, para. 3-13h. The
    DASA’s decision resulted in the promulgation of orders that administratively
    separated appellant from the service on 10 April 2018. Pursuant to the DASA’s
    decision, appellant received orders directing his discharge, cleared the installation,
    and received final pay and accounting and a DD 214.
    Our superior court has “identified three criteria to consider when determining
    whether a servicemember's discharge has been finalized for jurisdictional purposes:
    (1) the delivery of a discharge certificate (a DD Form 214); (2) a ‘final accounting
    of pay’; and (3) the completion of the ‘clearing’ process that is required under
    service regulations.” United States v. Christensen, 
    78 M.J. 1
    , 4 (C.A.A.F. 2018)
    (quoting United States v. Hart, 
    66 M.J. 273
    , 276-79 (C.A.A.F. 2008)). Under this
    rubric, appellant was, by any definition, discharged.* Nothing in the appellate
    record suggests rescission of the DASA’s approval of the RFGOS would invalidate
    appellant’s administrative discharge. Appellant’s discharge was obtained by
    following a validly promulgated Army regulation, without fraud or deceit by
    appellant.
    Assuming appellant was discharged from the Army and not validly recalled to
    active duty, we nonetheless have jurisdiction to review the findings and sentence in
    > On 31 January 2020, we issued an order directing the government to, inter alia,
    provide the legal authority relied upon by the DASA in rescinding her acceptance of
    the RFGOS almost a year after it was accepted. While the government provided the
    documents purporting to rescind the RFGOS, cancel appellant’s DD214, and place
    appellant on appellate leave, the government did not provide the legal authority
    relied upon by the DASA in rescinding her acceptance of the RFGOS and triggering
    the actions that purportedly restored appellant to active duty.
    10
    VANCE—ARMY 20180011
    his case. United States v. McPherson, 
    68 M.J. 526
    , 530-31 (Army Ct. Crim. App.
    2009) (citing Steele v. Van Riper, 
    50 M.J. 89
    , 91 (C.A.A.F. 1997). See also United
    States v. Woods, 
    26 M.J. 372
    , 373 (citing United States v. Speller, 
    24 C.M.R. 173
    ,
    179 (discharge only affects execution of the sentence; specifically, unexecuted
    portion. of the sentence).
    On the record before us we have: 1) a valid court-martial conviction; 2) a
    valid administrative discharge issued by proper authority; and 3) documentation
    purporting to rescind an otherwise valid administrative discharge unsupported by
    any law or authority. We are compelled to set aside appellant’s dismissal.°
    CONCLUSION
    For the foregoing reasons, we find appeilant’s counsel were not ineffective
    and his pleas were not improvident. The findings are hereby AFFIRMED. The
    sentence is SET ASIDE. All rights, privileges, and property, of which appellant has
    been deprived by virtue of that portion of his sentence set aside by this decision are
    ordered restored. .
    Senior Judge ALDYKIEWICZ and Judge WALKER concur.
    FOR THE COURT:
    . aa
    Ye
    OHN P. TAIT
    Chief Deputy Clerk of Court
    6 Appellant’s approved sentence included forfeiture of $1000 per month for three
    months. As the CA initialiy vacated this punishment and appellant was supposedly
    reinstated on appellate leave before the CA’s second action, there were no pay and
    allowances against which to execute this part of the sentence.
    11