Freeman v. Town of Hudson , 714 F.3d 29 ( 2013 )


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  •              United States Court of Appeals
    For the First Circuit
    No. 12-1356
    CHARLES FREEMAN AND DANIELA FREEMAN,
    Plaintiffs, Appellants,
    v.
    TOWN OF HUDSON, TOWN OF HUDSON CONSERVATION COMMITTEE,
    TOWN OF HUDSON POLICE DEPARTMENT, THOMAS CRIPPEN,
    DAVID STEPHENS, RICHARD BRAGA, DEBBIE CRAIG, PAUL BYRNE,
    DAVID ESTEVES, JEFF WOOD, THOMAS THORBURN,
    COMMONWEALTH OF MASSACHUSETTS DEPARTMENT OF ENVIRONMENTAL
    PROTECTION AND JOSEPH BELLINO,
    Defendants, Appellees.
    APPEAL FROM THE UNITED STATES DISTRICT COURT
    FOR THE DISTRICT OF MASSACHUSETTS
    [Hon. Nathaniel M. Gorton, U.S. District Judge]
    Before
    Howard, Ripple* and Lipez,
    Circuit Judges.
    Barry Bachrach, with whom The Law Office of Barry Bachrach was
    on brief, for appellants.
    Jonathan M. Silverstein, with whom Janelle M. Austin and
    Kopelman and Paige, P.C. were on brief, for appellee Town of
    Hudson.
    James A. Sweeney, Assistant Attorney General, with whom Martha
    Coakley, Attorney General, and Ronald F. Kehoe, Assistant Attorney
    General, were on brief, for appellee Joseph Bellino.
    *
    Of the Seventh Circuit, sitting by designation.
    April 15, 2013
    HOWARD, Circuit Judge.               Plaintiffs Charles and Daniela
    Freeman appeal the dismissal of their section 1983 suit against the
    Town of Hudson, Massachusetts, one of its agencies, and several
    state and local officials.             The events giving rise to this suit
    grew   out   of     an    allegation    that      the   Freemans   had    breached    a
    conservation restriction appurtenant to their Hudson home.                         Like
    the magistrate judge and district judge, we conclude that the
    Freemans' complaint does not plead facts sufficient to support any
    of their federal claims, and we therefore affirm the judgment.
    I. Background
    As the dismissal was entered pursuant to Federal Rule of
    Civil Procedure 12(b)(6), we take the facts from the Freemans'
    complaint and draw all reasonable inferences in their favor.                        San
    Juan Cable, LLC v. P.R. Tel. Co., 
    612 F.3d 25
    , 28 (1st Cir. 2010).
    According    to the        complaint, what         began as a      dispute     between
    neighbors turned into a concerted effort by the Town and the
    Commonwealth of Massachusetts to deprive the Freemans of their
    constitutional           rights.      The    plaintiffs     insinuate      a    common
    sentiment,     if    not     a     common   objective,      running      through    the
    defendants' actions.          For ease of exposition, however, we dissever
    the allegations into smaller episodes.
    A. Conservation Commission Defendants
    In late fall of 2009, Hudson Police Sergeant Thomas
    Crippen, the Freemans' neighbor, informed the Hudson Conservation
    -2-
    Commission that the Freemans were building a tree house in a
    conservation restriction area ("Parcel B") on their property.    In
    response, the Commission ordered the Freemans to cease and desist
    from any further activity in Parcel B until a scheduled Commission
    meeting in early December 2009.    The property had previously been
    subject to an Order of Conditions issued by the Commission in 2007.
    At the December meeting, Mr. Freeman conceded that the
    tree house was built in the conservation restriction area and
    agreed to move it.    The Commission then questioned whether the
    Freemans were complying with state and local land-use laws relating
    to their property.   Although the Commission had previously issued
    a Certificate of Compliance for the property (7 Freeman Circle) in
    2008, a few weeks after the December meeting it determined that the
    Freemans had subsequently breached their obligations and that
    additional work was necessary to remedy the violations.
    As a consequence, in January 2010 the Freemans' engineer
    presented a preliminary plan relating to remediation at 7 Freeman
    Circle.   It appears that the Commission viewed this plan as
    insufficient, as it warned the Freemans that it would involve the
    Massachusetts Department of Environmental Protection ("DEP") if the
    Freemans did not comply with its determinations.   In June 2010 the
    Commission issued a new Order of Conditions for 7 Freeman Circle
    detailing what modifications were required.   The Freemans appealed
    this order to DEP.
    -3-
    Once involved in the case, DEP indicated that state
    enforcement would follow if the Freemans and the Commission could
    not resolve the issue at the local level.            In response, the
    Freemans terminated their appeal of the Order of Conditions in
    September and began compliance work. Unaware that the Freemans had
    dropped    the    appeal,   Commission   Administrator   Debbie   Craig,
    accompanied by police escort, served Mr. Freeman a cease and desist
    order the same day that work began.        For the next several days,
    members of the Commission ordered Mr. Freeman not to work on the
    property while they ascertained the legal status of the Freemans'
    appeal.    On each of these visits to the Freemans' property, the
    Commission members were accompanied by Hudson Police officers.
    The Freemans allege that throughout this process the
    defendants displayed heavy-handed tactics toward them and their
    associates.      At a January meeting, Commission Chairman Paul Byrne
    and Commission Member David Esteves spoke with open hostility
    toward Mr. Freeman.1    Moreover, Byrne and Craig spoke disparagingly
    about Mr. Freeman to third parties during the course of the ongoing
    dispute.   Also, Esteves uprooted a portion of a silt fence on the
    Freemans' property, claiming that it was installed incorrectly,
    although a subsequent determination indicated that the fence met
    all installation requirements.       According to the complaint, this
    1
    Byrne made a thinly veiled reference to Mr. Freeman's
    dishonesty by stating, "If I was a farmer, I would not put the fox
    in charge of the hen house because all the hens will disappear."
    -4-
    hostile attitude pervaded DEP thinking as well.2                    The complaint
    includes emails written by Joseph Bellino, a DEP employee, to show
    that       DEP   officials    lacked    impartiality       in   dealing   with    the
    Freemans.3
    The   Freemans   further    contend   that,     while    zealously
    enforcing land-use laws against them, the Commission took little or
    no action against the Freemans' neighbors -- the Crippens and the
    MacPhees.         The Crippens had constructed a pool in the 100-foot
    buffer zone adjacent to Parcel B, and the MacPhees had cut down
    trees in Parcel B and laid down planks for a walking path.                         In
    neither case did the Commission issue an order, and the Freemans
    assert that these violations largely went uncorrected.
    B.   Police Department Defendants
    In    retaliation   for   the   Freemans'      dispute   with    the
    Crippens, the Police Department defendants purportedly pursued
    trumped-up        criminal    charges      against   Mr.    Freeman.      After    an
    unpleasant encounter with Mr. Freeman, neighbor Dana MacPhee spoke
    with Crippen and Hudson Police Captain David Stephens about Mr.
    Freeman's conduct.            Without further investigating the matter,
    2
    The complaint listed DEP as a defendant. The district court
    dismissed all claims against DEP, and the Freemans have not
    appealed that decision.
    3
    The most provocative email (between Bellino and Craig)
    refers to the sale of the Freemans' home in the following terms:
    "1.175 million- A Bahgain !!!!! Of course that doesn't include our
    $$$$$ [referring to a possible DEP fine]."
    -5-
    Stephens filed charges against Mr. Freeman for criminal harassment
    and threat to commit a crime.     Although Mr. Freeman had committed
    no physical acts of violence, Stephens successfully argued to the
    court that Mr. Freeman should not be given notice of his probable
    cause hearing because he posed an imminent threat of violence to
    MacPhee. Stephens and Crippen both spoke with the prosecutor about
    the case on separate occasions.    By January 2012, all charges had
    been dropped against Mr. Freeman.
    C. Building Commissioner Defendant
    Finally,   the   Freemans     claim    that   Hudson   Building
    Commissioner Jeff Wood selectively enforced zoning laws against Mr.
    Freeman, who had posted a sign advertising his company at a work
    site.    The complaint avers that the posting of such signs is
    standard practice among contractors, but Wood issued a violation
    notice to the property owner for displaying the sign.4
    II. Discussion
    A. Standard of Review
    Our review of a district court's dismissal of a complaint
    under Rule 12(b)(6) is de novo.     See Ocasio-Hernández v. Fortuño-
    Burset, 
    640 F.3d 1
    , 7 (1st Cir. 2011).          As such, we are free to
    affirm an order of dismissal on any basis made apparent from the
    4
    The complaint also alleges that Electrical Inspector Thomas
    Thorburn selectively enforced licensing requirements against the
    Freemans' electrician.     The Freemans have not pursued this
    allegation on appeal.
    -6-
    record.    See Cook v. Gates, 
    528 F.3d 42
    , 48 (1st Cir. 2008).   In
    order to survive a motion to dismiss, the complaint must include
    "enough detail to provide a defendant with 'fair notice of what the
    . . . claim is and the grounds upon which it rests.'"       Ocasio-
    Hernández, 640 F.3d at 12 (quoting Bell Atlantic Corp. v. Twombly,
    
    550 U.S. 544
    , 555 (2007)).   While we need not give weight to legal
    conclusions contained in the complaint, "[n]on-conclusory factual
    allegations must . . . be treated as true."   Id.
    B. Scope of the Record
    Before moving to the heart of the Freemans' appeal, we
    consider the question of which documents were properly before the
    district court when it decided the motion to dismiss.    On a motion
    to dismiss, a court ordinarily may only consider facts alleged in
    the complaint and exhibits attached thereto, Watterson v. Page, 
    987 F.2d 1
    , 3 (1st Cir. 1993), or else convert the motion into one for
    summary judgment.   Id.; Fed. R. Civ. P. 12(d).   Here, the Freemans
    appended   twenty-five exhibits to their complaint.   Subsequently,
    both parties submitted a flurry of extrinsic exhibits for the
    district court's consideration on the motion to dismiss. The court
    took account of some documents but excluded others.     The Freemans
    challenge the court's decision not to consider six documents that
    they submitted, while simultaneously suggesting that the court
    -7-
    relied on those very same documents in its order, presumably to the
    Freemans' detriment.5
    Under     certain   "narrow     exceptions,"   some   extrinsic
    documents may be considered without converting a motion to dismiss
    into a motion for summary judgment.         Watterson, 987 F.2d at 3.
    These exceptions include "documents, the authenticity of which are
    not disputed by the parties; . . . official public records; . . .
    documents central to plaintiffs' claim; [and] . . . documents
    sufficiently referred to in the complaint."        Id.   The plaintiffs'
    submissions do not fit into any of these enumerated categories.
    The Freemans sought to have the court consider excerpts
    from the depositions of MacPhee and Stephens, given in connection
    with a separate civil suit, as documents sufficiently referred to
    in the complaint.    While the complaint does make passing reference
    to testimony from MacPhee and Stephens, the proposed exhibits
    consist of excerpts that are unrelated to any matter discussed in
    the complaint, and therefore cannot be taken as referenced therein.
    The mere mention of the depositions in the complaint does not
    amount to sufficient reference.         See Goldman v. Belden, 
    754 F.2d 5
    We have not previously clarified the standard of review that
    governs a court's determination that documents external to the
    complaint cannot be relied upon under Rule 12(b)(6). Because we
    would uphold the district court's judgment pursuant to either de
    novo or abuse of discretion review, we need not reach the issue
    here.
    -8-
    1059, 1066 (2d Cir. 1985) ("[L]imited quotation does not constitute
    incorporation by reference.").
    The Freemans also claim that three submissions should
    have been considered as public records. These include a transcript
    of 911 calls and two Hudson Police incident reports.                         The Freemans
    ask us to adopt the expansive view that any document held in a
    public repository falls within the category of extrinsic materials
    that may be considered.             It is true that, when reviewing a motion
    to dismiss for failure to state a claim, a court may "consider
    matters of public record."                Haley v. City of Boston, 
    657 F.3d 39
    ,
    46 (1st Cir. 2011).           But there are limits to that license.                   Many
    documents in the possession of public agencies simply lack any
    indicia of reliability whatsoever. In that regard, they are unlike
    official records, such as birth or death certificates and other
    similar   records      of     vital       statistics.        The    Freemans     cite   no
    authority       --    other        than     Watterson    --         for   their      broad
    interpretation,       and     we    have    found    none.         Rather,    the    phrase
    "official public records" when used in the present context, appears
    limited, or nearly so, to documents or facts subject to judicial
    notice under Federal Rule of Evidence 201.                    Watterson, in holding
    that a court could consider public records on a motion to dismiss,
    relied    on    the   Ninth        Circuit    case    Mack     v.     South    Bay    Beer
    Distributors, Inc., 
    798 F.2d 1279
     (9th Cir. 1986), abrogated on
    other grounds by Astoria Federal Sav. and Loan Ass'n v. Solimino,
    -9-
    
    501 U.S. 104
    , 107 (1991).    The public record at issue in that case
    was a state administrative proceeding, id. at 1282, and the Ninth
    Circuit used the term "public records" synonymously with a document
    susceptible to judicial notice.     Id. (citing Phillips v. Bureau of
    Prisons, 
    591 F.2d 966
    , 969 (D.C. Cir. 1979) ("We are mindful, too,
    that when passing on a motion attacking the legal efficacy of the
    plaintiff's statement of his claim, the court may properly look
    beyond the complaint only to items in the record of the case or to
    matters of general public record.")).
    Our cases applying Watterson may not have endorsed this
    view explicitly, but the results have been consistent with this
    approach. See, e.g., San Geronimo Caribe Project, Inc. v. Acevedo-
    Vila, 
    687 F.3d 465
    , 471 n.2 (1st Cir. 2012) (taking notice of state
    court decisions); Gargano v. Liberty Intern. Underwriters, Inc.,
    
    572 F.3d 45
    , 47 n.1 (1st Cir. 2009) (taking notice of a state court
    decision); Parker v. Hurley, 
    514 F.3d 87
    , 90-91 (1st Cir. 2008)
    (taking notice of statewide curricular standards); Greene v. Rhode
    Island, 
    398 F.3d 45
    , 49 (1st Cir. 2005) (taking notice of federal
    statutes).
    Other than invoking the label "public records," which is
    too broad a term to rely on, the Freemans make no developed
    argument as to why documents such as the 911 transcripts and police
    incident reports, which would not be subject to judicial notice,
    are either   categorically   or   in   this   instance   eligible   to   be
    -10-
    considered on a motion to dismiss.      They thus have waived any other
    claim that the documents may be considered.
    The Freemans' brief contains no argument at all with
    respect to the final exhibit at issue, which is a photograph.       Any
    issue regarding this exhibit is thus also waived.           See   United
    States v. Zannino, 
    895 F.2d 1
    , 17 (1st Cir. 1990) ("[I]ssues
    adverted to in a perfunctory manner, unaccompanied by some effort
    at developed argumentation, are deemed waived.").
    We must iron out one more wrinkle on this topic,
    involving the Freemans' superficial assertion in their brief that
    "the district court mentioned facts from these exhibits in its
    decision."     This    simple   allegation   could   have   non-trivial
    consequences. Reliance on facts beyond the complaint's allegations
    might require converting the motion to dismiss into a motion for
    summary judgment.     See Fed. R. Civ. P. 12(d).     Although we could
    ignore this question as insufficiently briefed, see Zannino, 895
    F.2d at 17, we are also satisfied that neither the magistrate
    judge's Report and Recommendation nor the district court's Order
    touch on facts outside the complaint.        We therefore proceed to a
    12(b)(6) analysis.
    C. Freemans' Section 1983 Claims
    42 U.S.C. § 1983 grants individuals the right to sue
    those acting "under color of any statute, ordinance, regulation,
    custom, or usage, of any State or Territory or the District of
    -11-
    Columbia . . . [for] the deprivation of any rights, privileges, or
    immunities secured by the constitution and laws."               42 U.S.C. §
    1983.    To prevail, a plaintiff must show that "the challenged
    conduct [is] attributable to a person acting under color of state
    law" and that "the conduct must have worked a denial of rights
    secured by the Constitution or by federal law."              Soto v. Flores,
    
    103 F.3d 1056
    , 1061 (1st Cir. 1997).
    1. Municipal Liability
    The Freemans face additional requirements in order to
    establish     a   section   1983     claim   against   the    Town   and   the
    Commission.6      "A municipality cannot be held liable solely because
    it employs a tortfeasor."          Monell v. Dept. of Soc. Servs. of the
    City of N.Y., 
    436 U.S. 658
    , 691 (1978).         Instead, a plaintiff must
    show that the violation occurred as a result of the municipality's
    "policy or custom."      Id. at 694.    A single decision by a municipal
    policymaker       constitutes   official      policy   "only     where     the
    decisionmaker possesses final authority to establish municipal
    policy with respect to the action ordered."            Pembaur v. City of
    Cincinnati, 
    475 U.S. 469
    , 481, (1986).         When determining whether a
    decisionmaker exercises final authority, "[c]ourts must look to
    state law, including 'valid local ordinances and regulations,' for
    6
    The complaint also listed the Town of Hudson Police
    Department as a defendant. The district court, while dismissing
    all federal claims, did not specifically discuss the Police
    Department's liability. However, the Freemans have also failed to
    raise this issue on appeal, and therefore it is waived.
    -12-
    descriptions of the duties and obligations of putative policymakers
    in the relevant area at issue."           Walden v. City of Providence, 
    596 F.3d 38
    ,   56    (1st   Cir.   2010)    (quoting   City   of   St.   Louis   v.
    Praprotnik, 
    485 U.S. 112
    , 125, (1988)).
    The Freemans have advanced only a "final authority"
    theory of municipal liability.           The complaint, however, references
    no state or local laws establishing the policymaking authority of
    any individual or group of individuals.               The complaint alleges
    misconduct from many separate actors, but gives no guidance about
    which acts are properly attributable to the municipal authority.
    Absent this information, the complaint fails to state more than
    respondeat superior liability on the part of the Town and the
    Commission.       This is not enough to support a section 1983 action
    against a municipality, Monell, 436 U.S. at 691, and the district
    court correctly dismissed the claims against the Town and the
    Commission.       We turn, then, to the claims against the individual
    defendants.
    2. Equal Protection
    The Freemans allege that Conservation Commission members
    Byrne and Esteves, Administrator Craig, and Building Inspector Wood
    violated the equal protection clause of the fourteenth amendment by
    selectively enforcing local laws against them. An equal protection
    claim requires "proof that (1) the person, compared with others
    similarly situated, was selectively treated; and (2) that such
    -13-
    selective treatment was based on impermissible considerations such
    as race, religion, intent to inhibit or punish the exercise of
    constitutional rights, or malicious or bad faith intent to injure
    a person."      Rubinovitz v. Rogato, 
    60 F.3d 906
    , 909-10 (1st Cir.
    1995) (citations omitted).
    Claiming     no   membership    in   a   protected   class,   the
    complaint argues that the defendants arbitrarily and unfavorably
    singled out the Freemans as a "class of one."              To prevail on such
    a claim, the Freemans must show that they were "intentionally
    treated differently from others similarly situated and that there
    is no rational basis for the difference in treatment."              Village of
    Willowbrook v. Olech, 
    528 U.S. 562
    , 564 (2000).                 The complaint
    fails    to   meet   the    "similarly   situated"      test,   obviating   any
    discussion of the rational basis requirement.              We have held that
    class-of-one claims require "an extremely high degree of similarity
    between [the plaintiffs] and the persons to whom they compare
    themselves."      Cordi-Allen v. Conlon, 
    494 F.3d 245
    , 251 (1st Cir.
    2007).    In the land-use context, this means more than "point[ing]
    to nearby parcels in a vacuum and leav[ing] it to the municipality
    to disprove conclusory allegations that the owners of those parcels
    are similarly situated."         Id.
    a. Conservation Commission Defendants
    According to the complaint, Craig, Byrne and Esteves
    abridged the Freemans' equal protection rights by treating them
    -14-
    differently from their neighbors, the Crippens and the MacPhees.
    While the properties of all three abut the same protected area, the
    similarities essentially end there.    Their actions in relation to
    Parcel B differed in key respects, making them inapt comparators.
    The Commission determined that the Freemans had committed a number
    of violations, some of them within Parcel B and specifically
    governed by the Conservation Easement.7   By contrast, the complaint
    alleges that the Crippens drained pool water into a buffer zone and
    that the pool encroached into the buffer zone.    These allegations
    fail to demonstrate that the Crippens and Freemans were "similarly
    situated in all relevant respects." Barrington Cove Ltd. P'ship v.
    Rhode Island Hous. & Mortg. Fin. Corp., 
    246 F.3d 1
    , 8 (1st Cir.
    2001).   In the same vein, the Freemans' allegations that the
    MacPhees were allowed to plant inappropriate flora, cut down
    certain trees and install removable planks for a walkway fail to
    establish a claim for relief.   The Conservation Easement -- which
    the district court considered -- allowed for certain plant cutting
    and trail maintenance.    The Freemans, meanwhile, conceded that
    their treehouse violated the same Conservation Easement.    Indeed,
    the complaint does not allege that either the Crippens or the
    MacPhees were in violation of the Conservation Easement.
    7
    The Freemans admit to having constructed a treehouse in
    Parcel B.    Additionally, the 2010 Order of Conditions found
    numerous violations relating to the placement of fences and walls,
    the amount of fill on the property, and the construction of other
    unauthorized structures.
    -15-
    Against this backdrop, the Freemans cannot demonstrate
    that they were similarly situated to their neighbors, and their
    equal    protection    claim    against      the   Conservation     Commission
    defendants necessarily fails.
    b. Building Commissioner Wood
    The complaint also alleges that Building Commissioner
    Wood violated Mr. Freeman's equal protection rights by selectively
    enforcing   zoning     laws    against   a   customer    who   displayed   Mr.
    Freeman's business sign. To the extent that this conduct concerned
    not Mr. Freeman's rights but those of Mr. Freeman's customer, the
    action   cannot   be   maintained.        While    Mr.   Freeman   conceivably
    suffered some economic harm as a result of Wood's actions -- the
    lost value of advertising his work in the community -- this alone
    typically does not give rise to third-party standing.                True, an
    "isthmian exception" does permit one to assert another's rights in
    circumstances where "some barrier or practical obstacle deters a
    third party from asserting its rights."            Wine & Spirits Retailers,
    Inc. v. Rhode Island, 
    418 F.3d 36
    , 49 (1st Cir. 2005); see also
    Powers v. Ohio, 
    499 U.S. 400
    , 411, (1991) (stating that, in order
    to assert third-party standing "there must exist some hindrance to
    the third party's ability to protect his or her own interest"
    (internal quotations and citations omitted)). Here, however, there
    is no allegation that the customer is incapable of asserting his or
    her own rights, and therefore we lack jurisdiction over this claim.
    -16-
    Moreover, to the extent that the complaint may be read to
    allege an interference with Mr. Freeman's property interest in a
    display license granted him by his customer, the claim does not
    fare      any   better.       The      complaint's      failure   to    do    more    than
    conclusorily state that the Freemans were both similarly situated
    to and treated differently from unspecified "other contractors" is
    insufficient to survive the defendants' motion to dismiss.
    3. Substantive Due Process
    The Freemans claim that the conduct of Town officials and
    DEP       employee     Bellino      were     so     outrageous    as    to    constitute
    substantive due process violations.                    Substantive due process is
    said to "protect individuals from particularly offensive actions on
    the part of government officials, even when the government employs
    facially neutral procedures in carrying out those actions."                          Pagán
    v. Calderón, 
    448 F.3d 16
    , 32 (1st Cir. 2006).                          Such claims are
    limited to government action that, by its very nature, "shock[s]
    the conscience," id., and we reserve it for "truly horrendous
    situations."          Nestor Colon Medina & Sucesores, Inc. v. Custodio,
    
    964 F.2d 32
    ,    46   (1st    Cir.     1992).      Evidence      that    officials
    "exceed[ed] [their] authority under the relevant statutes" does not
    automatically trigger the due process clause. Amsden v. Moran, 
    904 F.2d 748
    , 757 (1st Cir. 1990). In this case, neither the complaint
    as    a    whole     nor    any   of   its    allegations    meet      the    burden   of
    establishing a substantive due process violation.
    -17-
    a. Conservation Commission Defendants
    Upon review, nothing in the actions of Byrne, Craig and
    Esteves reaches the level of conscience-shocking behavior.                  The
    Commission retained jurisdiction over Parcel B at all relevant
    times and had the power to remedy environmental violations at 7
    Freeman Circle.       The Freemans disagree with the legal conclusions
    of the Commission and believe that the Commission reached these
    erroneous conclusions in bad faith.         Even if this is true, "[s]uch
    a claim is too typical of a run of the mill dispute between a
    developer   and   a    town   planning   agency,   regardless   .   .   .    of
    defendants' alleged mental states, to rise to the level of a due
    process violation."      Creative Env'ts, Inc. v. Estabrook, 
    680 F.2d 822
    , 833 (1st Cir. 1982).           Our prior cases are replete with
    plaintiffs who, alleging comparable conduct, failed to sustain
    substantive due process claims.            See, e.g., Mongeau v. City of
    Marlborough, 
    492 F.3d 14
     (1st Cir. 2007) (where a town official
    interfered in the zoning process for improper reasons); Licari v.
    Ferruzzi, 
    22 F.3d 344
     (1st Cir. 1994) (where a town revoked
    building permits due to alleged hostility and animus); PFZ Props.,
    Inc. v. Rodriguez, 
    928 F.2d 28
     (1st Cir. 1991) (where a planning
    board refused to process construction drawings), rev'd on other
    grounds en banc, San Geronimo Caribe Project, Inc. v. Acevedo-Vila,
    
    687 F.3d 465
     (1st Cir. 2012).              As in those cases, here the
    -18-
    Freemans' grievances do not support a substantive due process
    claim.
    b. Commonwealth of Massachusetts Defendant Bellino
    The   Freemans   contend   that   Bellino,   a   DEP   employee,
    exercised the muscle behind the Commission's scheme; the threat of
    DEP enforcement "sledgehammer[ed]" the Freemans into compliance.
    But DEP is statutorily authorized to enforce applicable laws, see
    M.G.L. c. 131, § 40, and the Freemans appealed the June 2010 Order
    of Conditions to DEP, thereby ensuring its involvement.               While
    DEP's participation might have influenced the Freemans, that does
    not   render   such   participation   improper.    Moreover,      Bellino's
    conduct throughout this process was not "so shocking or violative
    of universal standards of decency" as to give rise to a due process
    violation. Amsden, 904 F.2d at 757 (quoting Furtado v. Bishop, 
    604 F.2d 80
    , 95 (1st Cir. 1979)). His communications to Town officials
    did evince a certain hostility toward the Freemans. The plaintiffs
    have not shown, however, that Bellino's third-party communications
    affected their constitutional rights.        While these communications
    may have been in bad taste, they do not constitute violations of
    the Freemans' substantive due process rights.
    c. Police Department Defendants
    Finally, Mr. Freeman claims that the Police Department
    defendants violated his substantive due process rights by pushing
    unsupported criminal charges against him for personal reasons.
    -19-
    Sifting through the many aspersions contained in the complaint,
    however,   reveals    only   "a   garden-variety   claim   of   malicious
    prosecution."     Roche v. John Hancock Mut. Life Ins. Co, 
    81 F.3d 249
    , 256 (1st Cir. 1996). "'[S]ubstantive due process may not
    furnish the constitutional peg on which to hang' [a malicious
    prosecution tort]." Nieves v. McSweeney, 
    241 F.3d 46
    , 53 (1st Cir.
    2001) (quoting Albright v. Oliver, 
    510 U.S. 266
    , 271 n. 4, (1994)).
    While the complaint may be read to allege a plot on the part of
    Police Department officials and MacPhee to bring charges against
    Mr.   Freeman,   it   also   acknowledges   that   these   charges   were
    predicated on prior incidents between MacPhee and Mr. Freeman.
    Thus, while the Police Department defendants may or may not have
    acted with malice, they did not act in the absence of any evidence.
    Furthermore, none of the Police Department's subsequent actions --
    failing to investigate further, obtaining an ex parte probable
    cause hearing, and discussing the case with the prosecutor -- shock
    the conscience.       If, as alleged, improper personal motivations
    caused the investigation to follow a certain course, that fact may
    form the basis for a claim of malicious prosecution, but not a due
    process violation.8
    8
    The parties' briefs suggest that a malicious prosecution
    claim against the Police Department defendants is pending in state
    court.
    -20-
    III. Conclusion
    For the foregoing reasons, the district court's judgment
    dismissing the Freemans' section 1983 claims is affirmed.
    -21-
    

Document Info

Docket Number: 12-1356

Citation Numbers: 714 F.3d 29

Judges: Howard, Lipez, Ripple

Filed Date: 4/15/2013

Precedential Status: Precedential

Modified Date: 8/6/2023

Authorities (32)

Daniel J. Roche Et Ux. Valerie Roche v. John Hancock Mutual ... , 81 F.3d 249 ( 1996 )

Cordi-Allen v. Conlon , 494 F.3d 245 ( 2007 )

Haley v. City of Boston , 657 F.3d 39 ( 2011 )

John Furtado v. Harold Bishop, John Furtado v. Harold Bishop , 604 F.2d 80 ( 1979 )

Pfz Properties, Inc. v. Rene Alberto Rodriguez, Etc. , 928 F.2d 28 ( 1991 )

United States v. Ilario M.A. Zannino , 895 F.2d 1 ( 1990 )

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Mongeau v. City of Marlborough , 492 F.3d 14 ( 2007 )

Soto v. Carrasquillo , 103 F.3d 1056 ( 1997 )

Greene v. Rhode Island , 398 F.3d 45 ( 2005 )

Wine & Spirits Retailers, Inc. v. Rhode Island , 418 F.3d 36 ( 2005 )

Rubinovitz v. Rogato , 60 F.3d 906 ( 1995 )

Gargano v. Liberty International Underwriters, Inc. , 572 F.3d 45 ( 2009 )

Barrington Cove Ltd. Partnership v. Rhode Island Housing & ... , 246 F.3d 1 ( 2001 )

Henry H. Amsden v. Thomas F. Moran, Etc. , 904 F.2d 748 ( 1990 )

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