Fields v. Herrnstein Chrysler, Inc. , 2013 Ohio 693 ( 2013 )


Menu:
  • [Cite as Fields v. Herrnstein Chrysler, Inc., 2013-Ohio-693.]
    IN THE COURT OF APPEALS OF OHIO
    FOURTH APPELLATE DISTRICT
    PIKE COUNTY
    JAMIE FIELDS,                                        :
    :
    Plaintiff-Appellant,                                    : Case No. 12CA827
    :
    vs.                         :
    :
    HERRNSTEIN CHRYSLER, INC., : DECISION AND
    et al.,                             : JUDGMENT ENTRY
    :
    Defendants-Appellees.       : Released: 02/07/13
    _____________________________________________________________
    APPEARANCES:
    Jason Shugart and D. Dale Seif, Jr., Seif & Shugart, LLC, Waverly, Ohio,
    for Appellant.
    Christina J. Marshall and John R. Conley, Sutter O’Connell, Cleveland,
    Ohio, for Appellees, Chrysler Group, LLC, Herrnstein Chrysler, Inc., Bart
    Herrnstein and Todd Montgomery.
    Dale A. Stalf, Wood & Lamping LLP, Cincinnati, Ohio, for Appellee,
    Capital One Auto Finance, a division of Capital One, N.A.
    _____________________________________________________________
    McFarland, P.J.
    {¶1} This is an appeal from a decision by the Pike County Common
    Pleas Court which granted Appellees’ joint motion to compel arbitration and
    stayed the below action pending arbitration.1 On appeal, Appellant, Jamie
    Fields, raises two assignments of error, contending that 1) the trial court
    1
    The motions of Appellees were actually granted in part and denied in part, which will be more fully
    discussed infra.
    Pike App. No. 12CA827                                                            2
    committed reversible error by rewriting the arbitration agreement between
    the parties and ordering to arbitration Appellant’s claims against parties,
    Todd A. Montgomery and Bart Herrnstein, who were neither parties to the
    superseding arbitration clause, nor signatories to the arbitration agreement or
    contracts; and 2) the trial court committed reversible error by ordering to
    arbitration Appellant’s claims against defendant Chrysler Group, LLC, when
    Chrysler Group, LLC is neither a signatory, nor a party to the contract or
    arbitration agreement.
    {¶2} Because we conclude that the claims against the nonsignatories
    stemmed from the same transaction as the claims against the signatories, and
    because we conclude that the claims are intertwined as between the two and
    alleged interdependent and concerted misconduct, we find no abuse of
    discretion on the part of the trial court in ordering a stay and referring the
    matter to arbitration. Thus, both of Appellant’s assignments of error are
    overruled. Accordingly, the decision of the trial court is affirmed.
    FACTS
    {¶3} On July 10, 2010, Appellant, Jamie Fields, purchased a new,
    2010 Jeep Grand Cherokee from Appellee, Herrnstein Chrysler, Inc. The
    vehicle purchase was financed by Capital One Auto Finance, Inc., an
    assignee of Herrnstein Chrysler, Inc. under the Retail Installment Sale
    Pike App. No. 12CA827                                                       3
    Contract signed by Appellant and Appellee, Herrnstein Chrysler, Inc. This
    contract specified that Appellee, Capital One Auto Finance, Inc. was an
    assignee under the terms of the agreement. The contract also contained an
    arbitration clause, which provided in pertinent part as follows:
    “Any claim or dispute, whether in contract, tort, statute or
    otherwise (including the interpretation and scope of this
    Arbitration Clause, and the arbitrability of the claim or dispute),
    between you and us or our employees, agents, successors or
    assigns, which arises out of or relates to your credit application,
    purchase or condition of this vehicle, this contract or any
    resulting transaction or relationship (including any such
    relationship with third parties who do not sign this contract)
    shall, at your or our election, be resolved by neutral, binding
    arbitration and not by a court action.”
    {¶4} Appellant and Appellee, Herrnstein Chrysler, Inc., also executed
    another, separate arbitration agreement that day, entitled Agreement to
    Arbitrate. This agreement provided, in pertinent part, as follows:
    “By entering into this Agreement to Arbitrate (“Agreement”),
    Customer(s) and Dealership, including any Assignee
    (collectively referred to as “the Parties”) agree, except as
    Pike App. No. 12CA827                                                        4
    otherwise provided in this Agreement, to settle by binding
    arbitration any dispute between them regarding: (1) the
    purchase/lease by Customer(s) of the above-referenced Vehicle;
    (2) any products and services purchased in conjunction with the
    Vehicle; (3) any financing obtained in connection with the
    transaction; and/or (4) any dispute with respect to the existence,
    scope or validity of this Agreement. Matters that the Parties
    agree to arbitrate include, but are not limited to, disputes related
    to the Retail Purchase/Retail Lease Agreement and any
    documents incorporated therein by reference (whether such
    references made in the Agreement or in the document itself),
    the application for and terms of financing for the transaction,
    the Finance/Lease Contract, any alleged promises,
    representations and/or warranties made to or relied upon by the
    Parties, and any alleged unfair, deceptive, or unconscionable
    acts or practices.”
    The Agreement to Arbitrate further provided that “[i]f any term of this
    Agreement conflicts with the terms of any other document or agreement
    between the Parties, the terms of this Agreement shall prevail.” The
    Agreement to Arbitrate also provided that “THIS AGREEMENT IS
    Pike App. No. 12CA827                                                            5
    INCORPORATED BY REFERENCE INTO THE RETAIL
    PURCHASE/RETAIL LEASE AGREEMENT.”
    {¶5} Within the first few months after purchasing the vehicle,
    Appellant noticed paint chipping and/or peeling off of the vehicle in several
    different locations. After contacting both Herrnstein Chrysler and Chrysler
    Group and being unable to obtain an offer to remedy the problem that was
    acceptable to Appellant, Appellant initiated a complaint in the Pike County
    Court of Common Pleas, naming Appellee, Herrnstein Chrysler Inc., Todd
    A. Montgomery, Bart Herrnstein, Chrysler Group, LLC, Capital One Auto
    Finance, Inc. as well as the John Doe finance agents and representatives of
    Herrnstein Chrysler, Inc. The named defendants all filed answers to the
    complaint, asserting as a defense the fact that Appellant’s claims were
    required to be resolved through arbitration. After filing their answers, on
    October 24, 2011, Appellees filed a joint motion to stay and compel
    arbitration, citing the court to the arbitration clause contained within the
    Retail Installment Sales Contract, as well as the separately executed
    Agreement to Arbitrate.
    {¶6} On November 10, 2011, Appellant filed a memorandum contra
    the motion to stay and compel arbitration. In his motion, Appellant argued,
    in part, that because the parties signed two different arbitration agreements,
    Pike App. No. 12CA827                                                          6
    which contained differing terms, that there could have been no meeting of
    the minds. Appellant also argued that Herrnstein Chrysler was the only
    signatory to the agreement. Appellees responded by arguing that the non-
    signatories to the arbitration agreement could enforce the agreement due to
    the “close relationship” between the entities involved and because the claims
    were “intimately founded in and intertwined with the underlying contract
    obligations.”
    {¶7} An oral hearing regarding the matter was held on January 4,
    2012, and the record contains a certification by the court reporter that the
    hearing was recorded. However, Appellant failed to request that any
    transcripts be transmitted to this Court on appeal. Thus, the transcript of that
    hearing is not currently before us on appeal. In Appellant’s bench brief, he
    stated that “Counsel for Defendants admitted during the January 4, 2012
    hearing that the Defendant HCI’s (Herrnstein Chrysler’s) Agreement to
    Arbitrate trumps the arbitration clause in the Retail Installment Sales
    Agreement.” As such, Appellant noted that “[t]he “Parties” to the
    Agreement to Arbitrate are specifically narrower than the parties as defined
    in the arbitration clause in the Retail Installment Sales Agreement,” and
    argued that only the claims against Herrnstein Chrysler, a signatory, and
    Capital One, which was Herrnstein’s assignee, should be sent to arbitration.
    Pike App. No. 12CA827                                                           7
    {¶8} After considering bench briefs submitted by the parties, the trial
    court issued a decision and journal entry on February 21, 2012. In its
    decision, the trial court found that the Agreement to Arbitrate was a “valid,
    subsisting, and enforceable agreement[,]” and further ordered as follows:
    “1. That all claims pending in this action against Defendants
    Herrnstein Chrysler, Inc., Todd A. Montgomery, Bart
    Herrnstein and Capital One Auto Finance are referable to
    arbitration under the “Agreement To Arbitrate;” and
    2. That any and all claims pending in this action against
    Defendant Chrysler Group, LLC and that are also pending
    against Defendant Herrnstein Chrysler, Inc., Todd A.
    Montgomery, Bart Herrnstein, and/or Capital One Auto
    Finance, are referable to arbitration under the “Agreement To
    Arbitrate;” and
    3. That any and all claims pending in this action against
    Chrysler Group, LLC that are not also pending against either
    Defendant Herrnstein Chrysler, Inc., Todd A. Montgomery,
    Bart Herrnstein, or Capital One Auto Finance, are not referable
    to arbitration under the “Agreement To Arbitrate.”
    Pike App. No. 12CA827                                                          8
    The trial court further ordered “that trial in this action is hereby stayed
    pending arbitration as to all claims referred to in paragraphs “1” and “2,”
    above; but is not stayed as to any claims to which paragraph number “3”
    may apply, and this action shall proceed upon any such claims referred to in
    paragraph number “3.”
    {¶9} It is from this decision and journal entry that Appellant now
    brings his timely appeal, assigning the following errors for our review.
    ASSIGNMENTS OF ERROR
    “I.   THE TRIAL COURT COMMITTED REVERSIBLE ERROR BY
    REWRITING THE ARBITRATION AGREEMENT BETWEEN
    THE PARTIES AND ORDERING TO ARBITRATION PLAINTIFF-
    APPELLANT’S CLAIMS AGAINST THE PARTIES, TODD A.
    MONTGOMERY AND BART HERRNSTEIN, WHO WERE
    NEITHER PARTIES TO THE SUPERSEDING ARBITRATION
    CLAUSE, NOR SIGNATORIES TO THE ARBITRATION
    AGREEMENT OR CONTRACTS.
    II.   THE TRIAL COURT COMMITTED REVERSIBLE ERROR BY
    ORDERING TO ARBITRATION PLAINTIFF-APPELLANT’S
    CLAIMS AGAINST DEFENDANT CHRYSLER GROUP, LLC,
    WHEN CHRYSLER GROUP, LLC IS NEITHER A SIGNATORY,
    NOR A PARTY TO THE CONTRACT OR ARBITRATION
    AGREEMENT.”
    ASSIGNMENTS OF ERROR I AND II
    {¶10} As Appellant’s assignments of error are interrelated, we will
    address them in conjunction with one another. In his first assignment of
    error, Appellant contends that the trial court committed reversible error by
    Pike App. No. 12CA827                                                            9
    “rewriting” the arbitration agreement and ordering to arbitration his claims
    against parties, Todd A. Montgomery and Bart Herrnstein, who he claims
    were neither parties to the superseding arbitration clause, nor signatories to
    the arbitration agreement or contracts. In his second assignment of error,
    Appellant contends that the trial court committed reversible error by also
    ordering to arbitration his claims against Chrysler Group, LLC, when
    Chrysler Group, LLC is neither a signatory, nor a party to the contract or
    arbitration agreement. Appellant contends that the second arbitration
    agreement that he signed, which did not include Montgomery, Herrnstein
    (individually), or Chrysler Group, LLC, superseded the first agreement he
    signed, which did include these individuals and/or entities. A review of the
    record reveals that the trial court agreed, and specifically stated in its
    decision that the second agreement was valid and enforceable. Appellant
    argues, however, that the trial court essentially rewrote the arbitration
    agreement between the parties when it included other parties who were
    neither signatories, nor parties to the arbitration agreement, simply because
    similar facts or claims existed as between them.
    {¶11} Appellees contend that the trial court did not “rewrite” the
    arbitration agreement, but instead relied upon the doctrine of estoppel in
    reaching its decision. As such, Appellee contends that the only issue on
    Pike App. No. 12CA827                                                        10
    appeal is whether the trial court abused its discretion in applying an
    alternative estoppel theory to compel this result. Appellant, in his reply
    brief, seems to agree that this is the proper issue to be determined on appeal,
    and argues that application of this doctrine by the trial court was not
    warranted, as the claims brought were not intertwined.
    STANDARD OF REVIEW
    {¶12} An appellate court reviews a trial court's decision to grant or to
    deny a motion to compel arbitration or stay the proceedings under the abuse
    of discretion standard. K.M.P., Inc. v. Ohio Historical Society, 4th Dist. No.
    03CA2, 2003-Ohio-4443, ¶ 14; see, also, Strickler v. First Ohio Banc &
    Lending, Inc., 9th Dist. Nos. 08CA009416 & 08CA009460, 2009-Ohio-
    1422, ¶ 7; River Oaks v. Krann, 11th Dist. No.2008-L-166, 2009-Ohio-5208,
    ¶ 41; Grady v. Winchester Place Nursing and Rehabilitation Ctr., 5th Dist.
    No. 08CA59, 2009-Ohio-3660, ¶ 15; Medallion Northeast Ohio, Inc. v. SCO
    Medallion Healthy Homes, Ltd., 9th Dist. No. 23214, 2006-Ohio-6965, ¶ 6.
    But, see, Bentley v. Cleveland Browns Football Co., LLC, Cuyahoga App.
    No. 95921, 2011-Ohio-3390, ¶¶ 12 and 13 (noting divergent authority
    regarding whether an abuse-of-discretion or de novo standard is the
    appropriate standard of review applicable to a trial court's decision regarding
    a motion to stay or compel arbitration and declining to explicitly adopt either
    Pike App. No. 12CA827                                                          11
    standard). We further note that an abuse of discretion connotes more than
    simply an error in judgment; rather, the court must act in an unreasonable,
    arbitrary, or unconscionable manner. See, e.g., Blakemore v. Blakemore, 
    5 Ohio St. 3d 217
    , 219, 
    450 N.E.2d 1140
    (1983). Furthermore, when an
    appellate court applies the abuse of discretion standard, it may not simply
    substitute its judgment for that of the trial court. See, e.g., Berk v. Matthews,
    
    53 Ohio St. 3d 161
    , 169, 
    559 N.E.2d 1301
    (1990).
    {¶13} R.C. 2711.02 embodies Ohio's public policy to favor arbitration
    and requires courts to stay an action if the issue involved falls under an
    arbitration agreement. See ABM Farms v. Woods, 
    81 Ohio St. 3d 498
    , 500,
    
    692 N.E.2d 574
    (1998); Gerig v. Kahn, 
    95 Ohio St. 3d 478
    , 482, 2002-Ohio-
    2581, 
    769 N.E.2d 381
    ; Tomovich v. USA Waterproofing & Foundation
    Services, Inc., 9th Dist. No. 07CA9150, 2007-Ohio-6214, ¶ 8; citing Schaefer
    v. Allstate Co., 
    63 Ohio St. 3d 708
    , 711, 
    590 N.E.2d 1242
    (1992). R.C.
    2711.02(B) provides:
    “If any action is brought upon any issue referable to arbitration
    under an agreement in writing for arbitration, the court in which
    the action is pending, upon being satisfied that the issue
    involved in the action is referable to arbitration under an
    agreement in writing for arbitration, shall on application of one
    Pike App. No. 12CA827                                                            12
    of the parties stay the trial of the action until the arbitration of
    the issue has been had in accordance with the agreement,
    provided the applicant for the stay is not in default in
    proceeding with arbitration.”
    {¶14} Thus, R.C. 2711.02 requires a court to stay the trial of an action
    “on application of one of the parties” if (1) the action is brought upon any
    issue referable to arbitration under a written agreement for arbitration, (2)
    the court is satisfied the issue is referable to arbitration under the written
    agreement, and (3) the applicant is not in default in proceeding with
    arbitration. See Wishnosky v. Star-Lite Bldg. & Dev. Co., 8TH Dist. No.
    77245, 
    2000 WL 1281830
    (Sept. 7, 2000); MGM Landscaping Contrs., Inc.
    v. Berry, 9th Dist. No. 19426 (Mar. 22, 2000).
    {¶15} “A prime objective of an agreement to arbitrate is to achieve
    ‘streamlined proceedings and expeditious results.’ ” Kellogg v. Griffiths
    Health Care Group, 3rd Dist. No. 9-10-59, 2011-Ohio-1733, ¶ 23, quoting
    Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc., 
    473 U.S. 614
    ,
    633, 
    105 S. Ct. 3346
    (1985). “Arbitration is favored because it provides the
    parties thereto with a relatively expeditious and economical means of
    resolving a dispute.” Schaefer at 712; see, also, Hayes v. Oakridge Home,
    
    122 Ohio St. 3d 63
    , 2009-Ohio-54, 
    908 N.E.2d 408
    . Thus, “if a dispute even
    Pike App. No. 12CA827                                                          13
    arguably falls within the [parties'] arbitration provision, the trial court must
    stay the proceedings until arbitration has been completed.” Tomovich at ¶ 8;
    citing Featherstone at ¶ 5.
    {¶16} Generally, “ ‘ parties who have not agreed to arbitrate their
    disputes cannot be forced to forego judicial remedies.’ ” Short v. Resource
    Title Agency, Inc., 8th Dist. No. 95839, 2011-Ohio-1577, ¶ 13; quoting
    Cleveland-Akron-Canton Adverstising Coop. v. Physicians Weight Loss
    Ctrs. of Am., Inc., 
    184 Ohio App. 3d 805
    , 2009-Ohio-5699, 
    922 N.E.2d 1012
    ,
    ¶ 14; citing Moore v. Houses on the Move, Inc., 
    177 Ohio App. 3d 585
    , 2008-
    Ohio-3552, 
    895 N.E.2d 579
    . However, there are certain instances when
    equity demands that parties who have not agreed to arbitration may be
    forced to do so when “ordinary principles of contract and agency” require.
    
    Id. at ¶
    14; citing McAllister Bros., Inc. v. A & S Transp. Co., 
    621 F.2d 519
    ,
    524 (C.A.2, 1980).
    {¶17} Under an equitable estoppel theory, “a nonsignatory who
    knowingly accepts the benefits of an agreement is estopped from denying a
    corresponding obligation to arbitrate.” I Sports v. IMG Worldwide, Inc., 
    157 Ohio App. 3d 593
    , 2004-Ohio-3113, 
    813 N.E.2d 4
    , ¶ 13. While that scenario
    is not applicable sub judice, as noted in Sports I, several federal circuits
    have also recognized an “alternate estoppel theory” whereby “arbitration
    Pike App. No. 12CA827                                                         14
    may be compelled by a nonsignatory against a signatory due to the ‘close
    relationship between the entities involved, as well as the relationship of the
    alleged wrongs to the nonsignatory's obligations and duties in the contract *
    * * and [the fact that] the claims were “intimately founded in and
    intertwined with the underlying contract obligations.” ’ ” 
    Id. at ¶
    14, 
    813 N.E.2d 4
    , quoting Thomson-CSF, S.A. v. Am. Arbitration Assn., 
    64 F.3d 773
    ,
    779, (C.A.2, 1995); quoting Sunkist Soft Drinks, Inc. v. Sunkist Growers, 
    10 F.3d 753
    , 757, (C.A.11, 1993). For instance, under this theory, because an
    individual defendants' allegedly wrongful acts relate to their actions as
    agents of a company that was a party to an arbitration agreement, the
    nonsignatory agents should also have the benefit of the arbitration agreement
    made by their principal. See, e.g., Genaw v. Lieb, 2d Dist. No. Civ.A. 20593,
    2005-Ohio-807.
    {¶18} As set forth in I 
    Sports, supra
    , at ¶ ¶ 16, 17 and 20:
    “Where estoppel has been extended to ‘intertwined claims,’ it is generally
    applied in two circumstances: (1) where a signatory must rely on the terms
    of the written agreement in asserting claims against a nonsignatory and (2)
    where the signatory alleges substantially interdependent misconduct by both
    the nonsignatory and one or more signatories to the contract. Grigson v.
    Creative Artists Agency, L.L.C. (C.A.5, 2000), 
    210 F.3d 524
    , 527, quoting
    Pike App. No. 12CA827                                                         15
    MS Dealer Serv. Corp v. Franklin (C.A.11, 1999), 
    177 F.3d 942
    , 947.
    Whether equitable estoppel should be applied will turn on the facts of each
    case. 
    Grigson, 210 F.3d at 527
    .”
    {¶19} Under the first circumstance for “intertwined claims,” equitable
    estoppel binds a nonsignatory to an arbitration clause only when the
    signatory to the written agreement “must rely on the terms of the written
    agreement in asserting its claims against the nonsignatory.” Hill v. G.E.
    Power Sys., Inc. (C.A.5, 2002), 
    282 F.3d 343
    . It is not sufficient that the
    plaintiff's claims “touch matters” concerning the agreement or that the
    claims are “dependent upon” the agreement. 
    Id. at 348–349.
    ***
    The second circumstance under which equitable estoppel is applied arises
    when the signatory to the contract alleges “substantially interdependent and
    concerted misconduct by both the nonsignatory and one or more of the
    signatories to the contract.” 
    Hill, 282 F.3d at 348
    .”
    LEGAL ANALYSIS
    {¶20} As set forth above, this matter stems from Appellant’s purchase
    of a new vehicle from Herrnstein Chrysler, Inc., which developed a paint
    problem within a few months after purchase. Specifically, the paint on the
    vehicle began to chip and peel from several different locations. When
    Pike App. No. 12CA827                                                          16
    Appellant was unable to reach a satisfactory resolution to this problem with
    either the dealer or the manufacturer, Appellant filed a lawsuit, naming
    Herrnstein Chrysler, Inc., Todd A. Montgomery, Bart Herrnstein, Chrysler
    Group, LLC, Capital One Auto Finance, Inc., and other John Doe finance
    agents and representatives of Herrnstein Chrysler, Inc. as defendants in the
    complaint.
    {¶21} In his complaint, Appellant initially set forth a twenty-eight
    paragraph section entitled “Common Facts,” which alleged that defendants
    Herrnstein Chrysler, Inc., Chrysler Group, Bart Herrnstein as well as the
    John Doe financing agents and employees were all “Defendants Suppliers”
    for purposes of the agreement between the parties. Appellant further alleged
    that at all times, “Defendants Suppliers” were acting as “dealers” while
    dealing with him and further that Chrysler Group and Herrnstein Chrysler
    were both in the business of supplying automobiles in the State of Ohio and
    providing warranties for new automobiles. Appellant further alleged in the
    common facts section that he was forced to hire legal counsel to seek redress
    as a result of “Defendants Suppliers’ misconduct.”
    {¶22} Appellant’s complaint went on to allege claims based upon the
    Consumer Sales Practices Act, deceptive trade practices, breach of express
    warranties, breach of implied warranties, the Equal Credit Opportunity Act,
    Pike App. No. 12CA827                                                                                   17
    negligence, and unjust enrichment. In his first claim for relief based upon
    the Consumer Sales Practices Act, Appellant alleged that all defendants,
    with the exception of Capital One, knowingly committed unfair and
    deceptive acts by misrepresenting the quality of the vehicle and the
    warranty, and by failing to honor the term of the warranty. Likewise,
    Appellant alleged concerted actions by the “Defendants Suppliers” in his
    deceptive trade practices claim (second claim), his breach of express
    warranties claim (third claim), and also his negligence claim (sixth claim).
    The remaining claims were more specific, basing the breach of implied
    warranty claim (claim four) on the conduct of Chrysler Group, the Equal
    Credit Opportunity Act claim (claim five) on the conduct of Herrnstein
    Chrysler, and the unjust enrichment claim (seventh claim) on the conduct of
    both Herrnstein Chrysler and Chrysler Group.
    {¶23} Appellant does not dispute that the first, second, third, fifth,
    sixth and seventh claims in his complaint were properly referred to
    arbitration as against Herrnstein Chrysler, which was a signatory to the
    agreement.2 He claims instead that it was improper to refer these claims to
    arbitration as against the other parties, which were not signatories to the
    agreement. However, as set forth above, Appellant alleges common facts
    2
    The trial court did not refer Appellant’s fourth claim, which involved breach of implied warranty as
    against Chrysler Group only, to arbitration. As such, that claim is not at issue on appeal.
    Pike App. No. 12CA827                                                                                      18
    that describe each of these defendants, except Todd Montgomery and
    Capital One, as “Defendants Suppliers” whose misconduct led to this
    lawsuit.3 Thus, although Appellant claims that these claims are not
    “intertwined” for purposes of application of the alternative estoppel theory
    and do not allege concerted misconduct, we disagree.
    {¶24} Further, we conclude that the claims alleged by Appellant fell
    within the purview of the arbitration agreement, which covered the purchase
    of the vehicle, the financing of the vehicle, the scope and validity of the
    arbitration agreement, any alleged promises, representations and/or
    warranties made to or relied upon by the parties, as well as any alleged
    unfair, deceptive or unconscionable acts or practices. We reach our decision
    in part based upon Appellant’s own categorization of Appellees as
    “Defendants Suppliers” whose common actions led to the filing of the
    underlying lawsuit. Our conclusion is further supported by the fact that all
    of Appellant’s claims arise out of a single transaction, which was the
    purchase of a new vehicle from Herrnstein Chrysler.
    {¶25} Thus, we conclude that this is one of those limited situations in
    which a nonsignatory may bind a signatory to an arbitration agreement. As
    3
    Todd Montgomery is not expressly mentioned at all in the complaint, other than in the case caption.
    However, it appears from the record he was an employee and/or agent of Herrnstein Chrysler who was
    involved in the sale of the vehicle to Appellant. Thus, he would properly be grouped into the “Defendants
    Suppliers” category in Appellant’s complaint. Further, Appellant does not object to the trial court’s referral
    of claims to arbitration as against Capital One, which was an assignee of Herrnstein Chrysler.
    Pike App. No. 12CA827                                                         19
    such, we find no abuse of discretion on the part of the trial court in ordering
    a stay and referring the claims to arbitration as against these particular
    nonsignatories to the agreement. Accordingly, we find no merit to the
    assignments of error raised by Appellant and the decision of the trial is
    affirmed.
    JUDGMENT AFFIRMED.
    Pike App. No. 12CA827                                                         20
    JUDGMENT ENTRY
    It is ordered that the JUDGMENT BE AFFIRMED and that the
    Appellees recover of Appellant costs herein taxed.
    The Court finds there were reasonable grounds for this appeal.
    It is ordered that a special mandate issue out of this Court directing
    the Pike County Common Pleas Court to carry this judgment into execution.
    Any stay previously granted by this Court is hereby terminated as of
    the date of this entry.
    A certified copy of this entry shall constitute the mandate pursuant to
    Rule 27 of the Rules of Appellate Procedure.
    Exceptions.
    Abele, J. & Kline, J.: Concur in Judgment and Opinion.
    For the Court,
    BY: _________________________
    Matthew W. McFarland
    Presiding Judge
    NOTICE TO COUNSEL
    Pursuant to Local Rule No. 14, this document constitutes a final
    judgment entry and the time period for further appeal commences from
    the date of filing with the clerk.