Mach Mining, LLC v. EEOC , 135 S. Ct. 1645 ( 2015 )


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  • (Slip Opinion)              OCTOBER TERM, 2014                                       1
    Syllabus
    NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
    being done in connection with this case, at the time the opinion is issued.
    The syllabus constitutes no part of the opinion of the Court but has been
    prepared by the Reporter of Decisions for the convenience of the reader.
    See United States v. Detroit Timber & Lumber Co., 
    200 U. S. 321
    , 337.
    SUPREME COURT OF THE UNITED STATES
    Syllabus
    MACH MINING, LLC v. EQUAL EMPLOYMENT
    OPPORTUNITY COMMISSION
    CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
    THE SEVENTH CIRCUIT
    No. 13–1019. Argued January 13, 2015—Decided April 29, 2015
    Before suing an employer for employment discrimination under Title
    VII of the Civil Rights Act of 1964, the Equal Employment Oppor-
    tunity Commission (EEOC or Commission) must first “endeavor to
    eliminate [the] alleged unlawful employment practice by informal
    methods of conference, conciliation, and persuasion.” 42 U. S. C.
    §2000e–5(b). Once the Commission determines that conciliation has
    failed, it may file suit in federal court. §2000e–5(f)(1). However,
    “[n]othing said or done during” conciliation may be “used as evidence
    in a subsequent proceeding without written consent of the persons
    concerned.” §2000e–5(b).
    After investigating a sex discrimination charge against petitioner
    Mach Mining, LLC, respondent EEOC determined that reasonable
    cause existed to believe that the company had engaged in unlawful
    hiring practices. The Commission sent a letter inviting Mach Mining
    and the complainant to participate in informal conciliation proceed-
    ings and notifying them that a representative would be contacting
    them to begin the process. About a year later, the Commission sent
    Mach Mining another letter stating that it had determined that con-
    ciliation efforts had been unsuccessful. The Commission then sued
    Mach Mining in federal court. In its answer, Mach Mining alleged
    that the Commission had not attempted to conciliate in good faith.
    The Commission countered that its conciliation efforts were not sub-
    ject to judicial review and that, regardless, the two letters it sent to
    Mach Mining provided adequate proof that it had fulfilled its statuto-
    ry duty. The District Court agreed that it could review the adequacy
    of the Commission’s efforts, but granted the Commission leave to
    immediately appeal. The Seventh Circuit reversed, holding that the
    2                    MACH MINING, LLC v. EEOC
    Syllabus
    Commission’s statutory conciliation obligation was unreviewable.
    Held:
    1. Courts have authority to review whether the EEOC has fulfilled
    its Title VII duty to attempt conciliation. This Court has recognized
    a “strong presumption” that Congress means to allow judicial review
    of administrative action. Bowen v. Michigan Academy of Family
    Physicians, 
    476 U. S. 667
    , 670. That presumption is rebuttable when
    a statute’s language or structure demonstrates that Congress intend-
    ed an agency to police itself. Block v. Community Nutrition Institute,
    
    467 U. S. 340
    , 349, 351. But nothing rebuts that presumption here.
    By its choice of language, Congress imposed a mandatory duty on
    the EEOC to attempt conciliation and made that duty a precondition
    to filing a lawsuit. Such compulsory prerequisites are routinely en-
    forced by courts in Title VII litigation. And though Congress gave the
    EEOC wide latitude to choose which “informal methods” to use, it did
    not deprive courts of judicially manageable criteria by which to re-
    view the conciliation process. By its terms, the statutory obligation
    to attempt conciliation necessarily entails communication between
    the parties concerning the alleged unlawful employment practice.
    The statute therefore requires the EEOC to notify the employer of
    the claim and give the employer an opportunity to discuss the matter.
    In enforcing that statutory condition, a court applies a manageable
    standard. Pp. 4–8.
    2. The appropriate scope of judicial review of the EEOC’s concilia-
    tion activities is narrow, enforcing only the EEOC’s statutory obliga-
    tion to give the employer notice and an opportunity to achieve volun-
    tary compliance.        This limited review respects the expansive
    discretion that Title VII gives the EEOC while still ensuring that it
    follows the law.
    The Government’s suggestion that review be limited to checking
    the facial validity of its two letters to Mach Mining falls short of Title
    VII’s demands. That standard would merely accept the EEOC’s word
    that it followed the law, whereas the aim of judicial review is to veri-
    fy that the EEOC actually tried to conciliate a discrimination charge.
    Citing the standard set out in the National Labor Relations Act,
    Mach Mining proposes review for whether the EEOC engaged in
    good-faith negotiation, laying out a number of specific requirements
    to implement that standard. But the NLRA’s process-based approach
    provides a poor analogy for Title VII, which ultimately cares about
    substantive outcomes and eschews any reciprocal duty to negotiate in
    good faith. Mach Mining’s proposed code of conduct also conflicts
    with the wide latitude Congress gave the Commission to decide how
    to conduct and when to end conciliation efforts. And because infor-
    mation obtained during conciliation would be necessary evidence in a
    Cite as: 575 U. S. ____ (2015)                   3
    Syllabus
    good-faith determination proceeding, Mach Mining’s brand of review
    would violate Title VII’s confidentiality protections.
    The proper scope of review thus matches the terms of Title VII’s
    conciliation provision. In order to comply with that provision, the
    EEOC must inform the employer about the specific discrimination al-
    legation. Such notice must describe what the employer has done and
    which employees (or class of employees) have suffered. And the
    EEOC must try to engage the employer in a discussion in order to
    give the employer a chance to remedy the allegedly discriminatory
    practice. A sworn affidavit from the EEOC stating that it has per-
    formed these obligations should suffice to show that it has met the
    conciliation requirement. Should the employer present concrete evi-
    dence that the EEOC did not provide the requisite information about
    the charge or attempt to engage in a discussion about conciliating the
    claim, a court must conduct the factfinding necessary to resolve that
    limited dispute. Should it find for the employer, the appropriate
    remedy is to order the EEOC to undertake the mandated conciliation
    efforts. Pp. 8–14.
    
    738 F. 3d 171
    , vacated and remanded.
    KAGAN, J., delivered the opinion for a unanimous Court.
    Cite as: 575 U. S. ____ (2015)                              1
    Opinion of the Court
    NOTICE: This opinion is subject to formal revision before publication in the
    preliminary print of the United States Reports. Readers are requested to
    noti y the Reporter of Decisions, Supreme Court of the United States, Wash-
    ington, D. C. 20543, of any typographical or other formal errors, in order
    that corrections may be made before the preliminary print goes to press.
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 13–1019
    _________________
    MACH MINING, LLC, PETITIONER v. EQUAL EM-
    PLOYMENT OPPORTUNITY COMMISSION
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE SEVENTH CIRCUIT
    [April 29, 2015]
    JUSTICE KAGAN delivered the opinion of the Court.
    Before suing an employer for discrimination, the Equal
    Employment Opportunity Commission (EEOC or Commis-
    sion) must try to remedy unlawful workplace practices
    through informal methods of conciliation. This case re-
    quires us to decide whether and how courts may review
    those efforts. We hold that a court may review whether
    the EEOC satisfied its statutory obligation to attempt
    conciliation before filing suit. But we find that the scope
    of that review is narrow, thus recognizing the EEOC’s
    extensive discretion to determine the kind and amount of
    communication with an employer appropriate in any given
    case.
    I
    Title VII of the Civil Rights Act of 1964, 
    78 Stat. 241
    ,
    42 U. S. C. §2000e et seq., sets out a detailed, multi-step
    procedure through which the Commission enforces the
    statute’s prohibition on employment discrimination. The
    process generally starts when “a person claiming to be
    aggrieved” files a charge of an unlawful workplace practice
    with the EEOC. §2000e–5(b). At that point, the EEOC
    2               MACH MINING, LLC v. EEOC
    Opinion of the Court
    notifies the employer of the complaint and undertakes an
    investigation. See ibid. If the Commission finds no “rea-
    sonable cause” to think that the allegation has merit, it
    dismisses the charge and notifies the parties. Ibid. The
    complainant may then pursue her own lawsuit if she
    chooses. See §2000e–5(f )(1).
    If, on the other hand, the Commission finds reasonable
    cause, it must first “endeavor to eliminate [the] alleged
    unlawful employment practice by informal methods of
    conference, conciliation, and persuasion.” §2000e–5(b). To
    ensure candor in those discussions, the statute limits the
    disclosure and use of the participants’ statements: “Noth-
    ing said or done during and as a part of such informal
    endeavors” may be publicized by the Commission or “used
    as evidence in a subsequent proceeding without the writ-
    ten consent of the persons concerned.” Ibid. The statute
    leaves to the EEOC the ultimate decision whether to
    accept a settlement or instead to bring a lawsuit. So long
    as “the Commission has been unable to secure from the
    respondent a conciliation agreement acceptable to the
    Commission” itself, the EEOC may sue the employer.
    §2000e–5(f )(1).
    This case began when a woman filed a charge with the
    EEOC claiming that petitioner Mach Mining, LLC, had
    refused to hire her as a coal miner because of her sex. The
    Commission investigated the allegation and found reason-
    able cause to believe that Mach Mining had discriminated
    against the complainant, along with a class of women who
    had similarly applied for mining jobs. See App. 15. In a
    letter announcing that determination, the EEOC invited
    both the company and the complainant to participate in
    “informal methods” of dispute resolution, promising that a
    Commission representative would soon “contact [them] to
    begin the conciliation process.” Id., at 16. The record does
    not disclose what happened next. But about a year later,
    the Commission sent Mach Mining a second letter, stating
    Cite as: 575 U. S. ____ (2015)            3
    Opinion of the Court
    that “such conciliation efforts as are required by law have
    occurred and have been unsuccessful” and that any fur-
    ther efforts would be “futile.” Id., at 18–19.
    The EEOC then sued Mach Mining in federal district
    court alleging sex discrimination in hiring. The Commis-
    sion’s complaint maintained that “[a]ll conditions prece-
    dent to the institution of this lawsuit”—including an
    attempt to end the challenged practice through concilia-
    tion—“ha[d] been fulfilled.” Id., at 22. In its answer,
    Mach Mining contested that statement, asserting that the
    EEOC had failed to “conciliat[e] in good faith” prior to
    filing suit. Id., at 30.
    The Commission subsequently moved for summary
    judgment on that issue, contending that its “conciliation
    efforts are not subject to judicial review.” Motion for
    Summary Judgment in No. 3:11–cv–00879 (SD Ill.), p. 1.
    At most, the Commission argued, the court could inspect
    the EEOC’s two letters to Mach Mining to confirm that the
    EEOC had met its duty to attempt conciliation. See id., at
    11, 19. Mach Mining responded by urging the court to
    consider the overall “reasonable[ness]” of the EEOC’s
    efforts, based on evidence the company would present
    about the conciliation process. Memorandum in Opposi-
    tion to Motion for Partial Summary Judgment in No. 3:11–
    cv–00879 (SD Ill.), p. 20. The trial court agreed with Mach
    Mining that it should review whether the Commission had
    made “a sincere and reasonable effort to negotiate.” Civ.
    No. 11–879 (SD Ill., Jan. 28, 2013), App. to Pet. for Cert.
    40a, 
    2013 WL 319337
    , *5 (internal quotation marks omit-
    ted). At the EEOC’s request, the court then authorized an
    immediate appeal of its ruling. See Civ. No. 11–879 (SD
    Ill., May 20, 2013), App. to Pet. for Cert. 52a–55a, 
    2013 WL 2177770
    , *5–*6; 
    28 U. S. C. §1292
    (b).
    The Court of Appeals for the Seventh Circuit reversed,
    holding that “the statutory directive to attempt concilia-
    tion” is “not subject to judicial review.” 
    738 F. 3d 171
    , 177
    4                  MACH MINING, LLC v. EEOC
    Opinion of the Court
    (2013). According to the court, that provision entrusts
    conciliation “solely to the EEOC’s expert judgment” and
    thus provides no “workable standard” of review for courts
    to apply. 
    Id., at 174, 177
    . The Seventh Circuit further
    reasoned that judicial review of the conciliation process
    would “undermine enforcement of Title VII” by “pro-
    tract[ing] and complicat[ing]” discrimination suits. 
    Id.,
     at
    178–179 (quoting Doe v. Oberweis Diary, 
    456 F. 3d 704
    ,
    710 (CA7 2006)). In its concluding paragraph, however,
    the court indicated that it had in fact subjected the
    EEOC’s activities to a smidgen of review: Because the
    Commission “pled on the face of its complaint that it ha[d]
    complied with all” prerequisites to suit and because its two
    letters to Mach Mining were “facially sufficient” to show
    that conciliation had occurred, the court stated, “our re-
    view of [that process] is satisfied.” 738 F. 3d, at 184.
    Other Courts of Appeals have held that Title VII allows
    judicial review of the EEOC’s conciliation efforts, but
    without agreeing on what that review entails.1 We granted
    certiorari, 573 U. S. ___ (2014), to address whether and
    to what extent such an attempt to conciliate is subject to
    judicial consideration.
    II
    Congress rarely intends to prevent courts from enforcing
    its directives to federal agencies. For that reason, this
    Court applies a “strong presumption” favoring judicial
    review of administrative action. Bowen v. Michigan Acad-
    emy of Family Physicians, 
    476 U. S. 667
    , 670 (1986). That
    presumption is rebuttable: It fails when a statute’s lan-
    ——————
    1 See, e.g., EEOC v. Asplundh Tree Expert Co., 
    340 F. 3d 1256
    , 1259
    (CA11 2003) (holding that the EEOC must, among other things, “re-
    spond in a reasonable and flexible manner to the reasonable attitudes
    of the employer”); EEOC v. Keco Industries, Inc., 
    748 F. 2d 1097
    , 1102
    (CA6 1984) (holding that the EEOC must “make a good faith effort to
    conciliate”).
    Cite as: 575 U. S. ____ (2015)            5
    Opinion of the Court
    guage or structure demonstrates that Congress wanted an
    agency to police its own conduct. See Block v. Community
    Nutrition Institute, 
    467 U. S. 340
    , 349, 351 (1984). But the
    agency bears a “heavy burden” in attempting to show that
    Congress “prohibit[ed] all judicial review” of the agency’s
    compliance with a legislative mandate.            Dunlop v.
    Bachowski, 
    421 U. S. 560
    , 567 (1975).
    Title VII, as the Government acknowledges, imposes a
    duty on the EEOC to attempt conciliation of a discrimina-
    tion charge prior to filing a lawsuit. See Brief for Re-
    spondent 20. That obligation is a key component of the
    statutory scheme. In pursuing the goal of “bring[ing]
    employment discrimination to an end,” Congress chose
    “[c]ooperation and voluntary compliance” as its “preferred
    means.” Ford Motor Co. v. EEOC, 
    458 U. S. 219
    , 228
    (1982) (quoting Alexander v. Gardner-Denver Co., 
    415 U. S. 36
    , 44 (1974)). Accordingly, the statute provides, as
    earlier noted, that the Commission “shall endeavor to
    eliminate [an] alleged unlawful employment practice by
    informal methods of conference, conciliation, and persua-
    sion.” §2000e–5(b); see supra, at 2. That language is
    mandatory, not precatory. Cf. National Railroad Passen-
    ger Corporation v. Morgan, 
    536 U. S. 101
    , 109 (2002)
    (noting that the word “shall” admits of no discretion). And
    the duty it imposes serves as a necessary precondition to
    filing a lawsuit. Only if the Commission is “unable to
    secure” an acceptable conciliation agreement—that is, only
    if its attempt to conciliate has failed—may a claim against
    the employer go forward. §2000e–5(f )(1).
    Courts routinely enforce such compulsory prerequisites
    to suit in Title VII litigation (and in many other contexts
    besides). An employee, for example, may bring a Title VII
    claim only if she has first filed a timely charge with the
    EEOC—and a court will usually dismiss a complaint for
    failure to do so. See, e.g., id., at 104–105, 114–115. Simi-
    larly, an employee must obtain a right-to-sue letter before
    6                MACH MINING, LLC v. EEOC
    Opinion of the Court
    bringing suit—and a court will typically insist on satisfac-
    tion of that condition. See, e.g., McDonnell Douglas Corp.
    v. Green, 
    411 U. S. 792
    , 798 (1973); see also, e.g., Hall-
    strom v. Tillamook County, 
    493 U. S. 20
    , 26 (1989) (up-
    holding dismissal of an environmental suit for failure to
    comply with a notice provision serving as a “condition
    precedent”); United States v. Zucca, 
    351 U. S. 91
     (1956)
    (affirming dismissal of a denaturalization suit because of
    the Government’s failure to comply with a mandatory
    prerequisite). That ordinary part of Title VII litigation—
    see a prerequisite to suit, enforce a prerequisite to suit—
    supports judicial review of the EEOC’s compliance with
    the law’s conciliation provision.
    The Government, reiterating the Seventh Circuit’s view,
    contests that conclusion, arguing that Title VII provides
    “no standards by which to judge” the EEOC’s performance
    of its statutory duty. Brief for Respondent 17. The Gov-
    ernment highlights the broad leeway the statute gives the
    EEOC to decide how to engage in, and when to give up on,
    conciliation. In granting that discretion, the Government
    contends, Congress deprived courts of any “judicially
    manageable” criteria with which to review the EEOC’s
    efforts. Id., at 36 (quoting Heckler v. Chaney, 
    470 U. S. 821
    , 830 (1985)). And in that way Congress “demon-
    strate[d] [its] intention to preclude judicial review.” Brief
    for Respondent 39.
    But in thus denying that Title VII creates a “reviewable
    prerequisite to suit,” the Government takes its observation
    about discretion too far. Id., at 37 (quoting 738 F. 3d, at
    175). Yes, the statute provides the EEOC with wide lati-
    tude over the conciliation process, and that feature be-
    comes significant when we turn to defining the proper
    scope of judicial review. See infra, at 10–11. But no,
    Congress has not left everything to the Commission.
    Consider if the EEOC declined to make any attempt to
    conciliate a claim—if, after finding reasonable cause to
    Cite as: 575 U. S. ____ (2015)           7
    Opinion of the Court
    support a charge, the EEOC took the employer straight to
    court. In such a case, Title VII would offer a perfectly
    serviceable standard for judicial review: Without any
    “endeavor” at all, the EEOC would have failed to satisfy a
    necessary condition of litigation.
    Still more, the statute provides certain concrete stand-
    ards pertaining to what that endeavor must entail. Again,
    think of how the statute describes the obligatory attempt:
    “to eliminate [the] alleged unlawful employment practice
    by informal methods of conference, conciliation, and per-
    suasion.” §2000e–5(b). Those specified methods neces-
    sarily involve communication between parties, including
    the exchange of information and views. As one dictionary
    variously defines the terms, they involve “consultation or
    discussion,” an attempt to “reconcile” different positions,
    and a “means of argument, reasoning, or entreaty.” Amer-
    ican Heritage Dictionary 385, 382, 1318 (5th ed. 2011).
    That communication, moreover, concerns a particular
    thing: the “alleged unlawful employment practice.” So the
    EEOC, to meet the statutory condition, must tell the
    employer about the claim—essentially, what practice has
    harmed which person or class—and must provide the
    employer with an opportunity to discuss the matter in an
    effort to achieve voluntary compliance. See also infra, at
    13. If the Commission does not take those specified ac-
    tions, it has not satisfied Title VII’s requirement to at-
    tempt conciliation. And in insisting that the Commission
    do so, as the statutory language directs, a court applies a
    manageable standard.
    Absent such review, the Commission’s compliance with
    the law would rest in the Commission’s hands alone. We
    need not doubt the EEOC’s trustworthiness, or its fidelity
    to law, to shy away from that result. We need only
    know—and know that Congress knows—that legal lapses
    and violations occur, and especially so when they have no
    consequence. That is why this Court has so long applied a
    8               MACH MINING, LLC v. EEOC
    Opinion of the Court
    strong presumption favoring judicial review of administra-
    tive action. See supra, at 4–5. Nothing overcomes that
    presumption with respect to the EEOC’s duty to attempt
    conciliation of employment discrimination claims.
    III
    That conclusion raises a second dispute between the
    parties: What is the proper scope of judicial review of the
    EEOC’s conciliation activities? The Government (once
    having accepted the necessity for some review) proposes
    that courts rely solely on facial examination of certain
    EEOC documents. Mach Mining argues for far more
    intrusive review, in part analogizing to the way judges
    superintend bargaining between employers and unions.
    We accept neither suggestion, because we think neither
    consistent with the choices Congress made in enacting
    Title VII. The appropriate scope of review enforces the
    statute’s requirements as just described—in brief, that the
    EEOC afford the employer a chance to discuss and rectify
    a specified discriminatory practice—but goes no further.
    See supra, at 7; infra, at 13. Such limited review respects
    the expansive discretion that Title VII gives to the EEOC
    over the conciliation process, while still ensuring that the
    Commission follows the law.
    The Government argues for the most minimalist form of
    review imaginable. Echoing the final paragraph of the
    decision below, the Government observes that the EEOC,
    in line with its standard practice, wrote two letters to
    Mach Mining. See supra, at 2–3, 4. The first, after an-
    nouncing the Commission’s finding of reasonable cause,
    informed the company that “[a] representative of this
    office will be in contact with each party in the near future
    to begin the conciliation process.” App. 16. The second,
    sent about a year later, stated that the legally mandated
    conciliation attempt had “occurred” and failed. Id., at 18.
    According to the Government, those “bookend” letters are
    Cite as: 575 U. S. ____ (2015)            9
    Opinion of the Court
    all a court ever needs for review, because they “establish”
    that the EEOC met its obligation to attempt conciliation.
    Brief for Respondent 21.
    But review of that kind falls short of what Title VII
    demands because the EEOC’s bookend letters fail to prove
    what the Government claims. Contrary to its intimation,
    those letters do not themselves fulfill the conciliation
    condition: The first declares only that the process will
    start soon, and the second only that it has concluded. The
    two letters, to be sure, may provide indirect evidence that
    conciliation efforts happened in the interim; the later one
    expressly represents as much. But suppose an employer
    contests that statement. Let us say the employer files an
    affidavit alleging that although the EEOC promised to
    make contact, it in fact did not. In that circumstance, to
    treat the letters as sufficient—to take them at face value,
    as the Government wants—is simply to accept the EEOC’s
    say-so that it complied with the law. And as earlier ex-
    plained, the point of judicial review is instead to verify the
    EEOC’s say-so—that is, to determine that the EEOC
    actually, and not just purportedly, tried to conciliate a
    discrimination charge. See supra, at 7–8. For that, a
    court needs more than the two bookend letters the Gov-
    ernment proffers.
    Mach Mining, for its part, would have a court do a deep
    dive into the conciliation process. Citing the standard set
    out in the National Labor Relations Act (NLRA), Mach
    Mining wants a court to consider whether the EEOC has
    “negotiate[d] in good faith” over a discrimination claim.
    Brief for Petitioner 37; see 
    29 U. S. C. §158
    (d) (imposing a
    duty on employers and unions to bargain “in good faith
    with respect to . . . terms and conditions of employment”).
    That good-faith obligation, Mach Mining maintains, here
    incorporates a number of specific requirements. In every
    case, the EEOC must let the employer know the “mini-
    mum . . . it would take to resolve” the claim—that is, the
    10               MACH MINING, LLC v. EEOC
    Opinion of the Court
    smallest remedial award the EEOC would accept. Tr. of
    Oral Arg. 63. The Commission must also lay out “the
    factual and legal basis for” all its positions, including the
    calculations underlying any monetary request. Brief for
    Petitioner 39. And the Commission must refrain from
    making “take-it-or-leave-it” offers; rather, the EEOC has
    to go back and forth with the employer, considering and
    addressing its various counter-offers and giving it suffi-
    cient time at each turn “to review and respond.” Id., at 40.
    The function of judicial review, Mach Mining concludes, is
    to compel the Commission to abide by these rules.
    To begin, however, we reject any analogy between the
    NLRA and Title VII. The NLRA is about process and
    process alone. It creates a sphere of bargaining—in which
    both sides have a mutual obligation to deal fairly—
    without expressing any preference as to the substantive
    agreements the parties should reach. See §§151, 158(d).
    By contrast, Title VII ultimately cares about substantive
    results, while eschewing any reciprocal duties of good-
    faith negotiation. Its conciliation provision explicitly
    serves a substantive mission: to “eliminate” unlawful
    discrimination from the workplace. 42 U. S. C. §2000e–
    5(b). In discussing a claim with an employer, the EEOC
    must always insist upon legal compliance; and the em-
    ployer, for its part, has no duty at all to confer or exchange
    proposals, but only to refrain from any discrimination.
    Those differences make judicial review of the NLRA’s duty
    of good-faith bargaining a poor model for review of Title
    VII’s conciliation requirement. In addressing labor dis-
    putes, courts have devised a detailed body of rules to
    police good-faith dealing divorced from outcomes—and so
    to protect the NLRA’s core procedural apparatus. But
    those kinds of rules do not properly apply to a law that
    treats the conciliation process not as an end in itself, but
    only as a tool to redress workplace discrimination.
    More concretely, Mach Mining’s proposed code of con-
    Cite as: 575 U. S. ____ (2015)           11
    Opinion of the Court
    duct conflicts with the latitude Title VII gives the Com-
    mission to pursue voluntary compliance with the law’s
    commands. Every aspect of Title VII’s conciliation provi-
    sion smacks of flexibility. To begin with, the EEOC need
    only “endeavor” to conciliate a claim, without having to
    devote a set amount of time or resources to that project.
    §2000e–5(b). Further, the attempt need not involve any
    specific steps or measures; rather, the Commission may
    use in each case whatever “informal” means of “confer-
    ence, conciliation, and persuasion” it deems appropriate.
    Ibid. And the EEOC alone decides whether in the end to
    make an agreement or resort to litigation: The Commis-
    sion may sue whenever “unable to secure” terms “accept-
    able to the Commission.” §2000e–5(f )(1) (emphasis added).
    All that leeway respecting how to seek voluntary compli-
    ance and when to quit the effort is at odds with Mach
    Mining’s bargaining checklist. Congress left to the EEOC
    such strategic decisions as whether to make a bare-
    minimum offer, to lay all its cards on the table, or to re-
    spond to each of an employer’s counter-offers, however far
    afield. So too Congress granted the EEOC discretion over
    the pace and duration of conciliation efforts, the plasticity
    or firmness of its negotiating positions, and the content of
    its demands for relief. For a court to assess any of those
    choices—as Mach Mining urges and many courts have
    done, see n. 1, supra—is not to enforce the law Congress
    wrote, but to impose extra procedural requirements. Such
    judicial review extends too far.
    Mach Mining’s brand of review would also flout Title
    VII’s protection of the confidentiality of conciliation ef-
    forts. The statute, recall, provides that “[n]othing said or
    done during and as a part of such informal endeavors may
    be made public by the Commission . . . or used as evidence
    in a subsequent proceeding without the written consent of
    the persons concerned”—both the employer and the com-
    plainant. §2000e–5(b); see EEOC v. Associated Dry Goods
    12                   MACH MINING, LLC v. EEOC
    Opinion of the Court
    Corp., 
    449 U. S. 590
    , 598, and n. 13 (1981). But the judi-
    cial inquiry Mach Mining proposes would necessitate the
    disclosure and use of such information in a later Title VII
    suit: How else could a court address an allegation that the
    EEOC failed to comply with all the negotiating rules Mach
    Mining espouses?2 The proof is in this very case: The
    District Court held that it could not strike from the record
    descriptions of the conciliation process because they spoke
    to whether the EEOC had made a “sincere and reasonable
    effort to negotiate.” App. to Pet. for Cert. 40a (internal
    quotation marks omitted); see supra, at 3. The court thus
    failed to give effect to the law’s non-disclosure provision.
    And in so doing, the court undermined the conciliation
    process itself, because confidentiality promotes candor in
    discussions and thereby enhances the prospects for
    agreement. As this Court has explained, “[t]he maximum
    results from the voluntary approach will be achieved if ”
    the parties know that statements they make cannot come
    ——————
    2 Mach Mining tries to show that broad judicial review is compatible
    with Title VII’s non-disclosure provision, but fails to do so. The com-
    pany first contends that the statutory bar is limited to “using what was
    said or done in a conciliation as evidence going to the merits of the
    claims.” Brief for Petitioner 27 (emphasis added). But to make that
    argument, Mach Mining must add many words to the text (those shown
    here in italics). The actual language refers to “evidence in a subse-
    quent proceeding,” without carving out evidence relating to non-merits
    issues. 42 U. S. C. §2000e–5(b). And in any case, under Mach Mining’s
    own view of Title VII, compliance with the conciliation mandate is a
    merits issue, because it is a necessary “element of the [EEOC’s] claim,
    which the [EEOC] must plead and prove.” Brief for Petitioner 9; see
    id., at 31. Mach Mining therefore presents a back-up argument: “[T]he
    confidentiality limitation should be deemed waived” when the employer
    puts conciliation at issue. Id., at 30. But again, to effect a waiver Title
    VII requires “the written consent of the persons concerned,” which
    includes not just the employer but the complainant too. §2000e–5(b);
    see supra, at 11. And the employer’s decision to contest the EEOC’s
    conciliation efforts cannot waive, by “deem[ing]” or otherwise, the
    employee’s statutory rights.
    Cite as: 575 U. S. ____ (2015)           13
    Opinion of the Court
    back to haunt them in litigation. Associated Dry Goods
    Corp., 
    449 U. S., at 599, n. 16
     (quoting 110 Cong. Rec.
    8193 (1964) (remarks of Sen. Dirksen)). And conversely,
    the minimum results will be achieved if a party can hope
    to use accounts of those discussions to derail or delay a
    meritorious claim.
    By contrast with these flawed proposals, the proper
    scope of judicial review matches the terms of Title VII’s
    conciliation provision, as we earlier described them. See
    supra, at 7. The statute demands, once again, that the
    EEOC communicate in some way (through “conference,
    conciliation, and persuasion”) about an “alleged unlawful
    employment practice” in an “endeavor” to achieve an
    employer’s voluntary compliance. §2000e–5(b). That
    means the EEOC must inform the employer about the
    specific allegation, as the Commission typically does in a
    letter announcing its determination of “reasonable cause.”
    Ibid. Such notice properly describes both what the em-
    ployer has done and which employees (or what class of
    employees) have suffered as a result. And the EEOC must
    try to engage the employer in some form of discussion
    (whether written or oral), so as to give the employer an
    opportunity to remedy the allegedly discriminatory prac-
    tice. Judicial review of those requirements (and nothing
    else) ensures that the Commission complies with the
    statute. At the same time, that relatively barebones
    review allows the EEOC to exercise all the expansive
    discretion Title VII gives it to decide how to conduct concil-
    iation efforts and when to end them. And such review can
    occur consistent with the statute’s non-disclosure provi-
    sion, because a court looks only to whether the EEOC
    attempted to confer about a charge, and not to what hap-
    pened (i.e., statements made or positions taken) during
    those discussions.
    A sworn affidavit from the EEOC stating that it has
    performed the obligations noted above but that its efforts
    14               MACH MINING, LLC v. EEOC
    Opinion of the Court
    have failed will usually suffice to show that it has met the
    conciliation requirement. Cf. United States v. Clarke, 573
    U. S. ___, ___ (2014) (slip op., at 6) (“[A]bsent contrary
    evidence, the [agency] can satisfy [the relevant] standard
    by submitting a simple affidavit from” the agency repre-
    sentative involved). If, however, the employer provides
    credible evidence of its own, in the form of an affidavit or
    otherwise, indicating that the EEOC did not provide the
    requisite information about the charge or attempt to
    engage in a discussion about conciliating the claim, a court
    must conduct the factfinding necessary to decide that
    limited dispute. Cf. id., at ___–___ (slip op., at 6–7).
    Should the court find in favor of the employer, the appro-
    priate remedy is to order the EEOC to undertake the
    mandated efforts to obtain voluntary compliance. See
    §2000e–5(f )(1) (authorizing a stay of a Title VII action for
    that purpose).
    IV
    Judicial review of administrative action is the norm in
    our legal system, and nothing in Title VII withdraws the
    courts’ authority to determine whether the EEOC has
    fulfilled its duty to attempt conciliation of claims. But the
    scope of that review is narrow, reflecting the abundant
    discretion the law gives the EEOC to decide the kind and
    extent of discussions appropriate in a given case. In ad-
    dressing a claim like Mach Mining’s, courts may not im-
    pinge on that latitude and on the Commission’s concomi-
    tant responsibility to eliminate unlawful workplace
    discrimination.
    For the reasons stated, we vacate the judgment of the
    Court of Appeals and remand the case for further proceed-
    ings consistent with this opinion.
    It is so ordered.
    

Document Info

Docket Number: 13-1019

Citation Numbers: 191 L. Ed. 2d 607, 135 S. Ct. 1645, 2015 U.S. LEXIS 2984

Filed Date: 4/29/2015

Precedential Status: Precedential

Modified Date: 1/13/2023

Authorities (14)

Equal Employment Opportunity Commission v. Asplundh Tree ... , 340 F.3d 1256 ( 2003 )

EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff-... , 748 F.2d 1097 ( 1984 )

Jane Doe, and Jane Roe and Jane Roe 2, Proposed-Intervenors-... , 456 F.3d 704 ( 2006 )

United States v. Detroit Timber & Lumber Co. , 26 S. Ct. 282 ( 1906 )

McDonnell Douglas Corp. v. Green , 93 S. Ct. 1817 ( 1973 )

Alexander v. Gardner-Denver Co. , 94 S. Ct. 1011 ( 1974 )

Equal Employment Opportunity Commission v. Associated Dry ... , 101 S. Ct. 817 ( 1981 )

Dunlop v. Bachowski , 95 S. Ct. 1851 ( 1975 )

United States v. Zucca , 76 S. Ct. 671 ( 1956 )

Ford Motor Co. v. Equal Employment Opportunity Commission , 102 S. Ct. 3057 ( 1982 )

Heckler v. Chaney , 105 S. Ct. 1649 ( 1985 )

Bowen v. Michigan Academy of Family Physicians , 106 S. Ct. 2133 ( 1986 )

National Railroad Passenger Corporation v. Morgan , 122 S. Ct. 2061 ( 2002 )

Block v. Community Nutrition Institute , 104 S. Ct. 2450 ( 1984 )

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