People v. Okoro , 2022 IL App (1st) 201254 ( 2022 )

2022 IL App (1st) 201254SIXTH DIVISION
Filing Date March 31, 2022
No. 1-20-1254
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
FIRST JUDICIAL DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, )
) Appeal from the
Plaintiff-Appellee, ) Circuit Court of
) Cook County.
v. )
) No. 19 CR 9703
IFEANYI OKORO, )
) The Honorable
Defendant-Appellant. ) Charles Burns,
) Judge, Presiding.
JUSTICE ODEN JOHNSON delivered the judgment of the court, with opinion.
Justice Mikva concurred in the judgment and opinion.
Presiding Justice Pierce dissented, with opinion.
OPINION
¶1 Following a jury trial, defendant Ifeanyi Okoro was found guilty of home invasion,
attempted criminal sexual assault, robbery, and unlawful restraint. He was sentenced to concurrent
sentences of 11 years for home invasion, seven years for robbery, and seven years for attempted
criminal sexual assault. On appeal, defendant contends that: (1) his rights under the grand jury
clause of the fifth amendment were violated because the evidence at trial and the jury instructions
constructively amended the indictment and (2) he was denied his constitutional right to cross
No. 1-20-1254
examine the complainant (A.B.) and present his theory of defense. For the following reasons, we
affirm.
¶2 I. BACKGROUND
¶3 The circumstances that led to defendant’s June 20, 2019, arrest arise from events that
occurred on the morning of May 12, 2019, after defendant gave complainant a ride home.
Defendant was later charged by indictment with home invasion, attempted criminal sexual assault
and robbery. The home invasion charge specifically alleged that defendant “entered” A.B.’s
apartment without authority, and that defendant’s conduct violated 720 ILCS 5/19-6(a)(2) (West
2018).
¶4 On September 3, 2019, the State filed a motion in limine asking that defendant “be
precluded from introducing any evidence of the past sexual conduct of the victim” and asserted
that such evidence was barred by the rape shield statute, codified coat 725 ILCS 5/115-7 (West
2018). A hearing was held on the motion on September 10, 2019, at which time the following
exchange took place:
“THE COURT: Correct me if I am wrong, Mr. Crone, but you’re asking that any prior
sexual conduct, activity between the victim and unrelated -- individuals unrelated to this defendant
would be barred.
MR. CRONE [(ASSISTANT STATE’S ATTORNEY)]: Correct.
MR. RYAN KOSZTYA [(DEFENSE COUNSEL)]: No issue as to that.
However, if I may, indulge me for a second. Four police officers arrive to the scene after
the alleged incident. All four police officers have body cams on. Videos at length. She blurts out
about an hour and a half in, ballpark time, I have been raped before. No detail, no follow-up
question. No further elaboration whatsoever. Just I have been raped before.
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THE COURT: What’s your position on that?
MR. CRONE: I would seek that not be [sic] allowed. In fact, be excised from any video
that is played as it goes directly to prior sexual conduct of the victim.
THE COURT: Are you saying it should be admissible, [defense] counsel?
MR. KOSZTYA: I should be able to potentially use it and indulge me. The allegation is
that after my client was in her condominium unit, he used the bathroom, was purported in the
bathroom for 90 seconds. And then the allegation is he essentially started to attack her.
My client’s defense is going to be generally stated I did no such thing. I exited the
bathroom and as soon as I got out of the bathroom she started yelling, screaming, carrying on
at me. And I didn’t know what happened. Like she had changed from night and day. I want to be
able to postulate potentially or at least I want the opportunity to do so, I don’t know if I am going
to do so, that based on whatever experience she had with that that she volunteered to the police
officers, there was something when my client walked out of the bathroom without any contact,
without anything more that triggered an emotional reaction from her.
I want to be able to potentially at least have the door open to touch on it.
THE COURT: How can you do that. That’s really speculative unless you have a good
faith basis to follow up on it.
MR. KOSZTYA: My good faith is based on what she volunteered and there was no
questioning of the officers of whether she’s been involved in something like this before. She
literally stated it out of the blue and volunteered it.
THE COURT: Counsel.
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MR. CRONE: Even an allegation of being a prior victim of this sort of offense is still of a
sexual nature. It’s still barred by the rape shield.
I don’t know of any rule, of any case law of [sic] anything like that provides an exception
for being a victim previously. I believe that the statute and the pounds of case law following
that statute would still apply.
THE COURT: Obviously in a case such as this the victim’s credibility is at issue.
Obviously[,] the victim’s credibility is the [l]ynch pin of this particular case.
The reason rape shield is law is number one, they don’t want parties to be able to infer
that an individual that might have had sexual contact with another individual would be more
likely to give consent on a particular occasion. In other words, putting the victim on trial.
The mere fact that she said she might have been raped before, I don’t know how it would
come into play whatsoever. She could have been - - there’s no allegation that she made a false
accusation of rape before. Nor is there any allegation that she’s been raped before and what
happened.
I understand your position here, counsel, but I think it’s really speculative that you’re
trying to as you say, postulate the fact that she might have been hypersensitive with regard to
being alone with a person and therefore cried rape. But I don’t believe there’s a sufficient nexus
here. I think it’s prohibited by statute.
MR. KOSZTYA: I didn’t mean to interrupt you. That’s the crux of my whole defense.
THE COURT: I understand that.
MR. KOSZTYA: That’s his case.
THE COURT: I do understand that but the mere fact that it’s the crux of your defense
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doesn’t allow something that is inadmissible to become admissible. If you want to brief this,
you want to give me some case law. If I erred in this ruling I will be more than willing to
reconsider it. But the mere fact that she might have said that, I don’t believe that opens the door
with regard to any prior conduct.
MR. KOSZTYA: If you’re granting that request on behalf of the State and that’s
paragraph number eight for the record is clear, I ask that you do so without prejudice and allow
me an opportunity to make that argument.
THE COURT: Absolutely. I never make a final ruling as to anything except maybe I’ve
ruled on the same thing three times before. But if you can bring me some case law or some
surrounding circumstances[,] I will be more than willing to revisit this.”
¶5 The record does not indicate that defense counsel filed any additional pleadings or
submitted any caselaw regarding this matter. Defendant’s jury trial commenced on September
18, 2019.
¶6 At trial, complainant A.B. testified that she was out with her friend, Katrina Jackson and
Jackson’s friend, Christopher Campbell, in the early morning hours of May 12, 2019. Campbell
called defendant, whom A.B. did not know, and invited him to meet the group at a hookah bar
and bring tacos. Defendant arrived with the food, introduced himself as “Henry” and chatted
with the group. He told them he was a cardiologist, and A.B. expressed that she previously had
fluid around her heart in the past. The group talked for approximately two hours and A.B.
indicated it was “normal” conversation. When the group decided to leave, Jackson called for an
Uber and A.B. called for a Lyft. Campbell stated that A.B. should ride with him and defendant, in
defendant’s car, because they were going the same direction. A.B. agreed and got into the front
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seat next to defendant: Campbell was dropped off first. When defendant arrived at A.B.’s building,
she exited and then heard him turn off the car, which she found odd because she assumed he was
going to keep going. As she exited defendant’s car, A.B. got a call from Jackson, who was calling
to make sure she made it home safely. While talking to Jackson, defendant approached her very
quickly and she said to Jackson, “Whoa, he’s trying to come in.” When A.B. asked defendant
why he got out of his car, he was adamant that he had to use the bathroom and asked to use her
bathroom. A.B. initially refused, stating, “I don’t know you like that. I’m not comfortable with
you coming upstairs,” and suggested that he use the restroom at a nearby bar or relieve himself in
the alley. A.B. passed her phone to defendant and defendant spoke with Jackson, repeating that
he really had to use the bathroom. Defendant returned the phone to A.B., and he and A.B.
entered the building.
¶7 When they entered the vestibule, defendant got a FaceTime video call from Campbell.
According to A.B., defendant was right up on her closely being adamant that he “just had to
pee.” A.B. was still on the phone with Jackson, and stalled to decide what she was going to do.
Ultimately, A.B. let defendant into her apartment to use the bathroom because she was trying to
be calm and “didn’t want defendant to become any more aggressive.” Acknowledging that she
was not thinking clearly, A.B. explained that she convinced herself that defendant wasn’t a
stranger per se” because he was a friend of Campbell’s and she accepted that he really just had to
use the bathroom.
¶8 When they entered the lobby, A.B., who was still on the phone with Jackson, walked
slowly, and hoped that defendant would change his mind. When they entered the elevator, A.B.
stalled on pressing the button to her floor, and asked defendant if he could use the bathroom
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somewhere else. When the elevator reached the fourth floor, A.B. and defendant got off and
defendant followed her “closely” to her apartment. She unlocked the door and immediately showed
defendant the bathroom, which was to the left. When defendant entered the bathroom, A.B. walked
towards her kitchen to stand by her knives “just in case.” However, she never made it to the kitchen
because defendant was already out of the bathroom and attempting to grab her from behind. He
grabbed her shoulders and upper arms from behind, and A.B. immediately turned to face him and
started saying “no * * * stop, please don’t do this. You don’t want to do this.” A.B. backed away
from defendant and into the living room, while continually telling defendant to stop and that he
did not want to do this. Defendant then became aggressive, pushed A.B. onto the sofa and climbed
on top of her. He held her down and used his legs to try and move her legs open. A.B. was “flailing”
and “yelling” and trying to move her body away from defendant. A.B. was wearing a floor-length
evening gown that was attached to her body with lingerie tape and defendant ripped her dress so
that the tape “kind of ripped and scratched [A.B.’s] chest.” A.B. could feel defendant’s erect penis
near her stomach and vagina. When defendant let go of her to reach for his pants, A.B. hit the floor
and ran out of the door. She ran through the hallway screaming before running into a stairwell and
calling her best friend, Rachel Hardy.
¶9 A.B. explained that she did not call police first because she was in shock. She told Hardy
that defendant tried to rape her. After hiding in the stairwell for several minutes, A.B. decided that
defendant must have left and walked back to her apartment while still on the phone with Hardy.
When she reached the door, she told Hardy, “I think he’s gone. It seems quiet.” However, when
she opened the door, defendant came from around the corner, immediately grabbed the phone from
A.B.’s hand and knocked her to the floor in the process. Defendant then grabbed her by the foot
and tried to drag her back into the apartment. A.B. was able to escape and ran around the corner
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No. 1-20-1254
of the U-shaped hallway, yelling for help to get her neighbors’ attention, and defendant followed
her and continued reaching for her. He grabbed A.B. by the arm and dragged her back towards her
apartment, but A.B. was able to pull away again and run back to the other side. At that point,
A.B.’s neighbor, Todd Maceira, exited his apartment. Maceira grabbed A.B. and pushed her into
his apartment with his wife and went around the corner to where defendant was. Defendant
subsequently left the building with A.B.’s phone.
¶ 10 A.B. testified that she suffered a scratch from the tape on her dress and an injury to her foot
when defendant grabbed it. She identified photos and surveillance video from her apartment
building, which the State admitted and published to the jury. The surveillance video showed: A.B.
and defendant approaching the door of the building; A.B. putting her hand up towards defendant’s
chest telling him no and defendant following her inside; defendant showing A.B. his FaceTime
call with Campbell; A.B. and defendant approaching the elevator; defendant grabbing the back of
A.B.’s neck and A.B. trying to run; defendant pulling her by the arm back towards her unit; A.B.
running away; and Maceira emerging from his unit. A.B. also testified that defendant ripped the
sleeve of her evening gown, that was admitted into evidence, as he grabbed at her arm and wrist
for the phone.
¶ 11 The police were ultimately called and A.B. identified defendant in a photo lineup the
following day.
¶ 12 Jackson testified that when she arrived home, she called A.B. who sounded distressed.
Jackson then spoke to defendant who told her, “It’s okay.” When the call was disconnected,
Jackson “immediately” got into her car and drove to A.B.’s apartment based on how she sounded.
She also called Campbell and the police. When she arrived to A.B.’s building, she found A.B. in
her neighbor’s apartment, “crying hysterically on the ground.”
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¶ 13 Campbell testified that he saw defendant try to play with A.B.’s hand while defendant
drove them home, but A.B. “wasn’t too receptive.” Later, Campbell received a call from Jackson,
who asked “[W]hy is your homeboy trying to go in my homegirl’s spot?” Campbell then placed a
FaceTime video call to defendant. When defendant answered, he appeared to be in the lobby of a
building and told Campbell that he was just dropping A.B. off and would call him back.
¶ 14 Hardy testified that she was awakened on May 12, 2019, by missed telephone calls and
text messages from Jackson. A.B. then called Hardy, “crying hysterically.” Hardy spoke with A.B.
for a minute and a half, and A.B. was “frightened,” “scared” and “crying the entire time.” During
the first part of the call, it sounded as if A.B. was in an “open and airy” indoor space. During the
last part of the call, “it changed to sound a little more secluded like [A.B.] was in a room.” Hardy
heard what sounded like a struggle and then the phone went dead. Hardy immediately called the
police and reported a struggle taking place at A.B.’s address. She then drove to A.B.’s apartment.
When Hardy arrived 10 minutes later, she found A.B. in her neighbor’s apartment, still crying
“hysterically.” A.B. was flushed, her hair was disheveled, and her sleeve was torn. Later Hardy
and A.B. went downstairs to search for A.B.’s phone but did not find it.
¶ 15 Chicago Police Detective Carolyn Young testified that she was assigned to investigate the
case and located defendant based on a phone number , address, and photo that were provided. She
used the photo to make a photo lineup. Detective Young also testified that A.B.’s phone was
recovered from the Apple Store on Michigan Avenue.
¶ 16 Maceira testified that he was awakened early in the morning on May 12, 2019, by a woman
screaming in the hallway outside his door. He opened his door and saw A.B. come around the
corner of the hallway and walk towards him. A.B. appeared extremely upset, was crying and
“almost collapsing.” Maceira put his arms out to catch A.B. because he thought she was going to
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fall. After directing A.B. to a bench in front of his apartment door, he walked down the hallway
and around the corner where he saw a man waiting for an elevator approximately 20 feet away.
Maceira did not attempt to stop the man because he “didn’t know exactly what was going on.”
After the man entered the elevator, Maceira went back to his apartment. Maceira acknowledged
that he “tentatively” identified someone other than defendant from a photographic lineup, but
stated he told police that he was unsure whether he could positively identify the person.
¶ 17 Defendant moved for a directed verdict on the aggravated criminal sexual abuse charge,
which the trial court granted. He then waived his right to testify and did not call any witnesses.
At the jury instructions conference, the State proposed using both sets of bracketed language in
the pattern jury instructions for home invasion: “that defendant ‘knew or had reason to know that
one or more persons was present’ ‘when [he] entered the dwelling place,’ or that defendant
‘remained in the dwelling place until’ ‘he had reason to know that one or more persons was
present.’” See Ill. Pattern Jury Instructions, Criminal No. 11.53 (approved May 13, 2015)
(hereinafter IPI Criminal No. 11.53). Defendant objected to the use of the “remained in the
dwelling place until” language in the definition instruction, stating that the language was not
included in the indictment and argued that the language was not required and also not supported
by the evidence. The following exchange occurred:
“THE COURT: IPI 11.53, People’s 10, definition of home invasion. Any objection?
MR. KOSZTYA: Judge, there is an objection as to how this one is written.
THE COURT: Go ahead.
MR. KOSZTYA: Specifically, - - let me get to the line. The second to the last clause, read
verbatim: Or when he remains in such dwelling place until he knows or has reason to know one or
more persons is present, end quote. I’m objecting to that.
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* * *
THE COURT: Okay. What’s your objection to that?
MR. KOSZTYA: Well, your Honor, comparing this to Count 5 and the Bill of Indictment,
it makes it a completely different charge and adds another complex layer to it that was never
charged against my client in the first place. And given notice of this now, this morning. There’s
been absolutely no change to the Bill of Indictment whatsoever. There’s been no additional home
invasion count. That clause is not in Count 5 of the Bill of Indictment and it has not been amended
or superseded.
THE COURT: What’s your response?
MR. CRONE: Judge, as your Honor well knows, theories and the evidence changes things.
In this case, we heard from the witness herself, who testified that when she returned from the
stairwell, back into her apartment, the defendant was inside her apartment, waiting for her, and
another attack occurred.
Just because it wasn’t necessarily in the indictment charge and language itself does not
preclude the State from proceeding on that theory of the offense. Much like accountability is not
charged in the indictment language but accountability is a theory that can be proceeded upon and
has to be instructed on based on the evidence, as it’s presented in court. The evidence supports this
portion of the instruction, and I believe it is appropriate to give.
MR. KOSZTYA: In response, I submit that the evidence doesn’t show that. I submit - -
THE COURT: Okay. What’s the purpose of the charging document? What do you
understand the purpose of the charging document?
MR. KOSZTYA: To put you on notice as to - -
THE COURT: Put you on notice - -
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MR. KOSZTYA: -- what the charge is and what it is that you’re defending against.
THE COURT: And to protect against double jeopardy, correct?
MR. KOSZTYA: Correct.
THE COURT: Okay. So are you saying that the IPI is going to be wrong here?
MR. KOSZTYA: I’m not saying the IPI is wrong. I’m saying - -
THE COURT: Okay. But there’s not any other provision in the IPI. It either uses deadly
weapon, threaten the imminent use of force, wherein it causes any injury to that person within a
dwelling place.
MR. KOSZTYA: Your Honor, I submit that 11.53 could be supported without that clause.
I submit that that clause is not required for a jury instruction for home invasion. That clause could
be removed and it’s a legitimate jury instruction under 11.53. I also submit that the evidence
proffered doesn’t support the proposition.
THE COURT: Okay. Well, that’s the jury’s determination; is it not?
MR. KOSZTYA: The jury is the finder of fact in this matter. I mean, I don’t see how this
is wrong. It’s not like anything is superfluous that’s injected into the instructions here. It looks like
it’s word-for-word.
***
MR. KOSZTYA: Your Honor, I’m submitting that the bracketed portion under 11.53,
before you get to the subparts, is not required. It should not be required in this case. I submit that
--
THE COURT: You’re talking about and remains in such a dwelling place until?
MR. KOSZTYA: Yes.
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THE COURT: Okay. All right. I understand your objection here. I don’t believe it needs
to be part of the charging document. Your objection will be noted for the record.”
¶ 18 With respect to the home invasion charge, the trial court instructed the jury as follows: “A
person commits the offense of home invasion when he, not being a peace officer acting in the line
of duty, without authority, knowingly entered the dwelling place of another when he knows or has
reason to know that one or more persons is present; or when he remains in such dwelling until he
knows or has reason to know one or more persons was present and intentionally caused any injury
to any person within the dwelling place.
The defendant’s entry into a dwelling place of another is without authority if at the time of
the entry into the dwelling the defendant has intent to commit a criminal act within the dwelling,
regardless of whether the defendant was initially invited into the dwelling. However, defendant’s
entry into the dwelling is with authority if the defendant enters a dwelling without criminal intent
and was initially invited into or received consent to enter the dwelling, regardless of what
defendant does after he enters.
The term injury and the definition of home invasion may include physical injury. It also
includes psychological or emotional trauma, if that trauma was a result of some physical contact.
To sustain the charge of home invasion, the State must prove the follow propositions: First
proposition, that defendant was not a peace officer acting in the line of duty; and, second
proposition, that defendant knowingly, and without authority, entered the dwelling place of
another; and, third proposition, that when the defendant entered the dwelling place, he knew or
had reason to know that one or more persons was present or that the defendant remained in the
dwelling place until he know or had reason to know that one or more persons were present; and,
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fourth proposition, that defendant intentionally caused injury to [A.B.], a person within the
dwelling place.”
¶ 19 The jury subsequently returned guilty verdicts for home invasion, attempted criminal
sexual assault, and robbery. After the jury verdict but prior to sentencing or the filing of any
posttrial motions, defendant’s trial counsel withdrew. Defendant secured new counsel, who
represented him during the posttrial proceedings and also represents him on this appeal.
¶ 20 On October 16, 2019, posttrial counsel filed a motion for new trial, contending that the
State failed to prove him guilty beyond a reasonable doubt, the trial court erred in denying
defendant’s motion for a directed verdict on all counts and the State failed to prove every material
allegation of the information beyond a reasonable doubt. Posttrial counsel filed an amended motion
for new trial on December 12, 2019, contending that: the State failed to prove defendant guilty of
the charges beyond a reasonable doubt; the trial court erred in not granting defendant’s motion for
directed finding, specifically that for the charge of home invasion, the State failed to prove each
and every element required; the trial court erred by ordering the exclusion of evidence regarding
the alleged victim’s prior sexual assault allegations; and the State failed to state sufficient facts in
the record for the jury to find the defendant guilty beyond a reasonable doubt on any of the charges.
On February 14, 2020, posttrial counsel filed a second amended motion for a new trial which
restated the prior arguments raised, but further clarified that the rape shield statute did not preclude
the introduction and cross examining of a rape victim regarding prior accusations of rape, citing
People v. Grano, 286 Ill. App. 3d 278 (1996); People v. Santos, 211 Ill. 2d 395 (2004); and
Redmond v. Kingston, 240 F. 3d 590 (7th Circ. 2001).
¶ 21 Defendant’s posttrial motion was denied and the trial court sentenced defendant to
concurrent terms of 11 years for home invasion and seven years each for attempted criminal sexual
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assault and robbery on October 13, 2020. This appeal followed and oral argument was held on
December 16, 2021.
¶ 22 II. ANALYSIS
¶ 23 On appeal, defendant contends that his rights under the grand jury clause were violated
because the evidence at trial and the jury instructions constructively amended the indictment; and
that he was denied his constitutional rights to cross examine the complainant and present his theory
of defense.
¶ 24 A. Constructive Amendment of the Indictment
¶ 25 Defendant first contends that his rights under the fifth amendment’s grand jury clause (U.S.
Const., amend. V) were violated because it limits the available bases for conviction to those
contained in the indictment. He asserts that a constructive amendment to the indictment occurred
when the State, through its presentation of the evidence and closing argument, and the trial court,
through its instruction to the jury, broadened the possible bases for conviction beyond those
presented by the grand jury. He further contends that this issue is subject to de novo review.
¶ 26 The State responds that defendant’s argument based on the fifth amendment’s grand jury
clause fails because that provision does not apply to the states, and any due process argument
would be forfeited and meritless. As defendant’s argument and supporting caselaw are based
solely on the fifth amendment’s grand jury clause, the State maintains that no further analysis is
necessary to reject his claim. The State further argues that, although defendant did not raise a due
process argument, for the sake of completeness, any such argument would fail. The State noted
that if defendant believed his conviction violated due process for lack of adequate notice based on
the “remain in” theory, he was required to raise such argument both at trial and in his posttrial
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motion. Because defendant did neither but merely noted during the instructions conference that
defense counsel raised a general objection to the “remains in” language, the State maintains that
this did not amount to a due process argument. The State made this assertion because: the
indictment was required to include the “remains in” language; he was unaware that he could be
convicted on a “remaining” theory; or the absence of the “remains in” language affected his trial
preparation or otherwise prejudiced him. Thus, any due process argument is forfeited. Finally, the
State asserts that, forfeiture aside, any due process argument based on these facts would fail
because a defendant has the right to be informed of the “nature and cause” of the charge against
him, not the manner in which it was committed. Therefore, the State concludes that the indictment
was sufficient.
¶ 27 Defendant’s reply brief acknowledges that the fifth amendment’s grand jury clause does
not apply to the states, but argues instead that the grand jury clause of the Illinois Constitution,
(Ill. Const. 1970, art. I, § 7), provides greater protection than the fifth amendment. He reasserts his
argument that the indictment may not be broadened through amendment except by the grand jury
itself. With respect to the State’s contention that he failed to properly preserve any argument that
his conviction on a “remaining” theory violated due process, defendant argues that his counsel
objected prior to the instructions conference, which was also relayed to the jury by the trial court.
He contends, however, that even if the requirements set forth in People v. Enoch, 122 Ill. 2d 176(1988), that an objection has to be made at trial and the matter included in a posttrial motion, were
not met, the constructive amendment of the indictment constitutes plain error because it deprived
him of being fully apprised of the charges against him and as a result, deprived him of his
constitutional right to prepare a defense against the home invasion charge on the basis that he
remained in the dwelling. He further argues that it constitutes plain error because the State “made
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the deliberate decision” to indict him for home invasion based on unauthorized entry, which would
have exposed him to future prosecution based on the “remaining within” theory.
¶ 28 As a threshold matter, defendant’s posttrial motion did not raise any issue of variance
between the indictment, evidence presented at trial, and the jury instructions. Our review of the
record reveals that defendant only objected at the instructions conference to the definition of home
invasion that was included in the State’s jury instructions. The State contends that defendant has
forfeited review of this issue because it was not raised in his posttrial motion. We reject the State’s
contention because a challenge to the sufficiency of the charging instrument may be raised for the
first time on appeal. People v. Jones, 245 Ill. App. 3d 674, 676 (1993); People v. Vaughn, 136 Ill.
App. 3d 342, 354 (1985). This is because due process concerns are implicated. People v.
DiLorenzo, 169 Ill. 2d 318, 321 (1996). Accordingly, we will review defendant’s issue on the
merits.
¶ 29 Next, we review defendant’s initial contention that there was a violation of his
constitutional rights under the grand jury clause of the fifth amendment. As noted by the State, and
conceded by defendant in his reply brief, the provision of the fifth amendment requiring indictment
by a grand jury is not applicable to State criminal proceedings. See People v. Redmond, 67 Ill. 2d
242, 246 (1977), (citing Hurtado v. California, 110 U.S. 516-535-38 (1884)). We are left then with
a variance claim, that is, whether there was a variance between the indictment, trial evidence, and
jury instructions: and if so, whether the variance was “fatal.”
¶ 30 A defendant has a fundamental right to be informed of the nature and cause of criminal
accusations made against him. People v. Espinoza, 2015 IL 118218, ¶ 15; People v. Stephenson,
2016 IL App (1st) 142031, ¶ 16. Section 111-3(a) of the Code of Criminal Procedure of 1963
(Code) (725 ILCS 5/111-3(a) (West 2018)) states that a charge must be in writing and allege
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commission of an offense by: (1) stating the name of the offense, (2) citing the statutory provision
alleged to have been violated; (3) setting forth the nature and elements of the offense charged; (4)
stating the date and county of the offense as definitely as can be done; (5) stating the name of the
accused, if known, and if not known, designate the accused by any name or description by which
he can be identified with reasonable certainty. 725 ILCS 5/111-3(a) (1-5) (West 2018). Whether a
charging instrument was sufficient is a question of law that we review de novo. Espinoza, 2015 IL
118218, ¶ 15.
¶ 31 Once an indictment is returned by the grand jury, it may not be broadened through
amendment except by the grand jury itself. People v. Ross, 395 Ill. App. 3d 660, 667 (2009). The
purpose of this rule is to ensure that citizens’ rights are not at the mercy or control of a prosecutor.
Id.¶ 32 The timing of the challenge to the indictment determines whether a defendant must show
that he was prejudiced by any defect in the charging instrument. Id. at ¶ 23. If an indictment or
information is challenged in a pretrial motion, it must strictly comply with the pleading
requirements of section 111-3(a). People v. Rowell, 229 Ill. 2d 82, 93 (2008). At that juncture, if
the indictment or information does not strictly comply with the pleading requirements of section
111-3(a), the proper remedy is dismissal. Id.¶ 33 However, when an indictment or information is challenged for the first time posttrial, case
law and statutes require a defendant to show that he was prejudiced in preparing his defense. Id.See also People v. Davis, 217 Ill. 2d 472, 479 (2005); People v. Gilmore, 63 Ill. 2d 23, 29 (1976);
725 ILCS 5/116-2(c) (West 2018). Consequently, when, as here, the indictment or information is
challenged for the first time on appeal, our review is limited to determining whether the indictment
apprised defendant of the precise offense charged with sufficient specificity to prepare his defense
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No. 1-20-1254
and would allow defendant to plead a resulting conviction as a bar to future prosecution arising
out of the same conduct. Id. See also People v. Benitez, 169 Ill. 2d 245, 257 (1996); People v.
Winford, 383 Ill. App. 3d 1, 4 (2008).
¶ 34 The State must prove the essential elements of the charging instrument. People v.
Lattimore, 2011 IL App (1st) 093238, ¶ 67. A variance between allegations in an indictment and
proof at trial is fatal to a conviction if the variance is material and could mislead the accused in
making his defense (Winford, 383 Ill. App. 3d at 4) or expose him to double jeopardy (People v.
Arndt, 351 Ill. App. 3d 505, 518 (2004)).
¶ 35 We consider the plain and ordinary meaning of the language in the indictment as read and
interpreted by a reasonable person. Arndt, 351 Ill. App. 3d at 517-18. A charging instrument is to
be read as a whole, and where a statute is cited in a count, the statute and count are to be read
together. Id. at 518. If the essential elements of an offense are properly charged but the manner in
which the offense is committed is incorrectly alleged, the error is one of form. Lattimore, 2011 IL
App (1st) 093238, ¶ 67.
¶ 36 An indictment need not state specifically the statute violated by the acts alleged to be a
crime, and this holds true when there are several statutory provisions under which the charge might
fall. People v. Pronger, 48 Ill. App. 2d 477, 481 (1964). It is not necessary that an indictment
contain all the language of the statute on the subject. Id. When a crime can be committed by several
acts, a variance between the act named in the indictment and the act proved will not be fatal.
Lattimore, 2011 IL App (1st) 093238, ¶ 69.
¶ 37 In the case at bar, count 5 of the indictment charged defendant with home invasion as
follows:
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No. 1-20-1254
“*** he, not being a peace officer acting in the line of duty, without authority,
knowingly entered the dwelling place of another, to wit: the dwelling place of A.B., located
at 1147 West Ohio #402 in Chicago, Cook County, Illinois, and he knew or had reason to
know that one or more persons were present, and he intentionally caused any injury, other
than by the discharge of a firearm, to A.B., within the dwelling place, to wit: pain to A.B.’s
body, in violation of Chapter 720 Act 5 Section 19-6(a)(2) of the Illinois Compiled Statutes
1992 as amended***.”
¶ 38 Section 19-6 of the Criminal Code of 2012 (Criminal Code) defines the offense of home
invasion as follows:
“(a) A person who is not a peace officer acting in the line of duty commits home
invasion when without authority he or she knowingly enters the dwelling place of another
when he or she knows or has reason to know that one or more persons is present or he or
she knowingly enters the dwelling place of another and remains in the dwelling place until
he or she knows or has reason to know that one or more persons is present * * * and
***
(2) [i]ntentionally causes any injury except as provided in subsection (a)(5), to any
person or persons within the dwelling place * * *.” 720 ILCS 5/19-6(a)(2) (West 2018).
¶ 39 IPI Criminal No. 11.53 which defines home invasions, reads as follows:
“A person commits the offense of home invasion when he, [(not being a peace
officer acting in the line of duty, without authority, knowingly enters the dwelling place of
another) (falsely represents himself, including but not limited to, falsely represents himself
to be a representative of any unit of government or a construction company or a
telecommunications company or a utility company for the purpose of gaining entry to the
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No. 1-20-1254
dwelling place of another)] [(when) (and remains in such dwelling place until)] he knows
or has reason to know that one or more persons is present), and * * * [2] intentionally
causes any injury to any person within the dwelling place * * *.” (Emphasis in original).
¶ 40 As noted above, because defendant challenges the indictment for the first time on appeal,
we measure the sufficiency of the indictment by the following test: (1) whether it apprised him of
the precise offense charged (2) with sufficient specificity to prepare his defense and (3) allowed
pleading a resulting conviction as a bar to future prosecution from the same conduct. Stephenson,
2016 IL App (1st) 142031, ¶ 18.
¶ 41 Turning to the facts of this case, we find that there was no fatal variance between the
indictment, evidence presented at trial, and the jury instructions as the indictment apprised him of
the offense of home invasion as found in the statute. Thus, defendant has failed to satisfy any part
of the test.
¶ 42 First, the indictment essentially quoted the language of the home invasion statute. The
statute provides that home invasion can be committed by a person who enters someone’s dwelling
without authorization when someone is home or enters and remains in the dwelling until someone
is home. While defendant is correct that the indictment does not contain the “remains in the
dwelling place” language, we note that the indictment does cite to the home invasion statute which
does contain said language. As an indictment that cites a statute must be read together with the
statute (Arndt, 351 Ill. App. 3d at 518), we find that defendant had sufficient notice that any or all
of the provisions of section 19-6 were being raised in this case. The home invasion statute details
three ways in which a person can commit the offense; thus, any variance between the act named
in the indictment and the means or manner by which defendant committed the act as proved at trial
is not fatal. See Lattimore, 2011 IL App (1st) 093238, ¶ 69. Contrary to defendant’s assertion,
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No. 1-20-1254
there was no broadening of the possible bases for his conviction as the indictment specifically
stated that he was charged with violation of section 19-6.
¶ 43 Second, defendant has failed to establish that the challenged variance prejudiced the
preparation of his defense in any way. As noted above, when the essential elements of an offense
are properly charged but the manner in which the offense is committed is incorrectly alleged, the
error is one of form. Winford, 383 Ill. App. 3d at 5. There is no question that defendant knew he
was accused of home invasion under section 19-6 of the Criminal Code. Defendant was provided
with a probable cause statement on June 22, 2019, which detailed A.B.’s version of events,
including the fact that defendant was still in her apartment when she returned, and that he attacked
her again. At trial, defendant’s theory of the case before and after trial was that he was invited and
so his presence was authorized. Defendant did not present any witnesses but cross-examined the
State’s witnesses. In closing argument, defense counsel additionally argued that there was no
evidence showing that defendant ever went back into A.B.’s home, that he was inside the home
when A.B. returned, or that her ankle was grabbed, causing her to fall. Nevertheless, defendant
has not shown how a variance between the indictment, proof at trial, and jury instructions about
the manner in which the home invasion was committed was material or inadequate notice of the
charge. As any such variance was a matter of form rather than substance, we conclude that it was
not material and did not prejudice defendant.
¶ 44 Third, defendant has not been exposed to double jeopardy. Defendant’s indictment
specified his name, the date and place of the offense, the statutory provision alleged to have been
violated, and set forth in the language of the statute the nature and elements of the offense charged.
725 ILCS 5/111-3(a) (West 2018). If any future prosecution was attempted, prior prosecution on
the same facts could be proved by the record. See Stephenson, 2016 IL App (1st) 142031, ¶ 23;
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No. 1-20-1254
Lattimore, 2011 IL App (1st) 093238, ¶ 71; Winford, 383 Ill. App. 3d at 6; Arndt, 351 Ill. App. 3d
at 518-19; Jones, 245 Ill. App. 3d at 677.
¶ 45 Therefore, we cannot say that the variance between the indictment, the proof at trial and
the jury instructions about the manner in which defendant committed home invasion was either
material, inadequate notice of the charge, or would expose him to double jeopardy. Thus, said
variance was not fatal.
¶ 46 B. Violation of Right to Cross Examine Complainant
¶ 47 Next, defendant contends that he was denied his constitutional rights to cross examine
complainant and present his theory of defense. This argument is based on trial counsel’s argument
at the hearing on the State’s motion in limine that the defense should be allowed to question
complainant about any prior instances of rape that might affect her outlook on the circumstances
involving defendant. Specifically, defendant contends that the rape shield statute is inapplicable to
complainant’s unprovoked excited utterance to police that she had been raped before and that the
statement was admissible as an exception under section 7(a) of the rape shield statute (725 ILCS
5/115-7(a) (West 2018)) as “constitutionally required:” in this case, to safeguard his sixth
amendment right to confront witnesses against him. U.S. Const., amend. VI. Defendant asserts that
he was unable to present his theory of the case: namely, that complainant was “hypersensitive and
filled with anxiety of being alone with a man” because she had been raped before. Defendant does
not, however, request that this court review this issue under plain error.
¶ 48 The State responds that this particular argument is forfeited as defendant never raised any
challenge to the exclusion of the evidence under the rape shield statute as a violation of his sixth
amendment rights. The State further contends that the argument fails on its merits because whether
A.B. was raped on a prior occasion was irrelevant; the assumption that A.B. was raped before was
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No. 1-20-1254
speculative; the exclusion ruling was within the trial court’s discretion; and any possible error was
harmless and nothing in the ruling precluded defendant from testifying on his own behalf.
¶ 49 Our examination of defendant’s posttrial motion, amended posttrial motion and second
amended posttrial motion reveal that he did not raise this precise issue. No challenge to the pretrial
ruling was raised in the initial posttrial motion; the amended posttrial motion stated only that “[t]he
Court erred by ordering the exclusion of evidence with regard to the alleged victim’s prior sexual
assault allegations.” The second amended posttrial motion stated: “[t]he Court erred by ordering
the exclusion of evidence with regard to the alleged victim’s prior sexual assault allegations. It is
well established the Rape Shield Act does not preclude the introduction of and cross examination
of a rape victim regarding prior accusations of rape,” citing People v. Grano, 286 Ill. App. 3d 278(1996); People v. Santos, 211 Ill. 2d 395 (2004); and Redmond v. Kingston, 240 F. 3d 590 (7th
Circ. 2001).
¶ 50 Generally, a claim is forfeited when not raised both contemporaneously and specifically in
a posttrial motion. People v. Woods, 214 Ill. 2d 455, 471 (2005); People v. Burnett, 2015 IL App
(1st) 133610, ¶ 75. Failure to preserve an alleged error for review is a procedural default. People
v. Rivera, 277 Ill. App. 3d 811, 818 (1996).
¶ 51 Where errors or defects affect substantial rights, deny the accused a fair and impartial trial,
or involve evidence that is closely balanced, a reviewing court may choose to consider the issue.
People v. Ward, 154 Ill. 2d 272, 294 (1992). Additionally, as our supreme court noted in Cregan,
there are three types of claims not subject to forfeiture for failing to file a post-trial motion: (1)
constitutional issues that were properly raised at trial and may be raised later in a postconviction
petition; (2) challenges to the sufficiency of the evidence; and (3) plain errors. Cregan, 2014 IL
113600, ¶ 15 (citing Enoch, 122 Ill. 2d at 190).
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No. 1-20-1254
¶ 52 Here, although defendant did not specifically raise a constitutional challenge to the
application of the rape shield statute in his posttrial motions thereby triggering forfeiture of those
issues, he did make a constitutional challenge by way of objection at the pretrial hearing and could
raise it again later in a postconviction petition. We will therefore apply the constitutional challenge
exception to the forfeiture. We now turn to the merits of his contention.
¶ 53 A defendant has a right, pursuant to the confrontation clause in the sixth amendment, to
cross examine a witness in order to show motive, bias, or other factors which might influence
testimony. People v. Davis, 337 Ill. App. 3d 977, 984 (2003). A trial court may exclude evidence
when its relevancy is so speculative that it is of little probative value. Id. at 985.
¶ 54 The Illinois rape shield statute bars evidence of the alleged victim’s prior sexual activity or
reputation, subject to two exceptions: (1) evidence of past sexual activities with the accused,
offered as evidence of consent; and (2) where the admission of such evidence is constitutionally
required.” 725 ILCS 5/115-7 (West 2018); People v. Santos, 211 Ill. 2d 395, 401-02 (2004). In
this case, the second exception is at issue.
¶ 55 The purpose of the rape shield statute “is to prevent the defendant from harassing and
humiliating the complaining witness with evidence of either her reputation for chastity or specific
acts of sexual conduct with persons other than [the] defendant.” People v. Johnson, 2014 IL App
(2d) 121004, ¶ 42. However, the rape shield’s preclusion of prior sexual conduct is not absolute
and should not be mechanically applied to “obscure relevant evidence that bears directly on guilt
or innocence.” People v. Hill, 289 Ill. App. 3d 859, 862 (1997). The statute’s “when
constitutionally required” exception requires that a defendant be permitted to offer certain
evidence which is directly relevant to matters at issue in the case, even if it concerns the victim’s
prior sexual activity. Johnson, 2014 IL App (2d) 121004, ¶ 42. The question is of relevance and
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No. 1-20-1254
the victim’s sexual history is not constitutionally required to be admitted unless it would make a
meaningful contribution to the fact-finding process. People v. Sandifer, 2016 IL App (1st) 133397,
¶ 23. Our supreme court has recognized that under the second exception, a defendant’s
constitutional right to confront witnesses, must, in certain circumstances, supersede the statutory
exclusion. Davis, 337 Ill. App. 3d at 985. A defendant’s constitutional right to cross examine a
witness is not defeated by the statute where the evidence of a victim’s past sexual conduct is
relevant and tends to establish bias, motive, or prejudice. Id. (citing People v. Sandoval, 135 Ill.
2d 159, 174-75 (1990)).
¶ 56 We thus determine whether the trial court erred in ruling that complainant’s excited
utterance that she was previously raped was barred by the rape shield statute.
¶ 57 It is well-settled that evidentiary rulings made pursuant to the rape shield statute are
reviewed for an abuse of discretion. Id. ¶ 26. An abuse of discretion occurs where the trial court’s
decision is arbitrary, fanciful, or unreasonable or where no reasonable person would agree with
the position adopted by the trial court. Id.
¶ 58 The rape shield statute requires a defendant seeking to use the “constitutionally required”
exception to make an offer of proof with specific and detailed information. Id. ¶ 28. And even
when admissible, such information may still be rejected if it is not relevant – “of little probative
value because of remoteness, uncertainty or conjectural nature.” Id.
¶ 59 In this case, trial counsel made general, speculative statements about why and how
complainant’s statement to police regarding a prior rape would be relevant to defendant’s case.
Specifically, counsel argued, as appellate counsel now argues, that it was possible that
complainant’s past experience of being raped made her hypersensitive to being alone with men
because of the lasting effect such experience would have on her.
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No. 1-20-1254
¶ 60 We find defendant’s theory that a prior rape would make complainant hypersensitive to be
pure conjecture and therefore irrelevant to the issue of whether this defendant committed the
offense of attempted criminal sexual assault. Defendant did not make an offer of proof in the trial
court regarding the relevance of this evidence, and we find that defendant is unable to prove its
relevance without supporting evidence validating his theory. Pursuant to Sandoval, 135 Ill. 2d at
174-75, the evidence must be relevant to supersede the protections of the rape shield statute. There
has been no such showing here. We conclude that the trial court did not abuse its discretion in
refusing to allow the cross examination.
¶ 61 CONCLUSION
¶ 62 For the foregoing reasons, we affirm the judgment of the circuit court of Cook County.
¶ 63 Affirmed.
¶ 64 PRESIDING JUSTICE PIERCE, dissenting.
¶ 65 Defendant contends that his rights under the grand jury clause were violated because the
evidence at trial and the jury instructions constructively amended the indictment. Although
defendant had some difficulty framing this issue in his briefs before this court, the majority
ultimately considered defendant’s argument as a variance claim, finding that no variance existed
between the indictment, the evidence presented at trial and the jury instructions. I disagree and
find the variance between the charging instrument and the jury instructions particularly
problematic, given that the jury instructions improperly stated the law of home invasion. The
erroneous home invasion jury instruction, coupled with the State’s argument that defendant
“staying” in the apartment was sufficient to prove guilt, when the offense of home invasion by
“entering and staying” was not charged, deprived defendant of a fair trial. Therefore, I respectfully
dissent and find this case should be remanded for a new trial.
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No. 1-20-1254
¶ 66 Home invasion occurs when: “(a) A person who is not a peace officer acting in the line of
duty commits home invasion when without authority he or she knowingly enters the dwelling place
of another when he or she knows or has reason to know that one or more persons is present or he
or she knowingly enters the dwelling place of another and remains in the dwelling place until he
or she knows or has reason to know that one or more persons is present or who falsely represents
himself or herself, including but not limited to, falsely representing himself or herself to be a
representative of any unit of government or a construction, telecommunications, or utility
company, for the purpose of gaining entry to the dwelling place of another when he or she knows
or has reason to know that one or more persons are present and;
(1) While armed with a dangerous weapon, other than a firearm, uses force or
threatens the imminent use of force upon any person or persons within the
dwelling place whether or not injury occurs, or
(2) Intentionally causes any injury, except as provided in subsection (a)(5), to any
person or persons within the dwelling place, or
(3) While armed with a firearm uses force or threatens the imminent use of force
upon any person or persons within the dwelling place whether or not injury
occurs, or
(4) Uses force or threatens the imminent use of force upon any person or persons
within the dwelling place whether or not injury occurs and during the commission
of the offense personally discharges a firearm, or
(5) Personally discharges a firearm that proximately causes great bodily harm,
permanent disability, permanent disfigurement, or death to another person within
the dwelling place, or
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No. 1-20-1254
(6) Commits, against any person or persons within that dwelling place, a violation of
Section 11-1.20, 11-1.30, 11-1.40, 11-1.50, or 11-1.60 of this Code.” 720 ILCS
5/19-6(a) (West 2020).
¶ 67 In summary, home invasion occurs either when a defendant without authority “enters the
dwelling place of another knowing its occupied” and intentionally commits one of the acts
enumerated in subsections (1) thru (6) or knowingly enters the dwelling place of another and
remains in the dwelling place until he knows someone is present and intentionally performs one
of the enumerated acts. 720 ILCS 5/19-6(a) (West 2020) (emphasis added). Based on the plain
language of the statute, there are two ways to commit the offense of home invasion centered on
the act of unauthorized entry knowing the dwelling is occupied or entering and remaining after
occupancy is known. See People v. Bradford, 2016 IL 118674, ¶ 13 (there are two possible ways
to commit the crime of burglary: (1) entering without authority with the intent to commit a felony
or theft or (2) by remaining without authority with the intent to commit a felony or theft.).
¶ 68 A defendant has the fundamental right, under both the Federal (U.S. Const., amend. VI)
and State constitutions (Ill. Const.1970, art. I, sec. 8), to be informed of “the nature and cause” of
criminal accusations made against him. When a defendant attacks the sufficiency of an indictment
for the first time on appeal, we must determine whether the indictment provided defendant with
sufficient specificity as to the crime charge so that defendant may adequately prepare his defense.
People v. DiLorenzo, 169 Ill. 2d 318, 321-22 (1996). Here, defendant was charged with a single
count of home invasion: entering a dwelling place knowing it was occupied with the intent to cause
bodily injury. It was alleged, and proven, that defendant, “without authority, knowingly entered
the dwelling place of another, to wit: the dwelling place of A.B., located at 1147 West Ohio #402
in Chicago, Cook County, Illinois, and he knew or had reason to know that one or more persons
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No. 1-20-1254
were present, and he intentionally caused an injury, other than by the discharge of a firearm, to
A.B., within the dwelling place, to wit: pain to A.B.’s body.” To be clear, defendant was only
charged with “entering.” There was no charge alleging the second way home invasion could be
committed: entering and remaining in the dwelling after he learns someone is present. Although
defendant did not challenge the sufficiency of the evidence on appeal, the evidence is sufficient to
establish beyond a reasonable doubt that defendant did in fact commit the crime as charged:
entering with intent to cause bodily injury.
¶ 69 While the evidence certainly conforms to the indictment, the jury instructions allowed the
jury to consider elements of the uncharged offense of home invasion -- entering and remaining --
in addition to improperly stating the law and effectively prevented defendant from preparing and
presenting an adequate defense. 1 Although the written instructions have not been included in the
record on appeal, the circuit court orally instructed the jury that defendant could be found guilty
of home invasion if they found he “knowingly entered the dwelling place of another when he
knows or has reason to know that one or more persons is present; or when he remains in such
dwelling until he knows or has reason to know one or more persons was present and intentionally
caused any injury to any person within the dwelling place.” The court further instructed,
“To sustain the charge of home invasion, the State must prove the following
propositions: First proposition, that defendant was not a peace officer acting in the line of
duty; and, second proposition, that defendant knowingly, and without authority, entered
the dwelling place of another; and, third proposition, that when the defendant entered the
1
Rule 451(c) provides that “substantial defects” in jury instructions “are not waived by failure to
make timely objections thereto if the interests of justice require.” 177 Ill.2d R. 451(c); People v. Williams,
181 Ill.2d 297, 317-18 (1998). This rule allows a reviewing court to consider issues despite waiver if the
error is so fundamental and of such magnitude that the defendant was denied a fair trial or if the evidence
is closely balanced. People v. Rios, 318 Ill. App. 3d 354, 361 (2000).
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No. 1-20-1254
dwelling place, he knew or had reason to know that one or more persons was present or
that the defendant remained in the dwelling place until he knew or had reason to know
that one or more persons were present; and, fourth proposition, that defendant
intentionally caused injury to [A.B.], a person within the dwelling place.” (Emphasis
added).
¶ 70 Defendant was only charged with one count of home invasion to wit: that he knowingly
entered the dwelling place of another. However, the first instruction informed the jury that it could
convict defendant of home invasion if they found that defendant merely remained in the dwelling
place, without the element of unlawful entry. This is problematic because defendant was not
charged with merely remaining in the dwelling. He was charged with knowingly entering without
authority. Defendant objected to the jury instruction as given on this basis and argued that he was
not put on notice that he would be required to prepare a defense to the second form of home
invasion: that he entered and remained in the dwelling after he learned of another’s presence.
¶ 71 In addition to the obvious broadening of the indictment, the first instruction improperly
states the law by informing the jury it could convict defendant if it found that defendant merely
remained in the dwelling. A defendant is guilty of home invasion if, without authority, he enters
an occupied residence or he enters and remains after learning of it being occupied. 720 ILCS 5/19-
6(a) (West 2020) (emphasis added); see also IPI Criminal 4th 11.54. Notwithstanding the fact that
defendant was not charged with home invasion in that he entered and remained, including this
additional proposition in the jury instruction allowed the jury to convict defendant of home
invasion based on evidence that he merely remained in the dwelling without also requiring a
finding that he entered without authority. The jury should have not been allowed to consider only
evidence of remaining without also being convinced of evidence of unlawful entry.
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No. 1-20-1254
¶ 72 The second instruction compounds the errors in the first instruction by giving the jury
contradictory instructions. The first instruction allows for a conviction of home invasion if the
defendant knowingly entered or remained. The second instruction allows for a conviction of home
invasion if the defendant knowingly entered and remained. Where conflicting instructions are
given, one of which is a correct statement of the law and the other is an incorrect statement of the
law, the error is not harmless and constitutes grave error. People v. Haywood, 82 Ill.2d 540, 545
(1980).
¶ 73 The variance between the one form of home invasion charged in the indictment and the
jury instructions, as well as the improper definition of the offense contained in the jury instructions
were further highlighted to the jury during the State’s closing argument causing additional
prejudice to defendant. During closing argument, the prosecutor argued:
“You’ll receive that instruction regarding the charge of home invasion, and it’s going
to read as follows: A person commits the offense of home invasion when he, without
authority, knowingly enters the dwelling place of another when he knows or has reason to
know that one or more persons is present; or when he remains in such dwelling place
until he knows or has reason to know one or more persons is present and intentionally
causes any injury to any person within that dwelling place.
To sustain the charge of home invasion, the State must prove the following
propositions: First, that the defendant was not a peace officer, acting in the line of duty;
and second, that the defendant knowingly, and without authority, entered the dwelling
place of another; and, third, that when the defendant entered the dwelling place, he knew
or had reason to know that one or more persons was present; or that the defendant
remained in the dwelling place until he knew or had reason to know that another – that
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No. 1-20-1254
one or more persons were present; and, fourth, that the defendant intentionally caused
injury to Ashley Bryant, a person within the dwelling place.
Now throughout the trial, you’ve heard about two separate incidents where the
defendant committed a home invasion. The first, when he first walked into the
apartment with Ashley; right? And the second incident, where he wandered around the
building and came back, snuck back into that apartment and waited for Ashley to return.
*****
And I would like to briefly go over that second act. The second time he committed a
home invasion. ...Now with respect to the third proposition – and I’ve highlighted the
relevant portion here. That when the defendant entered into the dwelling place, he knew
or had reason to know that one or more other persons were present or that the defendant
remained in the dwelling place until he knew or had reason to know that one or more
persons were present.
We know he wandered throughout the apartment building looking for her, right? And
when he couldn’t find her, he went back and he remained in the dwelling place until he
knew – until she came back. So that proposition, the State has met that – presented
evidence with respect to that proposition. (Emphasis added.)”
¶ 74 In my opinion, is perfectly clear that the State argued for a conviction on the second form
of home invasion: unlawful entry and remaining where it failed to charge defendant with that
conduct in the indictment. If the State had a second count charging defendant with the second form
of home invasion this argument would have been proper. But it did not, and defendant suffered
prejudice as a result of the variance between the charging instrument, the State’s argument urging
conviction based on the uncharged elements of the second form of home invasion and the improper
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No. 1-20-1254
jury instructions misstating the elements of the offense. As a result, defendant was prejudiced and
precluded from adequately preparing his defense.
¶ 75 For these reasons, I respectfully dissent.
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