State v. Ferrell , 2020 Ohio 6879 ( 2020 )

[Cite as State v. Ferrell, 2020-Ohio-6879.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
State of Ohio, :
Plaintiff-Appellee, : No. 19AP-816
(C.P.C. No. 18CR-2277)
v. :
(REGULAR CALENDAR)
Joshua S. Ferrell, :
Defendant-Appellant. :
D E C I S I O N
Rendered on December 24, 2020
On brief: Ron O'Brien, Prosecuting Attorney, and Sarah V.
Edwards, for appellee. Argued: Sarah V. Edwards.
On brief: The Tyack Law Firm Co., L.P.A., James P. Tyack,
and Holly B. Cline, for appellant. Argued: James P. Tyack.
APPEAL from the Franklin County Court of Common Pleas
LUPER SCHUSTER, J.
{¶ 1} Defendant-appellant, Joshua S. Ferrell, appeals from a judgment entry of the
Franklin County Court of Common Pleas finding him guilty, pursuant to jury verdict, of
murder with an accompanying firearm specification. For the following reasons, we affirm.
I. Facts and Procedural History
{¶ 2} By indictment filed May 15, 2018, plaintiff-appellee, State of Ohio, charged
Ferrell with one count of murder in violation of R.C. 2903.02, an unclassified felony; and
one count of felony murder in violation of R.C. 2903.02, an unclassified felony, with an
underlying offense of felonious assault, in violation of R.C. 2903.11. Both charges contained
accompanying three-year firearm specifications pursuant to R.C. 2941.145(A). The charges
No. 19AP-816 2
related to the shooting death of Mario DiPenti on May 2, 2018. Ferrell entered a plea of not
guilty.
{¶ 3} At a trial beginning October 15, 2019, the state played for the jury video
footage obtained from a neighbor's home surveillance systems and a neighbor's cell phone
video from May 2, 2018 showing Ferrell confronting DiPenti on the street between their
houses, initiating a physical fight, and, during the altercation, pointing a gun at DiPenti's
head before ultimately firing one shot into DiPenti's chest. Though the men lived in the
same neighborhood, they did not know each other until the day before the shooting. The
sole issue at trial was whether Ferrell acted in self-defense.
{¶ 4} Ferrell testified he met DiPenti for the first time around 8:40 p.m. on May 1,
2018 when Ferrell honked his car horn after seeing DiPenti driving fast on the residential
streets of their neighborhood. After he honked, Ferrell said DiPenti got out of his car and
walked toward Ferrell's car, so Ferrell said he got out of his own car and the two men yelled
at each other. Ferrell testified that DiPenti appeared intoxicated and described him as
belligerent, and he took a photograph of DiPenti's license plate with the intention of
reporting DiPenti to the police. Ferrell testified that DiPenti had already been gesturing
like he was going to hit Ferrell, so Ferrell said he started to walk toward his car. According
to Ferrell, DiPenti quickly came up beside him as he was walking away, so Ferrell punched
DiPenti in the jaw causing DiPenti to stagger and fall down.
{¶ 5} Ferrell testified he punched DiPenti because he believed DiPenti was going to
attack him. Another neighbor who witnessed the altercation, Stacey Dennis, testified that
the two men were "up in each other's face" arguing in the street and that Ferrell punched
DiPenti within one minute of getting out of his car. (Tr. Vol. 2 at 340.) Dennis additionally
testified that DiPenti hardly moved during the interaction and that he never "[came] at"
Ferrell. (Tr. Vol. 2 at 340.)
{¶ 6} After punching DiPenti in the face, Ferrell testified he got back in his car and
called 911. While he was still on the phone with the 911 dispatcher, Ferrell said he returned
home, and he saw DiPenti drive by his house and yell threatening things at him. This
incident was captured on video by the home surveillance system of another neighbor,
Michael Smith. The surveillance system captured only video, not audio, but the state played
for the jury a recording of DiPenti driving by Ferrell's house on the night of May 1, 2018.
No. 19AP-816 3
Several minutes later, the surveillance system captured video of DiPenti returning to
Ferrell's house on foot and momentarily walking partially up Ferrell's driveway, talking to
Ferrell, and pointing down the street where the earlier incident took place.
{¶ 7} While DiPenti was in the street exchanging words with Ferrell, Officer Donald
Gibson of the Valleyview Police Department drove down the street. Officer Gibson was in
the neighborhood before beginning his shift, but he stopped his police cruiser when he saw
DiPenti wave and yell at him. Officer Gibson testified that DiPenti and Ferrell were
"berating each other" over the earlier incident, so Officer Gibson told DiPenti to relax and
go home. (Tr. Vol. 2 at 311.) At that time, Ferrell began to walk toward the police cruiser
as he continued to argue with DiPenti, and Officer Gibson testified he told Ferrell to stay in
his yard or go inside. Ferrell did not go inside, but Officer Gibson said Ferrell retreated
from the street and stood under his carport. Officer Gibson then drove away but could still
hear the two men arguing, so he called Columbus Police to ask if he needed to stay on the
scene. After learning Columbus Police had already dispatched officers to the location,
Gibson got back in his cruiser and left the neighborhood, encountering DiPenti again on his
way out and telling DiPenti to return home.
{¶ 8} At approximately 9:30 p.m. that night, Officer Nicholas Sands of the
Columbus Division of Police responded to Ferrell's earlier call. Officer Sands testified that
Ferrell told him that DiPenti "was coming up to his house, kind of peering in through the
windows, banging on the door, generally being a nuisance, and that his behavior continued
and continued." (Tr. Vol. 3 at 382.) The surveillance camera footage, however, shows
DiPenti never approached the windows of the Ferrell home, only entering Ferrell's property
one time when he walked halfway up the driveway. Ferrell told Officer Sands that he
wanted to press charges against DiPenti, and Officer Sands testified that if the behavior
continued, Ferrell should stay inside and call 911.
{¶ 9} Officer Sands testified he then went down the street to talk to DiPenti, who
he said appeared intoxicated. After speaking to DiPenti for a few minutes and telling him
to stay away from Ferrell, Officer Sands said he left DiPenti's home. As he was leaving the
scene, Officer Sands said that Ferrell had walked down the street to be sure that Officer
Sands had followed-up with DiPenti. There was not a police report filed from this incident.
No. 19AP-816 4
{¶ 10} The next morning, May 2, 2018, Smith's security cameras captured two
different angles of an encounter between Ferrell and DiPenti beginning at 9:27 a.m. when
DiPenti drove past Ferrell's house. The video shows Ferrell run out of his house almost
immediately when DiPenti's car pulls into view and Ferrell begins to yell at DiPenti. DiPenti
exited his car and walked toward Ferrell in the street. The two men are seen arguing and
pointing down the street toward their argument from the night before, and Ferrell then
slapped DiPenti's hand. DiPenti began walking toward his car and Ferrell toward his house,
but Ferrell then turns around and engages in the argument again. For approximately one
minute, the men go in and out of view of the two cameras, continuing to argue, until the
surveillance footage shows Ferrell follow DiPenti to his car and DiPenti gets in the car and
drives away.
{¶ 11} Later that day, Ferrell and DiPenti had their final encounter. Smith's security
camera again captured the encounter, and Smith's daughter also recorded another vantage
point of the encounter with her cell phone. The cell phone video has audio, but the security
camera footage does not.
{¶ 12} The security camera video shows DiPenti, who is shirtless and wearing only
shorts and sandals, walk down the sidewalk by Ferrell's house, linger on the sidewalk and
street for a few minutes, and then walk back in the direction of his own home. As DiPenti
is walking back toward his house, Ferrell came outside his house, walked down the
driveway, and confronted DiPenti in the middle of the street. Immediately upon reaching
DiPenti, Ferrell swung his fist at DiPenti, who was able to dodge the punch and turn around
to run away. The video shows Ferrell chase DiPenti and grab DiPenti's left arm, at which
point DiPenti turns around to face Ferrell and the two men argue and point wildly.
{¶ 13} Ferrell then lunged at DiPenti and put his arms around DiPenti's neck. The
two men became entangled and fell to the ground. Once they fell to the ground, DiPenti
moved on top of Ferrell and began punching Ferrell with his right arm. Ferrell testified that
he told DiPenti to stop multiple times and repeatedly yelled at DiPenti that he had a gun,
but that DiPenti did not stop. The cell phone video then shows Ferrell pull out a gun and
place it against DiPenti's head, approximately 25 seconds after Ferrell initiated the
confrontation in the street. Ferrell held the gun against DiPenti's head for nearly 10 seconds
while the two men continue to argue. Their words are largely unintelligible on the video,
No. 19AP-816 5
but DiPenti then asks if Ferrell "really" has a gun, to which Ferrell responded "[y]es, I got a
fucking gun. Get the fuck off me." (State's Ex. L at :28-31.)
{¶ 14} After Ferrell moved the gun away from DiPenti's head, the two men remained
tangled together, fighting. Ferrell testified that DiPenti was reaching for his gun, although
the video does not show DiPenti's hands ever go near Ferrell's gun. During the struggle,
Ferrell was able to roll up on knee briefly before falling back to the ground entangled with
DiPenti. The videos show the altercation as one continuous struggle and, approximately 10
seconds after Ferrell moved the gun away from DiPenti's head, Ferrell lifted the gun to
DiPenti's chest and fired one shot. DiPenti slumped forward and Ferrell moved out from
underneath him, went into his house to get his cell phone, and called 911. The entire
encounter, from the time Ferrell came out of his house to the time he shot and killed
DiPenti, lasted less than 1 minute. From the time Ferrell lunged at DiPenti to the time he
shot him, less than 30 seconds elapsed.
{¶ 15} While on the phone, Ferrell walked back outside. The state played a
recording of the 911 call for the jury. When the 911 dispatcher asked what was going on,
Ferrell responded "I shot a man." (Tr. Vol. 3 at 399.) The dispatcher asked him why, and
Ferrell said "[s]elf-defense. He was on top of me and I pulled a gun out, told him to get off
of me and he didn't get off of me." (Tr. Vol. 3 at 399.)
{¶ 16} Ferrell testified that once DiPenti had him pinned on the ground, he told
DiPenti to stop and then told DiPenti he had a gun, but that DiPenti continued to hold him
down and strike his head. Ferrell further testified that after he told DiPenti he had a gun,
DiPenti then pressed his thumbs into Ferrell's eyes and held them there, so Ferrell said that
is why he pulled his gun out the first time and pressed it against DiPenti's head. Ferrell's
wife, Heather, testified she watched the final encounter between DiPenti and her husband,
and she could see DiPenti pushing his thumbs into her husband's eyes. In both of the two
video recordings of the final encounter between the two men, neither Ferrell's face nor
DiPenti's thumbs are visible at the time frame Ferrell alleged DiPenti was gouging his eyes
with his thumbs.
{¶ 17} When police officers responded to the scene after Ferrell's 911 call and took
Ferrell into police custody, police asked Ferrell if he was injured. Ferrell told police his
heart was racing and his knees were scraped, but he did not mention any injury to his eyes.
No. 19AP-816 6
Additionally, police photographed Ferrell while in police custody, and the photographs of
Ferrell's face did not show the typical physical findings of eye-gouging injuries, such as
bruising, swelling, or dried blood around the eyes. The parties also stipulated that a DNA
analysis of swabs taken from underneath DiPenti's fingernails on both of his hands only
found DNA matching DiPenti's DNA profile.
{¶ 18} Ferrell additionally testified he was "literally scared" of DiPenti after his
multiple encounters with him and felt a need to protect his family from DiPenti. (Tr. Vol.
4 at 557.) He further testified that he tried to escape during the final encounter but that
DiPenti pulled him back and reached for his gun, and at that point Ferrell testified he
believed DiPenti was going to take his gun and kill him, so Ferrell shot DiPenti to defend
himself. DiPenti's autopsy revealed DiPenti had alcohol, cocaine, and a benzodiazepine in
his system at the time he died.
{¶ 19} At the conclusion of the presentation of evidence, the trial court instructed
the jury on the elements of self-defense. Following deliberations, the jury found Ferrell
guilty of Count 2 of the indictment, felony murder, with the underlying offense of felonious
assault, as well as the accompanying firearm specification. The jury was unable to reach a
verdict as to Count 1, murder, and the trial court declared a mistrial as to that count.
{¶ 20} Following a November 26, 2019 sentencing hearing, the trial court entered a
nolle prosequi as to Count 1 at the state's request and sentenced Ferrell to 15 years to life
for the felony murder conviction plus an additional 3 years for the firearm specification, for
a total aggregate prison term of 18 years to life in prison. The trial court journalized Ferrell's
conviction and sentence in a November 27, 2019 judgment entry. Ferrell timely appeals.
II. Assignments of Error
{¶ 21} Ferrell assigns the following errors for our review:
[1.] The trial court instructed the jury that an "initial aggressor"
is per se prohibited from using physical force in self-defense
under any circumstances, which is legally incorrect. Mr. Ferrell
was thereby deprived of his federal and Ohio constitutional
rights to a jury trial under the "beyond a reasonable doubt"
standard of proof and the requirement that the State prove all
the essential elements—including absence of self-defense—
beyond a reasonable doubt for a murder conviction.
No. 19AP-816 7
[2.] The trial court erred in failing to give, sua sponte, an
instruction on involuntary manslaughter as an inferior degree
offense of felony murder, with aggravated assault as the
predicate offense, to the jury.
[3.] The cumulative effect of errors violated Mr. Ferrell's
federal and state constitutional due process rights to a fair trial.
[4.] The cumulative effect of trial counsel's failures deprived
Mr. Ferrell of his rights to a fair trial, the effective assistance of
counsel, and due process of law as guaranteed by the Fifth,
Sixth, and Fourteenth Amendments to the United States
Constitution and comparable provisions of the Ohio
Constitution.
[5.] The trial court erred and thereby deprived Mr. Ferrell of
due process of law as guaranteed by the Fourteenth
Amendment to the United States Constitution and comparable
provisions of the Ohio Constitution by overruling Mr. Ferrell's
motions for judgment of acquittal and adopting the jury's
finding of guilt as to murder and the corresponding gun
specification, as the evidence at trial was insufficient to support
Mr. Ferrell's conviction.
[6.] The jury erred in finding Mr. Ferrell guilty of felony murder
(Count II) and the corresponding gun specification as the
verdict was against the manifest weight of the evidence, thereby
depriving Mr. Ferrell of due process of law as guaranteed by the
Fourteenth Amendment to the United States Constitution and
comparable provisions of the Ohio Constitution.
III. First Assignment of Error – Self-Defense Instruction
{¶ 22} In his first assignment of error, Ferrell argues the trial court erred in
instructing the jury on self-defense. More specifically, Ferrell asserts the trial court erred
in failing to instruct the jury on the revival of the right to use force in self-defense for an
initial aggressor who withdraws from the conflict in good faith.
{¶ 23} Ordinarily, a trial court has discretion to decide to give or refuse a particular
instruction, and an appellate court will not disturb that decision absent an abuse of
discretion. State v. Lipkins, 10th Dist. No. 16AP-616, 2017-Ohio-4085, ¶ 28, citing State v.
Teitelbaum, 10th Dist. No. 14AP-310, 2016-Ohio-3524, ¶ 127. Here, however, the parties
agree that Ferrell did not request an instruction premised on the restoration of the right to
No. 19AP-816 8
use force after a good faith withdrawal for an initial aggressor. Thus, Ferrell has waived all
but plain error. Id., citing Teitelbaum at ¶ 99, citing State v. Cook, 65 Ohio St.3d 516, 527
(1992).
{¶ 24} "A court recognizes plain error with the utmost caution, under exceptional
circumstances, and only to prevent a miscarriage of justice." State v. Pilgrim, 184 Ohio
App.3d 675, 2009-Ohio-5357, ¶ 58 (10th Dist.), citing State v. Saleh, 10th Dist. No. 07AP-
431, 2009-Ohio-1542, ¶ 68. For an error to be "plain error" under Crim.R. 52(B), it must
satisfy three prongs: (1) there must be an error, meaning a deviation from a legal rule,
(2) the error must be "plain," meaning an "obvious" defect in the trial proceedings, and
(3) the error must have affected "substantial rights," meaning the error must have affected
the outcome of the trial. State v. Barnes, 94 Ohio St.3d 21, 27 (2002).
{¶ 25} Prior to March 28, 2019, Ohio law deemed self-defense an affirmative
defense, requiring a defendant to prove the elements of self-defense by a preponderance of
the evidence. See, e.g., State v. Lindsey, 10th Dist. No. 14AP-751, 2015-Ohio-2169, ¶ 45,
citing State v. Martin, 21 Ohio St.3d 91, 93 (1986). To establish self-defense prior to
March 28, 2019, a defendant was required to prove (1) he was not at fault in creating the
situation giving rise to the affray, (2) he had a bona fide belief that he was in imminent
danger of death or great bodily harm and his only means of escape was the use of such force,
and (3) he did not violate any duty to retreat or avoid the danger. Lindsey at ¶ 45, citing
State v. Robbins, 58 Ohio St.2d 74 (1979), paragraph two of the syllabus. To be entitled to
the affirmative defense of self-defense, a defendant may use only as much force as is
reasonably necessary to repel the attack. Lindsey at ¶ 45, citing State v. Harrison, 10th
Dist. No. 06AP-827, 2007-Ohio-2872, ¶ 25, citing State v. Jackson, 22 Ohio St.3d 281(1986). "The elements of self-defense are cumulative, and '[i]f the defendant fail[ed] to
prove any one of these elements * * * he has failed to demonstrate that he acted in self-
defense.' " (Emphasis sic.) Lindsey at ¶ 45, quoting Jackson at 284.
{¶ 26} Effective March 28, 2019, however, following revisions to R.C. 2901.05, a
defendant no longer bears the burden of establishing the elements of self-defense by a
preponderance of the evidence. R.C. 2901.05(B)(1); see also State v. Carney, 10th Dist. No.
19AP-402, 2020-Ohio-2691, ¶ 31. Instead, the self-defense statute now "place[s] the
No. 19AP-816 9
burden on the prosecution to disprove at least one of the elements of self-defense beyond a
reasonable doubt." Carney at ¶ 31. Specifically, R.C. 2901.05(B)(1) provides:
A person is allowed to act in self-defense, defense of another,
or defense of that person's residence. If, at the trial of a person
who is accused of an offense that involved the person's use of
force against another, there is evidence presented that tends to
support that the accused person used the force in self-defense,
defense of another, or defense of that person's residence, the
prosecution must prove beyond a reasonable doubt that the
accused person did not use the force in self-defense, defense of
another, or defense of that person's residence, as the case may
be.
Thus, the current version of R.C. 2901.05(B)(1) requires the state "to disprove self-defense
by proving beyond a reasonable doubt that [the defendant] (1) was at fault in creating the
situation giving rise to the affray, OR (2) did not have a bona fide belief that he was in
imminent danger of death or great bodily harm for which the use of deadly force was his
only means of escape, OR (3) did violate a duty to retreat or avoid the danger." Carney at
¶ 31; see also State v. Daley, 10th Dist. No. 19AP-561, 2020-Ohio-4390, ¶ 39.
{¶ 27} Here, the trial court instructed the jury on the elements of self-defense and
further instructed the jury that "the State must prove beyond a reasonable doubt that the
defendant did not use deadly force in the self-defense." (Tr. Vol. 4 at 640.) Though
recognizing the longstanding principle that a person generally is not justified in using
physical force if he was the initial aggressor, Ferrell argues the trial court's self-defense
instruction was nonetheless incomplete because it did not contain an additional instruction
on the restoration of the right to use self-defense to the initial aggressor.
{¶ 28} As the Supreme Court of Ohio has stated, "[e]ven though the accused may in
the first instance have intentionally brought on the difficulty and provoked the occasion,
yet his right of self-defense will revive and his actions will be held justifiable upon the
ground of self-defense in all cases where he has withdrawn from the affray or difficulty in
good faith as far as he possibly can, and clearly and fairly announced his desire for peace."
State v. Melchior, 56 Ohio St.2d 15, 21 (1978). In reviewing Melchior, the United States
Sixth Circuit Court of Appeals found that "[i]n order for an initial aggressor to withdraw
and regain the right to act in self-defense, he or she must clearly manifest a good faith
No. 19AP-816 10
intention to withdraw from the affray and must remove any just apprehension of fear the
original victim may possess." Melchior v. Jago, 723 F.2d 486, 493 (6th Cir.1983).
{¶ 29} The evidence presented at trial, in particular the video evidence of the fatal
encounter, did not support an instruction on the revival of Ferrell's right to use deadly force
in self-defense. Instead, the evidence demonstrated that Ferrell was the aggressor, initially
at fault for the encounter, and that he never withdrew. Despite Ferrell's attempts to
describe the fatal encounter as having a distinct middle point in which he announced his
intention to withdraw from the affray, the video recording shows the encounter was one
continuous, rather brief incident. The video shows Ferrell walk directly and deliberately
toward DiPenti and immediately swing his fist at DiPenti's face. A few seconds later, Ferrell
charges toward DiPenti, and the two become entangled and fall to the ground. Although
Ferrell testified he was trying to get away once DiPenti was on top of him, the video
recording shows Ferrell never removed any just apprehension of fear in DiPenti from the
affray that Ferrell initiated. Mere seconds passed before Ferrell brandished his gun the first
time; mere seconds more passed before Ferrell shot and killed DiPenti.
{¶ 30} Further, although Ferrell asserts that placing his gun against DiPenti served
as his intention to retreat from the initial encounter, his argument ignores that by
brandishing his gun, Ferrell only escalated the situation rather than removed any just
apprehension of fear DiPenti possessed. See, e.g., State v. Campbell, 10th Dist. No. 07AP-
1001, 2008-Ohio-4831, ¶ 25-27 (defendant did not act in self-defense where, after
becoming involved in a fight with people at a party, defendant ran to a van, retrieved his
gun, and started firing shots, and "[t]he weight of the evidence indicates that [defendant]
was the aggressor and escalated the confrontation by retrieving his shotgun and being the
first to shoot"). The video recording of the incident demonstrates that Ferrell confronted
DiPenti aggressively in the street with the intention of physically fighting with him. That
Ferrell soon found himself outmatched did not restore his right to use deadly force in self-
defense for a situation he created and from which he never sufficiently withdrew.
{¶ 31} For these reasons, we find the evidence at trial did not support an additional
instruction on the revival of self-defense for an initial aggressor, and, thus, the revival
instruction would not have affected the outcome of Ferrell's trial. See State v. Johnson,
10th Dist. No. 06AP-878, 2007-Ohio-2792, ¶ 64 (where the evidence indicates that giving
No. 19AP-816 11
the requested instruction would not have affected the outcome of the trial, the trial court
does not commit plain error by failing to provide the instruction). We also note that, to the
extent Ferrell argues the trial court's failure to provide the revival instruction somehow
affected the state's burden of proof, the trial court fully and appropriately instructed the
jury on the state's burden of proof. Thus, the trial court did not err, let alone plainly err, in
failing to give an instruction on the revival of the right to use force in self-defense to an
initial aggressor. We overrule Ferrell's first assignment of error.
IV. Second Assignment of Error – Inferior Degree Offense Instruction
{¶ 32} In his second assignment of error, Ferrell argues the trial court erred in failing
to give an instruction on involuntary manslaughter as an inferior degree offense of felony
murder, with aggravated assault as the predicate offense. Ordinarily, an appellate court
reviews a trial court's refusal to instruct the jury on a lesser-included offense under the
abuse of discretion standard. State v. Coleman-Muse, 10th Dist. No. 15AP-566, 2016-Ohio-
5636, ¶ 8. However, Ferrell did not request an involuntary manslaughter instruction at
trial, so we review his contention that the trial court should have sua sponte given the
instruction for plain error. State v. Dennis, 10th Dist. No. 04AP-595, 2005-Ohio-1530, ¶ 14,
citing State v. Goodwin, 84 Ohio St.3d 331, 347 (1999).
{¶ 33} "An offense is an 'inferior degree' of the indicted offense where its elements
are identical to or contained within the indicted offense, except for one or more additional
mitigating elements." State v. Roy, 10th Dist. No. 14AP-986, 2015-Ohio-4959, ¶ 11, citing
State v. Deem, 40 Ohio St.3d 205 (1988), paragraph two of the syllabus. Here, the
indictment charged Ferrell under Count 2 with felony murder based on the predicate
offense of felonious assault. Felony murder, as defined in R.C. 2903.02(B), provides "[n]o
person shall cause the death of another as a proximate result of the offender's committing
or attempting to commit an offense of violence that is a felony of the first or second degree."
By contrast, involuntary manslaughter, as defined in R.C. 2903.04(A), provides "[n]o
person shall cause the death of another * * * as a proximate result of the offender's
committing or attempting to commit a felony." This court has previously found involuntary
manslaughter is a lesser-included offense of felony murder. State v. Crockett, 10th Dist.
No. 14AP-242, 2015-Ohio-2351, ¶ 28, citing State v. Lynch, 98 Ohio St.3d 514, 2003-Ohio-
No. 19AP-816 12
2284, ¶ 79. The difference between felony murder under R.C. 2903.02(B) and involuntary
manslaughter under R.C. 2903.04(A) thus hinges on the predicate offense.
{¶ 34} An instruction on a lesser-included, or inferior degree, offense is required
only when the evidence presented at trial would reasonably support both an acquittal on
the crime charged and a conviction on the lesser-included or inferior degree offense. State
v. Anderson, 10th Dist. No. 06AP-174, 2006-Ohio-6152, ¶ 39, citing State v. Carter, 89
Ohio St.3d 593, 600 (2000); see State v. Wine, 140 Ohio St.3d 409, 2014-Ohio-3948, ¶ 34
(a trial court "must give an instruction on a lesser included offense if under any reasonable
view of the evidence it is possible for the trier of fact to find the defendant not guilty of the
greater offense and guilty of the lesser offense").
{¶ 35} In deciding whether to provide a lesser-included offense instruction, the trial
court must consider both the state's evidence and the defense's evidence, and it must view
the evidence in the light most favorable to the defendant. Anderson at ¶ 39; State v.
Monroe, 105 Ohio St.3d 384, 2005-Ohio-2282, ¶ 37. An instruction on a lesser-included
offense is not warranted, however, every time "some evidence" is presented to support the
lesser offense. State v. Noor, 10th Dist. No. 13AP-165, 2014-Ohio-3397, ¶ 84. The court
must find "sufficient evidence" to allow a jury to reasonably reject the greater offense and
find the defendant guilty on a lesser-included, or inferior degree, offense. Id. For example,
"a defendant's own testimony that he did not intend to kill his victim does not entitle him
to a lesser-included offense instruction 'if the evidence on whole does not reasonably
support an acquittal on the murder offense and a conviction on a lesser offense.' " Id.,quoting State v. Willis, 8th Dist. No. 99735, 2014-Ohio-114, ¶ 51.
{¶ 36} The issue, therefore, is whether the evidence presented at trial supported
both an acquittal as to the charged offense of felony murder with a predicate offense of
felonious assault and a conviction of involuntary manslaughter with aggravated assault as
the predicate offense. As noted above, the key distinction between felony murder and
involuntary manslaughter is the predicate offense. R.C. 2903.11(A)(1) defines felonious
assault as "[n]o person shall knowingly * * * [c]ause serious physical harm to another." As
relevant here, R.C. 2903.12 defines aggravated assault as "[n]o person, while under the
influence of sudden passion or in a sudden fit of rage, either of which is brought on by
serious provocation occasioned by the victim that is reasonably sufficient to incite the
No. 19AP-816 13
person into using deadly force, shall knowingly * * * [c]ause serious physical harm to
another."
{¶ 37} This court has found that the offense of aggravated assault is an inferior
degree offense of felonious assault. Roy at ¶ 11. "The elements of aggravated assault 'are
identical to or contained within the offense of felonious assault, coupled with the additional
presence of one or both mitigating circumstances of sudden passion or a sudden fit of rage
brought on by serious provocation occasioned by the victim.' " Id., quoting State v. Stewart,
10th Dist. No. 10AP-526, 2011-Ohio-466, ¶ 7. Thus, to warrant an instruction on the
inferior degree offense of aggravated assault, a defendant must present sufficient evidence
of serious provocation occasioned by the victim. Roy at ¶ 11, citing Deem at paragraph four
of the syllabus. "Serious provocation under R.C. 2903.12 means provocation 'reasonably
sufficient to bring on extreme stress and * * * reasonably sufficient to incite or to arouse the
defendant into using deadly force.' " State v. Saur, 10th Dist. No. 10AP-1195, 2013-Ohio-
1674, ¶ 31, quoting Deem at paragraph five of the syllabus.
{¶ 38} Ferrell maintained throughout the trial that he acted in self-defense. This
court has observed that " ' "[e]vidence supporting the privilege of self-defense, i.e., that the
defendant feared for his own personal safety, does not constitute sudden passion or fit of
rage." ' " State v. Collins, 10th Dist. No. 19AP-373, 2020-Ohio-3126, ¶ 51, quoting State v.
Harding, 2d Dist. No. 24062, 2011-Ohio-2823, ¶ 43, quoting State v. Stewart, 10th Dist.
No. 10AP-526, 2011-Ohio-466, ¶ 13. Moreover, having explained in our resolution of
Ferrell's first assignment of error that the video evidence was clear that Ferrell was the
initial aggressor in the affray and did not make a good faith effort to withdraw, Ferrell
cannot show the evidence would support a finding that he acted under serious provocation
occasioned by the victim. See State v. Marcum, 7th Dist. No. 04 CO 66, 2006-Ohio-7068,
¶ 51 (defendant's account of events that he either fired warning shots or fired in self-defense
is not consistent with sudden rage or sudden passion brought on by serious provocation);
see also State v. Bouie, 8th Dist. No. 108095, 2019-Ohio-4579, ¶ 47 ("it has been held that
in most cases, jury instructions on both self-defense and serious provocation are
inconsistent" because "the mental states of fear as required for self-defense and rage as
required for aggravated assault are incompatible"); State v. Caldwell, 10th Dist. No. 98AP-
165, 1998 Ohio App. LEXIS 6220 (Dec. 17, 1998) ("the difficulty in attempting to argue both
No. 19AP-816 14
provocation, as is necessary for voluntary manslaughter, and self-defense is that to an
extent those defenses are inconsistent"). Ferrell repeatedly testified he was afraid of
DiPenti and feared for his safety during the final encounter with him on May 2, 2018, but
" '[f]ear alone is insufficient to demonstrate the kind of emotional state necessary to
constitute sudden passion or fit of rage.' " Collins at ¶ 52, quoting State v. Mack, 82 Ohio
St.3d 198, 201 (1998).
{¶ 39} Finally, to the extent Ferrell argues the culmination of his several encounters
with DiPenti over May 1 and 2, 2018 constituted serious provocation causing him to
eventually act out of sudden passion or a sudden fit of rage, we note that "past incidents or
verbal threats do not satisfy the test for reasonably sufficient provocation when there is
sufficient time for cooling off." State v. Collier, 10th Dist. No. 09AP-182, 2010-Ohio-1819,
¶ 15, citing Mack at 201. Ferrell specifically testified he did not shoot DiPenti because of
what happened on the evening of May 1, 2018, and he further specifically testified he did
not shoot DiPenti because of what happened the morning of May 2, 2018. Instead, Ferrell
reiterated, as he repeatedly testified throughout the trial, that he shot DiPenti because he
was afraid. Thus, Ferrell's own testimony did not support, and at times undermined, any
claim he now makes, for the first time on appeal, that he acted out of sudden passion or fit
of rage. See Collins at ¶ 52.
{¶ 40} Because the record did not contain evidence that would reasonably support
an acquittal on felony murder but a conviction on involuntary manslaughter, Ferrell was
not entitled to an instruction on the inferior degree offense of involuntary manslaughter.
As such, the trial court did not err, let alone plainly err, in failing to sua sponte instruct the
jury on involuntary manslaughter. We overrule Ferrell's second assignment of error.
V. Third Assignment of Error – Cumulative Effect of Errors
{¶ 41} In his third assignment of error, Ferrell argues the cumulative effect of the
errors at his trial violated his constitutional due process rights to a fair trial and require
reversal. In particular, Ferrell asserts the arguments he presented under his first and
second assignment of error, when considered together, rendered his trial unfair and
warrant reversal.
{¶ 42} Although errors at trial singularly "may not rise to the level of prejudicial
error, a conviction will be reversed where the cumulative effect of the errors deprives a
No. 19AP-816 15
defendant of the constitutional right to a fair trial." State v. DeMarco, 31 Ohio St.3d 191(1987), paragraph two of the syllabus. However, we have already determined in our
resolution of Ferrell's first and second assignments of error that the trial court did not err
in not providing additional instructions on the revival of the right to use force in self-
defense to an initial aggressor or in not providing an instruction on the inferior defense of
involuntary manslaughter. Ferrell cannot establish he is entitled to relief under the
doctrine of cumulative error simply by combining his unsuccessful claims together. State
v. Hodson, 10th Dist. No. 18AP-242, 2019-Ohio-1734, ¶ 50; State v. Moore, 10th Dist. No.
11AP-1116, 2013-Ohio-3365, ¶ 61 (where a case presents "no errors to cumulate," the
doctrine of cumulative errors does not apply). Thus, we overrule Ferrell's third assignment
of error.
VI. Fourth Assignment of Error – Ineffective Assistance of Counsel
{¶ 43} In his fourth assignment of error, Ferrell argues he received the ineffective
assistance of counsel. More specifically, Ferrell asserts his counsel was ineffective in failing
to file written proposed jury instructions and in failing to request an instruction on
involuntary manslaughter.
{¶ 44} In order to prevail on a claim of ineffective assistance of counsel, Ferrell must
satisfy a two-prong test. First, he must demonstrate that his counsel's performance was
deficient. Strickland v. Washington, 466 U.S. 668, 687 (1984). This first prong requires
Ferrell to show that his counsel committed errors which were "so serious that counsel was
not functioning as the 'counsel' guaranteed the defendant by the Sixth Amendment." Id. If
Ferrell can so demonstrate, he must then establish that he was prejudiced by the deficient
performance. Id. To show prejudice, Ferrell must establish there is a reasonable
probability that, but for his counsel's errors, the result of the trial would have been different.
A "reasonable probability" is one sufficient to undermine confidence in the outcome of the
trial. Id. at 694.
{¶ 45} In considering claims of ineffective assistance of counsel, courts indulge in a
strong presumption that counsel's conduct falls within the wide range of reasonable
professional assistance. State v. Conway, 109 Ohio St.3d 412, 2006-Ohio-2815, ¶ 101.
Ferrell contends his trial counsel was ineffective in (1) failing to file written self-defense
instructions; and (2) failing to request an instruction on involuntary manslaughter as an
No. 19AP-816 16
inferior degree offense of felony murder. Additionally, Ferrell asserts the cumulative effect
of counsel's alleged errors rendered his trial counsel ineffective.
A. Failure to File Written Jury Instructions
{¶ 46} Ferrell's first allegation of ineffective assistance of counsel is his trial
counsel's failure to file written proposed jury instructions on self-defense. As Ferrell notes,
Crim.R. 30(A) provides that any party may file written requests for specific jury
instructions. Ferrell asserts there is no feasible trial strategy that would support not filing
written proposed jury instructions. See, e.g., State v. Ryan, 10th Dist. No. 08AP-481, 2009-
Ohio-3235, ¶ 77 ("[t]actical or strategic trial decisions, even if ultimately unsuccessful, will
not substantiate a claim of ineffective assistance of counsel"). Though Ferrell argues his
counsel's failure to file written objections constituted a waiver of an objection to the
instructions, the Supreme Court has held that a party does not waive an objection, and the
error is preserved for appeal, " 'when the defendant objects in accordance with the second
paragraph of Crim.R. 30(A), whether or not there has been a proffer of written jury
instructions in accordance with the first paragraph of Crim.R. 30(A).' " Mack at 200,
quoting State v. Williford, 49 Ohio St.3d 247 (1990), paragraph three of the syllabus.
{¶ 47} During the trial, the parties engaged in lengthy discussions about the self-
defense instruction, including Ferrell's trial counsel's attempt to persuade the court that the
recent changes to R.C. 2901.05(B)(1) required to disprove all of the elements of self-
defense, rather than just one. Thus, Ferrell's claim that his counsel's failure to file written
requested jury instructions somehow affected his trial counsel's ability to fully discuss the
jury instructions with the court lacks merit.
{¶ 48} Additionally, to the extent the true aim of Ferrell's first allegation of
ineffective assistance of counsel is to compel reversal for his trial counsel's failure to request
a revival instruction, we explained in our resolution of Ferrell's first assignment of error
that the trial court fully instructed the jury on self-defense and the evidence did not support
an additional instruction on the revival of the right to use force in self-defense to an initial
aggressor. State v. Glenn-Coulverson, 10th Dist. No. 16AP-265, 2017-Ohio-2671, ¶ 57 (trial
counsel is not deficient in failing to request an instruction that the evidence does not
warrant). Therefore, Ferrell's trial counsel's failure to file written requested jury
No. 19AP-816 17
instructions and failure to request a revival instruction does not constitute deficient
performance, and, thus, does not substantiate a claim for ineffective assistance of counsel.
B. Failure to Request Inferior Degree Offense Instruction
{¶ 49} Ferrell's second allegation of ineffective assistance of counsel is his trial
counsel's failure to request an instruction on the inferior degree offense of involuntary
manslaughter. Again, however, we already determined in our resolution of Ferrell's second
assignment of error that the evidence at trial did not warrant an instruction on the inferior
degree offense of involuntary manslaughter. Ferrell's trial counsel was not deficient for
failing to request an instruction the evidence did not support. Glenn-Coulverson at ¶ 57.
Moreover, we are mindful that as a general rule, the decision of whether or not to request a
particular jury instruction is a matter of trial strategy and, for that reason, will not
substantiate a claim of ineffective assistance of counsel. Glenn-Coulverson at ¶ 56. Here,
Ferrell maintained he acted in self-defense throughout the duration of the trial, and his trial
counsel's decision not to request an instruction on involuntary manslaughter was
reasonable given that the instruction would have contradicted Ferrell's theory of how the
events unfolded. Thus, Ferrell's counsel was not deficient for failing to request an
instruction on involuntary manslaughter.
C. Cumulative Effect of Errors
{¶ 50} Ferrell finally argues that even if we conclude none of the above alleged errors
are sufficient to find ineffective assistance of counsel standing alone, the cumulative effect
of these errors nonetheless resulted in Ferrell being denied a fair trial. However, having
determined that neither of Ferrell's allegations of ineffective assistance of counsel
constituted deficient performance by his trial counsel, and thus failed to satisfy the first
prong of the Strickland analysis, Ferrell does not demonstrate error, let alone cumulative
error.
{¶ 51} For these reasons, Ferrell is unable to demonstrate he received the ineffective
assistance of counsel. We overrule Ferrell's fourth assignment of error.
VII. Fifth Assignment of Error – Sufficiency of the Evidence
{¶ 52} In his fifth assignment of error, Ferrell argues the evidence at trial was
insufficient to support his conviction of felony murder.
No. 19AP-816 18
{¶ 53} Whether there is legally sufficient evidence to sustain a verdict is a question
of law. State v. Thompkins, 78 Ohio St.3d 380, 386 (1997). Sufficiency is a test of adequacy.
Id. The relevant inquiry for an appellate court is whether the evidence presented, when
viewed in a light most favorable to the prosecution, would allow any rational trier of fact to
find the essential elements of the crime proven beyond a reasonable doubt. State v.
Mahone, 10th Dist. No. 12AP-545, 2014-Ohio-1251, ¶ 38, citing State v. Tenace, 109 Ohio
St.3d 255, 2006-Ohio-2417, ¶ 37.
{¶ 54} Ferrell argues the state presented insufficient evidence to sustain his
conviction of felony murder. However, Ferrell does not argue that the state failed to
produce evidence to establish all the essential elements of this offense. Rather, Ferrell
argues that his testimony establishes he shot and killed DiPenti in self-defense. This
argument presents a challenge to the manifest weight of the evidence, the subject of
Ferrell's sixth assignment of error. See State v. Reynolds, 10th Dist. No. 18AP-560, 2019-
Ohio-2343, ¶ 33, citing State v. Kurtz, 10th Dist. No. 17AP-382, 2018-Ohio-3942, ¶ 21
(noting "the manifest-weight standard is the proper standard of review" for an accused's
contention that the evidence supports a claim of self-defense "because a defendant claiming
self-defense does not seek to negate an element of the offense charged but rather seeks to
relieve himself from culpability"). Though Ferrell argues the recent changes to R.C. 2901.05
must implicate sufficiency because the burden of disproving self-defense now rests with the
state, the crux of Ferrell's argument in this regard is that his claim of self-defense should
have been believed despite the state's video evidence of the fatal encounter. See, e.g., State
v. Bankston, 10th Dist. No. 08AP-668, 2009-Ohio-754, ¶ 4 ("in a sufficiency of the evidence
review, an appellate court does not engage in a determination of witness credibility; rather
it essentially assumes the state's witnesses testified truthfully and determines if that
testimony satisfies each element of the crime"). Such an argument presents a challenge to
the manifest weight of the evidence, not the sufficiency of the evidence. Id.{¶ 55} Having reviewed the record, we find there was sufficient evidence to support
Ferrell's conviction of felony murder. We overrule his fifth assignment of error.
VIII. Sixth Assignment of Error – Manifest Weight of the Evidence
{¶ 56} In his sixth and final assignment of error, Ferrell argues his conviction is
against the manifest weight of the evidence.
No. 19AP-816 19
{¶ 57} When presented with a manifest weight argument, an appellate court
engages in a limited weighing of the evidence to determine whether sufficient competent,
credible evidence supports the jury's verdict. State v. Salinas, 10th Dist. No. 09AP-1201,
2010-Ohio-4738, ¶ 32, citing Thompkins at 387. "When a court of appeals reverses a
judgment of a trial court on the basis that the verdict is against the weight of the evidence,
the appellate court sits as a 'thirteenth juror' and disagrees with the factfinder's resolution
of the conflicting testimony." Thompkins at 387, quoting Tibbs v. Florida, 457 U.S. 31, 42
(1982). Determinations of credibility and weight of the testimony are primarily for the trier
of fact. State v. DeHass, 10 Ohio St.2d 230 (1967), paragraph one of the syllabus. Thus,
the jury may take note of the inconsistencies and resolve them accordingly, "believ[ing] all,
part, or none of a witness's testimony." State v. Raver, 10th Dist. No. 02AP-604, 2003-
Ohio-958, ¶ 21, citing State v. Antill, 176 Ohio St. 61, 67 (1964).
{¶ 58} An appellate court considering a manifest weight challenge "may not merely
substitute its view for that of the trier of fact, but must review the entire record, weigh the
evidence and all reasonable inferences, consider the credibility of witnesses, and determine
whether, in resolving conflicts in the evidence, the trier of fact clearly lost its way and
created such a manifest miscarriage of justice that the conviction must be reversed and a
new trial ordered." State v. Harris, 10th Dist. No. 13AP-770, 2014-Ohio-2501, ¶ 22, citing
Thompkins at 387. Appellate courts should reverse a conviction as being against the
manifest weight of the evidence only in the most " 'exceptional case in which the evidence
weighs heavily against the conviction.' " Thompkins at 387, quoting State v. Martin, 20
Ohio App.3d 172, 175 (1st Dist.1983).
{¶ 59} Ferrell argues his conviction is against the manifest weight of the evidence
because the jury clearly lost its way in not believing his claim of self-defense. Essentially,
Ferrell asserts that both his testimony and the video recordings of the fatal encounter
demonstrate he acted in self-defense. However, a conviction is not against the manifest
weight of the evidence because the trier of fact believed the state's version of events over
the defendant's version. State v. Lindsey, 10th Dist. No. 14AP-751, 2015-Ohio-2169, ¶ 43
(rejecting defendant's argument that his conviction was against the manifest weight of the
evidence because the jury did not believe his claim of self-defense), citing State v. Gale, 10th
Dist. No. 05AP-708, 2006-Ohio-1523, ¶ 19. As we noted above, the trier of fact remains
No. 19AP-816 20
free to believe "all, part, or none of a witness's testimony." Raver at ¶ 21. Despite Ferrell's
attempts to characterize his final encounter with DiPenti as one in which Ferrell was
defending himself, the video clearly shows that Ferrell was the initial aggressor and that he
never withdrew from the fray. Thus, in light of the evidence discussed above, as well as the
record in its entirety, we do not find the jury clearly lost its way in concluding Ferrell did
not act in self-defense when he shot and killed DiPenti.
{¶ 60} We conclude, therefore, that the manifest weight of the evidence supports
Ferrell's conviction of felony murder. Accordingly, we overrule Ferrell's sixth and final
assignment of error.
IX. Disposition
{¶ 61} Based on the foregoing reasons, the trial court did not err in instructing the
jury on self-defense, the trial court did not err in failing to instruct the jury on the inferior
degree offense of involuntary manslaughter, the doctrine of cumulative errors does not
apply to warrant reversal, Ferrell did not receive the ineffective assistance of counsel, and
the sufficiency of the evidence and the manifest weight of the evidence support Ferrell's
conviction of felony murder. Having overruled Ferrell's six assignments of error, we affirm
the judgment of the Franklin County Court of Common Pleas.
Judgment affirmed.
DORRIAN and BEATTY BLUNT, JJ., concur.