Auction Co. of America v. Federal Deposit Insurance , 132 F.3d 746 ( 1997 )


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  •                         United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued October 21, 1997 Decided December 19, 1997
    No. 96-5343
    Auction Company of America,
    Appellant
    v.
    Federal Deposit Insurance Corporation, as Manager of the
    FSLIC Resolution Trust Fund,
    Appellee
    Appeal from the United States District Court
    for the District of Columbia
    (No. 94cv02006)
    Alan M. Grayson argued the cause and filed the briefs for
    appellant.
    J. Scott Watson, Counsel, Federal Deposit Insurance Cor-
    poration, argued the cause for appellee.  With him on the
    brief were Ann S. DuRoss, Assistant General Counsel, Fed-
    eral Deposit Insurance Corporation, Robert D. McGillicuddy,
    Senior Counsel, Roberta H. Clark, Counsel, Federal Deposit
    Insurance Corporation, and Robert P. Fletcher.
    Before:  Wald, Williams and Rogers, Circuit Judges.
    Opinion for the Court filed by Circuit Judge Williams.
    Williams, Circuit Judge:  Auction Company of America
    ("Auction Company") seeks damages for breach of contract
    from the Federal Deposit Insurance Company ("FDIC") as
    statutory successor to the Resolution Trust Corporation
    ("RTC").  It filed the first of three suits (and the one both
    parties regard as controlling for limitations purposes) four
    years and one day after the cause of action accrued.  The
    filing was too late under the District of Columbia's three-year
    limitations period for contract actions, 12 D.C. Code s 301(7),
    but timely under either the general six-year limitations period
    for civil actions against the United States, 28 U.S.C.
    s 2401(a), or the Missouri five-year contract limitations peri-
    od, Mo. Ann. Stat. s 516.120(1).  The district court ruled that
    the federal statute did not govern and performed a choice-of-
    law analysis to arrive at the D.C. limitations period.  It thus
    dismissed the complaint.  Because we find that the federal
    statute does apply, we reverse and remand without reaching
    the state choice-of-law issue.
    *   *   *
    Auction Company's claim is that it entered into a contract
    with the RTC, as receiver for certain failed thrifts, to auction
    off key thrift assets.  On September 18, 1990, after a number
    of actions that according to Auction Company impeded its
    efforts to organize the auction, the RTC terminated the
    contract and thereby breached it.  Four years and one day
    later, on September 19, 1994, Auction Company filed its first
    complaint.
    That complaint's caption named the RTC as defendant, but
    also said that the suit was against the RTC in its corporate
    capacity ("RTC-Corporate").  The RTC responded with a
    motion to dismiss, arguing that it was a legal entity distinct
    from the RTC as Receiver and could not be sued for contrac-
    tual liabilities of the RTC as Receiver.  In briefing the motion
    it also asserted that the statutory provisions for administra-
    tive determination of claims against depository institutions,
    see 12 U.S.C. s 1821(d)(3)-(13), imposed an exhaustion re-
    quirement on Auction Company's contract claim.  On June
    15, 1995, Auction Company submitted its claim for adminis-
    trative determination by the RTC as Receiver, but at the
    same time protested that its contract action ran against the
    RTC, not against a depository institution, and was therefore
    not subject to the administrative claim allowance procedures.
    12 U.S.C. s 1821(d)(5) requires the RTC as Receiver to
    allow or disallow claims within 180 days.  Without waiting for
    the end of this period, Auction Company filed a second suit on
    October 4, 1995.  This complaint named the RTC as Receiver
    as defendant but was in other respects identical to the first.
    The RTC as Receiver moved to dismiss on the grounds that
    Auction Company had not exhausted its administrative reme-
    dies.  On February 9, 1996, following the disallowance of its
    claim by RTC as Receiver, Auction Company filed its third
    suit.  By this time the RTC no longer existed;  its authorizing
    statute provided for termination on December 31, 1995.  See
    12 U.S.C. s 1441a(m)(1).  The FDIC, its statutory successor,
    was named as defendant in the third suit and was substituted
    into the first two.  We do not believe this substitution affects
    our analysis, and we will limit our focus to the FDIC.
    All three actions were consolidated before the district
    court.  The FDIC moved for judgment on the pleadings
    under Rule 12(c), seeking dismissal on the grounds that the
    District of Columbia three-year statute of limitations for
    contracts applied.  Auction Company suggested instead the
    six-year limitations period for civil actions against the United
    States.  See 28 U.S.C. s 2401(a).  Alternatively, it noted that
    the contract at issue contained a choice-of-law clause selecting
    Missouri law, and argued that the Missouri statute of limita-
    tions should govern.  The district court, treating the 12(c)
    motion as "essentially" one to dismiss under 12(b)(6), ruled
    that the FDIC was not "the United States" for the purposes
    of 28 U.S.C. s 2401(a).  It thus proceeded to pick between
    the D.C. and the Missouri statutes of limitation.  Reviewing
    de novo, we find error in the first determination and stop at
    that juncture:  Section 2401(a) does apply, and Auction Com-
    pany's suits were timely.
    *   *   *
    28 U.S.C s 2401(a) provides that "every civil action com-
    menced against the United States shall be barred unless the
    complaint is filed within six years after the right of action
    first accrues."  The question for this appeal, broadly stated, is
    whether the FDIC counts as the United States for the
    purposes of this provision.  The district court was impressed
    by O'Melveny & Myers v. FDIC, 
    512 U.S. 79
    (1994), which
    contains the striking phrase "the FDIC is not the United
    States," 
    id. at 85.
     But as the O'Melveny Court was not
    interpreting 28 U.S.C. s 2401(a), or indeed any other federal
    statute, this language cannot be controlling.  Whether the
    FDIC should be treated as the United States depends on the
    context.  See FDIC v. Hartford Ins. Co. of Ill., 
    877 F.2d 590
    ,
    592-93 (7th Cir. 1989).
    In O'Melveny the FDIC as Receiver sued the counsel of a
    failed savings and loan for malpractice and breach of fiduciary
    duty in failing to expose frauds in the management of the
    S&L.  The lawyers defended on the grounds that the man-
    agement was fully aware of its own frauds, and that knowl-
    edge of those frauds must therefore be imputed to the S&L,
    and thence to the FDIC as Receiver.  The argument was a
    possible winner for the lawyers under California's imputation
    law, but the FDIC argued that state law should be displaced
    by federal common law.  Immediately after the Court's decla-
    ration that the FDIC was not the United States, it twice
    discounted the significance of the remark, noting that:  (1)
    even if the FDIC were the United States it would be begging
    the question to assume that it was asserting its own rights
    rather than those of the S&L;  and (2) even if federal law
    governed in the sense explained in United States v. Kimbell
    Foods, Inc., 
    440 U.S. 715
    , 726 (1979), i.e., a sense that
    includes federal adoption of state law rules, that would "not
    much advance the ball."  The Court decided that state law
    should apply:  "[T]his is not one of those extraordinary cases
    in which the judicial creation of a federal rule of decision is
    warranted."  
    O'Melveny, 512 U.S. at 89
    .
    Creating federal common law is one thing, applying a
    federal statute quite another.  State law will generally fill the
    gaps in a comprehensive federal statutory scheme such as the
    FDIC's enabling legislation, but it will not do so to the
    exclusion of another applicable federal statute.  See 
    id. at 85.
    If s 2401(a) applies, it does so by its own terms, so long as
    not contradicted by some other federal statute, not by virtue
    of any lawmaking power of federal courts.  On the question of
    the scope of "United States" in s 2401(a), O'Melveny provides
    no guidance.
    So we turn to the statute itself.  Section 2401(a) originated
    as the internal limitations period for the Little Tucker Act.
    See Christensen v. United States, 
    755 F.2d 705
    , 707 (9th Cir.
    1985);  Saffron v. Dep't of the Navy, 
    561 F.2d 938
    , 944-45
    (D.C. Cir. 1977).  That act and its big brother the Tucker Act
    collectively establish jurisdiction and a waiver of sovereign
    immunity for certain cases that are "against the United
    States" and founded upon various bases including "any ex-
    press or implied contract with the United States."  For
    contract cases, the Little Tucker Act gives the district courts
    jurisdiction, concurrent with the Court of Federal Claims, if
    the amount sought is less than $10,000.  If more than $10,000
    is at issue, the suits lie only in the Court of Federal Claims
    under the Tucker Act proper.  See 28 U.S.C. s 1346(a)(2);  28
    U.S.C. s 1491;  see also 
    Saffron, 561 F.2d at 944
    .  In the 1946
    U.S. Code, the Little Tucker Act was located at 28 U.S.C.
    s 41(20), which provided in part, "No suit against the Govern-
    ment of the United States shall be allowed under this para-
    graph unless the same shall have been brought within six
    years after the right accrued for which the claim is made."
    The Act of June 25, 1948 made minor changes in the wording
    and relocated this language to 28 U.S.C. s 2401(a), where it
    was to function as a catch-all limit for non-tort actions against
    the United States.
    While this shuffle expanded the function of s 2401(a), see,
    e.g., Daingerfield Island Protective Society v. Babbitt, 
    40 F.3d 442
    , 445 (D.C. Cir. 1994) (applying s 2401(a) to APA
    suit);  Impro Products v. Block, 
    722 F.2d 845
    , 850 n.8 (D.C.
    Cir. 1983) (same), the section remained applicable as ever to
    Little Tucker Act suits.  See, e.g., Loudner v. United States,
    
    108 F.3d 896
    , 900 (8th Cir. 1997).  Thus, barring some
    exceptional statutory twist, the term "United States" must
    have the same meaning in s 2401(a) as in the Little Tucker
    Act.  And hence if the FDIC as Receiver is the United States
    for the Little Tucker Act, it must be also for s 2401(a).
    Does the Little Tucker Act treat the FDIC as Receiver as
    the United States?  Jurisdiction over contract claims, under
    either Tucker Act, exists only for contracts "with the United
    States."  If a contract with the FDIC as Receiver supports
    jurisdiction under either Tucker Act, then it counts as a
    contract with the United States, and the FDIC as Receiver
    must be "the United States" for the Tucker Acts.  So the key
    question turns out to be whether a contract with the FDIC as
    Receiver will allow a Tucker Act suit.  If that is so, then the
    equivalent meaning of "United States" in the Little Tucker
    Act and its statute of limitations allows us to conclude that
    the FDIC as Receiver is the United States for the purposes
    of s 2401(a).
    The answer to the question is yes;  the Act may be invoked
    whenever "a federal instrumentality acts within its statutory
    authority to carry out [the government's] purposes" as long
    as no other specific statutory provision bars jurisdiction.
    Butz Engineering Corp. v. United States, 
    499 F.2d 619
    , 622
    (Ct. Cl. 1974);  see also L'Enfant Plaza Properties, Inc. v.
    United States, 
    668 F.2d 1211
    , 1212 (Ct. Cl. 1982).  The FDIC
    concedes that the FDIC as Receiver is a federal instrumen-
    tality;  indeed, eager to argue that it is not an agency, it
    pushes instrumentality status aggressively.  See FDIC Br. at
    9-10.  Doctrinally, the fit is relatively easy, and in fact
    contracts with the FDIC (and the RTC) have occasioned suits
    under the Tucker Act.1  See, e.g., Slattery v. United States,
    __________
    1 These decisions have often been cursory or unclear in their
    treatment of the Receiver/Corporate distinction, but the FDIC
    gives us no persuasive reason why the distinction makes a differ-
    ence here.  The RTC as Receiver did not inherit this contract from
    defunct depositories; it entered into the contract in furtherance of
    its statutory mission, and the rights and obligations at issue are its
    rights and obligations, not those of the depositories.  Cf. O'Melve-
    
    ny, 512 U.S. at 85-87
    (discussing role of FDIC as Receiver).
    
    35 Fed. Cl. 180
    (1996) (FDIC contract); Suess v. United
    States, 
    33 Fed. Cl. 89
    (1995) (Office of Thrift Supervision and
    RTC contracts).  The FDIC has even argued, with some
    initial success, that because it is the United States, it can only
    be sued under the Tucker Act and hence in the Court of
    Federal Claims.  See, e.g., FDIC v. Hulsey, 
    22 F.3d 1472
    ,
    1480 (10th Cir. 1994) (rejecting argument);  Farha v. FDIC
    
    963 F.2d 283
    , 288 (10th Cir. 1992) (accepting argument).
    As the FDIC as Receiver counts as the United States for
    the Tucker Act, it does so for the Tucker Act (and general
    federal) statute of limitations.  The FDIC appears to take
    refuge in the idea that the captioning of the lawsuit somehow
    outweighs the functional identity of the United States and its
    instrumentalities for the purposes of s 2401(a).  But that
    argument has been overwhelmingly rejected, by this circuit
    and others, in the specific context of the application of
    s 2401(a).  See, e.g., Mason v. Judges of the U.S. Court of
    Appeals for D.C., 
    952 F.2d 423
    , 425 (D.C. Cir. 1991) ("[A] civil
    action against a federal official based on that person's official
    actions is 'a civil action commenced against the United States'
    under s 2401(a).");  Blassingame v. Secretary of the Navy,
    
    811 F.2d 65
    , 70 (2d Cir. 1987) (discarding "fiction that an
    action alleging unlawful conduct by a federal official ... and
    an agency, is not an action against the United States");
    Geyen v. Marsh, 
    775 F.2d 1303
    , 1307 (5th Cir. 1985) (same);
    Oppenheim v. Campbell, 
    571 F.2d 660
    (D.C. Cir. 1978) (Civil
    Service Commission is United States for s 2401(a));  see also
    Hartford 
    Insurance, 877 F.2d at 592
    (in finding statute
    assigning venue for certain cases against the FDIC as receiv-
    er of national banking associations applicable even though
    claimant captioned case as against the United States, asks
    rhetorically, "What is 'the Federal Deposit Insurance Com-
    mission as receiver' other than part of the United States?");
    Portsmouth Redevelopment and Housing Auth. v. Pierce, 
    706 F.2d 471
    , 473 (4th Cir. 1983) (discussing conditions under
    which action against federal agency is against United States).
    In the context of the Administrative Procedure Act, to which
    s 2401(a) applies, see Sierra Club v. Slater, 
    120 F.3d 623
    , 631
    (6th Cir. 1997);  
    Daingerfield, 40 F.3d at 445
    , the statute's
    words reject the FDIC's approach:  in authorizing suits for
    judicial review, it lumps together suits "against the United
    States, the agency by its official title, or the appropriate
    officer."  5 U.S.C. s 703.
    *   *   *
    This is not a Tucker Act suit, however, nor one under the
    APA.  The FDIC could have argued, though it did not, that
    what distinguishes a suit against an agency from a suit
    against the United States is not the captioning of the com-
    plaint but the operative waiver of immunity.  Section 2401(a),
    of course, is not limited to suits brought under the Tucker Act
    or the APA, but the FDIC could have argued that waiver
    under a sue-or-be-sued clause is different.  Such a clause, the
    argument would go, lifts the immunity of only the agency, not
    the United States (assuming that that makes sense), and a
    suit in district court based on such a clause is accordingly not
    against the United States, even if the Tucker Act provides
    alternative Court of Federal Claims jurisdiction.  The parties
    disagree about the source of district court jurisdiction here,
    and one likely reason the FDIC did not make this argument
    is that its brief locates the basis for jurisdiction in the district
    court's ability to review administrative disallowances of claims
    against depositories.2
    The FDIC's theory of jurisdiction, however, is wrong.  As
    we observed 
    earlier, supra
    n.1, Auction Company is not suing
    to enforce a contract with a defunct depository but to enforce
    one made initially and exclusively with the RTC.  According-
    ly, we examine this alternative argument on the basis of
    Auction Company's jurisdictional theory.  Auction Company
    finds a waiver of sovereign immunity in FDIC's enabling
    legislation, the Financial Institutions Reform, Recovery, and
    Enforcement Act of 1989 ("FIRREA"), which empowers it to
    sue and be sued "in any court of law or equity, State or
    Federal."  12 U.S.C. s 1819(a) Fourth; see also United
    States v. Nordic Village, Inc., 
    503 U.S. 30
    , 34 (1992) (such
    __________
    2 We address this argument despite the FDIC's failure to raise it
    because, in some guises, it has jurisdictional overtones.  See, e.g.,
    Falls Riverway Realty, Inc. v. City of Niagara Falls, 
    754 F.2d 49
    ,
    56 (2d Cir. 1985) (source of funds to pay judgment is jurisdictional
    issue).
    clauses are broad waivers of immunity).  And Auction Com-
    pany finds subject matter jurisdiction in FIRREA's "deemer"
    clause, 12 U.S.C. s 1819(b)(2)(A), which provides (with an
    exception not relevant here) that all actions to which the
    FDIC is a party "shall be deemed to arise under the laws of
    the United States."  District courts can thus hear these
    actions as part of the "arising under" jurisdiction granted by
    28 U.S.C. s 1331.  See Osborn v. Bank of the United States,
    22 U.S. (9 Wheat) 738 (1824); Williams v. Federal Land
    Bank of Jackson, 
    954 F.2d 774
    , 776 (D.C. Cir. 1992).
    The FDIC's argument, given these propositions, would be
    that when an agency is sued in its own name pursuant to a
    sue-or-be-sued clause, recovery is limited to funds within the
    agency's control, and the suit is not against the United States.
    A suit is against the United States, the argument goes, only if
    recovery would come from general Treasury funds.  This
    position finds some support in the case law, beginning with
    suits against the Department of Housing and Urban Develop-
    ment but now reaching the FDIC and other agencies.  See,
    e.g., Licata v. United States Postal Service, 
    33 F.3d 259
    , 262
    (3d Cir. 1994) (claim against Postal Service in its own name is
    not a claim against the United States);  Far West Federal
    Bank v. Director, Office of Thrift Supervision, 
    930 F.2d 883
    ,
    890 (Fed. Cir. 1991) (same with respect to FDIC);  Falls
    Riverway Realty, Inc. v. City of Niagara Falls, 
    754 F.2d 49
    ,
    55 (2d Cir. 1985)(same with respect to HUD);  Industrial
    Indemnity, Inc. v. Landrieu, 
    615 F.2d 644
    , 646 (5th Cir. 1980)
    (same with respect to HUD).  Cf., e.g., 
    Portsmouth, 706 F.2d at 473
    (suit against HUD is against United States because
    HUD monies are originally Treasury funds);  Marcus Garvey
    Square, Inc. v. Winston Burnett Construction Co., 
    595 F.2d 1126
    , 1131 (9th Cir. 1979) (same because no separate funds
    identified).
    If we followed the analysis of these decisions, the FDIC
    could make the argument that this suit seeks funds under
    FDIC control and hence is not against the United States,
    pointing perhaps to 12 U.S.C. s 1821a(d), which limits some
    judgments to the assets of the FSLIC Resolution Fund.  See
    Far 
    West, 930 F.2d at 889-90
    (finding funds within FDIC's
    control and rejecting Government argument of exclusive
    Claims Court jurisdiction).  But making the argument would
    not even be necessary.  Simply accepting the terms of the
    debate--the notion that suits against the United States and
    suits that may only generate judgments against specific agen-
    cy funds are mutually exclusive categories--would spell victo-
    ry for the FDIC.  If the suit were against the United States
    (and not the FDIC), sovereign immunity would bar the
    district court from hearing it because the sue-or-be-sued
    clause does not waive the immunity of the United States and
    no other waiver allows district court jurisdiction;  recast as a
    Tucker Act suit, this case would have to be brought in the
    Court of Federal Claims because it demands more than
    $10,000.  If the suit were against the FDIC (and not the
    United States), s 2401(a) could not apply.  Compare Ports-
    
    mouth, 706 F.2d at 473
    (finding exclusive Claims Court
    jurisdiction where suit is against U.S.) with Ammcon, Inc. v.
    Kemp, 
    826 F. Supp. 639
    , 643-44 (E.D.N.Y. 1993) (finding
    s 2401(a) inapplicable where suit is against HUD).  Because
    we believe this reasoning is fundamentally confused, we avoid
    it entirely and accept neither horn of the dilemma.
    A demonstration of the confusion requires a brief trip into
    the origins of the distinction between suits against the United
    States and those against an agency.  In Federal Housing
    Administration, Region No. 4 v. Burr, 
    309 U.S. 242
    (1940),
    the Supreme Court noted that the statute authorizing suit
    against the Federal Housing Administration specified that
    claims could be paid only from funds made available to the
    agency under that very statute.  
    Id. at 250.
     This of course
    did no more than state the unexceptionable principle that
    Congress, in waiving sovereign immunity for an agency, may
    limit the terms of the waiver.
    As later cases picked up Burr, however, the doctrine
    changed shape.  Marcus Garvey 
    Square, 595 F.2d at 1131
    ,
    restated it as the principle that a suit is against an agency
    only if plaintiffs can point to agency monies to satisfy a
    potential judgment.  If no identifiable fund within the posses-
    sion and control of the agency exists, the suit is in reality
    against the United States.  For this proposition, Garvey cited
    Burr and the sovereign immunity classics Dugan v. Rank,
    
    372 U.S. 609
    , 620 (1963), and Land v. Dollar, 
    330 U.S. 731
    ,
    738 (1947).  The Garvey court concluded that because no such
    fund could be found, Claims Court jurisdiction was exclusive
    despite a sue-or-be-sued clause:  Recovery would be against
    the U.S. and could be had only pursuant to the Tucker Act
    waiver.
    It is at this point that confusion becomes evident.  The
    practical weakness of the idea that recovery of funds within
    an agency's control is not recovery against the United States
    is, we think, well exposed by the Fourth Circuit's observation
    that "[t]he funds appropriated to HUD ... clearly originate
    in the public treasury, and they do not cease to be public
    funds after they are appropriated."  
    Portsmouth, 706 F.2d at 473
    -74.  Cf. Kauffman v. Anglo-American School of Sofia,
    
    28 F.3d 1223
    , 1227-28 (D.C. Cir. 1994) ("[D]iversion of re-
    sources from a private entity created to advance federal
    interests has effects similar to those of diversion of resources
    directly from the Treasury.").3
    The logical fallacy is just as clear.  To ascertain whether a
    suit is against the United States, rather than a federal
    agency, the Marcus Garvey court and similar cases have
    turned to the test enunciated in Dugan and Land.  See, e.g.,
    
    Portsmouth, 706 F.2d at 473
    (citing Dugan);  Industrial
    
    Indemnity, 615 F.2d at 646
    (citing both);  Marcus 
    Garvey, 595 F.2d at 1131
    (citing both).  But this test was designed to
    __________
    3 The effects are similar because, regardless of the origin of the
    funds, their loss forces the Government "to choose between allowing
    its interests to be served less well and spending more money to
    make up the shortfall."  
    Kauffman, 28 F.3d at 1227
    .  It may
    sometimes be true, of course, that enough claims have already been
    allowed against a discrete fund to exhaust it, so that allowing a new
    claim will change the distribution to claimants but have no other
    effect on governmental interests.  That might occur where the
    FDIC is merely determining claims that accrued against a deposito-
    ry institution before the FDIC's appointment as receiver, and will
    use only the institution's assets to satisfy the claims pro rata.  As
    discussed in note 
    1, supra
    , this case is different.
    distinguish suits against private individuals from ones
    against the sovereign; it identifies those cases in which
    sovereign immunity vel non exists.  See 
    Dugan, 372 U.S. at 620
    ;  
    Land, 330 U.S. at 738
    .  Federal agencies or instrumen-
    talities performing federal functions always fall on the "sover-
    eign" side of that fault line; that is why they possess immuni-
    ty that requires waiver.  To say that suits against agencies
    are not against the United States in that sense is simply
    wrong; to say that they are against the United States and not
    the agency is to make "sue-or-be-sued" clauses nullities.  The
    idea that the Dugan test may be used to draw two different
    lines--the line between suits against the United States and
    ones against private persons, and the line between suits
    against the United States and ones against its agencies--is
    confused at its core and we reject it.4  The source of funds for
    any recovery in this case may become an issue, but it is not
    jurisdictional and does not bear on whether a suit against the
    FDIC as Receiver is a suit against the United States for
    purposes of s 2401(a).
    *   *   *
    So we find the argument the FDIC did not make no more
    persuasive than the one it did.  Focusing on the waiver of
    immunity is valuable, however, because it permits a deeper
    understanding of the nature of s 2401(a) and discloses a
    functional rationale for its application that is perhaps more
    satisfying than its historical origins in the Tucker Act.  As a
    consequence of the different waivers of immunity available,
    plaintiffs suing the FDIC have a fairly wide choice of forum,
    __________
    4 Distinguishing between suits against agencies and those against
    the United States would frequently be necessary if Tucker Act
    jurisdiction were preemptive--that is, if Tucker Act jurisdiction by
    its mere existence barred jurisdiction granted by another statute.
    It does not.  If a separate waiver of sovereign immunity and grant
    of jurisdiction exist, district courts may hear cases over which,
    under the Tucker Act alone, the Court of Federal Claims would
    have exclusive jurisdiction.  See Bowen v. Massachusetts, 
    487 U.S. 879
    , 910 n.48 (1988); First Virginia Bank v. Randolph, 
    110 F.3d 75
    ,
    77 (D.C. Cir. 1997).
    at least if they sue in contract.5  They may bring suit in the
    Court of Federal Claims, if they have a Tucker Act suit for
    more than $10,000; they may bring a Tucker Act suit for a
    lesser amount in either the Court of Federal Claims or a
    district court; and they may sue in any court of law or equity
    under the FDIC sue-or-be-sued clause.  The question of
    whether to apply 28 U.S.C. s 2401(a) comes down to whether
    a specific limitations period is somehow tied to the choice of
    forum.
    According to the FDIC, it should be:  A suit under the sue-
    or-be-sued clause, naming the FDIC as Receiver, should be
    subject to the appropriate state statute of limitations.  A
    Tucker Act suit naming the United States should be subject
    to s 2401(a).  What to do with a Tucker Act suit that does
    not name the United States as defendant (a small but non-
    empty class, see, e.g., Kline v. Cisneros, 
    76 F.3d 1236
    (D.C.
    Cir. 1996);  cf. Optiperu v. Overseas Private Investment Cor-
    poration, 
    640 F. Supp. 420
    , 421 (D.D.C. 1986)), is unclear.
    This sort of approach might make some sense if the Tucker
    Act and the sue-or-be-sued clause provided distinct causes of
    action.  What each provides, however, is simply a waiver of
    sovereign immunity; the causes of action will be based on the
    contracts at issue.  Accordingly, we can see no basis for tying
    the limitations period to the source of jurisdiction.
    More specifically, s 2401(a) represents Congress's general
    qualification--on the limitations issue--of its consent to suit
    against the United States.  See 
    Saffron, 561 F.2d at 941
    .  To
    conclude that it applies, we need only find that the waiver
    contained in FIRREA's sue-or-be-sued clause did not displace
    it and thereby install whatever state law might fill the gap.
    This we have no difficulty doing;  the FIRREA sue-or-be-
    sued clause does not usually operate to the exclusion of other
    federal statutes.  See 
    Meyer, 510 U.S. at 476
    .  "The courts
    are not at liberty to pick and choose among congressional
    enactments, and when two statutes are capable of co-
    __________
    5 Tort claims are different; the Federal Tort Claims Act provides
    the exclusive avenue for relief where it applies.  See 28 U.S.C.
    s 2679(a); FDIC v. Meyer, 
    510 U.S. 471
    , 476 (1994).
    existence, it is the duty of the courts, absent a clearly
    expressed congressional intention to the contrary, to regard
    each as effective."  Morton v. Mancari, 
    417 U.S. 535
    , 551
    (1974).  The judgment of the district court is reversed and
    the case is remanded for further proceedings consistent with
    this opinion.
    So ordered.
    

Document Info

Docket Number: 96-5343

Citation Numbers: 132 F.3d 746, 328 U.S. App. D.C. 45

Judges: Rogers, Wald, Williams

Filed Date: 12/19/1997

Precedential Status: Precedential

Modified Date: 8/3/2023

Authorities (26)

falls-riverway-realty-inc-and-forest-city-development-corp-v-the-city , 754 F.2d 49 ( 1985 )

larry-blassingame-v-secretary-of-the-navy-naval-discharge-review-board , 811 F.2d 65 ( 1987 )

Calvin Geyen, Jr. v. John O. Marsh, Jr., Secretary of the ... , 775 F.2d 1303 ( 1985 )

Industrial Indemnity, Inc. v. Moon Landrieu, Secretary of ... , 615 F.2d 644 ( 1980 )

Stephen B. Licata v. United States Postal Service , 33 F.3d 259 ( 1994 )

portsmouth-redevelopment-and-housing-authority-v-samuel-r-pierce-jr , 706 F.2d 471 ( 1983 )

Park Dean Kauffman Gaila M. Kauffman v. Anglo-American ... , 28 F.3d 1223 ( 1994 )

Edward E. Oppenheim v. Alan K. Campbell, Chairman, Civil ... , 571 F.2d 660 ( 1978 )

Edward Saffron v. Department of the Navy , 561 F.2d 938 ( 1977 )

Impro Products, Inc. v. John R. Block, Secretary of ... , 722 F.2d 845 ( 1983 )

Valerie Kline v. Henry Cisneros, Secretary of Housing and ... , 76 F.3d 1236 ( 1996 )

marcus-garvey-square-inc-petitioner-cross-v-winston-burnett , 595 F.2d 1126 ( 1979 )

sierra-club-citizens-for-buckeye-basin-parks-inc-friends-of-mulberry-park , 120 F.3d 623 ( 1997 )

joyce-loudner-paul-harrison-ambrose-mcbride-chauncey-long-crow-della-lytle , 108 F.3d 896 ( 1997 )

Morton v. Mancari , 94 S. Ct. 2474 ( 1974 )

O'Melveny & Myers v. Federal Deposit Insurance , 114 S. Ct. 2048 ( 1994 )

Federal Housing Administration, Region No. 4 v. Burr , 60 S. Ct. 488 ( 1940 )

kathleen-saunders-williams-individually-and-katherine-saunders-williams , 954 F.2d 774 ( 1992 )

Optiperu, S.A. v. Overseas Private Investment Corp. , 640 F. Supp. 420 ( 1986 )

Ammcon, Inc. v. Kemp , 826 F. Supp. 639 ( 1993 )

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