Edenfield v. DVA ( 2023 )


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  • Case: 21-2001   Document: 50     Page: 1   Filed: 03/07/2023
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    MARK EDENFIELD,
    Petitioner
    v.
    DEPARTMENT OF VETERANS AFFAIRS,
    Respondent
    ______________________
    2021-2001
    ______________________
    Petition for review of the Merit Systems Protection
    Board in No. AT-1221-19-0440-W-2.
    ______________________
    ON APPLICATION
    ______________________
    NATHANIEL M. EDENFIELD, Sodhi Spoont PLLC, West
    Palm Beach, FL, for petitioner. Also represented by ERIC
    SODHI, Miami, FL.
    DOMENIQUE GRACE KIRCHNER, Commercial Litigation
    Branch, Civil Division, United States Department of Jus-
    tice, Washington, DC, for respondent. Also represented by
    BRIAN M. BOYNTON, CLAUDIA BURKE, PATRICIA M. MCCAR-
    THY.
    ______________________
    Before CHEN, BRYSON, and HUGHES, Circuit Judges.
    Case: 21-2001    Document: 50      Page: 2   Filed: 03/07/2023
    2                      EDENFIELD V. DEP’T VETERANS AFFAIRS
    PER CURIAM.
    ORDER
    Dr. Mark Edenfield seeks an award of appellate attor-
    ney fees and costs under the Whistleblower Protection Act
    following this Court’s opinion reversing and remanding a
    judgment from the Merit Systems Protection Board. Be-
    cause this Court is not authorized to award attorney fees
    under this statute, we deny the application.
    I
    On June 3, 2021, Dr. Edenfield appealed a decision of
    the Board dismissing his request for corrective action, ar-
    guing that the Board erred in finding that certain disclo-
    sures he made during his employment were not protected
    under 
    5 U.S.C. § 2302
    (b)(8). We agreed and reversed the
    Board’s determination that the disclosures were not pro-
    tected and remanded the case for further proceedings. 1 Fol-
    lowing that decision, Dr. Edenfield submitted the current
    application asking this Court to award attorney fees and
    costs under the Whistleblower Protection Act (WPA), spe-
    cifically 5 U.S.C § 1221(g)(3).
    II
    Traditionally, “[u]nder the doctrine of sovereign im-
    munity, the federal government . . . is immune to an award
    of money damages, except to the extent that the govern-
    ment has explicitly waived such immunity.” M.A. Morten-
    son Co. v. United States, 
    996 F.2d 1177
    , 1180 (Fed. Cir.
    1993) (citation omitted). Such waivers of sovereign immun-
    ity must be strictly construed in favor of the federal
    1   A full description of the factual and procedural
    background of this case, as well as this Court’s reasoning
    for reversing and remanding, can be found at Edenfield v.
    Department of Veterans Affairs, 
    54 F.4th 1357
     (Fed. Cir.
    2022).
    Case: 21-2001     Document: 50      Page: 3   Filed: 03/07/2023
    EDENFIELD   v. DEP’T VETERANS AFFAIRS                        3
    government. United States v. Nordic Vill. Inc., 
    503 U.S. 30
    ,
    33–34 (1992). Allowing an award of attorney fees under the
    WPA is a waiver of sovereign immunity, and therefore the
    language of § 1221(g) must be strictly construed.
    Furthermore, Federal Circuit Rule 47.7 limits this
    Court’s ability to award attorney fees and reasonable ex-
    penses to situations where we are authorized by law to do
    so. In the absence of such statutory authorization, we lack
    the ability to award attorney fees. Indeed, “[u]nder Rule
    47.7, this Court must itself be authorized by law to award
    attorney fees.” Gallo v. Dep’t of Transp., 
    725 F.3d 1306
    ,
    1308 (Fed. Cir. 2013) (emphasis added). This Court cannot
    “derive its authority to award attorney fees from the
    Board’s authority to do so and must have its own statutory
    authorization to award attorney fees.” 
    Id. at 1309
    .
    III
    Dr. Edenfield seeks an award of attorney fees only un-
    der § 1221(g), which outlines the types of correction action
    available to the Board in an individual right of action case
    under the WPA. It provides in relevant part that:
    (g)(1)(A) If the Board orders corrective action under
    this section, such corrective action may include—
    ...
    (ii) back pay and related benefits, medical costs in-
    curred, travel expenses, any other reasonable and
    foreseeable consequential damages, and compensa-
    tory damages (including interest, reasonable ex-
    pert witness fees, and costs).
    (B) Corrective action shall include attorney’s fees
    and costs as provided for under paragraphs (2) and
    (3).
    (2) If an employee . . . is the prevailing party before
    the Merit Systems Protection Board, . . . the
    agency involved shall be liable to the employee . . .
    Case: 21-2001     Document: 50     Page: 4    Filed: 03/07/2023
    4                       EDENFIELD V. DEP’T VETERANS AFFAIRS
    for reasonable attorney’s fees and any other rea-
    sonable costs incurred.
    (3) If an employee . . . is the prevailing party in an
    appeal from the Merit Systems Protection Board,
    the agency involved shall be liable to the em-
    ployee . . . for reasonable attorney’s fees and any
    other reasonable costs incurred, regardless of the
    basis of the decision.
    
    5 U.S.C. § 1221
    (g).
    This statute clearly lays out the conditions and proce-
    dure for awarding attorney fees in an individual right of
    action case under the WPA. First, § 1221(g)(1)(A) explicitly
    gives the Board the authority to “order corrective action.”
    Next, § 1221(g)(1)(B) states that “corrective action shall in-
    clude attorney’s fees and costs” in the two scenarios pro-
    vided for in paragraphs (2) and (3). Section 1221(g)(2)
    provides for an award of attorney fees in proceedings “be-
    fore the Merit Systems Protection Board,” and § 1221(g)(3)
    provides for an award of attorney fees incurred “in an ap-
    peal from the Merit Systems Protection Board.” When
    tracking the language of this statute, two things are clear:
    first, the Board, and only the Board, has the authority to
    order corrective action, including attorney fees; and second,
    the authority to award attorney fees extends to proceedings
    where an employee appeals a decision from the Board to
    this Court, because this Court has jurisdiction over appeals
    of individual right of action decisions under the WPA.
    However, no part of § 1221(g) grants this Court the au-
    thority to award attorney fees in an action brought under
    the WPA. When construed narrowly as required by prece-
    dent, the plain language of § 1221(g) only allows the Board
    to award attorney fees in appeals from the Board.
    Dr. Edenfield first argues that this Court is the proper
    forum to grant attorney fees because “[t]he Federal Circuit
    is in a better position than the [B]oard to determine the
    Case: 21-2001     Document: 50      Page: 5    Filed: 03/07/2023
    EDENFIELD   v. DEP’T VETERANS AFFAIRS                        5
    amount of fees and expenses to be awarded in connection
    with the appeal,” quoting our decision in Gavette v. Office
    of Personnel Management, 
    808 F.2d 1456
    , 1468 (Fed. Cir.
    1986). Mot. at 8–9. But in Gavette, the employee sought at-
    torney fees and expenses under the Equal Access to Justice
    Act (EAJA). The EAJA is an entirely different statute that
    does, in fact, allow this Court to award attorney fees. 
    Id.
     at
    1460–61 (quoting 
    28 U.S.C. § 2412
    (b) (allowing an award
    of attorney fees and reasonable costs by “any court having
    jurisdiction [over such] action”)). Unlike the EAJA, the
    WPA does not contain any language that would allow us to
    grant an award of attorney fees. Strictly construed, the
    statute only allows the Board to grant an award of attorney
    fees, and that authority cannot be extended to this Court.
    Gallo, 
    725 F.3d at 1309
    .
    Dr. Edenfield also argues that § 1221(g) and 
    5 C.F.R. § 1201.202
    , which lists various statutes that authorize the
    Board to award fees, are silent as to the Board’s authority
    to award fees for appeals to this Court, and therefore the
    authority lies with this Court. We disagree. As discussed
    above, § 1221(g)(3) specifically allows the Board to order
    attorney fees in an appeal from the Board. And we have
    previously recognized that the Board has the authority to
    award attorney fees under § 1221(g). See Hickey v. Dep’t of
    Homeland Sec., 
    766 F. App’x 970
    , 974 (Fed. Cir. 2019) (rec-
    ognizing that the Board may require a payment of attorney
    fees under § 1221(g)); Carson v. Dep’t of Energy, 
    64 F. App’x 234
    , 237 (Fed. Cir. 2003) (reviewing a grant of attorney fees
    by the Board in a case brought under the WPA). As to the
    regulation, Dr. Edenfield is correct that it does not refer to
    § 1221(g)(3) but explicitly recites other provisions of § 1221.
    The regulation, however, also explains that the recited list
    of statutes is not exclusive, and thus the regulation does
    not preclude the Board from awarding fees under
    § 1221(g)(3). See 
    5 C.F.R. § 1201.202
    (a) (“These statutory
    authorities include, but are not limited to, the following
    Case: 21-2001    Document: 50     Page: 6    Filed: 03/07/2023
    6                      EDENFIELD V. DEP’T VETERANS AFFAIRS
    authorities . . . .” (emphasis added)). And even if both the
    statute and regulation were silent on the Board’s authority
    to award attorney fees, that would not change the fact that
    § 1221(g) does not grant this Court the authority to award
    attorney fees in an action brought under the WPA. See Er-
    ickson v. U.S. Postal Serv., 
    759 F.3d 1341
    , 1345 (Fed. Cir.
    2014) (“[T]here must be an independent statutory authori-
    zation for the court to award fees.”). Because this Court
    does not have independent statutory authority to grant an
    award of attorney fees under the WPA, and Dr. Edenfield
    has not argued for a grant of attorney fees under any other
    statute, we cannot grant Dr. Edenfield’s application. 2
    Accordingly,
    IT IS ORDERED THAT:
    Dr. Edenfield’s application for an award of appellate
    attorney fees and costs is denied.
    FOR THE COURT
    March 7, 2023                      /s/ Peter R. Marksteiner
    Date                           Peter R. Marksteiner
    Clerk of Court
    2    We express no opinion as to whether Dr. Edenfield
    is entitled to an award of attorney fees from the Board for
    this appeal.