State v. Vogt , 2019 ND 236 ( 2019 )


Menu:
  •                  Filed 10/03/19 by Clerk of Supreme Court
    IN THE SUPREME COURT
    STATE OF NORTH DAKOTA
    
    2019 ND 236
    State of North Dakota,
    Plaintiff and Appellee
    v.
    Jason James Vogt,                                    Defendant and Appellant
    No. 20190124
    Appeal from the District Court of Cass County, East Central Judicial District,
    the Honorable John C. Irby, Judge.
    REVERSED AND REMANDED.
    Opinion of the Court by VandeWalle, Chief Justice.
    Tracy E. Hines, Assistant State’s Attorney, Fargo, ND, for plaintiff and
    appellee; submitted on brief.
    Jason James Vogt, self-represented, Jamestown, ND, defendant and appellant;
    submitted on brief.
    State v. Vogt
    No. 20190124
    VandeWalle, Chief Justice.
    [¶1] Jason James Vogt appealed from a district court’s orders summarily
    dismissing his motion to vacate judgment and withdraw guilty plea. Vogt
    argues the district court erred by denying his motion before allowing him
    time to respond pursuant to N.D.R.Ct. 3.2(a)(2). We reverse and remand for
    further proceedings.
    I
    [¶2] In 2014, Vogt pleaded guilty to one felony count of gross sexual
    imposition and was sentenced. In 2015, Vogt applied for post-conviction
    relief alleging ineffective assistance of counsel. The district court denied
    Vogt’s application. Vogt appealed and this Court affirmed. Vogt v. State,
    
    2016 ND 48
    , 
    876 N.W.2d 485
    . In 2017, Vogt filed a second application for
    post-conviction relief. The application was denied, and Vogt did not appeal.
    [¶3] On March 7, 2019, Vogt filed a N.D.R.Ct. 3.2 motion to vacate
    judgment and withdraw guilty plea under N.D.R.Crim.P. 11(d). Vogt
    alleged: (1) his confession was coerced; (2) his attorney misinformed him of
    the sentence he would receive if he pleaded guilty; and (3) his plea was not
    entered into voluntarily, knowingly, or intelligently.
    [¶4] On March 11, 2019, the State answered. Without explicitly asserting
    them, the State raised the affirmative defenses of res judicata and misuse
    of process. The State argued that Vogt’s claims were barred because the
    basis for his claims had already been litigated in his previous applications
    for post-conviction relief. The State did not move for summary disposition.
    [¶5] On March 13, 2019, without a response from Vogt, the district court
    issued its order denying Vogt’s motion. The court found that Vogt entered a
    knowing and voluntary plea. The court also determined that Vogt’s motion
    1
    argued ineffective assistance of counsel, which was the basis for his
    previous applications for post-conviction relief.
    [¶6] On March 25, 2019, Vogt filed a reply brief responding to the State’s
    arguments. On the same day, the district court issued an “Order Confirming
    Order Denying Defendant’s Motion to Withdraw Guilty Plea AND Order
    Denying Motion.”
    II
    [¶7] Vogt moved to vacate the criminal judgment and withdraw his guilty
    plea under N.D.R.Crim.P. 11(d). Vogt’s motion was not titled as an
    application for post-conviction relief, but he has previously filed two post-
    conviction relief applications. When a defendant has previously filed an
    application for post-conviction relief, a subsequent motion filed under the
    Rules of Criminal Procedure will be treated as an application for post-
    conviction relief when the motion “seek[s] to evade the boundaries of post-
    conviction proceedings.” Chase v. State, 
    2019 ND 214
    , ¶ 4; State v. Atkins,
    
    2019 ND 145
    , ¶ 11, 
    928 N.W.2d 441
    ; State v. Gress, 
    2011 ND 233
    , ¶ 6, 
    807 N.W.2d 567
    . Because Vogt has filed two previous post-conviction relief
    applications, we consider Vogt’s motion as his third application for post-
    conviction relief.
    III
    [¶8] Vogt argues that the district court summarily dismissed his
    application without being provided proper notice pursuant to N.D.R.Ct. 3.2.
    Section 29-32.1-09, N.D.C.C., provides:
    1.     The court, on its own motion, may enter a judgment
    denying a meritless application on any and all issues
    raised in the application before any response by the state.
    The court also may summarily deny a second or
    successive application for similar relief on behalf of the
    same applicant and may summarily deny any application
    when the issues raised in the application have previously
    been decided by the appellate court in the same case.
    ....
    2
    3.    The court may grant a motion by either party for
    summary disposition if the application, pleadings, any
    previous proceeding, discovery, or other matters of record
    show that there is no genuine issue as to any material
    fact and the moving party is entitled to a judgment as a
    matter of law.
    Under N.D.C.C. § 29-32.1-09(1), the district court may only summarily
    dismiss an application sua sponte before the State responds. Gonzalez v.
    State, 
    2019 ND 47
    , ¶ 13, 
    923 N.W.2d 143
     (citing Ourada v. State, 
    2019 ND 10
    , ¶ 4, 
    921 N.W.2d 677
    ). After the State responds, “summary dismissal on
    the court’s own motion is no longer an option under N.D.C.C. § 29-32.1-
    09(1).” Chase, at ¶ 8 (citing Ourada, at ¶ 3). If the court grants summary
    disposition after the State responds, it must do so on the motion of either
    party under N.D.C.C. § 29-32.1-09(3). See Chase, at ¶ 8; Gonzalez, at ¶ 13;
    Ourada, at ¶ 3.
    [¶9] A district court may treat a party’s answer as a motion to summarily
    dismiss. See Chase, at ¶ 8 (citing Ourada, at ¶ 6). But in doing so, a
    defendant must be provided notice and an opportunity to be heard pursuant
    to N.D.R.Ct. 3.2. Id.; see also Chisholm v. State, 
    2014 ND 125
    , ¶¶ 17-19, 
    848 N.W.2d 703
     (holding defendant must be “provided with notice and an
    opportunity to present evidence raising a genuine issue of material fact”
    when the district court relies on information outside the application in
    summarily dismissing). Under N.D.R.Ct. 3.2(a)(1): “Notice must be served
    and filed with a motion. The notice must indicate the time of oral argument,
    or that the motion will be decided on briefs unless oral argument is timely
    requested.”
    [¶10] Determining whether the district court summarily dismissed Vogt’s
    motion on its own under N.D.C.C. § 29-32.1-09(1) or treated the State’s
    answer as a motion for summary dismissal under N.D.C.C. § 29-32.1-09(3)
    is unnecessary. Because the State filed its answer, Vogt should have been
    provided proper notice, pursuant to N.D.R.Ct. 3.2, that the court intended
    to summarily dismiss Vogt’s motion. Vogt’s application for post-conviction
    3
    relief was summarily dismissed subsequent to the State’s response and
    without proper notice. We conclude summary dismissal was not
    appropriate.
    IV
    [¶11] It is unnecessary to address other issues raised on appeal because
    they are either without merit or unnecessary to the decision.
    V
    [¶12] We reverse the orders dismissing the application for post-conviction
    relief and remand for further proceedings.
    [¶13] Gerald W. VandeWalle, C.J.
    Jon J. Jensen
    Lisa Fair McEvers
    Daniel J. Crothers
    Jerod E. Tufte
    4