State v. Matthew Webster , 179 A.3d 149 ( 2017 )

NOTICE: This opinion is subject to motions for reargument under V.R.A.P. 40 as well as formal
revision before publication in the Vermont Reports. Readers are requested to notify the Reporter
of Decisions by email at: JUD.Reporter@vermont.gov or by mail at: Vermont Supreme Court, 109
State Street, Montpelier, Vermont 05609-0801, of any errors in order that corrections may be made
before this opinion goes to press.
2017 VT 98
No. 2016-063
State of Vermont Supreme Court
On Appeal from
v. Superior Court, Franklin Unit,
Criminal Division
Matthew Webster April Term, 2017
Alison S. Arms, J.
Thomas J. Donovan, Jr., Attorney General, and David Tartter, Special Assistant Attorney
General, Montpelier, for Plaintiff-Appellee.
Matthew Valerio, Defender General, and Joshua S. O’Hara, Appellate Defender, Montpelier, for
Defendant-Appellant.
PRESENT: Reiber, C.J., Skoglund, Robinson and Eaton, JJ., and Dooley, J. (Ret.),
Specially Assigned
¶ 1. EATON, J. Defendant appeals his convictions for second-degree murder, reckless
endangerment, and careless and negligent operation following a trial by jury. Defendant
challenges the denial of his motion to suppress statements he gave to the police following his
arrest, an evidentiary ruling at trial permitting certain expert testimony, the trial court’s refusal to
charge voluntary manslaughter, the denial of his motion for a new trial based on the prosecutor’s
statements in closing argument, and the trial court’s imposition of a sentence of forty years to life
on the murder conviction. We affirm.
¶ 2. Defendant claims errors related to various stages of the proceedings, and the facts
common to all of his claims are as follows. During the afternoon of September 25, 2013, defendant
was involved in an argument with his then-wife over defendant’s continuing contact with another
woman, with whom he had been having an affair for about a year. Defendant’s wife had been
aware of the affair for about nine months. Despite defendant’s assurances to his wife he would
end his relationship with the other woman, he had not. The fight with his wife on this day began
during a telephone call that defendant made to his wife as he was driving to meet the other woman,
ostensibly to deliver the news that their affair was over. Defendant picked up the other woman at
her apartment and drove to a parking area so they could talk. Defendant parked out of sight because
his wife was threatening to come to the other woman’s apartment. While defendant was talking
with the other woman, his wife called defendant several times, yelling at him and threatening to
“kick [the other woman’s] ass.” Eventually, defendant dropped the other woman off at her
apartment. While doing so, defendant noticed his wife parked nearby.
¶ 3. After leaving the apartment, defendant and his wife met at a gas station on Main
Street in St. Albans, where she told him she was angry and sick of the situation. During their
conversation, she took off her wedding rings, as she had done during previous arguments.
Although his wife wanted to continue talking, defendant wanted to go to his father’s house.
Defendant left the gas station, driving north on Main Street at a high rate of speed. Defendant’s
wife followed a distance behind him in her car.
¶ 4. At the intersection of Main Street and Lower Newton Road in downtown St.
Albans, defendant ran a red light. At this same time, a car being driven by Anna Alger,
accompanied by her fiancé, was attempting to turn left onto Main Street from Lower Newton Road
and was cut off by defendant’s car. Alger was able to avoid a collision and, as defendant’s car
passed, she made a gesture of arrant disdain at him with her middle finger. Defendant’s wife saw
defendant run the red light and called him to tell him about it, but he did not answer his phone.
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¶ 5. Shortly after passing through the intersection, defendant pulled his car to the side
of the road and stopped. Alger pulled in behind him and also stopped. Unbeknownst to Alger,
defendant had been contemplating shooting himself and had been driving with a loaded nine-
millimeter pistol on his lap. Both defendant and Alger got out of their cars, with defendant carrying
his pistol. Alger began walking toward defendant, and as she did so, she waved her arms and
pointed at him, yelling, “[W]hat kind a piece of shit do you think you are?” When Alger got within
about six feet of defendant, he opened fire with his pistol, firing up to eleven shots while emptying
the clip. Alger was hit seven or eight times. He put another clip into the pistol while Alger’s
fiancé got out of their car. Defendant pointed the gun at Alger’s fiancé and pulled the trigger, but
the gun did not fire. As defendant ran away, Alger’s fiancé summoned help from a passerby and
went to check on Alger. She was already dead. The shooting, which occurred shortly after 5:00
p.m., was seen by several witnesses, including defendant’s wife, who went up to him after the
shooting, and saw him point the pistol at his head and pull the trigger. Again, the pistol did not
fire. Defendant’s wife took the pistol from him, as well as a second one he was carrying. The St.
Albans police arrived at the scene very shortly after the incident and arrested defendant.
I. Motion to Suppress
¶ 6. Defendant moved to suppress statements he gave to a detective at the police station
because, according to defendant, he did not knowingly and voluntarily waive his Fifth Amendment
rights. Specifically, defendant argues that he invoked his right to counsel when, following his
arrest, he asked the detective who was interrogating him, “[W]ould they be able to come right now
so I could talk to you, lawyer?” According to defendant, the detective’s “nonanswer” to his “direct
question” violated the requirements of Miranda v. Arizona, 384 U.S. 436 (1966), and Vermont’s
Public Defender Act (PDA), 13 V.S.A. § 5237.1
1
In his suppression motion, defendant also asserted violations of the Sixth Amendment,
the Due Process Clause of the Fourteenth Amendment, and Article 10 of the Vermont Constitution
3
¶ 7. After the shooting, a police detective arrested defendant and took him to the St.
Albans Police Department. Shortly after 6:00 p.m., an officer, Detective Couture, introduced
himself to defendant as a detective and brought defendant into an interview room. The following
exchange took place:
[Defendant]: Hello.
DET. SGT. COUTURE: Hi.
[Defendant]: I’m Matt.
DET. SGT. COUTURE: Are you Matt?
[Defendant]: I was pulled over to let her go by because I was going
to kill myself.
DET. SGT. COUTURE: Okay. Hang on, hang, hang on.
[Defendant]: Then she got out.
DET. SGT. COUTURE: Wait, wait, wait, wait.
[Defendant]: Are you a doctor?
DET. SGT. COUTURE: No, I’m a detective.
[Defendant]: I didn’t take any of my medication in the morning.
I’m sick. I don’t feel well at all. (indiscernible)
DET. SGT. COUTURE: Okay.
[Defendant]: I didn’t mean it. I didn’t mean anything.
DET. SGT. COUTURE: Can I, can I talk to you?
[Defendant]: I’m sorry. I’m sorry.
DET. SGT. COUTURE: Can I talk to you? Okay.
[Defendant]: I’m sorry.
DET. SGT. COUTURE: Okay.
as grounds for suppression of his statements. He does not pursue these grounds on appeal, and we
do not consider them.
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[Defendant]: I’m sorry.
....
[Defendant]: I was trying—I’ll tell you everything.
DET. SGT. COUTURE: Okay.
[Defendant]: I’ll tell you everything.
DET. SGT. COUTURE: Okay.
[Defendant]: I swear to God I won’t give you any problem. I swear
to God.
DET. SGT. COUTURE: Okay.
[Defendant]: I’m so sorry. I’m so sorry. (indiscernible)
....
DET. SGT. COUTURE: We just need to figure out what’s going
on, okay?
[Defendant]: I’m going to—it’s been—my counselor—.
DET. SGT. COUTURE: Okay. Hang on. Yeah, right here.
[Defendant]: My counselor quit. My counselor quit, and then I
(indiscernible) I’m so sorry.
DET. SGT. COUTURE: Hang on. Hang on. Okay. In order for
me to talk to you, okay, I got to read what is called the Miranda
warning, okay?
[Defendant]: Okay. Yup. Yup.
DET. SGT. COUTURE: I am a detective with the St. Albans
Police Department, okay?
[Defendant]: Okay.
....
[Defendant]: I’m so—I used to be such a good—I didn’t never—
I never done anything wrong. I mean, I got in a car accident, and I
got a careless and negligent out of it. This—I swear to God—
DET. SGT. COUTURE: What’s your name?
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[Defendant]: Is she okay? Matt Webster.
....
DET. SGT. COUTURE: Okay. Before I go any further, I’ve got
to read you what’s called the Miranda warning.
[Defendant]: I’ve seen it on TV, yeah.
....
DET. SGT. COUTURE: So in order for me to talk to you and find
out exactly what happened today, I got to read this to you. Okay?
[Defendant]: Okay.
DET. SGT. COUTURE: So what’s your date of birth, Matt?
[Defendant]: It’s August 7, 1983.
DET. SGT. COUTURE: And today’s date is September 25th—
[Defendant]: Do you believe that I didn’t mean to do it? I’m so
stupid.
DET. SGT. COUTURE: And the time is 18:25 hours. Okay.
[Defendant]: I’ll tell you everything.
DET. SGT. COUTURE: Okay.
[Defendant]: Anything you want to know, I’ll tell you.
DET. SGT. COUTURE: Okay. Are you going to be able to calm
down for me, where I feel comfortable enough where I can take
these two off?
[Defendant]: Yeah, definitely.
DET. SGT. COUTURE: All right
[Defendant]: Definitely. I swear to God—I’m seriously—I will
do whatever. I mean, one of the reasons obviously—
....
6
[Defendant]: I just—I just—is my wife okay? Sorry. I don’t—I
don’t—she was in the orange car. She was behind me, or not behind
me.
DET. SGT. COUTURE: Okay. Okay. Okay. Go—yeah. Before
we go any further, I’ve got to explain your Miranda warnings.
Okay?
[Defendant]: Okay.
DET. SGT. COUTURE: You have the right to remain silent. Do
you understand?
[Defendant]: Yes, sir.
DET. SGT. COUTURE: Anything you say can be used against
you in a court of law. Do you understand?
[Defendant]: Yes, sir.
DET. SGT. COUTURE: You have the right to be represented and
talk to a lawyer before questioning and have one present with you
during questioning. Do you understand?
[Defendant]: Yes, sir.
DET. SGT. COUTURE: If you cannot afford to hire a lawyer, one
will be appointed to you to represent you at public expense before
any questioning, if you wish. In Vermont it’s called a public
defender. Understand?
[Defendant]: Yup. Yes, sir.
DET. SGT. COUTURE: If you decide to answer my questions,
you may stop the questioning at any time. Do you understand?
[Defendant]: Yes, sir.
DET. SGT. COUTURE: Do you understand each of these rights
I’ve explained to you?
[Defendant]: Yes, sir.
DET. SGT. COUTURE: Do you want to be represented by a
lawyer and have one present during questioning? That’s a two-part
question, so. I wouldn’t even talk to you, you know.
[Defendant]: It’s—there’s—I guess—I got to know if she’s okay.
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DET. SGT. COUTURE: So do you want to talk to me?
[Defendant]: I should, right? It’s better—it’s better that way, I
think. I don’t know. I don’t know. I should. Yes. Yes.
DET. SGT. COUTURE: Okay.
[Defendant]: Yes, sir. I wish to talk to you.
....
DET. SGT. COUTURE: Okay. “I’ve been advised of my rights.
I understand them. No threats or promises have been made against
me. Knowing my rights, I agree to waive them. I waive my right to
be represented by a lawyer and to talk to one prior to questioning
and to have a lawyer present during questioning. Knowing my
rights, I agree to waive them and talk to you now.” Now, what I’m
asking you to do, Matt, if you could, is to sign right here.
[Defendant]: Yeah.
DET. SGT. COUTURE: All it is saying is that you agree to speak
to me. That’s all it is.
[Defendant]: I guess I’m just—I’m afraid because, you know, I
don’t know laws too well.
DET. SGT. COUTURE: Um-hum.
[Defendant]: I guess. I want to be one hundred percent honest
with you and everything too. I know—
DET. SGT. COUTURE: Okay. Well, in order for me to talk to
you—
[Defendant]: Okay.
DET. SGT. COUTURE: —I mean, you have to waive your rights.
Okay? It’s up to you on whether or not you want to waive your
rights. There’s two sides to every story. And I know that. You
know that. Okay? And I don’t know what really happened, okay?
[Defendant]: I was—okay.
DET. SGT. COUTURE: But, in order for me to get your side of
the story, I do need to talk to you. Okay?
[Defendant]: I hope (indiscernible)—
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DET. SGT. COUTURE: So, I mean, it would be—I mean—
[Defendant]: I want to do the right—I want to do the right thing.
But I don’t know if the right thing is to get a—would they be able to
come right now, so I could talk to you, lawyer? I don’t know.
DET. SGT. COUTURE: Man, I can’t give you that advice.
[Defendant]: Right.
DET. SGT. COUTURE: You know?
[Defendant]: Hard—
DET. SGT. COUTURE: I mean there’s two sides to every story.
There really are. You know? And I think whatever—
[Defendant]: I just—I don’t—as a man, I don’t want you to look
less at me, you know, if I choose to like, if I should say I’d like to
get the lawyer. I do—I want to help you. I need to tell you what
happened.
Defendant further stated he wanted to talk with Sgt. Couture because “it’s the right thing to do and
I just know somebody is going to holler at me later for it probably.” Thereafter, defendant signed
the form waiving his Miranda rights and gave the detective a statement concerning his involvement
in the shooting.
¶ 8. Defendant challenges the court’s denial of his motion to suppress these statements
under both the PDA, 13 V.S.A. § 5237, and Miranda, 384 U.S. at 436. In reviewing a denial of a
motion to suppress, we will not set aside findings of fact unless clearly erroneous. State v. Nault,
2006 VT 42, ¶ 7, 180 Vt. 567, 908 A.2d 408 (mem.). We review the court’s legal conclusions de
novo. State v. Lawrence, 2003 VT 68, ¶ 8, 175 Vt. 600, 834 A.2d 10 (mem.).
¶ 9. As a threshold matter, we reiterate that “[t]he PDA does not establish a set of
substantive rights in addition to the Miranda right to have counsel present at questioning. Nor
does it provide any greater right to counsel to a needy person than to any other individual.” State
v. Robitaille, 2011 VT 135, ¶ 14, 191 Vt. 91, 38 A.3d 52 (quotation omitted). Our analysis
9
therefore focuses on the underlying constitutional principles at which Miranda, and by extension
the PDA, are aimed.
¶ 10. Miranda and the portions of the PDA on which defendant relies are prophylactic
safeguards intended to protect an individual’s right against self-incrimination by minimizing the
“inherently compelling pressures” of “custodial questioning.” See Miranda, 384 U.S. at 457, 467;
State v. Provost, 2005 VT 134, ¶ 7, 179 Vt. 337, 896 A.2d 55 (acknowledging that PDA
“recognizes Miranda’s concern for bad faith interrogation of individuals accused of a crime
without the presence of counsel, and reflects this state’s policy of securing for those individuals
an immediate right to counsel” (quotation omitted)). Because custodial interrogation, by its nature,
“work[s] to undermine the individual’s will to resist and to compel him to speak where he would
not otherwise do so freely,” the Miranda warnings are a prerequisite to securing the accused’s
informed and voluntary waiver of his rights. Miranda, 384 U.S. at 467. However, the protections
detailed in Miranda and the PDA only attach when a suspect is actually subjected to custodial
interrogation, meaning “ ‘questioning initiated by law enforcement officers after a person has been
taken into custody or otherwise deprived of his freedom of action in any significant way.’ ” State
v. Manning, 2015 VT 124, ¶ 23, 200 Vt. 423, 132 A.3d 716 (quoting Miranda, 384 U.S. at 444).
¶ 11. Here, defendant made several apologies and incriminating statements before he was
subjected to interrogation, and those statements were therefore made outside the scope of
Miranda’s protections. Specifically, although it is undisputed that defendant was in custody when
he was at the police station in an interrogation room, defendant himself initiated a discussion of
the crime of which he was accused before the officer could give him Miranda warnings. In fact,
the officer repeatedly asked defendant to “wait” and instructed him to “[h]ang on” so that the
officer could “read what is called the Miranda warning.” These statements were not a result of the
inherently compelling forces of custodial interrogation, and therefore, would have been admissible
even if defendant’s arguments were otherwise correct. See State v. Picknell, 142 Vt. 215, 222,
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454 A.2d 711, 713 (1982) (noting that statements are admissible without prior Miranda warnings
if they were “freely volunteered without compelling influences”).
¶ 12. Defendant also seeks to suppress statements that he made after the officer gave him
the Miranda warnings. According to defendant, the officer’s “nonanswer” to defendant’s “direct
question about his right to counsel failed to advise [defendant] that, under Miranda and [the PDA],
[defendant] could consult with an attorney at all times, before and during questioning.” This
argument has two distinct dimensions. First, “the relinquishment of the right must have been
voluntary in the sense that it was the product of a free and deliberate choice rather than
intimidation, coercion, or deception.” Moran v. Burbine, 475 U.S. 412, 421 (1986); see also
Robitaille, 2011 VT 135, ¶ 28 (acknowledging that valid waiver of right to counsel must be
voluntary, knowing, and intelligent). Second, “the waiver must have been made with a full
awareness of both the nature of the right being abandoned and the consequences of the decision to
abandon it.” Moran, 475 U.S. at 421. Only where “the totality of the circumstances surrounding
the interrogation reveal both an uncoerced choice and the requisite level of comprehension may a
court properly conclude that the Miranda rights have been waived.” Id. (quotation omitted); see
also Robitaille, 2011 VT 135, ¶ 28 (waiver analysis depends on “the particular facts and
circumstances surrounding [each] case, including the background, experience, and conduct of the
accused” (quotation omitted)). The state bears the “heavy burden” of establishing a valid waiver
of Miranda rights by a preponderance of the evidence, and the court “must indulge in every
reasonable presumption against waiver.” State v. Caron, 155 Vt. 492, 501-02, 506, 586 A.2d 1127,
1133, 1135 (1990) (quotation omitted).
¶ 13. On the other hand, however, “[i]nvocation of the Miranda right to counsel requires,
at a minimum, some statement that can reasonably be construed to be an expression of a desire for
the assistance of an attorney.” Davis v. United States, 512 U.S. 452, 459 (1994). The inquiry is
objective. Id. at 458-59. Thus, “if a suspect makes a reference to an attorney that is ambiguous or
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equivocal in that a reasonable officer in light of the circumstances would have understood only
that the suspect might be invoking the right to counsel,” there is no constitutional requirement that
officers cease questioning. Id. at 459 (emphasis in original). For example, in Davis v. United
States, the U.S. Supreme Court held that a suspect who was in custody and who was subjected to
interrogation following receipt of the Miranda warnings did not invoke his right to counsel when
he remarked to a federal agent, “Maybe I should talk to a lawyer.” Id. at 462. The Court in Davis
“decline[d] to adopt a rule requiring officers to ask clarifying questions” and instead reinforced
that when a suspect’s statement “is not an unambiguous or unequivocal request for counsel, the
officers have no obligation to stop questioning him.” Id. at 461-62.
¶ 14. Additionally, we have been clear in our case law that the purpose of an “immediate”
right to an attorney under the PDA must be considered in context. Robitaille, 2011 VT 135, ¶ 25.
If a person is detained, the PDA requires that a public defender be contacted at the commencement
of detention unless the defendant voluntarily, knowingly, and intelligently waives that right. 13
V.S.A. § 5234(a)(2). But contact at the “commencement of detention” does not mean the first
thing that a police officer must do upon detaining a defendant is to contact an attorney. Robitaille,
2011 VT 135, ¶ 13. Even in the face of a clear invocation of the right to counsel, we have held
that a fifteen-minute delay in contacting an attorney did not run afoul of the PDA. Id. More to the
point, we have also made it clear that there is no right under the PDA to contact an attorney before
a defendant decides whether to waive the right to counsel. Id. ¶ 23.
¶ 15. Defendant’s remark to the interrogating officer here—“I want to do the right thing.
But I don’t know if the right thing is to get a—would they be able to come right now, so I could
talk to you, lawyer?”—was not an unequivocal invocation of his right to counsel, and the officer
had no obligation under federal law to stop questioning him. See Davis, 512 U.S. at 462; see also
People v. Adams, 627 N.W.2d 623, 629-30 (Mich. Ct. App. 2001) (holding, under Davis’s
objective standard, that suspect’s statement—“Can I talk to him [a lawyer] right now?”—was
12
insufficient to invoke suspect’s right to counsel and declining to suppress suspect’s statement
(alteration in original)).
¶ 16. The totality of the circumstances here included the following objective facts:
defendant was not in handcuffs at the time of questioning; he repeatedly and insistently told the
interrogating officer that he wanted to “tell [him] everything,” even before the officer could give
defendant his Miranda warnings; defendant verbally and in writing acknowledged that he
understood the Miranda warnings; defendant was distressed and under great emotional pressure;
the interrogating officer told defendant that “there are two sides to every story”; and the
interrogating officer repeatedly told defendant that he was entitled to speak with an attorney before
giving a statement to police and reminded defendant that he could “stop the questioning at any
time.”
¶ 17. Given those circumstances, we agree with the trial court’s analysis. Defendant
made an uncoerced choice to speak with the interrogating officer recognizing that “he just knew
somebody was going to holler at him later for it probably,” and his statement to the officer was not
an unequivocal invocation of his right to counsel. See Davis, 512 U.S. at 462 (“If the suspect’s
statement is not an unambiguous or unequivocal request for counsel, the officers have no
obligation to stop questioning him.”); Moran, 475 U.S. at 421 (“[T]he relinquishment of the right
must have been voluntary in the sense that it was the product of a free and deliberate choice rather
than intimidation, coercion, or deception.”) Additionally, defendant demonstrated more than the
requisite level of comprehension about the rights to which he was entitled and the consequences
of waiving those rights. See Moran, 475 U.S. at 421 (“[T]he waiver must have been made with a
full awareness of both the nature of the right being abandoned and the consequences of the decision
to abandon it . . . .”); Robitaille, 2011 VT 135, ¶ 28 (explaining that waiver analysis depends on
“the particular facts and circumstances surrounding [each] case, including the background,
experience, and conduct of the accused” (quotation omitted)). Defendant did not have an
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independent right under the PDA to contact an attorney prior to deciding whether to waive his
right to counsel, and our determination that he knowingly, intelligently, and voluntarily waived his
right to speak to an attorney prior to giving a statement to police therefore resolves the issue under
the PDA. Because the officer had no obligation to provide any answer to defendant’s inquiry, the
officer’s statement that he could not advise him when a lawyer could get there was not an improper
or misleading one. The trial court properly denied the motion to suppress.
II. Expert Testimony Concerning Defendant’s Sanity
¶ 18. One of the issues at trial was whether defendant had the necessary intent to commit
murder. Defendant contended that due to his diminished capacity, he lacked the ability to form
the necessary intent. Defendant did not pursue an insanity defense, but the State’s expert, Dr.
Cotton, testified about defendant’s sanity. Defendant objected to that testimony at trial as
irrelevant, and he raises that issue again before this Court, arguing that the testimony was unduly
prejudicial because of the likelihood that it confused the jury.
¶ 19. On direct examination at trial, Dr. Cotton testified over defendant’s objection
“about his evaluation of [d]efendant’s ‘sanity at the time of the alleged offense.’ ” Specifically,
Dr. Cotton testified “about his opinion that [d]efendant ‘had the capacity to appreciate the
criminality of his conduct,’ ” and that in his opinion, defendant “ ‘did have a capacity to conform
his conduct to the requirements of the law.’ ” The court overruled defendant’s objection to this
line of testimony, reasoning that the testimony was relevant “because it informed the trier-of-fact
about the context of his observations of [d]efendant and showed the basis for [his] opinions
regarding [d]efendant’s mental state at the time of the alleged offense.” We disagree.
¶ 20. It is the duty of the State to prove the essential elements of the crime charged,
including any necessary mental element. State v. Smith, 136 Vt. 520, 527-28, 396 A.2d 126, 130
(1978). Diminished capacity and insanity are related concepts pertaining to the defendant’s state
of mind at the time of the offense. Id. at 527, 396 A.2d at 130. Insanity is an affirmative defense;
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when a defendant claims that he or she was insane at the time of the offense, the burden is on the
defendant to establish insanity by a preponderance of the evidence. 13 V.S.A. § 4801(b). When
the Legislature shifted the burden to the defendant to establish insanity, it evidenced an intent that
sanity not be an essential element of the crime. State v. Messier, 145 Vt. 622, 627, 497 A.2d 740,
742 (1995). The same is not true of a defense based upon diminished capacity, which is an attempt
to defeat the State’s obligation to show the necessary intent to commit the crime. State v. Congress,
2014 VT 129, ¶ 29, 198 Vt. 241, 114 A.3d 1128. A successful insanity defense absolves the
defendant from criminal responsibility for the death; a successful defense of diminished capacity
in the homicide context renders the defendant guilty of, at most, involuntary manslaughter. Id.
¶ 30. Because intent is an essential element of a murder prosecution, the burden rests with the
State to establish it. Id. ¶ 34.
¶ 21. Here, defendant did not assert that he was insane at the time of the offense. Rather,
he claimed that mental stresses in his life made him incapable of forming the intent to kill required
for murder. Thus, it remained the State’s burden to prove that defendant had the necessary intent
in order for him to be convicted of murder. See State v. Bruno, 2012 VT 79, ¶ 44, 192 Vt. 515, 60
A.3d 610. And although we afford the trial court broad latitude on the admission of evidence,
State v. Brown, 147 Vt. 324, 328, 515 A.2d 1059, 1062 (1986), we disagree that Dr. Cotton’s
sanity references were admissible to provide context for his evaluation. Specifically, Dr. Cotton’s
testimony was irrelevant to whether defendant’s intent met the required element of murder; the
State was attempting to prove an issue that was not contested—defendant’s sanity at the time of
the offense—and Dr. Cotton’s testimony did not have a tendency to prove any fact that was of
consequence to the question of defendant’s intent. See V.R.E. 401. The court should have
excluded Dr. Cotton’s testimony.
¶ 22. However, in its charge to the jury, the court provided the following instruction:
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You have heard testimony from an expert regarding the legal
definitions of mental disease or defect insanity. The law you should
follow is the law that I have presented to you in these instructions
by the Court. Any statements by the attorneys to the contrary are to
be disregarded.
The legal definitions of mental disease or defect insanity and
finding of mental disease or defect insanity are not for your
consideration.
Defendant argues that Dr. Cotton’s testimony concerning his sanity may have misled the jury to
improperly disregard the diminished capacity evidence and that the court’s decision to admit the
testimony was not harmless error. Here, the court correctly and thoroughly instructed the jury that
it is the State’s burden to prove defendant’s intent and that they should consider all of the
surrounding facts and circumstances to determine defendant’s state of mind.2 The court further
2
In addition to the admonition not to consider the definition or finding of insanity, the jury
instruction on intent included the following:
As you consider Mr. Webster’s mental state at the time of the
killing you should consider all of the surrounding facts and
circumstances and you must decide whether the [S]tate has proven
that Mr. Webster acted with an intent to do great bodily harm.
A person acts intentionally if he or she acts purposely and not
inadvertently because of mistake or by accident.
To find Mr. Webster acted intentionally you must find that it was
his conscious objective to cause great bodily harm to Anna Marie
Alger.
The term great bodily harm means bodily injury which involves a
substantial risk of death, serious bodily injury or the long term loss
or impairment of the function of any part of an organ of the body.
In determining Mr. Webster’s state of mind you should consider
all of the surrounding facts and circumstances established by the
evidence. If you decide that at the time of the offense Mr. Webster
was suffering from a mental condition which prevented him from
forming this intent then he is not guilty of murder in the second
degree. The cause of the mental condition is not relevant. You must
consider all the evidence on this issue. If you have a reasonable
doubt about whether Mr. Webster formed the required intent then
you must give him the benefit of that doubt and find him not guilty
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instructed the jury to disregard the legal definition of insanity and any consideration of insanity in
its deliberations. The court’s instruction in this regard was directed specifically at Dr. Cotton’s
testimony. There was no objection that the instruction given was inadequate or erroneous. We
presume that jurors follow the law as set forth in the instructions given to them. State v. Dow, 2016
VT 91, ¶ 22, ___ Vt. ___, 152 A.3d 437. Where the jury was correctly charged on the State’s
burden to prove defendant’s intent and what to consider in making that determination, and where
the jury was given a specific instruction not to consider the irrelevant testimony concerning
defendant’s sanity, we conclude that any error in the admission of Dr. Cotton’s testimony on
defendant’s sanity was effectively cured by the jury instruction.
III. Prosecutor’s Closing Argument
¶ 23. Defendant argues that the State committed misconduct in its closing argument in
several instances. Defendant objected to one of the comments, but defendant raises challenges to
the remaining comments for the first time on appeal. He also unsuccessfully moved for a new
trial, based in part on the objected-to and unobjected-to comments made at closing. Three
standards of review are therefore relevant. See Evans v. State, 177 So. 3d 1219, 1234 (Fla. 2015)
(en banc) (per curiam) (reviewing three categories of argument under three standards of review in
case involving improper closing argument where defense counsel objected to some but not all
comments and where defense moved for new trial based on improper argument).
¶ 24. First, for the instances where the defense objected to improper comment and the
trial court erroneously overruled defense counsel’s objection, we apply a two-part harmless error
test: was the closing argument improper and, if so, did it impair defendant’s right to a fair trial?
of murder in the second degree. However, if you are convinced
beyond a reasonable doubt that he could form the required intent and
that he actually did so then this essential element has been met. In
that case you need to consider whether the other essential elements
of the offense have been proven.
17
See State v. Reynolds, 2014 VT 16, ¶¶ 28, 32, 196 Vt. 113, 95 A.3d 973. In considering the second
prong of that test, we have looked to these “nonexclusive” factors:
the blatancy of the challenged statement, the impact on the theory of
the defense, the persistence and frequency of the statement, the
opportunity for the court to minimize potential prejudice, the
strength of the evidence supporting the relevance of the statement,
the overall strength of the State’s case, the apparent motivation for
making the remarks, and whether the statement was inflammatory
and attacked defendant’s character.
State v. Hemond, 2005 VT 12, ¶ 12, 178 Vt. 470, 868 A.2d 734 (mem.) (citations omitted). In
other words, “we weigh the statements in the context of the trial as a whole and not in isolation.”
Reynolds, 2014 VT 16, ¶ 28. “Harmless error analysis requires the reviewing court to inquire if,
absent the alleged error, it is clear beyond a reasonable doubt that the jury would have returned a
guilty verdict regardless of the error.” State v. Hamlin, 146 Vt. 97, 106, 499 A.2d 45, 52 (1985).
The burden is on the State to show that the error was harmless. Chapman v. California, 386 U.S.
18, 24 (1967).
¶ 25. Second, where counsel failed to raise a contemporaneous objection to improper
closing argument, but challenges that argument on appeal, we apply a plain error standard. See
Hemond, 2005 VT 12, ¶ 14 (“We review for plain error where, as here, defendant did not object
at trial to an allegedly improper statement by a prosecutor in the State’s closing argument.”). Plain
error exists in the context of a prosecutor’s closing argument only if it impairs a defendant’s right
to a fair trial and “strikes at the heart of defendant’s constitutional rights or results in a miscarriage
of justice.” Id. (quotation omitted). Finally, where the trial court denied a motion for a new trial
pursuant to Vermont Rule of Criminal Procedure 33, we review that ruling for an abuse of
discretion. State v. Birchard, 2010 VT 57, ¶ 9, 188 Vt. 172, 5 A.3d 879. We examine each
challenged comment individually.3
3
Unlike many other states, Vermont has not adopted the cumulative error doctrine for
reviewing the impact of numerous errors that alone would be harmless but that, when considered
18
¶ 26. We begin, however, by observing that claims of prosecutorial misconduct resulting
from improper closing arguments have been made with frequency recently. 4 We have repeatedly
cautioned prosecutors to keep their comments in closing arguments within permissible boundaries.
Despite these admonitions, claims of improper closing arguments persist with alarming regularity.
It should not be the goal of a prosecutor to probe the outer limits of propriety in a closing argument.
See State v. Lapham, 135 Vt. 393, 406, 377 A.2d 249, 257 (1977) (describing prosecutor’s “duty
to refrain from improper methods calculated to produce a wrongful conviction and to guard against
conduct unintentionally trespassing the bounds of propriety”). Rather, a closing argument is the
State’s opportunity to persuade the jury that it has met its burden of proof to establish the essential
elements of the charges beyond a reasonable doubt. In short, prosecutors “must never forget their
together, undermine the fairness of a trial. See, e.g., Evans, 177 So. 3d at 1238-39 (reversing
conviction for cumulative error, taking into account objected-to and unobjected-to errors, and
describing standard as to whether combined effect of errors undermined fairness of trial such that
state could not prove that there was “no reasonable possibility that the error contributed to
conviction” (quotation omitted)); State v. Hart, 301 P.3d 1279, 1292 (Kan. 2013) (declining to
reverse conviction for cumulative error and describing standard as “whether the totality of the
circumstances substantially prejudiced the defendant and denied him or her a fair trial”); Valdez
v. State, 196 P.3d 465, 480-81 (Nev. 2008) (reversing conviction for cumulative error where there
was significant evidence of guilt and explaining that “[t]his court must ensure that harmless-error
analysis does not allow prosecutors to engage in misconduct by overlooking cumulative error in
cases with substantial evidence of guilt”); State v. Dunn, 850 P.2d 1201, 1229 (Utah 1993) (“Under
the cumulative error doctrine, we will reverse only if the cumulative effect of the several errors
undermines our confidence that a fair trial was had.” (alterations and quotation omitted)); Hamilton
v. State, 396 P.3d 1009, 1015-16 (Wyo. 2017) (“Cumulative error occurs when two or more
individually harmless errors have the potential to prejudice the defendant to the same extent as a
single reversible error. . . . We reverse a conviction only when the accumulated effect of the errors
constitutes prejudice and the conduct of the trial is other than fair and impartial.” (quotations,
alteration, and citations omitted)). Neither party in this case argued for a cumulative error
approach and we therefore decline to address the issue, other than to acknowledge that under any
standard of review, the comments in this case were not sufficiently prejudicial to warrant reversal.
4
See, e.g., State v. Ladue, 2017 VT 20, ___ Vt. ___, ___ A.3d ___; State v. Atherton,
2016 VT 25, ___ Vt. ___, 144 A.3d 311; State v. Madigan, 2015 VT 59, 199 Vt. 211, 122 A.3d
517; State v. Groce, 2014 VT 122, 198 Vt. 74, 111 A.3d 1273; State v. Spaulding, 2014 VT 91,
197 Vt. 378, 103 A.3d 487; State v. Reynolds, 2014 VT 16; State v. Fellows, 2013 VT 45, 194 Vt.
77, 76 A.3d 608; State v. Brandt, 2012 VT 73, 192 Vt. 277, 50 A.3d 141.
19
fundamental obligation is not to convict but to see that justice is done. If fairness and justice are
forgotten in the pursuit of a guilty verdict, the integrity and authority of our criminal justice system
is challenged.” State v. Goode, 650 A.2d 393, 397 (N.J. Super. Ct. App. Div. 1994) (citations
omitted).5 A prosecutor’s comments should not to be inflammatory, should be confined to the
evidence and the reasonable inferences drawn from them, and should not inject the prosecutor’s
personal opinion as to a defendant’s guilt. Lapham, 135 Vt. at 407, 377 A.2d at 257. These tenets
are neither new nor abstruse. They must be followed, and if they are not, reversal is warranted in
appropriate cases. Id. In an appropriate case, improper remarks in closing argument may provide
a basis for professional conduct review.
A. Objected-To Comment
¶ 27. In closing argument, defendant’s counsel stated: “This is a case of manslaughter
versus murder. This is a case of mitigation. This is a case of unlawful killing, but not murder.
This is a case of manslaughter.” In response, the prosecutor, after discussing the necessary intent
for murder, stated in rebuttal closing: “I don’t want to, you know, drag the red herring across the
trail and have you go down there because, just because the defense started out there, but I’ll talk
to you about manslaughter because he did.” Defense counsel objected to this remark, claiming it
was an improper labeling of the defense as a smoke screen or red herring. See State v. Francis,
151 Vt. 296, 300, 561 A.2d 392, 394 (1989) (“Labeling the defense summation as a ‘smoke screen’
mischaracterized what we find to be reasonable and relevant arguments.”); State v. Brown, 153
Vt. 263, 274-75, 571 A.2d 643, 649-50 (1989) (agreeing that labeling defense as red herring
warranted curative instruction). The court sustained the objection and instructed the jurors “to
5
Similarly, in the discovery context, we have observed that prosecutors have a duty
“beyond that of an adversary” because they are “the conscience, not of an ordinary party to a
dispute, but of a sovereign whose interest in a criminal prosecution is not that it shall win a case,
but that justice shall be done.” State v. Gibbons, 146 Vt. 342, 344, 503 A.2d 540, 541 (1985) (per
curiam) (quotation omitted).
20
disregard [the prosecutor’s] last statement,” without specifically directing the jurors to the red
herring comment. No objection was made to the adequacy of the court’s curative instruction.
¶ 28. The “red herring” comment was framed in the context of something the prosecutor
did not want to raise, and his transparent attempt to disguise the remark made it no less
objectionable. The comment was an apparent attempt to disparage defendant’s argument that he
was guilty only of manslaughter. Despite its objectionable nature, the comment was an isolated
one. Moreover, it was a comment about an issue on which both sides had presented expert
testimony and had discussed in their closing arguments in some detail: whether defendant had the
requisite intent to comment murder. The topic of the comment, the presence or absence of an
intent to kill, was an appropriate one and a central issue in the case; the characterization of the
defense as a “red herring” in the eyes of the prosecutor was what was improper. Improper remarks
in closing argument can in many cases be corrected by curative instructions. State v. Percy, 146
Vt. 475, 479, 507 A.2d 955, 957 (1986). “[A] strongly worded and prompt admonition is
preferred,” State v. Normandy, 143 Vt. 383, 386, 465 A.2d 1358, 1360 (1983); however, “[t]he
circumstances of each case must govern its merits.” State v. Foy, 144 Vt. 109, 116, 475 A.2d 219,
224 (1984). “The final inquiry is whether the defendant’s rights were so injuriously affected as to
deprive him of a fair trial.” Id. The prompt admonition to disregard the prosecutor’s “last
statement” was given here and no further request for and additional curative instruction was made.
In the context of the trial as a whole, including the substantial evidence and argument about
defendant’s intent or lack thereof, we cannot say that this isolated comment impaired defendant’s
right to a fair trial. See Reynolds, 2014 VT 16, ¶¶ 28, 32.
B. Unobjected-To Errors
¶ 29. Defendant also challenges three aspects of the prosecutor’s closing argument to
which he did not object at trial. First, defendant alleges that the prosecutor mischaracterized the
21
defense as attempting to claim the victim was responsible for her own death. During closing
argument, the prosecutor said:
I mean why are we talking about that, right? Because Anna was
loud and Anna was outspoken, and Anna was saying what kind of
piece of shit do you think you are? And Anna was pointing her
finger at him. Why are we talking about that? Because that means
Anna deserved to get shot? That means Anna had it coming? That
she bought into this, that she’s responsible for it? Anna could have
just driven around because he pulled way over to the side of the road.
So instead she stops to yell at this guy who just cut her off. So it
should be okay for him to shoot her? No. None of this was Anna
Alger’s fault.
¶ 30. While defendant claims this comment was an improper attempt to characterize
defendant’s argument, in his closing argument, defendant’s counsel pointed out testimony from a
witness that there was room for Alger’s vehicle to get past defendant’s vehicle without stopping
and there was no reason for her not to pass him. The prosecution interpreted the defense argument,
based upon evidence from the witness, coupled with the claim that defendant was provoked, to be
raising the issue of the propriety of Alger’s decision to stop and approach defendant in an angry
fashion, thus calling her judgment into question. Another possible interpretation is that the
evidence and defense counsel’s comment upon it were directed at the impact Alger’s decision to
pull over may have had on defendant’s state of mind. A prosecutor is entitled to make fair
comment on the evidence. State v. Brandt, 2012 VT 73 ¶ 29. Both interpretations in the context
of the trial are reasonable ones and, in light of this, the prosecutor’s responsive comments were
not improper.
¶ 31. Defendant also claims that the prosecutor improperly suggested defendant’s expert
was less than forthcoming in his expert opinions concerning defendant’s lack of intent. The
prosecutor told the jury that defendant’s expert was “hiding the ball” and allegedly made a gesture
to signify money by rubbing his fingers together. The defendant’s expert, Dr. Holt, did not write a
report concerning his opinions, and the prosecution contended that his opinions at trial exceeded
22
those he disclosed in his deposition. Dr. Holt was cross examined on both points by the
prosecution in an attempt to establish bias on the part of the expert. He admitted that he had
reached an opinion with more specificity since his deposition had been taken. This background
provided the context for the prosecution’s claim in closing argument that Dr. Holt was “hiding the
ball.” Under the circumstances of this case, the prosecutor’s statement was a fair comment on the
evidence.
¶ 32. During closing argument, the prosecutor rubbed his fingers together, in what
defendant contends was a “money gesture,” when the prosecutor was discussing the absence of a
written report by Dr. Holt. No objection was made to the gesture at the time. Defendant first
raised the issue in his motion for a new trial. The trial court found the gesture to be equivocal in
nature. Defendant does not contend the court’s finding that the gesture was equivocal to be
erroneous. Accordingly, we cannot discern any basis for error on this record concerning the gesture
made by the prosecutor.
¶ 33. Lastly, in discussing the absence of the need to prove motive, the prosecutor said:
The only thing the law will require us to prove and for you to find is
that he intended to do her great bodily harm. Going back to that
hammer and nail for a minute this is a fellow who looked at the
whole world like a hammer, carrying these two guns around all the
time. If you look at the world like a hammer what does the rest of
the world look like? It looks like a nail. You’re going to find a
reason, an excuse to act out in that way.
Defendant claims this comment was a both a violation of the “golden rule” prohibition and an
improper comment on defendant’s violent propensity. A “golden rule” violation is an improper
appeal to the sympathy of jurors by asking them to place themselves in the shoes of the victim.
State v. Scales, 2017 VT 6, ¶ 28, ___ Vt. ___, 164 A.3d 652. This did not occur here. More to the
point is defendant’s argument that this comment suggested that defendant had a dangerous
propensity because he viewed himself as a hammer, carrying around two guns all the time, and the
world as a nail, and that he would find an excuse to act out in that way. The comment impugned
23
defendant’s character and was improper. The general rule is that character evidence is not
admissible to prove a defendant “acted in conformity therewith on a particular occasion.” Percy,
158 Vt. at 415, 612 A.2d at 1123; V.R.E. 404(a). However, this comment was isolated and the
reference indirect. The jury was instructed that the attorneys’ comments were not evidence in the
case and that their verdict should be based solely on the evidence. While the prosecutor’s closing
argument in this respect was outside the bounds of proper argument, we cannot say that the closing
argument was “manifestly and egregiously improper.” See State v. Ayers, 148 Vt. 421, 426, 535
A.2d 330, 333 (1987) (noting that reversible error is present only when an argument is “manifestly
and egregiously improper” (quotation omitted)). Defendant’s right to a fair trial was not impaired
as a result of the improper propensity aspects of the State’s closing argument. We conclude there
was no plain error.
C. Motion for a New Trial
¶ 34. Defendant raised all of these alleged errors—both the objected-to and unobjected-
to errors—in a motion for a new trial. Vermont Rule of Criminal Procedure 33 governs the trial
court’s decision whether to grant a motion for a new trial, and we review that ruling for an abuse
of discretion. Birchard, 2010 VT 57, ¶ 9 (quoting V.R.Cr.P. 33). Here, the trial court engaged in
a reasoned and thorough review of defendant’s claims of error and held that although the State
engaged in improper argument, the comments did not deprive defendant of his right to a fair trial
“due to the overwhelming evidence that [d]efendant killed Anna Alger with the mental state
necessary for the jury to convict [d]efendant of second-degree murder.” The court applied the
proper legal standard and did not abuse its discretion in reaching that conclusion.
IV. Decision not to Include Voluntary Manslaughter Charge
¶ 35. Defendant claims that the court committed error by failing to charge voluntary
manslaughter due to provocation by the victim. As part of that argument, defendant asserts that
the State should have been required to disprove provocation on the part of the victim.
24
¶ 36. At trial, defendant did not deny that he was the person who fired the shots, nor
claimed that the shooting was done in self-defense; rather, defendant presented two theories of the
crime that were, in some respects, inconsistent with each other. First, he asked the jury to find
that, as a result of his diminished mental capacity at the time of the shooting, he lacked the intent
to commit murder and he was therefore guilty only of involuntary manslaughter. Second,
defendant argued that he was provoked and that he was therefore not guilty of second-degree
murder or any of its lesser-included offenses, but instead guilty of voluntary manslaughter. The
court instructed the jury on second-degree murder and involuntary manslaughter, not on voluntary
manslaughter, and the jury convicted defendant of second-degree murder, meaning it found that
he acted, at a minimum, “with an intent to do great bodily harm.”
¶ 37. The elements of voluntary manslaughter and second-degree murder are the same—
(1) a defendant (2) caused the death of another person (3) that was unlawful and (4) did so with an
intent to kill, an intent to do great bodily harm, or a wanton disregard of the likelihood that death
or great bodily harm would result—and “[t]he critical factor” that distinguishes the crimes from
each other is “the existence of mitigating circumstances” in a voluntary manslaughter case. State
v. Blish, 172 Vt. 265, 272, 776 A.2d 380, 386 (2001). Compare Vt. Criminal Jury Instruction
Comm’n, Second Degree Murder, Vt. Jury Instructions, http://www.vtjuryinstructions.org/
criminal/MS24-101.htm [https://perma.cc/7FXR-QBKQ] (listing elements of second-degree
murder), with Vt. Criminal Jury Instruction Comm’n, Voluntary Manslaughter, Vt. Jury
Instructions, http://www.vtjuryinstructions.org/criminal/MS24-201.htm [https://perma.cc/NZW9-
2MNA] (listing identical elements but explaining that “[s]udden passion or great provocation can
reduce a charge of murder to a charge of voluntary manslaughter”). Thus, “[i]f the State fails to
meet its burden to prove the requisite intent for second-degree murder, then it has necessarily failed
to prove the requisite intent for voluntary manslaughter.” Congress, 2014 VT 129, ¶ 34.
Involuntary manslaughter, on the other hand, is a lesser-included offense of second-degree murder
25
in which the State has insufficient evidence to establish the state-of-mind element for murder. Id.
¶ 33.
¶ 38. Here, defendant’s legal theory in response to the second-degree murder charge was
that, due to his diminished capacity, he was incapable of forming the intent necessary to satisfy a
charge of second-degree murder. Defendant effectively contested only the intent element of the
second-degree murder charge. Thus, he attempted to persuade the jury in closing argument that
he was guilty of involuntary manslaughter, not murder, by admitting that he shot Alger while
committing an illegal act, but that he had no intention to kill her. This legal theory was
unsuccessful.
¶ 39. At the same time, he urged the trial court to charge the jury on voluntary
manslaughter, which is murder that would otherwise be second-degree, but is committed under
circumstances where sudden passion or provocation mitigates, but does not excuse, the killing.
See id. ¶ 30. The sudden passion or provocation necessary to mitigate a second-degree murder
charge to voluntary manslaughter is that which would cause a reasonable person to lose self-
control. State v. Johnson, 158 Vt. 508, 518, 615 A.2d 132, 137-38 (1992). We must therefore
decide whether the court erred in declining to include an instruction on voluntary manslaughter.
See State v. Parker, 139 Vt. 179, 183, 423 A.2d 851, 853 (1980) (finding no plain error where
defendant, on appeal, argued that court erred by not including instruction for inconsistent lesser-
included offense).
¶ 40. Before a defendant is entitled to an instruction on a theory of defense, the defendant
must establish a prima facie case on each of the elements of that legal theory. State v. Knapp, 147
Vt. 56, 59, 509 A.2d 1010, 1011 (1986). Defendant is correct that, in the voluntary manslaughter
context, once sudden passion or provocation is implicated, it becomes the prosecution’s burden to
disprove sudden passion or provocation beyond a reasonable doubt. State v. Hatcher, 167 Vt. 338,
345-46, 706 A.2d 429, 433. Defendant made no claim that he acted out of sudden passion
26
concerning this killing. Thus, only if provocation was fairly raised was defendant entitled to a jury
charge on voluntary manslaughter and the prosecution obligated to establish its absence beyond a
reasonable doubt.
¶ 41. “For defendant to be entitled to an instruction on voluntary manslaughter, the facts
must have showed (1) adequate provocation; (2) inadequate time to regain self-control or ‘cool
off’; (3) actual provocation; and (4) actual failure to ‘cool off.’ ” State v. Kulzer, 2009 VT 79,
¶ 25, 186 Vt. 264, 979 A.2d 1031. As we recognized in State v. Bolaski, we have never specifically
defined provocation. 2014 VT 36, ¶ 27, 196 Vt. 277, 95 A.3d 460. However, definitions from
other jurisdictions typically describe an action of provocation in terms of the reaction it is expected
to induce. See, e.g., Varner v. Stovall, 500 F.3d 491, 500 (6th Cir. 2007) (defining provocation
under Michigan law to be action that causes “defendant to act out of passion rather than reason”
and that would cause “reasonable person to lose control” (quotation omitted)); People v.
Fenenbock, 54 Cal. Rptr. 2d 608, 617 (Ct. App. 1996) (“[P]rovocation may be anything which
arouses great fear, anger or jealousy.”); State v. Melendez, 643 P.2d 607, 608 (N.M. 1982)
(“[P]rovocation can be any action, conduct or circumstances which arouse anger, rage, fear, sudden
resentment, terror or other extreme emotions.” (quotation omitted)).
¶ 42. To constitute adequate provocation, the degree of provocation must be such that
“would cause a reasonable person to lose self-control and act without thinking.” State v. Herrick,
2011 VT 94, ¶ 19, 190 Vt. 292, 30 A.3d 1285. The loss of self-control must be objectively
reasonable under the circumstances. State v. Turgeon, 165 Vt. 28, 32-33, 676 A.2d 339, 342
(1996), overruled on other grounds by State v. Brillon, 2008 VT 35, 183 Vt. 475, 955 A.2d 1108,
overruled by Vermont v. Brillon, 566 U.S. 81 (2009). Thus, a heated exchange with one person
provides no adequate provocation for a reaction directed at another. For example, in State v.
Turgeon, the defendant argued that fighting with his wife was provocation for shooting a police
officer who was trying to arrest him. 165 Vt. at 33, 676 A.2d at 342. In rejecting that claim, we
27
held that shooting a third person who was not involved in the initial altercation was not reasonable
under any view of the facts. Only provocation by the victim is considered in determining whether
adequate provocation exists. Id.; see also Kulzer, 2009 VT 79, ¶ 26.
¶ 43. Here, there was considerable evidence of defendant’s angst over his predicament
in being involved in an angry exchange with his wife during and shortly after having a conversation
with his girlfriend. The situation he found himself in regarding his wife and his girlfriend plays
no part, however, in whether defendant was adequately provoked by Alger. The evidence
established that the shooting occurred when Alger pulled her car in behind defendant’s vehicle,
got out, and began walking toward defendant, who had also gotten out of his car. At that time,
Alger was yelling at him and waving or pointing her arms. She had previously raised her middle
finger at him. As she came toward him, she yelled words to the effect of, “What kind of a piece
of shit do you think you are?” There was no suggestion she had any weapon; her actions were
merely words and gestures. The gestures themselves were not described as threatening. Words
and gestures are insufficient to constitute adequate provocation. See Barron v. State, 777 S.E.2d
435, 438 (Ga. 2015) (contemptuous gestures not enough to downgrade to voluntary manslaughter);
State v. Gooding, 335 P.3d 698, 704 (Kan. Ct. App. 2014) (insulting words or gestures not enough
to downgrade killing to voluntary manslaughter). Under no view of the facts in this case can we
say that Alger’s actions would cause a reasonable person to lose self-control and to respond in a
fit of anger without thinking. No reasonable juror could find that Alger’s yelling and her waving
or pointing upon her approach to defendant was such that a reasonable person would lose self-
control and shoot Alger multiple times. Because no reasonable jury could find adequate
provocation, the court was not required to instruct this jury on a charge of voluntary manslaughter.
Passion or provocation were not fairly raised by the evidence, and defendant was not entitled to a
charge on those issues or to have the jury instructed on voluntary manslaughter.
28
V. Sentencing Decision
¶ 44. Defendant claims the court abused its discretion by imposing a sentence of forty
years to life on the second-degree murder charge. In particular, defendant claims the reasons
supporting the court’s sentencing decision are present in every second-degree murder conviction,
and the fact that the sentence is unusually long for a second-degree murder conviction is evidence
that the court abused its discretion.
¶ 45. The “trial court has broad discretion in fashioning a sentence.” State v. Putnam,
2015 VT 113, ¶ 28, 200 Vt. 257, 130 A.3d 836. Accordingly, our review on appeal is for an abuse
of discretion. State v. Campbell, 2015 VT 50, ¶ 9, 199 Vt. 78, 120 A.3d 1148. If a sentence falls
within the statutory limits, is not based upon improper or inaccurate information, and is not the
result of personal animus or bias, it will be affirmed. State v. Ingerson, 2004 VT 36, ¶ 10, 176 Vt.
428, 852 A.2d 567. A sentencing court is not confined only to the facts and circumstances of a
case in fashioning an appropriate sentence and it may consider factors, such as a prior conviction.
State v. Morrill, 129 Vt. 460, 464, 282 A.2d 811, 814 (1971). In addition, the court must consider
“the history and character of the defendant, the need for treatment, and the risk [the defendant
poses to] others and the community at large.” 13 V.S.A. § 7030(a).
¶ 46. Here, the court considered the nature and circumstances of the crime, and at the
sentencing hearing, described them as “a frightening and sudden and devastating set of
circumstances.” The court acknowledged that defendant had no prior record of significance,
presented a low to moderate risk to reoffend, and likely still required treatment for mental and
physical ailments. The court found it likely that suicidality was the greatest precipitating factor in
what occurred. Focusing on common law sentencing factors, the court emphasized the need for
deterrence, citing the community’s interest in general deterrence, retribution, incapacitation, and
punishment. Finding that defendant’s actions lacked any provocation, were deliberate, and were
the result of a conscious decision on his part, and that defendant was entirely responsible for the
29
outcome of those actions, the court imposed a forty-year minimum sentence on the second-degree
murder conviction with a maximum of life. The court made the murder sentence consecutive to
two consecutive sentences of eleven months to one year for defendant’s misdemeanor convictions.
¶ 47. Although the sentence was significant, there is no suggestion that it was motivated
by any bias or improper motive by the sentencing judge. On the contrary, the record reflects proper
consideration of the sentencing factors. The judge placed heavy emphasis on the nature of the
crime, a shooting occurring as the result of traffic incident, and the finding that defendant’s
response was entirely controlled by his decision to direct his rage at an innocent person and to
shoot her. In addition, the judge placed considerable emphasis on the need for general deterrence
in this instance.
¶ 48. Defendant has not shown any abuse of discretion here. He has not shown that the
trial judge relied on improper information in imposing the sentence, or that the sentence was the
result of any bias on the part of the sentencing judge. That a different judge may have imposed a
different sentence or weighed the sentencing factors differently is not the test. Even if defendant’s
contention that the factors relied on by the sentencing judge here would be present in every murder
case, this would not amount to sentencing error. The court acted within its discretion in imposing
the forty years to life sentence on the second-degree murder charge.
Affirmed.
FOR THE COURT:
Associate Justice
30