State v. Lenard , 2013 Ohio 1995 ( 2013 )

[Cite as State v. Lenard, 2013-Ohio-1995.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 99149
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
RICHARD LENARD
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CR-463837
BEFORE: Celebrezze, J., Boyle, P.J., and S. Gallagher, J.
RELEASED AND JOURNALIZED: May 16, 2013
FOR APPELLANT
Richard Lenard, pro se
Inmate No. 570-627
Noble Correctional Institution
15708 McConnelsville Road
Caldwell, Ohio 43724
ATTORNEYS FOR APPELLEE
Timothy J. McGinty
Cuyahoga County Prosecutor
BY: Katherine Mullin
Assistant Prosecuting Attorney
The Justice Center
1200 Ontario Street
Cleveland, Ohio 44113
FRANK D. CELEBREZZE, JR., J.:
{¶1} Appellant, Richard Lenard, appeals from the dismissal of a single count of
an indictment made after conviction and sentence. He seeks to withdraw his guilty plea
based on an error the trial court made during sentencing. As part of a plea colloquy, the
trial court advised appellant that one of the charges, telecommunications fraud, was a
fourth-degree felony punishable by up to 18 months in prison. However, during
sentencing, the trial court stated this charge was a third-degree felony and imposed a
three-year prison term. The case then wound its way through a tortured appellate history,
spawning various appeals, writs, and attempts to correct this error.1 In a final attempt to
remedy the situation, the trial court, at the state’s request, dismissed this count pursuant to
Crim.R. 48(A). After a thorough review of the record and law, we affirm the trial court’s
action.
I. Factual and Procedural History
{¶2} Appellant engaged in a criminal scheme of fraud involving real property.
His scheme involved three properties in northern Ohio. In one instance, he received title
to a home in Shaker Heights owned by an elderly woman who was living in a nursing
home. Title was transferred by a young woman using a forged power of attorney.
Appellant then sold off the entire contents of the home and leased the premises, engaging
For a more detailed description of this history, see State v. Lenard, 8th
1
Dist. No. 95317, 2011-Ohio-1571, ¶ 6-19.
in another scheme to defraud U.S. taxpayers involving federal housing assistance. The
home suffered significant damage before a son of the elderly woman realized someone
was living in the residence and alerted authorities.
{¶3} On December 7, 2005, appellant agreed to plead guilty to an amended
indictment that included four third-degree felony counts and four fourth-degree felony
counts. The court imposed concurrent three-year terms of incarceration on each
third-degree felony, to be served consecutively to four concurrent one-year terms of
incarceration on each fourth-degree felony. However, the court made an error regarding
a count of telecommunications fraud in violation of R.C. 2913.05 — Count 15. At the
plea hearing, Count 15 was amended to a fourth-degree felony, to which appellant agreed
to plead guilty. At sentencing, the court imposed a three-year sentence on Count 15
when a fourth-degree felony was punishable by a maximum of 18 months. Appellant did
not perfect a timely appeal from his sentence, but was granted judicial release on March
20, 2007. On April 3, 2006, the trial court issued a “corrected entry,” which amended
appellant’s sentence to reflect a one-year prison term on Count 15.
{¶4} Appellant has been unable to abide by the conditions of his release or the
laws of this state and has been convicted in several other cases. Appellant instituted an
appeal from the imposition of prison for violations of conditions of release, which was
affirmed by this court in State v. Lenard, 8th Dist. No. 93373, 2010-Ohio-81(“Lenard I”).
{¶5} The trial court recognized the problem with appellant’s sentence on Count 15
and its insufficient attempt to fix it, and attempted to further correct it on March 13, 2012,
by issuing nunc pro tunc orders changing the plea and sentencing entries to reflect that
Count 15 was a third-degree felony to which appellant agreed to plead guilty. Appellant
perfected an appeal from this amendment. After the appeal was filed, the state also filed
a motion to dismiss Count 15 altogether. The trial court granted the state’s motion to
dismiss with prejudice on April 30, 2012, while the appeal was pending. This court
vacated those entries as well as the April 3, 2006 “corrected entry” based on the trial
court’s lack of jurisdiction while an appeal was pending and the trial court’s inability to
use a nunc pro tunc entry to change an order to something that did not actually reflect
what occurred during the proceedings. State v. Lenard, 8th Dist. Nos. 98212 and 98362,
2012-Ohio-4603 (“Lenard III”). On remand, the state again moved to dismiss Count 15
on October 22, 2012. The trial court granted the motion the same day. Appellant then
perfected a pro se appeal from that dismissal assigning four errors and a question:
I. The trial court lacked jurisdiction to modify the final sentence by
dismissing Count (15) of the indictment post conviction in violation of
Crim.R. 43(A) because Count (15) was part of appellant’s plea agreement.
Count 15 was ran concurrent to Counts (1), (6), (11), and (31) but
consecutive to Counts (18), (35) and (37).
II. The trial court erred to the prejudice of the appellant when it refused to
let appellant respond or file an objection to the state’s motion to dismiss
Count (15) of the indictment pursuant to Crim.R. 48. This prejudiced
appellant from building a record for appeal.
III. The trial court has a duty to void the entire plea agreement to correct
the void judgment.
IV. The dismissal of Count 15 and the state’s previous attempts to correct
the error demonstrates the December 7, 2005 plea agreement and March 16
sentence is void abinitio [sic]. The trial court lacked jurisdiction to
sentence appellant to consecutive sentences in CR-05-468589,
CR-08-508101 & CR-10-533654 predicated on the void judgment.
V. Appellant requests a determination as to what point did the plea and
sentence become void.
II. Law and Analysis
{¶6} Appellant’s fifth assignment of error is not appropriate because it does not
allege an error below. Therefore, it will not be addressed by itself, but will be answered
in the discussion of other assigned errors. Appellant’s fourth assignment of error takes
issue with consecutive sentences imposed in other cases. These sentences are not
properly before this court because they do not appear in the journal entry appealed from.
Therefore, this assigned error will not be addressed. The other assigned errors will be
addressed out of order.
A. Withdrawal of Plea
{¶7} In appellant’s third assignment of error, he alleges that the trial court must
allow him to withdraw his plea because the “judgment” is void. However, appellant takes
contrary positions in his brief. In his first assignment of error, he argues that the trial
court could not reconsider the final order of conviction by dismissing Count 15. Later,
he asserts that his guilty pleas and sentences are void and must be vacated.
{¶8} Appellant is partially correct. The trial court’s sentence as to Count 15 only
is void. This is because “[n]o court has the authority to impose a sentence that is
contrary to law.” State v. Fischer,128 Ohio St.3d 92, 2010-Ohio-6238, 942 N.E.2d 332,
¶ 23, citing Colegrove v. Burns, 175 Ohio St. 437, 438, 195 N.E.2d 811 (1964). The
Ohio Supreme Court has determined that
void sentences are not precluded from appellate review by principles of res
judicata and may be reviewed at any time, on direct appeal or by collateral
attack. We further hold that although the doctrine of res judicata does not
preclude review of a void sentence, res judicata still applies to other aspects
of the merits of a conviction, including the determination of guilt and the
lawful elements of the ensuing sentence.
Id. at ¶ 40. Therefore, according to Fischer, appellant’s sentence relating to Count 15 is
void and may be attacked at any time.
{¶9} However, because appellant has previously argued the validity of his pleas
and other portions of his sentence, res judicata precludes vacation of the entire plea or
sentence. Appellant previously moved the trial court to allow him to withdraw his pleas
on June 8, 2010. There, he did not raise the issues he now argues, but instead asserted
that the state committed discovery violations and that he generally “did not understand the
nature of the charges against him and did not understand the effect of his guilty plea.”
State v. Lenard, 8th Dist. No. 95317, 2011-Ohio-1571, ¶ 18 (“Lenard II”). The
arguments he now makes are not newly discovered nor were they otherwise unknown
during his previous attempt to withdraw his pleas and prior appeals. Therefore, res
judicata prohibits withdrawal now. State v. Jackson, 8th Dist. No. 97809,
2012-Ohio-4280, ¶ 20.
{¶10} Only issues relating to the sentence imposed on Count 15 may properly be
addressed in this appeal. Appellant could have appealed from his plea and sentence in a
timely manner, but chose not to do so. He now attacks that plea based on arguments that
his sentence is void. However, Fischer counsels against this approach. Appellant’s
means of conviction, including his guilty pleas, are settled. Id. at ¶ 40. And because a
proper sentence imposed on Count 15 fixes any issues with the plea, only the void portion
of his sentence is left to be attacked in this appeal.
{¶11} In a more normal situation, this court would vacate the sentence on Count
15 and remand for resentencing as to this count only. However, the state requested this
count be dismissed, and the trial court granted that request with prejudice pursuant to
Crim.R. 48(A).
B. Dismissal of Count 15
{¶12} Appellant argues in the first assignment of error that the trial court lacked
authority to dismiss a count of the indictment after final adjudication.
{¶13} Crim.R. 48(A) provides, “The state may by leave of court and in open court
file an entry of dismissal of an indictment, information, or complaint and the prosecution
shall thereupon terminate.” “‘[T]he term “open court” means that court is in session and
the judge is on the bench.’” State v. Pendleton, 5th Dist. Nos. 10 CA 81 and 10 CA 82,
2011-Ohio-2024, ¶ 39, quoting State v. Monroe, 4th Dist. No. 99CA632, 2000 Ohio App.
LEXIS 2745 (June 14, 2000), citing Linden v. Bates Truck Lines Inc., 4 Ohio App.3d 178,
180, 446 N.E.2d 1139 (12th Dist.1982).
{¶14} Further, “a dismissal or nolle with prejudice pursuant to Crim. R. 48(A), as
in Crim. R. 48(B), may only be entered where there is a deprivation of a defendant’s
constitutional or statutory rights, the violation of which would, in and of itself, bar further
prosecution.” State v. Dixon, 14 Ohio App.3d 396, 397, 471 N.E.2d 864 (8th Dist.1984),
citing State v. Sutton, 64 Ohio App.2d 105, 411 N.E.2d 818 (9th Dist.1979). Here, this is
not an issue because jeopardy attached once appellant pled guilty and was sentenced.
Retrial on the dismissed charge would itself be a constitutional violation. Therefore, we
review the trial court’s order dismissing Count 15 for an abuse of discretion. State v.
Neely, 11th Dist. No. 2004-L-197, 2005-Ohio-7045, ¶ 42. An abuse of discretion
connotes that the trial court’s decision was unreasonable, unconscionable, or arbitrary.
Blakemore v. Blakemore, 5 Ohio St.3d 217, 450 N.E.2d 1140 (1983).
{¶15} In Pendleton, the state dismissed charges after a defendant entered guilty
pleas to those charges, among others, and after sentence was imposed. As part of the
plea agreement, the charges in question were supposed to be dismissed by the state. The
trial court failed to dismiss or impose sentences on these counts. After the appellate
court dismissed Pendleton’s previous appeal for lack of a final, appealable order because
the journal entries did not resolve all charges against him, the state filed for dismissal of
these counts and the trial court granted that motion the same day it was filed. The Fifth
District found that appellant could not demonstrate any prejudice as to the dismissal of
the subject counts because they were part of the negotiated plea agreement reached by the
parties, and the dismissal of these charges benefitted appellant.
{¶16} The Pendleton court went on to examine the justification of the “open court”
requirement in Crim.R. 48(A)2 and noted, “[t]he above rules and statutes were enacted to
2 R.C. 2941.33 is substantially similar to the rule, stating “[t]he prosecuting
curb unlimited discretion by the prosecutor’s office to enter a nolle prosequi without any
court involvement.” Pendleton at ¶ 40, citing Advisory Committee Notes to Fed.Crim.R.
48(a); Restatement of the Law, Contracts, Section 549 (1932) (the prosecutor can bargain
to recommend dismissal but not to secure dismissal).
{¶17} In Pendleton, the state moved to dismiss the offending counts at a March 24,
2009 sentencing hearing in open court. However, the charges were not dismissed until
the state filed a written motion to dismiss on October 30, 2009, which was not done in
open court and was granted the same day. In the present case, the state simply filed a
motion with the court and never did so in open court. This is an important distinguishing
factor as the rule and statute requires a dismissal to be done in open court. Crim.R.
48(A); R.C. 2941.33.
{¶18} The Pendleton court went on to engage in an analysis of prejudice
experienced by Pendleton from the dismissal. It determined that he benefitted and
therefore found no grounds to vacate the trial court’s dismissal. Id. at ¶ 41.
{¶19} The trial court used a similar procedure, although unusual, that was
sanctioned by the Fifth District in Pendleton. The lack of any prejudice to appellant that
could result from dismissal of a count of the indictment leads this court to the same
conclusion. Also, the fact that the dismissal was not made in open court with appellant’s
presence does not impact this finding. Appellant benefits from this dismissal in that he
attorney shall not enter a nolle prosequi in any cause without leave of the court, on
good cause shown, in open court. A nolle prosequi entered contrary to this section is
invalid.”
has one fewer conviction. The fact that it was not made in open court and outside
appellant’s presence, under these circumstances, does not change this court’s holding.
C. Time to Respond
{¶20} Appellant claims in his second assignment of error that he suffered
prejudice when the trial court granted the state’s motion to dismiss Count 15 without
providing him with an opportunity to respond. He claims this prevented him from
establishing a sufficient record on appeal. Appellant’s claims rest on his belief that the
plea agreement is void. This, as explained above, is incorrect. The plea agreement and
plea colloquy were appropriate, and appellant knowingly, voluntarily, and intelligently
entered into the agreement after a full colloquy. This court has already spoken on this
issue in Lenard II. The only infirmity was the trial court’s mistake in grouping Count 15
with the third-degree felonies appellant was sentenced on rather than the other
fourth-degree felonies. This problem was corrected by the dismissal of Count 15, and
such a dismissal does not deprive appellant of a chance to create a record for appeal or an
opportunity to withdraw his plea. This is because “when an appellate court concludes
that a sentence imposed by a trial court is in part void, only the portion that is void may be
vacated or otherwise amended.” Fischer, 128 Ohio St.3d 92, 2010-Ohio-6238, 942
N.E.2d 332, ¶ 28; State v. Benjamin, 4th Dist. No. 10CA3378, 2011-Ohio-5699, ¶ 15.
{¶21} Here, appellant benefitted from the dismissal of Count 15 by having one less
conviction. Any response by him would have had no effect on the trial court’s decision
to dismiss this count. It enured a benefit to appellant, and he can show no prejudice as a
result of having one fewer criminal conviction.
III. Conclusion
{¶22} The trial court made an error at sentencing, which it has tried to correct for
more than six years. Probably exasperated at the slew of litigation that has resulted, the
state sought to simply dismiss the offending count rather than go through another attempt
at resentencing appellant. The labyrinthine procedural history demonstrates that this case
is unique, and this decision may well be limited to these facts, but in this instance, the
trial court did not err in granting the state’s motion to dismiss Count 15 of the indictment
with prejudice. Appellant was not entitled to withdraw his pleas according to res judicata
when this court, in Lenard II, found that the plea colloquy was valid and appellant’s pleas
were entered knowingly, intelligently, and voluntarily. Appellant was correctly informed
about the nature of the charges against him, the penalties involved, and the rights he was
giving up. The error occurred at sentencing, and resentencing on Count 15 alone is the
appropriate remedy in this case. However, because this count was dismissed with
prejudice, no sentence remains or can be imposed. As a result, appellant’s sentence is
unchanged based on the other convictions that remain.
{¶23} Judgment affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution. The defendant’s conviction having
been affirmed, any bail pending appeal is terminated. Case remanded to the trial court
for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
FRANK D. CELEBREZZE, JR., JUDGE
MARY J. BOYLE, P.J., and
SEAN C. GALLAGHER, J., CONCUR