Com. v. Sandusky, G. , 203 A.3d 1033 ( 2019 )

J-A19029-18
2019 Pa. Super. 27
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
GERALD A. SANDUSKY :
:
Appellant : No. 1654 MDA 2017
Appeal from the PCRA Order Entered October 18, 2017
In the Court of Common Pleas of Centre County Criminal Division at
No(s): CP-14-CR-0002421-2011,
CP-14-CR-0002422-2011
BEFORE: GANTMAN, P.J., NICHOLS, J., and FORD ELLIOTT, P.J.E.
OPINION BY NICHOLS, J.: FILED FEBRUARY 05, 2019
Appellant Gerald A. Sandusky appeals from the order denying his timely
first petition filed pursuant to the Post Conviction Relief Act (PCRA), 42 Pa.C.S.
§§ 9541-9546. Appellant raises a number of claims relating to the ineffective
assistance of counsel, violations of Brady v. Maryland, 383 U.S. 83 (1963),
and newly discovered evidence. He also challenges the legality of his
sentence. We affirm in part and remand for resentencing consistent with this
opinion.
We briefly summarize the relevant procedural history of this case. On
November 4, 2011, after the Thirty-Third Statewide Investigating Grand Jury
issued a recommendation and presentment, the Commonwealth1 charged
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1The Office of the Attorney General (OAG) charged and prosecuted Appellant.
At trial, the Commonwealth was represented by Deputy Attorneys General
Joseph E. McGettigan and Frank G. Fina.
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Appellant with committing numerous sexual offenses against eight young
males referred to as Victims 1 through 8 in case number 2422-2011.
Appellant was arrested and subsequently released on bail. Appellant obtained
private counsel, Joseph E. Amendola, Esq.2
On December 7, 2011, after the Thirty-Third Statewide Investigating
Grand Jury issued another presentment, the Commonwealth charged
Appellant with crimes committed against two additional victims, referred to as
Victims 9 and 10 in case number 2421-2011. On December 13, 2011,
Appellant waived preliminary hearings in both cases. The matter was held
over to the Centre County Court of Common Pleas, and the Honorable John
M. Cleland was specially appointed to preside.
Following a contentious discovery process, during which Appellant’s trial
counsel sought numerous continuances and sought to withdraw from
representation, Appellant proceeded to a jury trial.3 On June 22, 2012, the
jury found Appellant guilty of forty-five counts relating to the ten victims
between 1995 and 2008.
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2 Karl L. Rominger, Esq., entered his appearance as Appellant’s co-counsel on
April 5, 2012. We refer to Attorney Amendola and Rominger collectively as
trial counsel.
3At trial, many of the victims testified against Appellant, including A.F. (Victim
1), J.S. (Victim 3), B.H. (Victim 4), M.K. (Victim 5), Z.K. (Victim 6), D.S.
(Victim 7), S.P. (Victim 9), and R.R. (Victim 10). Victims 2 and 8 were
unidentified at the time of trial. As noted below, Appellant contends that
Victim 2 was identified as A.M.
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On October 9, 2012, the trial court determined Appellant was a sexually
violent predator and sentenced him to an aggregate term of thirty to sixty
years’ imprisonment.4 Appellant filed post-sentence motions, and on October
18, 2012, Norris E. Gelman, Esq., entered his appearance as co-counsel for
post-sentence proceedings. The trial court denied Appellant’s post-sentence
motions following a hearing at which Attorney Amendola testified. 5
Appellant, who was then represented by Attorney Gelman, took a direct
appeal. This Court affirmed the judgment of sentence, and the Pennsylvania
Supreme Court denied Appellant’s petition for allowance of appeal. See
Commonwealth v. Sandusky, 77 A.3d 663, 667 (Pa. Super. 2013), appeal
denied 835 & 836 MAL 2013 (Pa. filed Apr. 2, 2014).
On April 2, 2015, Appellant timely filed his first counseled PCRA petition,
raising fifteen claims of ineffective assistance of counsel. See PCRA Pet.,
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4 The trial court, in structuring the aggregate sentence, imposed consecutive
sentences of ten to twenty years’ imprisonment each for Count 1 (involuntary
deviate sexual intercourse (IDSI, Victim 9) at CR-2421-2011 and Count 1
(IDSI, Victim 1) at CR-2422-2011, and five to ten years’ imprisonment each
for Count 7 (IDSI, Victim 10) of CR-2421-2011 and Count 17 (IDSI, Victim 4)
of CR-2421-2011. The four counts on which the trial court sentenced
consecutively involved charges under 18 Pa.C.S. § 3123(a)(7). The remaining
sentences were ordered to run concurrently.
At the time of sentencing, the trial court stated that it sentenced concurrently
on counts 36 to 40 of CR-2422-2011, relating to Victim 8, and stated “if those
convictions should happen to be set aside on appeal, it will make no difference
to the sentence structure as a whole.” N.T., 10/9/12, at 57.
5 As noted below, Attorney Amendola testified at the post-sentence hearing
regarding the denials of trial counsels’ motions for continuances.
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4/2/15, at 15-95. Appellant filed an amended petition on May 6, 2015, raising
additional claims. See Am. PCRA Pet., 5/6/15, at 15-105. On March 7, 2016,
Appellant filed a second amended petition. See Second Amended PCRA Pet.,
3/7/16, at 33-155.
Thereafter, the PCRA court conducted six separate evidentiary hearings
under two different judges.6 During these hearings, which took place between
August 12, 2016 and May 11, 2017, Appellant presented several witnesses
and testified on his own behalf. At the conclusion of the hearings, both parties
submitted proposed findings of fact and conclusions of law.
On October 18, 2017, the PCRA court issued an opinion and order
denying Appellant’s PCRA petition. Appellant filed a timely notice of appeal
and a court-ordered Pa.R.A.P. 1925(b) statement.
On appeal, Appellant raises twenty-two issues for review. See
Appellant’s Brief at 5-9. We list and consider each question below.7
Initially, we note that our standard of review from the denial of a PCRA
petition “is limited to examining whether the PCRA court’s determination is
supported by the evidence of record and whether it is free of legal error.”
Commonwealth v. Ousley, 21 A.3d 1238, 1242 (Pa. Super. 2011) (citation
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6The Honorable John M. Cleland presided at trial and through part of the PCRA
proceeding but ultimately recused himself on November 21, 2016. The
Honorable John H. Foradora, President Judge of the Jefferson County Court of
Common Pleas, was thereafter appointed to preside over the PCRA
proceedings and conducted two evidentiary hearings.
7We will address Appellant’s issues in a different order than presented in his
brief.
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omitted). “The PCRA court’s credibility determinations, when supported by
the record, are binding on this Court; however, we apply a de novo standard
of review to the PCRA court’s legal conclusions.” Commonwealth v.
Mitchell, 105 A.3d 1257, 1265 (Pa. 2014) (citation omitted).
Furthermore, to establish a claim of ineffective assistance of counsel, a
defendant “must show, by a preponderance of the evidence, ineffective
assistance of counsel which, in the circumstances of the particular case, so
undermined the truth-determining process that no reliable adjudication of
guilt or innocence could have taken place.” Commonwealth v. Turetsky,
925 A.2d 876, 880 (Pa. Super. 2007) (citation omitted). The burden is on the
defendant to prove all three of the following prongs: “(1) the underlying claim
is of arguable merit; (2) that counsel had no reasonable strategic basis for his
or her action or inaction; and (3) but for the errors and omissions of counsel,
there is a reasonable probability that the outcome of the proceedings would
have been different.” Id. (citation omitted).
We have explained that
[a] claim has arguable merit where the factual averments, if
accurate, could establish cause for relief. See Commonwealth
v. Jones, . . . 876 A.2d 380, 385 ([Pa.] 2005) (“if a petitioner
raises allegations, which, even if accepted as true, do not establish
the underlying claim . . . , he or she will have failed to establish
the arguable merit prong related to the claim”). Whether the facts
rise to the level of arguable merit is a legal determination.
The test for deciding whether counsel had a reasonable basis for
his action or inaction is whether no competent counsel would have
chosen that action or inaction, or, the alternative, not chosen,
offered a significantly greater potential chance of success.
Counsel’s decisions will be considered reasonable if they
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effectuated his client’s interests. We do not employ a hindsight
analysis in comparing trial counsel's actions with other efforts he
may have taken.
Prejudice is established if there is a reasonable probability that,
but for counsel’s errors, the result of the proceeding would have
been different. A reasonable probability is a probability sufficient
to undermine confidence in the outcome.
Commonwealth v. Stewart, 84 A.3d 701, 707 (Pa. Super. 2013) (some
internal quotations and citations omitted).
“[B]oilerplate allegations and bald assertions of no reasonable basis
and/or ensuing prejudice cannot satisfy a petitioner’s burden to prove that
counsel was ineffective.” Commonwealth v. Paddy, 15 A.3d 431, 443 (Pa.
2011). Moreover, “[a] failure to satisfy any prong of the ineffectiveness test
requires rejection of the claim of ineffectiveness.” Commonwealth v.
Daniels, 963 A.2d 409, 419 (Pa. 2009) (citation omitted).
1. Did the [PCRA] court err in finding counsel
performed effectively in permitting [Appellant] to
be interviewed by Bob Costas without adequately
advising him and preparing him for the interview
and thereby providing the Commonwealth with
additional evidence?
Appellant’s first issue relates to Appellant’s nationally broadcasted
telephone interview with Bob Costas on November 14, 2011, shortly after his
arrest. During the interview, Costas confronted Appellant with the pre-trial
statements from Michael McQueary, James Calhoun, and Ronald Petrosky
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implicating Appellant in the abuse of two separate children. 8 With respect to
McQueary’s statement regarding a February 2001 incident in the Lasch
Building involving Victim 2, Appellant responded that it was false and
explained that he was engaged in horseplay with that child while in the
shower. Additionally, when Costas asked what motive McQueary, Calhoun,
and Petrosky would have to implicate Appellant, Appellant responded, “You
would have to ask [them].” Commonwealth’s Ex. 104 at 2 (unpaginated).
Of particular relevance to Appellant’s first issue, Costas asked Appellant,
“Are you sexually attracted to young boys, to underage boys?” Id. at 3.
Appellant paused and repeated the question back to Costas. Id. Appellant
then replied, “[S]exually attracted, you know, I enjoy young people. I love to
be around them. I, I, but no, I’m not sexually attracted to young boys.” Id.
In his first issue, Appellant argues that the PCRA court erred in rejecting
his claim that Attorney Amendola was ineffective for permitting Appellant to
participate in the interview with Costas. Appellant’s Brief at 22. Specifically,
Appellant alleges that Attorney Amendola did not adequately prepare him for
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8 By way of further background, Michael McQueary, then a graduate assistant
with the Penn State football team, implicated Appellant in a February 2001
assault of Victim 2. James Calhoun and Ronald Petrosky were janitors who,
in the fall of 2000, discussed seeing Appellant with Victim 8. The incidents
involving Victim 2 and Victim 8 both occurred in a shower in the Lasch Building
on Penn State University’s campus. As discussed below, McQueary and
Petrosky testified at trial. The Commonwealth, over trial counsels’ objections,
admitted Calhoun’s 2000 statements to Petrosky regarding Victim 8 as an
excited utterance.
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the interview and failed to advise Appellant that his statements during the
interview could be used at trial. Id. at 29.
Appellant further contends that Attorney Amendola had no reasonable
legal basis for advising Appellant to participate in the interview. Id. at 30.
He asserts that Attorney Amendola’s “encouraging of [Appellant] to waive his
right to remain silent and speak to Costas had no strategic trial basis[,] as it
was based on currying media attention, which is not a trial strategy.” Id. at
31. Additionally, he contends that there could be no “reasonable basis for
permitting your client to do a national interview without preparation.” Id. at
30.
Appellant also argues that he suffered prejudice because the
Commonwealth played the interview at trial and “inaccurately repeated the
most damaging portion of the interview.” Id. at 31. Additionally, Appellant
asserts that the interview enabled the Commonwealth to comment on
Appellant’s silence, as the prosecution “repeatedly referenced [Appellant’s]
failure to tell Costas the name of [Victim 2].”9 Id. at 32. He posits that “if
counsel properly advised [Appellant] about the implications of providing an
interview or adequately prepared him, [Appellant] either would not have given
the interview or would not have provided fodder for the Commonwealth to use
to imply that he was a sexual predator.” Id. at 32.
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9 We discuss Appellant’s separate claim based on the Commonwealth’s
references to the Costas interview during closing arguments in greater detail
in issue two.
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The Commonwealth argues that the PCRA court properly rejected
Appellant’s “self-serving account” of his decision to participate in the interview
with Costas. Commonwealth’s Brief at 35. Specifically, the Commonwealth
points to the PCRA court’s finding that rejected Appellant’s testimony that he
was not prepared for the interview. Id. at 29. Additionally, the
Commonwealth asserts that Appellant’s poor performance in the interview
“had nothing to do with lack of preparation, poor advice or an ill-conceived
strategy of counsel.” Id. at 36. Given the unique circumstances of Appellant’s
case, the Commonwealth argues that Attorney Amendola employed a “clear,
simple strategy” which “he never expected to be problematic in light of
[Appellant’s] consistent narrative of innocence.” Id. at 35.
The PCRA court, in rejecting Appellant’s claim, explained:
As much as he would like to pretend otherwise, [Appellant] did
not go into the interview as a legal novice obsequiously following
[Attorney Amendola]’s directives with no idea about what Costas
might ask or how he should respond. On the contrary, [Appellant]
wanted to publish his story; he wanted Costas’s program to be the
first medium through which it was delivered; and he was not a
man who subjugated his own will to the preferences and advice of
counsel.
Not comfortable with the idea of being his own spokesperson,
[Appellant] initially elected [Attorney] Amendola to speak on his
behalf, and that was the plan until shortly before the interview
commenced. During the hour leading up to the interview,
however, [Amendola] and [Appellant] discussed the public’s
overwhelmingly negative perception of [Appellant] and the
consequent value of him personally proclaiming his innocence to
the nation, and [Appellant] ultimately agreed to be the
interviewee.
Because Costas would not divulge what questions he might ask,
[Attorney] Amendola could not feed his client any specific
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answers. Having spent more than two years defending
[Appellant] against allegations of sexual abuse, however,
[Amendola] was confident about [Appellant]’s ability to assert his
innocence. Thus, “[W]hat you’re going to have to do is explain to
Bob Costas in a brief phone conversation that you’re innocent, we
expect to prove your innocence at trial,” seemed to Amendola to
be clear and sufficient instruction.
“Assert your innocence” was not the only advice [Attorney]
Amendola provided, though; he also told [Appellant] to be
adamant about it and to stress that he had explanations for and
defenses against all the allegations. Since long before the date of
the Costas interview, moreover, Amendola had counseled
[Appellant] on many occasions that anything he said to anyone
other than his wife could be used against him, an admonition he
had reiterated just a few days earlier. [Appellant] thus was not
ignorant about what he should say or how he should say it, and
[Amendola] certainly could not anticipate that the same man who
had repeatedly affirmed, “I am not a child molester. I have never
molested children. I love children. I’ve devoted half of my
adulthood to helping kids,” would freeze when asked whether he
was sexually attracted to young boys.
PCRA Ct. Op., 10/18/17, at 10-11.
We add that Attorney Amendola testified that he represented Appellant
against previous sexual abuse allegations. See PCRA Hr’g, 8/12/16, at 107.
Attorney Amendola believed that Appellant, who had proclaimed his innocence
to Attorney Amendola “many times,” would be able to express his innocence
during the interview with Costas. See id. Furthermore, Attorney Amendola
testified that he thought Appellant’s participation in an interview with Costas
was a
golden opportunity for [Appellant] to tell the world, because [he]
knew there’d be millions of watchers, that he was innocent and
that he intended to prove his innocence. It was a golden
opportunity with a sports journalist[,] with a sports icon to get his
message out at least on a preliminary basis.
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PCRA Hr’g, 8/12/16, at 111. Appellant agreed.
Following our review of the record, we agree with the PCRA court that
Attorney Amendola was not ineffective for advising Appellant to participate in
the interview with Costas. The PCRA court expressly rejected Appellant’s
arguments that he was inadequately prepared for the interview and that
Attorney Amendola did not fully advise him of the possible legal ramifications
of his statements to the media. The PCRA court’s findings are supported by
the record, and we discern no error in the PCRA court’s conclusion that
Appellant’s claim lacked arguable merit.10 See Stewart, 84 A.3d at 707.
2. Did the [PCRA] court err in concluding trial
counsel [was] effective in not seeking a mistrial
after the prosecutor improperly made multiple
comments based on [Appellant]’s silence?
Appellant next claims he was entitled to relief based on Attorney
Rominger’s failure to move for a mistrial based on the Commonwealth’s
closing argument. By way of background to this claim, Attorney Amendola
referred to the Costas interview during closing arguments as follows:
Well, let’s get back to the Costas interview. Think about this.
[Appellant]’s arrested. This is going global. This isn’t restricted
to Pennsylvania. He has been painted as a monster, a predator.
Administrators of Penn State and Coach Paterno have been fired.
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10 In light of our conclusion that the PCRA court properly found no merit to
Appellant’s claim that Attorney Amendola failed to prepare for or advise him
of the consequences of being interviewed by Costas, we need not consider
whether a post-arrest media strategy falls within the scope of constitutionally
competent representation or the merits of Appellant’s suggestion that the
reasonableness of counsel’s media strategy should be assessed differently
than a “trial” strategy. See Daniels, 963 A.2d 409, 419.
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On November 14th, a Monday night, [Appellant] agrees to an
interview with Costas. [Appellant] has been in sports all his life.
He knows who Bob Costas is. He’s a tough interview for any of
you who have ever been involved in sports or ever watched the
sports programs, when he interviews, they’re tough interviews.
[Appellant] decided he wanted to tell the world he was innocent.
Was he nervous? I’m nervous right now with a courtroom filled
with a couple hundred people. This was national, and it was
advertised that he was going to talk. He didn’t have to say a word.
That’s his constitutional right. He agreed to that interview
knowing it his [sic] going to be tough.
***
Folks, what more could that man say? [Appellant] went on
national TV with a guy who probably was every bit as tough as
[Prosecutor] McGettigan and any prosecutor could ask any tough
questions. What more could he say? Costas asked tough
questions. He gave tough answers. Denied he did this. Said he
was innocent.
N.T., 6/21/12, at 65-66, 73.
The Commonwealth during its closing argument referred to the Costas
interview as follows:
[Appellant] had wonderful opportunities to speak out and make
his case. He did it in public. He spoke with Bob Costas. That’s
the other thing that happened to me for the first time. I had been
told I’m almost as good a questioner as Bob Costas, I think, or
close.
Well, he had the chance to talk to Bob Costas and make his case.
What were his answers? What was his explanation? You would
have to ask him? Is that an answer? Why would somebody say
that to an interviewer, you would have to ask him? He didn’t say
he knew why he did it. He just said he saw you do it. Mike
McQueary. The janitors [i.e., Petrosky and Calhoun]. Well, you
would have to ask them. That’s an answer?
[Attorney] Amendola did I guess as good a job as possible
explaining—he offered that [Appellant] has a tendency to repeat
questions after they’re asked. I would think that the automatic
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response when someone asks you if you’re, you know, a criminal,
a pedophile, a child molester, or anything along those lines, your
immediate response would be, you’re crazy, no. What? Are you
nuts?
Instead of, are you sexually attracted to young boys? Let me
think about that for a second. Am I sexually attracted to young
boys? I would say, no, or whatever it is. But that’s [Attorney]
Amendola’s explanation that he automatically repeats question
[sic]. I wouldn’t know. I only heard him on TV. Only heard him
on TV. So that’s his explanation there. He enjoys young children.
***
[Appellant]’s explanation on television, is there anything else that
you missed? . . . I’m not sure if there was anything—because he
didn’t provide you with something that could have been
enormously helpful to us, could have solved many problems
today. I think he’s talked about this, you know, the shower
incident. He didn’t say and that’s little Johnny, who I know now
ten years later who lives around the corner. He forgot a name.
He remembered the incident clearly.
Why did he remember it? I mean, he showered with a lot of boys.
Why did he remember this particular incident? He remembered it
because he had seen Mike McQueary and he knew this day would
come. He remembered it. He remembered that day.
One thing he didn’t which he could have provided to Bob Costas,
he could have provided it to anybody at any time. He had the
complete capacity to exonerate himself at the time and just say
who was there because this is a day—remember, Mike McQueary,
why remember him and not the little boy you’re soaping and just
being innocently cleansing to? But he didn't provide that name to
anybody, ever, certainly not to Bob Costas, no. He forgot that.
N.T., 6/21/12, at 140-42, 145-46.
After the Commonwealth’s closing arguments, Attorney Rominger
objected to the Commonwealth’s reference to Appellant’s decision not to
testify at trial. Id. at 153. However, Attorney Rominger did not move for a
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mistrial. Id. at 158. The trial court concluded that the statements were “fair
rebuttal” and that it previously “cautioned the jury again and again the
defendant has no obligation to testify or present evidence in his own defense.”
Id. Thereafter, the trial court issued a cautionary instruction to the jury. Id.
at 160.
On direct appeal, Appellant argued that “the trial court committed
reversible error when it denied his objection that the prosecutor commented
adversely on his choice not to testify at trial.” Sandusky, 77 A.3d at 670.
However, because trial counsel did not request a mistrial or curative
instruction at trial, this Court deemed Appellant’s claim waived. See id. at
670.
Appellant claims that the PCRA court erred in its conclusion that
Attorney Rominger’s failure to move for a mistrial did not warrant a new trial.
In support, Appellant asserts that “[i]t is apparent and reasonable to assume
that the jury interpreted the prosecutor’s argument as embracing
[Appellant’s] failure to testify.” Appellant’s Brief at 46. Appellant argues that
the Commonwealth violated his rights under Article 1, Section 2 of the
Pennsylvania Constitution and the Fifth Amendment of the United States
Constitution. Id. at 48. He further asserts that trial counsel had no
reasonable basis for failing to move for a mistrial.
The Commonwealth contends that the prosecutor’s closing argument
“constituted fair rebuttal to the interpretation/explanation of the Costas
interview that was set forth by [Attorney] Amendola during his closing
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argument and the hypothetical questions he posed to the jury.”
Commonwealth’s Brief at 40. The Commonwealth concludes that there was a
reasonable basis for Prosecutor McGettigan’s comments and he was careful
not to exceed the bounds of oratorical flair. Id. at 42. Therefore, the
Commonwealth asserts that Appellant’s ineffectiveness claim lacks arguable
merit. Id. at 44-45.
It is well settled that:
As a general rule, any comment that the prosecuting attorney
makes regarding a defendant’s election not to testify is a violation
of the defendant’s right against self incrimination as guaranteed
by the Fifth Amendment of the United States Constitution, Article
I, Section 9 of the Pennsylvania Constitution and by statute,
codified at 42 Pa.C.S.[] § 5941. A comment is constitutionally
and statutorily forbidden if “the language used by the prosecutor
is intended to create for the jury an adverse inference from the
failure of the defendant to testify.” This rule is not an absolute
bar to any reference to a defendant’s failure to testify. A remark
by a prosecutor, otherwise improper, may be appropriate if it is in
fair response to the argument and comment of defense counsel.
Commonwealth v. Trivigno, 750 A.2d 243, 248-49 (Pa. 2000) (citations
omitted); cf. Commonwealth v. Cox, 983 A.2d 666, 688 (Pa. 2009) (noting
that the Commonwealth’s reference to a defendant’s failure to testify is a fair
response if “it is evident that the [prosecution] did not treat the defendant’s
silence as substantive evidence of guilt, but instead referred to the possibility
of testifying as one of several opportunities which the defendant was afforded,
contrary to the statement of his counsel, to explain his side of the case”
(citation omitted)).
The PCRA court addressed Appellant’s claim as follows:
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In his “Opinion Addressing the Defendant’s Post-Sentence
Motions,” filed January 30, 2013, [the trial judge] addressed the
substantive issue implicated here and reiterated his earlier
conclusion that [Prosecutor] McGettigan’s comments were fair
rebuttal to [Attorney] Amendola’s closing. He further noted how
he had repeatedly instructed the jury that [Appellant] had no
obligation to testify and that its decision must be based solely on
the evidence presented, an observation well supported by the trial
record.
In his brief opening instructions, [the trial judge] defined the
parties’ respective burdens in clear and unequivocal terms. “The
burden of proving [Appellant’s] guilt is always on the prosecutor.
[Appellant] does not have any responsibility to prove anything,”
he began. Giving substance to that admonition, he added, “He
does not need to present any evidence to prove that he is not
guilty. In addition, under both the United States and Pennsylvania
Constitutions, he has an absolute right not to testify. If he decides
not to testify, you cannot hold that fact against him or infer that
he is guilty because he chooses not to testify.” [The trial judge]
returned to that theme after describing the procedural course the
jury could expect as the trial progressed: “After the
Commonwealth has presented its case,” he said, “the defense may
present evidence for the defendant, but, remember, the
defendant has no obligation to present any evidence or to testify
himself because the responsibility is always on the Commonwealth
and only on the Commonwealth to prove its case beyond a
reasonable doubt.”
Having elected to instruct the jury before the attorneys delivered
their closing statements, [the trial judge] rehearsed the same
legal tenets at the outset of his final charge. He thus cautioned
the jurors yet again,
The second fundamental principle [to remember] is that
under our system of criminal law the defendant is presumed
to be innocent. The mere fact that he’s been arrested, that
he’s been accused of a crime is not any evidence against
him. He is assumed to be innocent throughout this trial and
unless and until you conclude, based on a careful and
impartial consideration of the evidence, that the
Commonwealth has proved to your satisfaction that he is
guilty beyond a reasonable doubt.
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It’s not the defendant’s burden to prove he’s not guilty. It
is the Commonwealth that always has the burden of proving
that he is guilty by establishing each and every element or
fact sufficient to support the crime charged and that he has
been proven guilty beyond a reasonable doubt.
The defendant, under our system of law, is not required to
present any evidence or to prove anything in his own
defense. The Commonwealth has the burden of proving the
defendant’s guilt.
[The trial judge] made numerous additional references to the
Commonwealth’s absolute burden throughout his closing
instructions. After considering defense counsel’s objection to
[Prosecutor] McGettigan’s alleged references to [Appellant’s]
post-arrest silence, moreover, [the trial judge] reminded the jury
one last time, “You must decide those charges based on the
evidence presented here in this courtroom and be reminded that
the burden is on the Commonwealth to prove its case beyond a
reasonable doubt and that the defendant has no obligation at any
time to present any evidence in his own defense.” Even if the
jurors understood McGettigan’s comments as references to
[Appellant’s] silence, then, [the trial judge]’s [cautionary]
instructions clearly reminded them that they could not apply a
negative interpretation to his decision to exercise his
constitutional right.
Independent of what [the trial judge] instructed the jury, his
response to defense counsel’s objection to [Prosecutor]
McGettigan’s remarks, i.e., his conclusion that they were fair
rebuttal, tells the [PCRA c]ourt [that the trial judge] would have
denied a motion for mistrial. Accordingly, [Appellant’s] claim only
has merit if the record shows a reasonable probability that the
Superior Court would have reversed that ruling as an abuse of
discretion. See Commonwealth v. Smith, 131 A.3d 467, 474-
75 (Pa. 2015) (“We review the denial of a motion for mistrial under
the abuse of discretion standard [because] ‘a mistrial is an
extreme remedy that is required only where the challenged event
deprived the accused of a fair and impartial trial’”). That,
however, is not the case.
In Commonwealth v. Wright, 961 A.2d 119 (Pa. 2008), our
Supreme Court reaffirmed that a mere error in judgment is not
tantamount to an abuse of discretion when the question is
whether the trial court should have granted a mistrial because of
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a prosecutor’s improper references to the defendant’s decision not
to testify. An abuse of discretion may not be found, it said, unless
the judge’s decision overrode or misapplied the law, was
manifestly unreasonable, or was the result of partiality, prejudice,
bias, or ill-will. “The trial court may grant a mistrial,” it added,
“only ‘where the incident upon which the motion is based is of
such a nature that its unavoidable effect is to deprive the
defendant of a fair trial by preventing the jury from weighing and
rendering a true verdict.’” Turning next to the law as it related to
a prosecutor’s improper references to a defendant’s silence at
trial, the Wright [C]ourt observed that a comment is forbidden if
its language intentionally invites the jury to infer guilt from the
defendant’s failure to testify or highlights the fact that only the
non-testifying defendant can rebut the Commonwealth’s
evidence. Id.
The statements at issue in Wright were the prosecutor’s dual
references to the defendant’s failure to testify and his corollary
identification of the defendant as one of the Commonwealth’s
“best witnesses.” Even if not intended to implicate the
defendant’s right to remain silent, the Court concluded, those
remarks were inappropriate. “However, not every reference to a
defendant’s failure to testify automatically requires a new trial;
the verdict can still be sustained if the error was harmless,” it
added. If the record established beyond a reasonable doubt that
the error could not have contributed to the verdict, the Court
explained, there was no cause for redress. [The Court employed]
a harmless error analysis [and] it found that the overwhelming
evidence of guilt and the trial judge’s cautionary instruction
rendered the error harmless.
In this case, the allegedly improper comments, quoted above,
were made while [Prosecutor] McGettigan was discussing
[Appellant’s] interview with Bob Costas. He had already reviewed
and commented on much of the Commonwealth’s evidence at that
point, and was revisiting [Appellant’s] explanation of events,
which [Attorney] Amendola had commented on extensively during
his closing.
With respect to the latter portion of the above-quoted argument,
the [c]ourt fully agrees with Judge Cleland’s assessment that it
was fair rebuttal. [Appellant] parses out three discrete
phrasings—“because he didn’t provide you with something that
could have been enormously helpful to us, could have solved
many problems today;” “he could have provided it to anybody at
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any time;” and “But he didn’t provide that name [of Victim 2] to
anybody, ever;” and challenges them as impermissible references
to his post-arrest silence. They do not lend themselves to that
interpretation when read in their broader context, though,
sandwiched, as they were, between musings pertaining
unequivocally to the Costas interview.
In this case, the broader context also includes Attorney
Amendola’s references to the same portion of the interview.
Although [Appellant] did not testify, the whole of the Costas
interview was admitted into evidence, and Amendola utilized it
during his summation to remind the jury of every exculpatory
statement his client had made and to argue that his decision to
give the interview was indicative of his innocence. Part of that
interview focused on McQueary’s observations [regarding Victim
2], and Amendola, presumably in possession of a transcript, read
the following exchange:
Costas says, what about Mike McQueary, the grad assistant
in 2008—we’ll talk about it in a minute—walked into the
shower where he said in specific detail that you were forcibly
raping a boy who appeared to be 10 or 11 years old. That
his hands were up against the shower wall and he heard
rhythmic slapping sounds and he described that as a rape.
[Appellant] said, I would say that’s false.
What would be his motive to lie, Costas says. [Appellant]
says, you would have to ask him.
Costas, what did happen in the shower that night that Mike
McQueary happened upon you with a young boy?
[Appellant], we were showering and horsing around and he
actually turned all the showers on. This is in the shower
stall at the, I guess, Lasch Building, and was actually sliding
across the floor and we were, as I recall, possibly snapping
a towel and horseplay.
Evaluating the parsed references within the context of [Attorney]
Amendola’s recitation and [Prosecutor] McGettigan’s broader
response, therefore, it is fanciful to imagine that the jury
interpreted them as references to [Appellant’s] election to remain
silent.
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A closer question arises with respect to [Prosecutor] McGettigan’s
first alleged reference to the [Appellant’s] Fifth Amendment right,
though.
Introducing his analysis of the Costas interview, [Prosecutor]
McGettigan began by noting [Appellant]’s decision to speak out on
Costas’ show and reflecting on his damaging response to the
question of whether he was sexually attracted to young boys. He
proceeded to remind the jury of [Attorney] Amendola’s
explanation: that [Appellant] tended to repeat questions before
answering them, and responded, “I wouldn’t know. I only heard
him on TV. Only heard him on TV.”
While that language is reasonably susceptible to the interpretation
[Appellant] proposes, i.e., that it is an impermissible reference to
his post-arrest silence, it is equally susceptible to a far more
innocent interpretation: that [Prosecutor] McGettigan could not
use the one TV interview [Appellant] had given as a legitimate tool
to assess the accuracy of [Attorney] Amendola’s explanation.
The [PCRA c]ourt cannot say, of course, how each juror actually
interpreted the prosecutor’s comments. It can say, however, that
they did not have the unavoidable effect of prejudicing the jury.
[The trial court] foreclosed that possibility with a timely and
reiterative cautionary instruction delivered immediately before the
jury retired to deliberate. [A]s the foregoing discussion
demonstrates, [Appellant] cannot prove a reasonable probability
that the Superior Court would have deemed [Prosecutor]
McGettigan’s allegedly improper comments to be grounds for a
new trial had trial counsel properly preserved the issue for
appellate review.
PCRA Ct. Op., 10/18/17, at 52-57.
Based on our review, we conclude that the PCRA court’s findings of fact
are supported by the record and its conclusions of law were proper. Although
Prosecutor McGettigan referenced Appellant’s silence in his closing argument,
those remarks were fair responses to Attorney Amendola’s closing arguments
about Appellant’s interview with Costas. See Cox, 983 A.2d at 688; Trivigno,
750 A.2d at 248-49.
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Moreover, as noted by the PCRA court, the trial court repeatedly
instructed the jury with regard to the respective evidentiary burdens of both
the prosecution and the defense. Therefore, the PCRA court properly
concluded that even if Attorney Rominger moved for a mistrial, there was no
reasonable possibility that the trial court would have granted a new trial, or
that the outcome of the direct appeal would have been different. See
Daniels, 963 A.2d at 419. Thus, Appellant’s argument merits no relief.
3. Whether the [PCRA] court erred in finding
counsel [was] effective in failing to call [A.M.] to
the stand or using [A.M]’s prior exculpatory
statements that [Appellant] did not molest him as
substantive and/or impeachment evidence[.]
Appellant also argues that he was entitled to relief based on trial
counsel’s failure to introduce exculpatory out-of-court statements by A.M.
Appellant’s Brief at 198. By way of further background, the PCRA court
explained:
When [Appellant] first read the grand jury presentment,
[Appellant] named [A.M.] as the person eventually identified as
Victim #2. A few days later, [A.M.] echoed [Appellant’s] belief
and told [Attorney] Amendola that nothing inappropriate had
occurred in the shower on the date alleged. He likewise
exonerated [Appellant] during an interview with Corporal Joseph
Leiter in September of 2011. It was not long, however, before the
young man was telling a completely different story.
Within a week or two of their meeting, [Attorney] Amendola
learned that [A.M.] had secured private counsel and was claiming
to have been sexually abused by [Appellant] on multiple
occasions. The young man continued to self-identify as Victim #2
but, instead of contradicting McQueary, proffered that the shower
incident was only one of many sexual encounters between him
and [Appellant].
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PCRA Ct. Op., 10/18/17, at 28.
At the PCRA hearing, former Deputy Attorney General Jonelle Harter
Eshbach (Eshbach) testified that she drafted the grand jury presentment,
including McQueary’s description of the incident between Appellant and Victim
2 as follows:
As a graduate assistant, Michael McQueary put the sneakers in his
locker, he looked into the shower. He saw a naked boy, Victim 2,
whose age he estimated to be 10-years-old with his hands up
against the wall being subjected to anal intercourse by a naked
Appellant. The graduate assistant was shocked but noticed that
both Victim 2 and [Appellant] saw him. The graduate assistant
left immediately, distraught.
PCRA Hr’g, 8/23/16, at 4. When asked whether she considered A.M. to be
Victim 2, she stated that although A.M. self-identified as Victim 2, Ms. Eshbach
never identified him as such. Id.
Prosecutor McGettigan also testified that he did not believe A.M. was
Victim 2:
First of all, [A.M.], I believe, was born in 1987. And that would—
the young boy described by Michael McQueary was 10-years-old.
At the time of the incident, [A.M.] would have been at least 14.
[A.M.], subsequently, was unable to describe the location in which
the attack occurred. He drew a diagram which did not match.
[A.M.], on the first interview, denied any untoward contact with
[Appellant] over there. He denied it in an interview with state
police. He subsequently, as I understand now, arrived at
[Attorney] Amendola’s office and again denied untoward contact
with [Appellant]. And he only—frankly, I never spoke with him.
The only information I had that alleged that he was, in fact, a
victim of [Appellant], more specifically Victim Number 2, came
from [A.M.’s attorney] Mr. Shubin, who refused to allow us to
contact him and confirm whatever his client had to say until after
Mike McQueary testified. And I believe at that hearing, that one
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of Mr. Shubin’s associates was present to listen to the details of
Mike McQueary’s observations, after which Mr. Shubin attempted
to force [A.M.] on us because he now had, as some would say, an
opportunity to conform the testimony to that of Mr. McQueary. So
there are many reasons why [A.M.] was not, to me in my mind,
then or now Victim Number 2. At any time.
Id. at 59.
Additionally, Prosecutor Fina testified that A.M. was unusable as a
witness based on the various inconsistencies in A.M.’s accounts and also that
“things he had said during the interviews were frankly not accurate.” PCRA
Hr’g, 8/23/16, at 35. Anthony Sassano, former chief investigator for the Office
of the Attorney General (OAG), also testified regarding A.M. He stated that
he agreed with the prosecution that A.M. did not testify credibly about his
identity as Victim 2. Id. at 114.
Appellant argues that Attorney Amendola was ineffective for failing to
introduce A.M.’s exculpatory statements, which would have contradicted
McQueary’s testimony regarding Victim 2. Appellant’s Brief at 199.
Specifically, Appellant refers to the following: (1) A.M.’s November 9, 2011
statement to Curtis Everhart, an investigator for the defense, in which A.M.
claimed that he was Victim 2, but that McQueary’s description of the shower
incident was a lie and that Appellant never abused him; see PCRA Appx. Vol.
2, at 433; (2) A.M.’s September 20, 2011 interview with state police, in which
A.M. told Corporal Joseph A. Leiter and Trooper James P. Ellis that Appellant
never did anything that was inappropriate or made him feel uncomfortable;
see PCRA Hr’g, 8/22/16, Ex. 8; and (3) A.M.’s statement to Postal Inspector
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Corricelli on February 28, 2012, where A.M. did not mention any inappropriate
contact by Appellant; see PCRA Hr’g, 8/22/16, Ex. 1. Appellant’s Brief at 198-
200.
As to the admissibility of A.M.’s statements, Appellant argues that A.M.’s
“statements denying being abused by [Appellant were] statements against his
pecuniary interest and [we]re admissible under Pa.R.E. 804(b)(3), where
[A.M.] retained [an attorney] to file a civil action against Penn State on his
behalf.” Id. at 202. Appellant further contends that the statements were
admissible to impeach McQueary’s testimony. Id.
As to Attorney’s Amendola’s explanation for failing to introduce A.M.’s
statement, Appellant claims that Attorney Amendola erroneously believed that
if he introduced A.M.’s exculpatory statement, the Commonwealth could offer
A.M.’s other statement to law enforcement or call A.M. as a witness. Id. at
202-03. Appellant argues that the Commonwealth could not have introduced
any inconsistent statements by A.M. to law enforcement without violating
Appellant’s right to confront witness or giving A.M. an opportunity to explain
the inconsistency. Id. at 204. Therefore, Appellant concludes that Attorney
Amendola had no reasonable basis for failing to admit A.M.’s exculpatory
statements at trial. Id.
As to prejudice, Appellant contends A.M.’s statements would have called
into question McQueary’s trial testimony that he saw Appellant assaulting
Victim 2. Id. Additionally, Appellant argues that admission of A.M.’s
statements “would have led to a reasonable probability that the outcome of
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the trial would have been different, especially where a significant portion of
the Commonwealth’s case rested on allegations regarding shower incidents.”
Id. at 206.
Alternatively, Appellant argues that if A.M. were available at trial, then
Attorney Amendola was ineffective for failing to present him as a witness. Id.
at 206. He asserts that the Commonwealth would have been limited to
introducing A.M.’s inconsistent statements to impeach him on the basis that
he was lying for monetary gain. Id. This, he concludes, “would have aided
trial counsel’s defense relative to the other accusers.” Id.
The Commonwealth first notes that the PCRA court concluded that A.M.
was not unavailable, and therefore, his testimony could have not been
admitted under Rule 804(b)(3). See Commonwealth’s Brief at 145. However,
the Commonwealth asserts that even if A.M. were unavailable, “[t]he
trustworthiness of the statement would have had to be established to the
satisfaction of the court, which would have been a challenge.” Id.
Additionally, the Commonwealth argues that A.M.’s exculpatory statements
“would only have been admitted provided that they were supported by
sufficient assurance of their reliability.” Id. Specifically, “the defense would
have been countering McQueary’s live in-person testimony with the out-of-
court statements of a young man being introduced for the limited purpose that
they were made against his interest.” Id. at 146.
“Hearsay is an out-of-court statement offered for the truth of the matter
asserted. Hearsay generally is inadmissible unless it falls within one of the
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exceptions to the hearsay rule delineated in the Pennsylvania Rules of
Evidence.” Commonwealth v. McGriff, 160 A.3d 863, 873 n.6 (Pa. Super.
2017) (citations omitted), appeal denied, 176 A.3d 853 (Pa. 2017). The
version of Rule 804 in effect at the time of trial provided, in relevant part:
(a) Definition of unavailability. ‘Unavailability as a witness’
includes situations in which the declarant:
(1) is exempted by ruling of the court on the ground of
privilege from testifying concerning the subject matter of
the declarant’s statement; or
(2) persists in refusing to testify concerning the subject
matter of the declarant’s statement despite an order of the
court to do so; or
(3) testifies to a lack of memory of the subject matter of
the declarant’s statement; or
(4) is unable to be present or to testify at the hearing
because of death or then existing physical or mental illness
or infirmity; or
(5) is absent from the hearing and the proponent of a
statement has been unable to procure the declarant’s
attendance (or in the case of a hearsay exception under
subdivision (b)(2), (3), or (4), the declarant’s attendance or
testimony) by process or other reasonable means.
A declarant is not unavailable as a witness if exemption, refusal,
claim of lack of memory, inability, or absence is due to the
procurement or wrongdoing of the proponent of a statement for
the purpose of preventing the witness from attending or testifying.
(b) Hearsay Exceptions. The following are not excluded by the
rule against hearsay if the declarant is unavailable as a witness:
***
(3) Statement Against Interest. A statement that:
(A) a reasonable person in the declarant’s position
would have made only if the person believed it to
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be true because, when made, it was so contrary to
the declarant’s proprietary or pecuniary interest or
had so great a tendency to invalidate the
declarant’s claim against someone else or to
expose the declarant to civil or criminal liability;
and
(B) is supported by corroborating circumstances that
clearly indicate its trustworthiness, if it is offered in
a criminal case as one that tends to expose the
declarant to criminal liability.
Pa.R.E. 804(a), (b)(3) (subsequently amended 2013).
The PCRA court initially noted that
The problem for [Appellant] is that the prosecution team never
believed that [A.M.] was Victim #2. Not only was his drawing of
the relevant locker room completely inaccurate, but his rendition
of the shower incident, the details of which he divulged only after
the Curley/Schultz preliminary hearing at which McQueary had
testified, seemed to parrot the former assistant coach’s testimony
rather than reflect an independent recollection of the same event.
PCRA Ct. Op., 10/18/17, at 29.
Additionally, the PCRA court concluded that even if Attorney Amendola
sought to admit A.M.’s statements at trial, his proffer would have been
overruled, as
[Rule 804(b)(3)] only applies when the declarant is unavailable,
however, and there is no evidence indicating that [A.M.] was
unavailable at the time of trial. On the contrary, the record
reflects that his attorney made him available as early as February
of 2012, and that he in fact participated in at least three interviews
between then and April of that year. The only references Agent
Sassano and [Prosecutors] McGettigan and Fina made to [A.M.]
being unavailable, in fact, related to their inability to locate him in
2011. Consequently . . . his allegation that the attorney was
ineffective for not properly utilizing [the Rules of Evidence] to
introduce [A.M]’s exculpatory statements [is] meritless.
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Id. Finally, the PCRA court found that
Attorney Amendola was not ineffective for failing to call [A.M.] as
a witness or attempt to use his prior favorable statement(s) to
impeach McQueary. Even assuming that counsel could have
effectively controlled the young man so as to elicit only his prior
exculpatory statements on direct, the Commonwealth would have
brought the rest out on cross, and [Attorney] Amendola thought
it best to avoid that risk. In his own words, “[I]t would have, I
think, cast more concern and confusion on the whole issue than it
did with him not even being in court.” That was a legitimate fear,
and [Attorney] Amendola wanted to avoid the potentially
prejudicial effect of introducing yet another set of allegations the
jury may have believed to be true and ultimately used against
[Appellant] in its deliberations.
Id.
Based on our review, we agree with the PCRA court’s conclusions, which
are supported by the record. With respect to calling [A.M.] as a witness,
Attorney Amendola testified that he had the opportunity to call [A.M.], but did
not do so because he would be “useless” as a witness. Therefore, Appellant
failed to establish that A.M. was unavailable, which was necessary to admit
A.M.’s exculpatory statements under Rule 804(b)(3).
Even if A.M. were unavailable, Appellant failed to prove that Attorney
Amendola lacked a reasonable basis for his decision not to admit A.M.’s
exculpatory statement at trial.11 See Commonwealth v. Lesko, 15 A.3d
____________________________________________
11 Appellant incorrectly asserts that Attorney Amendola did not admit A.M.’s
exculpatory statements because he believed that doing so would allow the
Commonwealth to call A.M. as a witness or introduce A.M.’s other statements
to impeach him. However, the testimony cited by Appellant is in reference to
Attorney Amendola’s decision not to call A.M. as a witness at trial. See PCRA
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345, 401 (Pa. 2011) (holding that where a PCRA petitioner failed to ask trial
counsel about an omission when provided with the opportunity to do so at a
PCRA hearing, the petitioner failed to demonstrate the reasonable basis prong
of ineffectiveness). Specifically, Attorney Amendola believed that calling A.M.
and then impeaching him with out-of-court statements would “cast more
concern and confusion on the whole issue than it did with him not even being
in court.” PCRA Hr’g, 3/24/17, at 120.
Lastly, under these circumstances, we agree with the PCRA court that it
was reasonable for Attorney Amendola not to call A.M. as a witness. As the
PCRA court also noted, the Commonwealth maintained that A.M. was not
Victim 2. Further, even though A.M. previously stated that he was Victim 2
and that the specific assault observed by McQueary did not occur, A.M. gave
subsequent statements indicating that he was abused by Appellant. In his
subsequent statements, A.M. indicated that McQueary observed the abuse on
one occasion, and that Appellant abused him on numerous other occasions.
Accordingly, Appellant’s claims with respect to A.M. fail. See Daniels,
963 A.2d at 419.
4. Did the [PCRA] court err in determining counsel
[was] effective in failing to present the grand jury
testimony of Tim Curley, Gary Schultz and
Graham Spanier?
____________________________________________
Hr’g, 3/24/17, at 120 (when asked whether A.M.’s initial statements would
have proved favorable to the defense if A.M. were cross-examined or treated
as a hostile witness, Attorney Amendola testified that “it would have, I think,
cast more concern and confusion on the whole issue than it did with him not
even being in court”).
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Appellant also claims that counsel was ineffective for failing to present
grand jury testimony from Tim Curley, Gary Schultz, and Graham Spanier to
impeach McQueary’s testimony regarding Victim 2. Appellant’s Brief at 161.
By way of further background to this claim, after seeing Appellant and
Victim 2 in the shower of the Lasch Building, McQueary spoke with his father
and a family friend, Dr. Jonathan Dranov, and then reported the incident to
then-head coach Joe Paterno. N.T., 6/12/12, at 208. One week later,
McQueary was called to meet with athletic director Timothy Curley and
university vice president Gary Schultz. Id. During the fifteen-minute
meeting, McQueary relayed to both men what he observed between Appellant
and Victim 2 in the shower. Id. Approximately two weeks after his meeting
with Curley and Schultz, McQueary received a phone call from Curley. Id. at
210. According to McQueary, Curley stated “that they looked into what
[McQueary] had said” and also contacted The Second Mile, Appellant’s charity
organization. Id. After that phone call, McQueary did not hear anything
further from Curley or Schultz about their response to his report, but
continued to see Appellant at Penn State on a regular basis. Id. at 211.
Attorney Rominger filed a motion seeking to introduce the grand jury
testimony of Curley, Schultz, and university president Graham Spanier. See
Mot. in Limine, 6/11/17, at 1-3. Appellant argued that all three witnesses
were unavailable and that their statements were admissible under Pa.R.E.
804(b)(3), relating to out-of-court statements made against a declarant’s
pecuniary interest. The PCRA court noted:
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During oral arguments the following week, [Attorney] Rominger,
who by then had read the relevant grand jury transcripts,
narrowed the scope of his motion to pages 3-8 of Curley’s
testimony. Its purpose, he averred, was to impeach McQueary by
demonstrating that [McQueary]’s report to Curley was more
ambivalent than he had led the jury to believe. He acknowledged,
though, that the evidence could turn out merely to be cumulative
if [Dr.] Jonathan Dranov confirmed that the nature of the conduct
McQueary described to them was equivocal, which he did. [The
trial court] later denied the motion[.]
PCRA Ct. Op., 10/18/17, at 37.
Instantly, Appellant contends that the PCRA court erred in rejecting his
claim that trial counsel should have sought to admit the grand jury testimony
of Curley, Schultz, and Spanier under Rule 804(b)(1), relating to former
testimony by an unavailable witness. Appellant’s Brief at 161. He asserts
that “the grand jury testimony of these men could have cast serious doubt on
the credibility of McQueary and undermined the Commonwealth’s case that
[Appellant] was a serial shower rapist.” Id. at 163.
Appellant submits that Attorney Rominger had no reasonable basis for
failing to admit the grand jury testimony, and that counsel’s decision “was
based on the incorrect assumption that the Commonwealth could impeach
these witnesses with charges that had not resulted in convictions.” Id. at
164.
With respect to prejudice, Appellant argues that the proffered grand jury
testimony would have “damaged McQueary’s assertion that he believed what
he saw [between Victim 2 and Appellant] was a sexual assault.” Appellant’s
Brief at 167. Specifically, he claims that the grand jury testimony is “entirely
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inconsistent with McQueary’s belated assertion that he unquestionably
informed these men of witnessing what he believed was a sexual assault.” Id.
at 167. Appellant concludes that “[c]onsidered in conjunction with the issue
of trial counsel’s failure to present A.M.’s exculpatory statements, as
statements against interest, [Appellant] suffered prejudice.” Id. at 168.
The Commonwealth counters that Appellant does not reference the
exact testimony that should have been introduced, and asserts that Appellant
has failed to demonstrate how the introduction of that testimony would have
impacted the outcome of trial. Commonwealth’s Brief at 119. The
Commonwealth asserts that “[t]he best [Appellant] can offer is [Attorney]
Amendola’s testimony from the PCRA evidentiary proceeding that introduction
of the grand jury testimony ‘would have been very helpful’” which “falls short
of his burden.” Id. at 128. The Commonwealth also argues that Appellant
did not establish that Spanier was unavailable, as he had no pending criminal
charges at the time of the trial. Id. at 123. The Commonwealth concludes
that counsel successfully executed his strategy to undermine McQueary’s
credibility on cross-examination, which resulted in a not guilty verdict for
involuntary deviate sexual intercourse (IDSI), the most serious charge against
Appellant with regard to Victim 2. Id. at 119.
Based on our review of the record, we discern no basis to conclude that
Appellant demonstrated prejudice. First, Attorney Amendola extensively
cross-examined McQueary regarding what he saw with respect to Victim 2.
Based on this strategy, defense counsel successfully procured a not guilty
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verdict with respect to the IDSI charge. Second, at trial, Appellant called Dr.
Dranov, who testified that on the evening of the incident, McQueary did not
describe seeing a particular sex act, but rather “implied that it had gone on
with what he talked about [regarding] sexual sounds.” N.T., 6/20/12, at 13.
This testimony establishes the same theory as the one defense counsel sought
to prove through Curley’s grand jury testimony, in that McQueary’s initial
account of the incident was more ambivalent than what he eventually
described at trial.12 Therefore, any further effort to impeach McQueary’s
testimony on that basis would have been cumulative. In light of the foregoing,
we conclude that Appellant has failed to demonstrate prejudice related to
counsel’s failure to move for admission of the grand jury testimony under Rule
804(b)(1). See Commonwealth v. Tharp, 101 A.3d 736, 758 (Pa. 2014)
(stating that “testimony was not necessary to avoid prejudice to [the
a]ppellant because [the] proffered testimony was cumulative of evidence
already presented by the defense”). Accordingly, his claim fails. See
Daniels, 963 A.2d at 419.
5. Whether the [PCRA] court erred in concluding
that after-discovered evidence of [A.F.]’s, D.S.’,
and Matt Sandusky’s recollection of the alleged
crimes was based on receiving therapy, would not
have, if presented at trial, led to a reasonable
____________________________________________
12Appellant notes that “McQueary’s statements to [Dr. Dranov] were almost
certainly the same as those relayed to Curley, Schultz, and Joe Paterno.”
Appellant’s Brief at 163. However, Appellant does not acknowledge that the
cumulative nature of the grand jury testimony is fatal to his assertion of
prejudice.
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probability that the outcome of the trial would
have been different[.]
In his fifth claim, Appellant argues that the PCRA court erred in rejecting
his claim that after-discovered evidence suggested that some of the
allegations against him were recovered through repressed memory therapy.
Appellant’s Brief at 112. In support, Appellant first notes that before trial,
A.F. underwent therapy with Dr. Michael Gillum. After trial, Dr. Gillum
published a book “Silent No More,” in which Dr. Gillum, according to Appellant,
revealed that he used suggestive questioning to help A.F. recover memories
of abuse. Second, Appellant emphasizes that, after trial, D.S. admitted that
his therapists suggested that he had repressed memories. Third, Appellant
refers to the post-trial statements made by his son, Matt Sandusky,13 that he
first remembered Appellant abusing him because of repressed memory
therapy. Id. at 112-114. Appellant emphasizes a pattern that individuals
would not acknowledge Appellant’s abuse until they entered treatment.
Additionally, Appellant obtained an expert, Dr. Elizabeth Loftus, who opined
that several victims, including D.S., A.F., and B.H., underwent repressed
memory therapy prior to trial.
____________________________________________
13As discussed below, Matt Sandusky testified in support of Appellant at a
grand jury proceeding and intended to testify on Appellant’s behalf at trial.
However, during trial, Matt, reported to the Commonwealth that Appellant
abused him.
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At the PCRA hearing, D.S., A.F., and B.H., testified, as did Dr. Gillum,
A.F.’s therapist, and Dr. Loftus, Appellant’s expert witness. The PCRA court
summarized its findings as follows:
During his direct testimony, [Dr.] Gillum . . . plainly and credibly
stated, “I don’t deal with repressed memory [and] I don’t work
with anyone who claims to have repressed memories or anything
along those lines.” He further articulated his negative assessment
of repressed memory therapy and why he did not engage in it.
While [D.S.] acknowledged that he and his therapist had
discussed methods of unearthing repressed memories, . . . he
stated definitively that he had not undergone that type of therapy
prior to [Appellant’s] trial.
Dr. Loftus had a different opinion based on “impressions” from
[Dr.] Gillum’s book, statements [D.S.] made two years after the
trial, and the fact that the victims whose excerpted trial testimony
she reviewed did not give consistent stories to the police, the
grand jury, and the trial jury. Having been rendered after an
uncritical review of an absurdly incomplete record carefully
dissected to include only pieces of information tending to support
[Appellant’s] repressed memory theory, however, that opinion
was entirely ineffective to rebut Gillum’s and [D.S.]’s definitive
denials.
PCRA Ct. Op., 10/18/17, at 38-39.
Despite the PCRA court’s findings, Appellant alleges that there is after-
discovered evidence suggesting that A.F., D.S., and Matt Sandusky underwent
repressed memory therapy. Appellant’s Brief at 109. He asserts that “had
this evidence been revealed, trial counsel could have presented expert
testimony on repressed memory/false memories or filed a motion in limine to
preclude testimony based on recovered memories and/or obtained therapy
records to demonstrate the unreliability of memories enhanced by therapy and
psychoanalysis.” Id. at 116. Appellant concludes that “those who undergo
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therapy are not actually lying, they are relaying false memories,” and
therefore, “the after-discovered evidence herein is not mere impeachment
evidence as there is a distinction between credibility and reliability.” Id.
The Commonwealth counters that, with respect to Dr. Gillum and D.S.,
Appellant has failed to meet the third prong of the after-discovered evidence
test, which requires that the evidence in question not be used solely to
impeach credibility.14 Commonwealth’s Brief at 89. The Commonwealth
asserts that although Appellant “attempts to circumvent this barrier by
pointing out that those who undergo repressed memory therapy are not lying”
but are “simply relating false memories,” there is no evidence that the
witnesses underwent repressed memory therapy prior to trial. Id.
To establish eligibility on the basis of after-discovered evidence, a
petitioner must prove that (1) the evidence has been discovered after trial
and it could not have been obtained at or prior to trial through reasonable
diligence; (2) the evidence is not cumulative; (3) it is not being used solely to
impeach credibility; and (4) it would likely compel a different verdict if a new
trial were granted. See Commonwealth v. Cox, 146 A.3d 221, 227 (Pa.
2016). In determining whether the evidence would compel a different verdict,
“a court should consider the integrity of the alleged after-discovered evidence,
the motive of those offering the evidence, and the overall strength of the
____________________________________________
14The Commonwealth declined to address Appellant’s claim regarding Matt
Sandusky, as he did not testify at trial.
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evidence supporting the conviction.” Commonwealth v. Padillas, 997 A.2d
356, 365 (Pa. Super. 2010) (citation omitted).
Instantly, the PCRA court concluded that Dr. Gillum testified credibly
when he unequivocally denied using repressed memory therapy on his
patients, which included A.F. The court also found that D.S. testified credibly
in stating that he did not undergo repressed memory therapy prior to trial.
The PCRA court further found that Dr. Loftus’ opinion on Dr. Gillum’s book and
her conclusion that D.S. underwent repressed memory therapy was
unreliable, and was based on an incomplete version of the record.
Given the PCRA court’s findings, which are supported by the record,
Appellant cannot establish that the proffered evidence would compel a
different verdict. See Padillas, 997 A.2d at 365; see also Mitchell, 105
A.3d at 1265.
Moreover, despite Appellant’s attempts to establish otherwise, the PCRA
court’s conclusion that the victims did not undergo repressed memory therapy
prior to trial is supported by the record. Therefore, Appellant cannot establish
that the evidence would be used for a purpose other than impeachment. See
Commonwealth v. Weis, 611 A.2d 1218, 1229 (Pa. Super. 1992) (stating
that “[w]henever a party offers a witness to provide evidence that contradicts
other evidence previously given by another witness, it constitutes
impeachment”). Accordingly, Appellant’s claim fails. See Daniels, 963 A.2d
at 419.
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With respect to Matt Sandusky, Appellant references two interviews that
were purportedly available online, and claims that they demonstrate that Matt
Sandusky remembered abuse after he underwent repressed memory
therapy.15 See Appellant’s Brief at 114. However, Matt Sandusky did not
testify at trial, nor were charges filed relating to his allegations. Therefore,
even if Matt Sandusky did undergo repressed memory therapy, that fact would
not have compelled a different verdict in the present case. Accordingly,
Appellant’s claim fails. See Daniels, 963 A.2d at 419.
6. Did the [PCRA] court err in finding no actual
prejudice where the Commonwealth repeatedly
violated Brady v. Maryland, 383 U.S. 83 (1963),
by failing to disclose material impeachment
evidence and, in the alternative, not finding trial
counsel ineffective in not raising the Brady
violation?
Appellant argues that the PCRA court erred in concluding that the
Commonwealth’s alleged Brady violations did not merit relief. Appellant’s
Brief at 60. Appellant raises two distinct claims with respect to alleged Brady
violations by the Commonwealth.
First, Appellant claims that the Commonwealth withheld impeachment
evidence in failing to disclose that some of the victims added new details about
____________________________________________
15Because neither interview was made part of the certified record, we cannot
consider their contents on appeal. Moreover, based on Appellant’s
characterization of the interviews in his brief, it appears that Matt Sandusky
stated that he initially did not remember the abuse, but the memories came
back to him. See Appellant’s Brief at 114. There is no indication that Matt
Sandusky recalled those memories as a result of repressed memory therapy.
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their abuse while interviewing with prosecutors prior to trial. Id. at 61.
Specifically, Appellant states that D.S. “testified for the first time at trial that
[Appellant] would give him bear hugs in the shower, kissed him, and touched
him skin to skin. D.S. told [Prosecutor] McGettigan of these changes several
months before trial, but McGettigan never disclosed this material
impeachment evidence.” Id. Additionally, Appellant asserts that another
victim, “J.S.[,] had not, prior to his trial testimony, told anyone other than . .
. McGettigan and his own attorneys, that [Appellant] allegedly kissed him on
the shoulder, or that [Appellant] had washed his butt.” Id. at 65. However,
“J.S. told McGettigan this information in January before the trial,” and the
Commonwealth did not disclose those statement to the defense. Id. Both
D.S. and J.S. testified at trial and their testimony related the more detailed
allegations of abuse that they reported to the Commonwealth shortly before
trial.
In a related claim, Appellant asserts that the Commonwealth violated
Brady by failing to disclose records showing that several of the victims had
undergone repressed memory therapy. Id. at 61. Although Appellant
acknowledges that the Commonwealth has repeatedly denied the existence of
such records, he argues that “the trial testimony belies that claim,” in that
“several accusers had been in therapy and came to believe they remembered
being abused, when they had no such memories before therapy or the
suggestive police interviews.” Id. at 62. Appellant claims that had counsel
been aware “that counseling and therapy was used to alter the accusers’
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stories and/or helped them to remember allegations of abuse,” counsel would
have filed a pre-trial motion and sought an expert witness in order to challenge
the witnesses’ competency. Id.
To succeed on a Brady claim, a defendant must show that: “(1) the
evidence at issue was favorable to the accused, either because it is
exculpatory or because it impeaches; (2) the evidence was suppressed by the
prosecution, either willfully or inadvertently; and (3) prejudice ensued.”
Commonwealth v. Roney, 79 A.3d 595, 607 (Pa. 2013) (citation omitted).
The defendant carries the burden to “prove, by reference to the record, that
evidence was withheld or suppressed by the prosecution.” Id. (citation
omitted). Additionally, “[t]he evidence at issue must have been ‘material
evidence that deprived the defendant of a fair trial.’” Id. (citation omitted).
“Favorable evidence is material, and constitutional error results from its
suppression by the government, if there is a reasonable probability that, had
the evidence been disclosed to the defense, the result of the proceeding would
have been different.” Id. (citation omitted).
The Pennsylvania Supreme Court has further explained that
Brady does not require the disclosure of information “that is not
exculpatory but might merely form the groundwork for possible
arguments or defenses,” nor does Brady require the prosecution
to disclose “every fruitless lead” considered during a criminal
investigation. The duty to disclose is limited to information in the
possession of the government bringing the prosecution, and the
duty does extend to exculpatory evidence in the files of police
agencies of the government bringing the prosecution. Brady is
not violated when the appellant knew or, with reasonable
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diligence, could have uncovered the evidence in question, or when
the evidence was available to the defense from other sources.
Id. at 608 (citations and emphasis omitted).
(a) Impeachment Evidence
In addressing this issue, the PCRA court concluded that there was “no
question that the victims’ late revelations were useful for impeachment
purposes or that the Commonwealth failed to disclose them.” PCRA Ct. Op.,
10/18/17, at 40. However, the PCRA court found no relief was due,
explaining:
Thoroughly familiar with the witnesses’ prior recorded statements
and testimony, though, [Attorney] Amendola recognized the
newest discrepancies and capitalized on them during cross-
examination. In that regard, he was able to show the jurors not
only that the victims continued to change their stories, but also
that the prosecutor they were supposed to trust was being less
than forthcoming. Thus, while the [c]ourt certainly does not
condone the Commonwealth suppressing evidence under any
circumstance, the fact is that [Attorney] Amendola’s preparedness
turned the Commonwealth’s dereliction into a defensive
advantage.
Because proof of a Brady violation requires proof of prejudice,
therefore, the defendant has also failed to establish that this
second layer of his Brady claim has merit. What the record does
establish, though, is that [Attorney] Amendola, because he was
alert to the changes in the witnesses’ 19 accounts and exploited
them accordingly, had no basis for filing a Brady motion either
during the trial or afterward.
Id. at 39-40.
At the PCRA hearing, when asked if he believed that the
Commonwealth’s failure to disclose disparate witness statements was a Brady
issue, Attorney Amendola stated:
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I don’t know so much I thought of it in those terms as much as I
thought it was great - - it was great impeachment testimony,
which showed the jury the dramatic changes in these kids’ - -
these young people’s stories coincidentally associated with hiring
private counsels and looking for big dollars from agencies and
institutions like Penn State. But I certainly did not raise a Brady
issue and ask for a mistrial. I thought, quite honestly, the fact
that we elicited that information on the stand was very good for
[Appellant].
PCRA Hr’g, 3/23/17, at 92-94.
The record supports the PCRA court’s conclusion that Appellant failed to
demonstrate that he suffered prejudice as a result of the Commonwealth’s
failure to disclose impeachment evidence prior to trial. Attorney Amendola
testified that the inconsistencies in the victims’ statements proved helpful for
the defense during cross-examination. Had the Commonwealth provided the
inconsistent statements to defense counsel prior to trial, it would not have led
to a different result. Therefore, Appellant has failed to establish that he
suffered prejudice due to the Commonwealth’s failure to provide the
statements to the defense in advance.16 See Roney, 79 A.3d at 607.
(b) Repressed Memory Therapy
Appellant maintains that the prosecution withheld evidence that several
of the victims underwent repressed memory therapy prior to trial. See
____________________________________________
16 To the extent that Appellant argues that this evidence would have served
to bolster his claim that the victims underwent repressed memory therapy,
we disagree. The PCRA court concluded that there is no merit to Appellant’s
claim that the victims underwent repressed memory therapy; therefore, the
disclosure of inconsistent victim statements would not have served to prove
otherwise.
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Appellant’s Brief at 83. However, as discussed above, we find support in the
record for the PCRA court’s conclusions that the victims did not undergo
repressed memory therapy. Therefore, there was no basis for trial counsel to
pursue a Brady claim on this basis. See Daniels, 963 A.2d at 419.
7. Whether the [PCRA] court erred in concluding
[trial] counsel was effective in failing to present
expert testimony that called into question the
theory of repressed memory and demonstrated
the likelihood of false memories[.]
Appellant next argues that trial counsel was ineffective for failing to call
an expert witness to testify on the subject of repressed memory. Appellant’s
Brief at 83. However, because Appellant has failed to establish error in the
PCRA court’s finding that the victims did not undergo repressed memory
therapy before trial, we agree that trial counsel had “no reason to involve an
expert, as his or her testimony would have been irrelevant.” PCRA Ct. Op.,
10/18/17, at 40-41. Accordingly, Appellant has failed to demonstrate
arguable merit to this claim. See Daniels, 963 A.2d at 419.
8. Did the [PCRA] court err in determining counsel
was effective in neglecting to file a motion in
limine and seek a hearing to preclude the use at
trial of the victims’ testimony that was gleaned by
suggestive and improper police questioning?
Appellant next claims that the PCRA court erred in concluding that
Attorney Amendola possessed a reasonable basis for not filing a motion in
limine challenging the competence of the victims. Appellant’s Brief at 130-
31. Appellant asserts that Attorney Amendola was not only aware that several
of the victims’ stories had evolved during their interviews with law
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enforcement, but he also believed that the police had employed suggestive
and improper interview techniques in speaking with the victims. Id.
Therefore, Appellant contends that Attorney Amendola was ineffective for
failing to file a motion in limine to preclude victim statements that resulted
from improper police questioning. Id. at 125.
Appellant also argues that Attorney Amendola could have presented an
expert “on suggestive questioning and its role with memory” and asked the
trial court to make an initial determination regarding the reliability of the
victims’ statements. Id. at 128. Alternatively, Appellant argues that Attorney
Amendola could have presented an expert to testify regarding memory at trial.
Id. Appellant concludes that because part of Attorney Amendola’s trial
strategy was to expose these tactics used by police, counsel could have no
reasonable basis for failing to file a motion or seek an expert to testify about
the issue either in a pre-trial hearing or during trial. Id.
The Commonwealth counters that Attorney Amendola employed a sound
strategy of attempting to impeach the credibility of the victims by exposing
the inconsistencies in their accounts. Commonwealth’s Brief at 89. Therefore,
the Commonwealth concludes that “seeking to preclude testimony or have a
witness explain the otherwise obvious points that counsel scored during cross-
examination was not necessary.” Id. at 90.
By way of background, at trial, Attorney Amendola sought to
demonstrate that the police had employed suggestive tactics in questioning
the victims. To that end, he introduced a tape-recorded police interview with
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Victim 4, which he described as “a gift from heaven.” PCRA Hr’g, 5/25/17, at
109.
At the PCRA hearing, Attorney Amendola explained that
[t]he police and the Commonwealth had maintained throughout
pretrial that these young men who were being interviewed were
not coached, they simply were asked about [Appellant] and any
situations that they may have had over the years with [Appellant],
had they known, what they did, or contact, or so on, but they were
never coached. We didn’t coach people. This tape . . . contained
an interview with one of the chief investigators . . . and
interestingly enough a civil attorney who was representing the
young man at that point.
And after about maybe 45 minutes . . . this young man was not
saying anything bad happened with [Appellant]. He was saying,
much like the other people, nothing ever happened, [Appellant]
was like a father to me, [Appellant] was great, he would take me
on trips, we’d go to football camps and so on. And they took a
break. And I think the young man, I think in his late 20s at that
point, then left to take a smoke break. He goes out with the one
trooper and the other trooper then talks to the civil attorneys.
Now what was interesting about the tape was the trooper says,
we’re going to now turn off the tape at such and such a time. He
thought he turned it off. But he didn't, the tape kept playing. And
as the tape kept playing, even though they thought it was off, the
civil attorney said to the trooper who was still in the room, how
do we get this guy to say something happened? How did we get
him to admit something happened? And the trooper in the room
said at that point, I’ll tell him what I told all the other people that
we’ve interviewed, that [Appellant has] done this to other people,
that it’s okay for them to admit that [Appellant] did it . . . And
then after he says that, the young man comes back with the other
trooper. And the trooper in the room, with the lawyer, says we’re
now going to turn the tape back on . . . and he proceeds to tell
[Victim] 4 exactly what he said he was going to tell him, there are
other people, don’t be ashamed, and so on and so forth. Clearly,
. . . contrary to what we had been told through pretrial, no
coaching, we just asked these people what happened.
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PCRA Hr’g, 5/25/17, at 110-112.
As to his strategy, Attorney Amendola testified:
I thought that was a home run at the time. We played the tape.
And I called the civil attorney who was in court monitoring his
client and he testified. And he hemmed and hawed but eventually
yeah, that was my voice, had to admit it of course it was, and
admitted that there was a fee agreement, which we also showed
as a motive that it was very important for [Appellant] to be
convicted. Because if he was convicted, it would be a lot easier
for these people to get money from places like Penn State and The
Second Mile. So all that came out at trial.
Id. at 113.
Although Attorney Amendola had the tape of Victim 4’s statement before
trial, he did not procure an expert to testify about the effect of the suggestive
police tactics, “[b]ecause I thought [the interview tape] was dynamite
evidence that I wanted to use at trial and certainly didn’t want to tip off the
prosecution.” Id. at 115.
Attorney Amendola further testified that although he believed that other
witnesses’ recollection may have been a product of suggestive questioning,
[w]e also had information that was totally inconsistent at points
with virtually all of these young people who were appearing as
accusers. So our theory was to cross-examine them, point out
the inconsistencies that developed through the course of several
interviews and their grand jury testimony, for example, and cross-
examine them on that.
Id. at 115.
The PCRA court found Attorney Amendola’s testimony credible, and
concluded that
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[w]hether any given victim tailored his story to mesh with what
the police or other victims were saying was instead a matter to be
explored during cross-examination, which is precisely what
[Attorney] Amendola did. Accordingly, the attorney was not
ineffective for failing to file a motion to disqualify the victims as
witnesses on account of the allegedly improper police interviews.
PCRA Ct. Op., 10/18/17, at 41.
We agree with the PCRA court’s conclusions. As indicated by the PCRA
court, evidence of suggestive police questioning is insufficient to support a
challenge to the competency of a witness. See Pa.R.E. 601 (stating that
generally, “[e]very person is deemed competent as a witness” unless the court
finds that, because of a mental condition or immaturity, the witness “(1) is,
or was, at any relevant time, incapable of perceiving accurately; (2) is unable
to express himself or herself . . . ; (3) has an impaired memory; or (4) does
not sufficiently understand the duty to tell the truth”). At the time of trial, all
of the victims had reached the age of maturity, and thus it was proper for
Attorney Amendola to explore issues relating to the reliability of their
memories on cross-examination. See Commonwealth v. Judd, 897 A.2d
1224, 1229 (Pa. Super. 2006) (stating that, after a witness reaches the age
of fourteen, concerns about the witness’ susceptibility to falsely implanted
suggestions are “rendered totally irrelevant as a matter of law” because “any
issue with [the witness’] inability to correctly remember the events in question
is properly a question of credibility, and not of taint”).
Accordingly, the record supports the PCRA court’s conclusion that
Attorney Amendola employed a reasonable strategy in using cross-
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examination to expose allegedly improper police tactics. Therefore, the PCRA
court correctly concluded that counsel was not ineffective on that basis.
Accordingly, no relief is due. See Stewart, 84 A.3d at 707; Daniels, 963
A.2d at 419.
9. Did the [PCRA] court err in holding counsel was
effective for failing to introduce a recorded
statement by James Calhoun in which he
contradicted Ronald Petrosky’s testimony and
Calhoun denied observing [Appellant] performing
any sex acts with a boy in a shower?
Appellant’s next argument focuses on trial counsel’s failure to introduce
an exculpatory out-of-court statement by James Calhoun. Appellant’s Brief at
145. As noted above, in the fall of 2000, Calhoun allegedly saw Appellant
abuse Victim 8 in the shower area of the school locker room. Calhoun did not
testify at trial. However, the PCRA court explained:
On the third day of trial, Ronald Petrosky testified about James
Calhoun’s statements regarding sexual contact he had witnessed
between [Appellant] and Victim #8. According to Petrosky,
Calhoun was cleaning in the Lasch building’s staff locker room
when he saw a man performing fellatio on a boy in the shower. A
few minutes before, Petrosky had himself seen two pairs of legs—
one hairy and one skinny—in the shower and quickly exited the
locker room until they left. As he waited in the hallway, he saw
[Appellant] and a small boy emerge and watched the older man
take the boy’s hand as they walked down the hall. No one else
entered the locker room as Petrosky waited outside, and Calhoun
soon confirmed to him that [Appellant] was the man he saw in the
shower.
After entertaining extensive arguments from counsel, Judge
Cleland concluded that Calhoun’s statements qualified as “excited
utterances” and that there was sufficient corroborating evidence
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to ensure that any convictions pertaining to Victim #8 were not
based solely on Calhoun’s statements.[17]
PCRA Ct. Op., 10/18/17, at 30-31.
Petrosky thereafter testified at trial about his conversation with Calhoun.
I could see that [Calhoun] was upset. His face was white. His
hands was trembling. I thought it was a medical condition. I said,
“Jim, what’s wrong?” And this is how he said it to me. He said,
“Buck,”—that’s my nickname. He said. “Buck, I just witnessed
something in there I’ll never forget the rest of my life.” I said,
“What are you talking about, Jim[?]” He said that man that just
left, he had this—the boy up against the shower wall licking on his
privates. I said, “Are you sure that man who just left?” He said,
“I’m sure.” I said, “You know who that is?” I said, “That’s
[Appellant].” He didn’t know who he was but he knows what
he seen that night.
N.T., 6/13/12, at 229 (emphasis added).
Appellant’s present claim focuses on Calhoun’s tape-recorded interview
with the state police, which was taken on May 15, 2011, approximately eleven
years after the incident and one year before trial. During Calhoun’s interview,
the following relevant exchange occurred:
Q: Do you remember if that was [Appellant] that you saw?
A: No, I don’t believe it was.
Q: You don’t?
A: I don’t believe it was. I don’t think [Appellant] was the
person. It wasn’t him. There’s no way. [Appellant] never
did anything at all that I can see that he was, but, uh, it was
...
____________________________________________
17Appellant’s challenge to direct appeal counsel’s failure to challenge the trial
court’s evidentiary ruling is discussed below.
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Q: But you remember seeing this guy and this boy, huh?
A: Yeah.
PCRA Hr’g, 3/24/17, at 73.
At the PCRA hearing, Attorney Amendola explained his decision not to
use Calhoun’s 2011 statement, in part, as follows:
We were aware that apparently at that [2011] interview that
[Calhoun] was saying that the person he saw wasn’t [Appellant].
But this [statement] was made by a man whose doctor was saying
that he was incompetent and he would slide in and out of
consciousness and ability to know which end was up at any given
time. Whereas, the evidence presented by the other janitor[,
Petrosky,] the night that this incident allegedly occurred was very
definitive. But we were aware of that interview, yes.
Id. at 70-71. However, Attorney Amendola also testified that he believed he
played a tape of James Calhoun’s 2011 statement at trial, and that he could
not recall whether he received or reviewed the tape before trial. Id. at 70,
77-79. Attorney Amendola stated that if he had reviewed and “thought it was
an issue,” he would have “raised it at some point.” Id. at 77-78.
The PCRA court, in rejecting Appellant’s claim, noted:
[i]n cross-examining Petrosky, [Attorney] Amendola focused
primarily on the inconsistencies between his grand jury and trial
testimony. [Amendola] also explored the fact that Petrosky had
waited until approximately eleven years after witnessing the
incident to mention it to authorities. [Amendola] did not introduce
evidence of a [tape-recorded] interview Calhoun had given to a
state trooper the year before wherein he denied that [Appellant]
was the man he had seen, however, and [Appellant] contends that
he was ineffective because of it. The record indicates otherwise.
. . . [Attorney] Amendola learned at some point prior to trial that
Calhoun was incompetent to testify due to dementia which had
progressed to the point that Calhoun “would slide in and out of
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consciousness and ability to know which end was up at any given
time.” Weighed against Petrosky’s testimony about what he had
personally observed and what a lucid Calhoun had expressed to
him years earlier, though, Amendola did not deem Calhoun’s
subsequent contradiction to be useful impeachment evidence.
That was not a post hoc assessment, but an informed and
reasonable pre-trial decision.
PCRA Ct. Op., 10/18/17, at 31 (record citations omitted).
Appellant argues that Calhoun’s statement during the 2011 interview
should have been admitted at trial, as it was “critical evidence” and was
“directly contradictory to what Petrosky testified.” Appellant’s Brief at 150-
51. Appellant contends that the record does not support the PCRA court’s
conclusion that Attorney Amendola provided a reasonable basis for his
decision not to use Calhoun’s 2011 statement at trial. Appellant notes that
Attorney Amendola testified that he was uncertain whether he reviewed a
transcript or tape of the interview before trial. Id. at 146. Appellant also
asserts that Attorney Amendola testified that he would have used Calhoun’s
2011 statements had he reviewed the interview. Id. at 146-47. Moreover,
Appellant asserts that the fact of Calhoun’s “compromised mental state” would
have gone to the weight of the evidence and “[i]n light of the exceptionally
meager evidence concerning alleged Victim 8, there is a reasonable probability
that the unidentified victim was not assaulted by [Appellant] had the
statement been provided.” Id. at 152.
The Commonwealth counters that even if Calhoun’s 2011 statement had
been admitted at trial, “it would have done nothing to dispel the significant
fact that Calhoun had just witnessed a child being abused.” Commonwealth’s
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Brief at 117. Moreover, the Commonwealth argues that “[e]ven if Calhoun
did not believe it was [Appellant] who had assaulted the child, the jury would
still have had to evaluate the recording against Petrosky’s credible testimony
that he saw two sets of legs in the shower and that [Appellant] emerged from
the locker room shortly thereafter with a young child.” Id. at 117.
Additionally, the Commonwealth references Petrosky’s testimony regarding
his own observations of Appellant and Victim 8, in which he indicated that
“[b]oth of them had wet hair” and that “no one else entered the locker room
while he was standing in the hallway and no one exited except for [Appellant]
and Victim 8.” Id.
Instantly, although there was conflicting evidence as to whether
Attorney Amendola reviewed the 2011 interview before trial, the PCRA court
resolved those conflicts against Appellant. The court’s finding that Attorney
Amendola made a reasoned determination about the value of the 2011
statement before trial is supported by the record and binding on this Court.
See Mitchell, 105 A.3d at 1265; Ousley, 21 A.3d at 124.
Further, given Calhoun’s mental state, it was reasonable for Attorney
Amendola to focus on exposing the inconsistencies in Petrosky’s testimony on
cross-examination, rather than admit an out-of-court statement by an
arguably incompetent witness. Moreover, in both 2000 and in 2011, Calhoun
unequivocally stated that he witnessed sexual abuse between an older man
and a young boy. Calhoun was not familiar with Appellant at the time of the
incident. Accordingly, Calhoun’s 2011 statement indicating uncertainty as to
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Appellant’s identity as the man in the shower was not wholly inconsistent with
his 2000 statement. Therefore, reading either of Calhoun’s statements, when
read in conjunction with Petrosky’s testimony identifying Appellant, would
have likely led to the same result at trial. See Stewart, 84 A.3d at 707.
Thus, Appellant has failed to demonstrate prejudice related to the failure to
admit Calhoun’s 2011 statement.
10. Whether the court erred in determining that
appellate counsel was effective in not arguing on
appeal that Petrosky’s testimony, relative to
Calhoun’s hearsay statement, was inadmissible
as an excited utterance as there was no
corroborating evidence that [Appellant] sexually
abused the alleged victim and in concluding that
trial counsel and direct appellate counsel were
effective when they failed to appeal [Appellant]’s
convictions relating to Victim 8 as lacking
sufficient evidence[.]
Appellant also claims he was entitled to relief on his assertion that
Attorney Gelman was ineffective for not challenging the admission of
Calhoun’s 2000 statement about Victim 8 on direct appeal. Appellant’s Brief
at 152. Appellant claims that the Commonwealth failed to establish
independent corroboration that a startling event actually occurred—i.e., that
Calhoun observed an older male abusing Victim 8 in the shower—and
therefore, Calhoun’s statement should not have been admitted. Id. at 154
(suggesting that “[t]here is no evidence that [Appellant] performed oral sex
on an unidentified victim other than the hearsay statement”). Appellant
claims that Attorney Gelman’s decision to forgo this meritorious claim was
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unreasonable and resulted in the abandonment of a reasonable possibility that
Appellant would have been granted a new trial as to Victim 8. Id. at 155-56.
In support, Appellant cites to Commonwealth v. Barnes, 456 A.2d 1037
(Pa. Super. 1983).
Additionally, Appellant argues that Attorney Amendola and Attorney
Gelman were both ineffective for failing to challenge the sufficiency of the
evidence for Appellant’s convictions relating to Victim 8, as they were based
solely on Calhoun’s statement. Id. at 152. Appellant argues that Calhoun’s
statement was an insufficient basis upon which to convict Appellant, and
therefore, counsel should have pursued the claim as grounds for relief. Id.
He further claims that, had counsel pursued a sufficiency challenge, it would
have affected several other convictions, and not just his conviction with
respect to Victim 8. Id. at 160.
The Commonwealth counters that the relevant convictions were not
based solely on Calhoun’s statements, as Petrosky’s independent observations
provided sufficient corroboration. Commonwealth’s Brief at 111. The
Commonwealth further contends that even if the convictions were based solely
on hearsay, there was a sufficient basis to sustain the convictions under
Commonwealth v. Sanford, 580 A.2d 784 (Pa. Super. 1990). Finally, the
Commonwealth asserts that Appellant’s claim fails for lack of prejudice. The
Commonwealth notes that “even if [Appellant] would have prevailed on the
sufficiency of the evidence claim on direct appeal, vacating the convictions
related to Victim 8 would not have altered the overall sentencing scheme[,]”
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as “[t]he trial court specifically ordered that the sentences on counts 36
through 40 were to run concurrently with all of the other counts.” 18 Id. at
112. The Commonwealth further contends that Petrosky’s observations
corroborated the existence that an exciting event occurred. Id. at 114.
With respect to Appellant’s claim that Attorney Gelman was ineffective
for failing to raise this issue on appeal, PCRA court concluded:
Once [Appellant] was convicted and sentenced relative to Victim
#8, moreover, it was not ineffective for [Attorney Gelman] to
forego challenging the rulings that allowed the jury to consider the
charges. There was no meritorious Confrontation Clause issue to
be raised, and whether or not Judge Cleland should have excluded
Calhoun’s hearsay statements, counsel made a reasonable
strategic decision not to challenge those convictions since
[Appellant] would not have realized any benefit from a favorable
Superior Court decision.
PCRA Ct. Op., 10/18/17, at 33.
We note that at the PCRA hearing, Attorney Gelman testified regarding
this issue as follows:
I recall specifically rejecting it as something that was not to be
raised. And I rejected it because even if we won the issue and if
the hearsay identification were to have been held to be invalid,
and if we had won everything that there was to win about that
claim and that incident, it would not have benefitted [Appellant]
at all. One, because it was only one count of many and his
sentence would have stood for the others. And two, the trial judge
had run his sentence on that count, the Calhoun count,
concurrently with other sentences. So one concurrent sentence
would have fallen. It would not have made a difference to
____________________________________________
18 We note that Appellant suggests that the trial court imposed concurrent
sentences for the crimes committed against Victim 8, because the court
recognized that “the evidence was weak and the convictions might be
overturned.” Appellant’s Brief at 158.
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[Appellant]’s total sentence. And it would have distracted the
Court because it wasn’t [sic] an arresting [sic] issue. And it would
have drawn their attention from my other issues, which could have
benefitted [Appellant] tremendously for the sake of negating a
sentence that was concurrent and did not involve giving
[Appellant] any more or less time.
This was—this issue was not touched on direct appeal. It would
divert the attention of the judges from other more substantial
issues which could benefit [Appellant]. Winning this issue would
not have benefitted him at all, as the sentence was concurrent.
And it was an interesting issue. And with limited time, I thought
the Court would invest too much time in this issue because it was
of interest.
PCRA Hr’g, 5/11/17, at 30, 36.
Based on our review of the record, we discern no abuse of discretion in
the PCRA court’s conclusion that Attorney Gelman acted reasonably when
declining to pursue a challenge to Petrosky’s testimony regarding Calhoun’s
statement. We add that Attorney Gelman’s strategy on appeal focused on
obtaining a new trial for Appellant as to all victims by challenging the jury
instructions and the trial court’s denial of trial counsels’ motion for
continuance. Under these circumstances, we cannot conclude that no
competent counsel would have omitted this challenge on appeal. See
Stewart, 84 A.3d at 707.
As to the sufficiency of the evidence, we discern no merit to Appellant’s
contention that this Court would have vacated Appellant’s convictions
regarding Victim 8. Indeed, in Barnes, this Court concluded that there was
sufficient evidence sustaining a conviction based solely on hearsay evidence.
See Barnes, 456 A.2d 1039; see also Commonwealth v. Weaver, 76 A.3d
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562, 569 (Pa. Super. 2013) (noting “the law is clear that we are required to
consider all evidence that was actually received, without consideration as to
the admissibility of that evidence or whether the trial court’s evidentiary
rulings are correct” (citation omitted)). Accordingly, we conclude that
Appellant’s claim that trial and direct appeal counsel were ineffective for failing
to challenge the sufficiency of the evidence lacks merit. See Daniels, 963
A.2d at 419.
11. Did the [PCRA] court err in finding [Attorney]
Amendola was effective in neglecting to
adequately review discovery?
Appellant also claims that counsel was ineffective for failing to
adequately review discovery. Appellant’s Brief at 194. Specifically, Appellant
argues that Attorney Amendola did not review (1) the transcript and recording
of the 2011 interview with Calhoun or (2) Matt Sandusky’s grand jury
testimony. Id. Appellant asserts that “had Amendola adequately reviewed
discovery[,] he could have played the Calhoun tape, calling into question the
hearsay testimony of Petrosky.” Id. at 198. He further claims he suffered
prejudice because, without reviewing Matt Sandusky’s grand jury testimony,
“Amendola could not adequately discuss [Appellant]’s decision not to testify
based on the Matt Sandusky issue.”19 Id. Appellant also asserts that Attorney
____________________________________________
19 Appellant’s issue regarding Attorney Amendola’s advice for Appellant not to
testify at trial based, in part, on matters relating to Matt Sandusky are
discussed below in greater detail. At this juncture, we note that Appellant
fails to establish that trial counsel was unaware that Matt Sandusky exculpated
Appellant when testifying before the grand jury.
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Amendola was ineffective for testifying at the post-sentence motions hearing
that none of the documents he reviewed after trial would have changed his
trial strategy. Id.
With respect to Calhoun’s statement, the PCRA court explained that
[t]he proffered interview occurred on May 15, 2011, and
Amendola learned at some point prior to trial that Calhoun was
incompetent to testify due to dementia which had progressed to
the point that Calhoun “would slide in and out of consciousness
and ability to know which end was up at any given time.” Weighed
against Petrosky’s testimony about what he had personally
observed and what a lucid Calhoun had expressed to him years
earlier, though, Amendola did not deem Calhoun’s subsequent
contradiction to be useful impeachment evidence.
PCRA Ct. Op., 10/18/17, at 31.
With respect to Attorney Amendola’s review of Matt Sandusky’s grand
jury testimony, the PCRA court concluded that
[w]hether or not he had perused the transcript, Amendola knew
what Matt Sandusky [] had told the grand jury. As he stated, “I
knew the substance of [his testimony]. I certainly knew that he
had defended his father at that proceeding.” That was only to be
expected, because until mid-trial, Matt [Sandusky] was standing
by his father. He was scheduled to be a defense witness, and he
and Amendola had discussed his testimony. (“Matt Sandusky . .
. had told us he would testify for his dad and testify as to fact
situations ironically involving Brett Swisher Houtz . . . Matt
Sandusky indicated to [the Commonwealth] that he was in fact
present when certain things occurred with Mr. Houtz”). Those
discussions, as the attorney’s answer plainly suggested, included
what Matt Sandusky had relayed to the grand jury.
When Matt [Sandusky] aligned himself with the Commonwealth,
then, [Attorney] Amendola knew [Matt Sandusky] could be
impeached with his grand jury testimony, and he and [Appellant]
discussed the pros and cons of proceeding with their plan for
[Appellant] to testify. That discussion included Matt [Sandusky]’s
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impeachability, and specifically his impeachability via reference to
his grand jury testimony.
Id. at 19-20.
Regarding Attorney Amendola’s testimony at the post-sentence hearing,
the PCRA court explained:
Testifying at [Attorney Amendola’s] post-sentence motions
hearing, Amendola talked about the plethora of discovery
materials he was receiving in the months leading up to trial and
how it adversely affected his ability to adequately prepare for trial.
During cross-examination, though, it became apparent that most
of the last-minute materials he received were not pertinent. He
continued nonetheless to advance the idea that the volume of
discovery he was receiving in such a compressed period of time
hobbled the defense, but admitted that he had reviewed
everything post-trial and that much of it was irrelevant. He
admitted, moreover, that none of the documents he reviewed
would have altered his conduct at trial. The Superior Court
subsequently utilized that admission as its basis for finding that
Judge Cleland’s denial of the defendant’s motions for continuance
did not result in prejudice.
Id. at 19 (citations omitted).
Finally, the PCRA court determined that
[m]ore broadly, the record reflects that [Attorney] Amendola had
indeed reviewed with care the discovery materials most relevant
to his trial strategy, including the victims’ many statements, and
was well prepared to cross-examine each witness the
Commonwealth presented. Conversely, the materials he was
unable to scrutinize before trial consisted mostly of irrelevant
documents not subject to discovery under Rule 573 of the
Pennsylvania Rules of Criminal Procedure.
Whether it considers Matt Sandusky’s [grand jury] testimony,
Calhoun’s 2011 interview, or the record as a whole as it relates to
discovery, therefore, the [c]ourt finds no merit to the proposition
that Amendola failed to adequately review it.
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Id. at 20 (record citations omitted).
Following our review, we conclude that the PCRA court’s findings are
supported by the record. The PCRA court found that Attorney Amendola
testified credibly regarding his review of the discovery materials and
articulated a reasonable strategy for which materials to utilize at trial. See
Id. Accordingly, no relief is due. See Mitchell, 105 A.3d at 1265 (stating
that “[t]he PCRA court’s credibility determinations, when supported by the
record, are binding on this Court”); see also Daniels, 963 A.2d at 419.
12. Whether the [PCRA] court erred in concluding
counsel [was] effective in advising [Appellant]
not to testify based on factually and legally
erroneous advice that Matt Sandusky would be
called in rebuttal and in not making a motion to
preclude Matt Sandusky from testifying or
[Appellant] being asked questions beyond the
scope of direct examination regarding Matt
Sandusky[.]
Appellant next claims that Attorney Amendola was ineffective for
advising him not to testify at trial based on the belief that Matt Sandusky,
Appellant’s son, would be called as a rebuttal witness. Appellant’s Brief at 59.
By way of background, Matt Sandusky previously testified before a
grand jury in support of Appellant. Attorney Amendola originally planned to
call both Matt Sandusky and Appellant as witnesses for the defense at trial.
See N.T., 6/20/12, at 65-66. However, shortly before the close of the
Commonwealth’s case-in-chief, Matt Sandusky approached the prosecution
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and reported that he was a victim of Appellant’s abuse. See id. Attorney
Amendola altered his strategy based on this new development. Id.
At trial, Attorney Amendola explained how Appellant made his decision
not to testify.
The Commonwealth, as the court knows, in a conference call with
me and the court, I believe [Prosecutor] McGettigan and
[Prosecutor] Fina last Thursday evening, after the Commonwealth
had all but closed, but late hour of the day, asked for permission
to remain open pending an investigation that was occurring at that
time. Contacted me by phone somewhere, I believe it was 8:00
or 8:30 p.m., and advised me that Matt Sandusky, [Appellant’s]
son, had approached them, had interviewed with them, and made
a statement that his father had abused him and that they
potentially intended to use this testimony, this evidence at trial.
Now, up until that time, Your Honor, [Appellant] had always
wanted to testify on his own behalf. He always wanted to tell
people his side to the allegations in this case. However, that
potential evidence, whether true or not, was so devastating and
so is—I think [Prosecutor] Fina has used the term in the past[,]
so nuclear to his defense, from that point on we were very
concerned whether or not [Appellant] could testify.
[Prosecutor] Fina later narrowed the scope of that potential
damage by indicating to me that the Commonwealth would agree
not to call Matt Sandusky in its case in chief but reserved the right
to call him as a rebuttal witness should evidence come out at trial
that would allow him to testify and more specifically, obviously, if
[Appellant] testified at trial, which still left us with a grave
concern.
Subsequently, we also found out there was another part of the
interview with Bob Costas when [Appellant] interviewed with him
shortly after his arrest in these matters by phone. That interview
was by phone, which statement that we anticipated the
Commonwealth would cross-examine [Appellant] on, although, in
our opinion, it was unclear as to what he was saying and the
context of getting a specific answer from him certainly in our
opinion would have opened the door for rebuttal testimony from
Matt Sandusky.
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Because of that situation, as well as the admitted part of
[Appellant]’s interview with Mr. Costas, specifically relating to the
part of are you sexually attracted to young boys, and that was the
part that was played twice and the court corrected that issue, we
felt [Appellant] could give no answer at trial that would not allow
the Commonwealth to call Matt Sandusky as a rebuttal witness.
So after many discussions with [Appellant], based upon that
evidence, [Appellant] chose not to testify despite the fact I had at
least [alluded] in my opening statement on a number of occasions
to the jury that they would hear from [Appellant].
Our position on the Matt Sandusky development coming literally
at the close of the Commonwealth’s case basically took the heart
out of our defense, because our defense was going to be
[Appellant] testifying.
Today, after we called our last fact and character witness, the
Court gave us time to consult with [Appellant] as to whether or
not he wanted to testify with all this information before him, and
he decided that he did not want to testify for the reasons I have
set forth.
Id. at 65-72.
At that time, Attorney Amendola moved for a mistrial on the basis that
Matt Sandusky’s statement effectively derailed the defense’s theory of the
case. Id. at 70. He argued that the late development caused “extreme
prejudice” because the defense did not have an opportunity to change
strategies before trial. Id. at 70.
The Commonwealth responded that there was no legal basis for a
mistrial. See id. at 72. The Commonwealth also explained that
[w]e certainly have represented to Attorney Amendola, I
personally did, that we would not use Mr. Matt Sandusky’s
testimony in our case in chief; that we would reserve him for
rebuttal and use him only if his testimony would be admissible and
relevant to rebuttal.
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After discussions here today regarding the potential testimony of
[Appellant], we agreed that we would not use Matt Sandusky in
rebuttal. After that agreement, I believe Attorney Amendola
spoke with his client, came back, and wanted further conditions
on [Appellant]’s testimony. Wanted us to agree in addition to not
putting Matt Sandusky on rebuttal that we would not ask any
questions of [Appellant] about Matt Sandusky, and that was an
agreement that we could not comply with. So I just wanted to
clarify that.
Id. at 74.
The trial court denied Appellant’s motion for a mistrial and directed
Attorney Amendola to colloquy Appellant on Appellant’s right to testify, during
which the following relevant exchanges occurred:
Q: Have we discussed on a number of occasions, but more
recently, most recently within the last half hour to 45
minutes, your right to testify on your own behalf at your
trial?
A: Yes.
Q: And have we discussed that on many different occasions
since you were charged with these offenses since last
November?
A: Yes.
Q: And prior to learning about your son, Matt Sandusky’s,
statement to the attorney general staff that somehow you
inappropriately sexually touched him, was it your intention
to testify at this proceeding?
A: Yes.
Q: Do you understand that you have the right to testify?
A: Yes.
***
Q: Have counsel discussed with you the pros and cons of
testifying?
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A: Yes.
Q: The advantages and disadvantages?
A: Yes.
Q: And the likelihood in this instance that if you were to take
the stand and testify, virtually anything you said after you
were sworn in would in all likelihood, if not certainly, trigger
the ability of the Commonwealth to call your son, Matthew
Sandusky, as a witness against you in rebuttal?
A: Yes.
Q: Is that the reason why you have chosen not to testify?
A: Yes.
Q: Are you making this decision -- granted that it has to do
with Matthew and the information that came out last
Thursday evening, but aside from that, given that fact, is
this decision on your part not to testify given the current
circumstances being made by you knowingly?
A: Yes.
Q: Is it being made intelligently?
A: Yes.
Q: Is it being made voluntarily?
A: Yes.
Q: Has either Mr. Rominger or myself or anybody else on the
defense team or anybody in your family or any of your
friends coerced you into testifying or not testifying?
A: No.
Q: Is this your own decision?
A: Yes, it is.
Q: Based upon the posture of the case?
A: Correct.
Id. at 76-81.
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After the colloquy, the Commonwealth sought to clarify its position
regarding Matt Sandusky’s statement. Id. at 81. The Commonwealth
reiterated that it agreed not to call Matt Sandusky as a rebuttal witness, but
would not agree to abstain from questioning Appellant about Matt Sandusky
if he chose to testify. Id.
The Commonwealth also moved to strike the portion of the colloquy
regarding Matt Sandusky from the record, arguing that “the real basis for
[Appellant’s] declining to testify is a full understanding of his legal position
and not on the one thing I’m concerned about is an appellate issue for that
reason, because we have already agreed Matt would not testify.” Id. at 82-
83. The trial court denied the Commonwealth’s motion to strike, and
concluded that Appellant’s decision not to testify was knowing, intelligent, and
voluntary. Id. at 83.
Appellant claims that absent Attorney Amendola’s erroneous advice
regarding the possible admission of Matt Sandusky’s testimony, Appellant
would not have waived his right to testify at trial. Appellant’s Brief at 55-56.
Appellant argues that trial counsel could have limited his exposure to the
Commonwealth’s questions on cross-examination by preparing Appellant for
his trial testimony, asking very limited questions on direct examination, by
filing a motion in limine to either preclude Matt Sandusky from testifying, or
by limiting the scope of cross-examination to prevent the Commonwealth from
asking Appellant about Matt Sandusky. Id. at 55, 58.
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The Commonwealth responds that the exact reason for Appellant’s
decision not to testify “was not required to be placed of record” and
“[i]instead, this Court must consider whether counsel interfered with
[Appellant’s] freedom to testify or whether counsel gave him specific advice
so unreasonable that it otherwise vitiated his knowing and intelligent decision
not to testify.” Commonwealth’s Brief at 52. The Commonwealth also notes
that, unlike in Commonwealth v. Nieves, 746 A.2d 1102 (Pa. 2000),
“erroneous legal advice was not the sole reason informing [Appellant]’s
ultimate decision not to testify.” Commonwealth’s Brief at 54. Instead, the
Commonwealth contends that Attorney Amendola’s overriding concern was
allowing the prosecution to cross-examine Appellant. Id. The Commonwealth
notes that Attorney Amendola could not have prevented the Commonwealth
from asking questions about Matt Sandusky simply by limiting the scope of
his direct examination. Id. at 55. The Commonwealth asserts that
“[Appellant] himself could have easily opened the door to such a line of inquiry
depending upon the answers that he provided . . .” Id.
The Commonwealth further argues that since the prosecution had
already agreed not to call Matt Sandusky as a rebuttal witness, a motion to
prevent him from testifying would have been unnecessary. Id. at 56. The
Commonwealth also references Attorney Amendola’s testimony at the PCRA
hearing, in which he explained that a motion in limine “would have been
subject to trial circumstances because the judge could not predict what was
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going to be said if [Appellant] testified. And once [Appellant] testified, that
could change whatever ruling the judge had made preliminarily.” Id.
It is well settled that
[t]he decision of whether or not to testify on one’s own behalf is
ultimately to be made by the defendant after full consultation with
counsel. In order to sustain a claim that counsel was ineffective
for failing to advise the appellant of his rights in this regard, the
appellant must demonstrate either that counsel interfered with his
right to testify, or that counsel gave specific advice so
unreasonable as to vitiate a knowing and intelligent decision to
testify on his own behalf.
Nieves, 746 A.2d at 1104 (citations omitted). Additionally, “where a
defendant voluntarily waives his right to testify after a colloquy, he generally
cannot argue that trial counsel was ineffective in failing to call him to the
stand.” Commonwealth v. Rigg, 84 A.3d 1080, 1086 (Pa. Super. 2014)
(citation omitted).
Instantly, at the evidentiary hearing on Appellant’s PCRA petition,
Attorney Amendola reiterated that he originally planned to call Appellant as a
witness at trial. See PCRA Hr’g, 8/12/16, at 149. However, he explained that
mid-way through trial, the Commonwealth advised defense counsel that Matt
Sandusky had come forward with sexual abuse allegations against his father.
Id. at 151. Attorney Amendola stated that although the Commonwealth
eventually agreed not to use Matt Sandusky in their case-in-chief or as a
rebuttal witness, the Commonwealth would not agree to abstain from cross-
examining Appellant about Matt Sandusky. Id. Attorney Amendola stated
“that’s what made the whole deal blow up,” and that he believed subjecting
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Appellant to cross-examination regarding Matt Sandusky’s allegations of
abuse would be “too risky.” Id.
The PCRA court found that Attorney Amendola’s testimony was credible.
The court further concluded that counsel’s advice was proper and reasonable.
Additionally, the PCRA court determined that Appellant’s decision not to
testify was not based solely on the assertion that Matt Sandusky could be
called as a rebuttal witness. See PCRA Ct. Op., 10/18/17, at 45. The PCRA
court explained that
[t]he threat of Matt [Sandusky]’s testimony was not the only
downside they discussed, [Attorney Amendola] continued. In
expounding on that answer, however, he implicitly confirmed that
Matt was the driving force behind his advice that [Appellant] not
testify. “But the point is . . . he would have been subjected to
cross-examination generally, and in the course of that cross-
examination generally, I was concerned, and I expressed my
concern to [Appellant], that he could open the door quite easily to
them getting Matt’s testimony in,” he explained. That result, he
opined, would have been catastrophic. [Appellant], he added,
agreed with that assessment.
***
Whether the Commonwealth called him as a rebuttal witness or
was limited to cross-examining [Appellant], then, Matt Sandusky’s
allegations almost certainly would have reached the jurors’ ears.
[Attorney] Amendola did not want them to hear that his client’s
son had become an accuser, though, and neither did [Appellant].
They wanted to suppress that evidence—to forestall the jury from
hearing the substance of Matt’s accusations, not just his
appearance on the witness stand. The only sure way to
accomplish that was for [Appellant] not to testify. That was what
Amendola accurately conveyed, and that was the ultimate
consideration that convinced [Appellant] to waive his right to
testify.
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Id. at 46.
The PCRA court’s conclusions are supported by the record. The evidence
establishes that Appellant’s decision not to testify was made after a full
consultation with counsel, and was based on counsel’s advice regarding the
benefits and risks of testifying. That advice included the possibility that the
Commonwealth would cross-examine Appellant regarding Matt Sandusky’s
allegations of abuse. Therefore, Appellant’s decision not to testify was not
based solely on erroneous advice that would render it unknowing or
unintelligent, and the PCRA court did not err in concluding that counsel was
not ineffective. Accordingly, no relief is due.20 See Daniels, 963 A.2d at 419.
13. Whether the [PCRA] court erred in finding
counsel effective in declining to investigate juror
bias, failing to procure an expert report that
would have shown that a change of venue or
venire or continuance was warranted, for not
requesting a change of venue or venire or seeking
a cooling off period and in neglecting to question
the jurors specifically about the information they
had learned from the media where one of the trial
court’s opening question to each juror conceded
that due to the extensive media coverage the
____________________________________________
20 Moreover, we find unavailing Appellant’s claim that counsel was ineffective
for failing to file a motion in limine to preclude Matt Sandusky from testifying
or to limit the scope of cross-examination. The evidence establishes that the
Commonwealth agreed not to call Matt Sandusky as a witness, so a motion to
preclude him from testifying would have been immaterial. Additionally, even
if Attorney Amendola had narrowly limited the scope of his direct examination,
Appellant’s responses could have nonetheless opened the door to questions
about Matt Sandusky and expose the jury to allegations made by Appellant’s
son. Therefore, rather than expose Appellant to that risk, it was reasonable
for Attorney Amendola to advise him not to testify.
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juror had knowledge of highly prejudicial
information[.]
Appellant next argues that the PCRA court erred in rejecting his
ineffectiveness claims related to Attorney Amendola’s failures to (1) request
a change of venue or seek a cooling off period; (2) procure an expert report
that would have shown that a change of venue or continuance was warranted;
(3) investigate juror bias; and (4) question jurors about their knowledge of
the case. Appellant’s Brief at 168.
Our Supreme Court has summarized the law in this area as follows:
[T]he pivotal question in determining whether an impartial jury
may be selected is not whether prospective jurors have knowledge
of the crime being tried, or have even formed an initial opinion
based on the news coverage they had been exposed to, but,
rather, whether it is possible for those jurors to set aside their
impressions or preliminary opinions and render a verdict solely
based on the evidence presented to them at trial.
Nevertheless, our Court has recognized that there are some
instances in which pretrial publicity can be so pervasive and
inflammatory a defendant does not have to prove actual prejudice.
Prejudice will be presumed whenever a defendant demonstrates
that the pretrial publicity: (1) was sensational, inflammatory, and
slanted toward conviction, rather than factual and objective; (2)
revealed the defendant’s prior criminal record, if any, or referred
to confessions, admissions or reenactments of the crime by the
defendant; or (3) derived from official police or prosecutorial
reports.
However, if the defendant proves the existence of one or more of
these circumstances, a change of venue will still not be compelled
unless the defendant also demonstrates that the
presumptively prejudicial pretrial publicity was so
extensive, sustained, and pervasive that the community
must be deemed to have been saturated with it, and that
there was insufficient time between the publicity and the
trial for any prejudice to have dissipated. With respect to the
determination of whether there has been an adequate cooling off
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period to dissipate the effect of presumptively prejudicial media
coverage . . . [a] court must investigate what a panel of
prospective jurors has said about its exposure to the publicity in
question. This is one indication of whether the cooling period has
been sufficient. Thus, in determining the efficacy of the cooling
period, a court will consider the direct effects of publicity,
something a defendant need not allege or prove . . . . Normally,
what prospective jurors tell us about their ability to be
impartial will be a reliable guide to whether the publicity is
still so fresh in their minds that it has removed their ability
to be objective. The discretion of the trial judge is given
wide latitude in this area.
Commonwealth v. Bardo, 105 A.3d 678, 713 (Pa. 2014) (citation omitted;
emphases added).
(a) Change of Venue/Venire and Cooling-Off Period
Appellant contends that trial counsel was ineffective for failing to seek a
change of venue or a cooling off period. Appellant’s Brief at 190. In support,
he argues that Appellant could not have had a fair trial in Centre County in
2012, and that “the fairness of all the jurors selected can be questioned since
they all knew of the negative pre-trial publicity.” Id. Appellant continues that
“empirical science and research conclusively demonstrate[] that no . . .
questioning by a court can secure an unbiased jury in a case like [Appellant’s,]
absent an adequate change of venue or cooling period.” Id.
The Commonwealth counters that each empaneled juror confirmed his
or her ability to consider the evidence and render a verdict based upon that
evidence alone. Commonwealth’s Brief at 136. This, the Commonwealth
asserts, is the proper inquiry in determining whether a change of venue/venire
or a cooling-off period is necessary. Id.
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The PCRA court concluded that trial counsel had a reasonable basis for
declining to seek a change of venue or a cooling off period. The court
explained that
keeping the trial in Centre County was indeed the strategy upon
which [Attorney Amendola] and [Appellant] had agreed.
Consistent with what he had stated in response to the
Commonwealth’s motion to change venue or venire, he believed
[Appellant] was just as likely to get a fair jury in Centre County
as he was anywhere else in the country, and [Appellant] has not
produced any evidence tending to indicate that his belief was
unreasonable. That being the case, counsel had no reason to even
consider filing a motion to change venue or venire or
commissioning an expert report designed to support such a
motion. He thus was not ineffective for failing to do so.
[Attorney] Amendola also acted deliberately in not filing a motion
to continue the trial until there had been a longer cooling-off
period.
[Attorney Amendola] was familiar with the “cooling-off” concept,
as well as the relevant case law. It thus was not out of ignorance
that he neglected to raise the issue, but because he felt certain
that it would be to no avail. As he unhesitatingly explained at the
PCRA hearing when asked whether he had requested a
continuance based on the need for a cooling-off period, “I did not.
And the reason I didn’t, quite frankly, was because if we weren’t
getting continuances on all the other legitimate reasons that we
had, we certainly weren’t going to get it on that basis.” Based on
his many interactions with [the trial court], he was certain that
such a request would have been denied on the basis that the jury
selection process itself would reveal whether media saturation had
in fact unduly prejudiced the jury pool. That was a reasonable
assumption.
As the record amply reflects, [the trial judge] took a no-nonsense
approach from start to finish with respect to the management of
these cases and was not inclined to delay the trial unless he
deemed it to be absolutely necessary. He deemed it unnecessary,
though, when [Attorney] Amendola learned just a month before
jury selection that his jury consultant would be unavailable in
June; when expert witnesses counsel expected to retain could not
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accommodate a June trial; when potentially exculpatory lay-
witnesses were unavailable while defending their own criminal
charges; and when defense counsel received thousands of pages
of discovery materials not long before jury selection was
scheduled to commence. Nor was [the trial judge] persuaded to
continue the trial when [trial] counsel, purporting to feel
overwhelmed by existing developments, sought leave to withdraw
from the case. In the midst of counsel’s impassioned speech
regarding his inability to adequately try the case, in fact, Judge
Cleland announced, “This case has been on track for this trial date
since at least January. It’s no surprise to anybody. I never ever
suggested or made any indication that there would be a
continuance, except as requested by Judge Feudale and as a
courtesy to him. I have never, I do not believe, misled or given
any indication that I had any intention of scheduling this case
except when it was scheduled and we’re going to proceed.”
In light of the foregoing, it is fanciful to suppose that [the trial
judge] would have granted a continuance based on the allegation
that a cooling-off period was necessary. In light of his position on
the necessity of a jury consultant, moreover, it is fanciful to
suppose that an expert report, even one indicating significant
community bias against [Appellant], would have convinced him
that the traditional voir dire process would be inadequate to weed
out biased venire persons.
PCRA Ct. Op., 10/18/17, at 22-23.
Based on our review of the record, we agree with the PCRA court’s
conclusions, which are supported by the record. The evidence establishes that
counsel made a tactical decision to remain in Centre County for trial.
Specifically, counsel testified that because the trial was widely publicized
throughout the state, he believed that Appellant’s positive reputation in the
community would be beneficial in selecting an impartial jury. Therefore,
counsel had a reasonable strategic basis for his decision, and the PCRA court
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did not err in concluding that counsel was not ineffective for pursuing that
strategy.21 Accordingly, no relief is due. See Daniels, 963 A.2d at 419.
(b) Jury Expert
Appellant next alleges that trial counsel was ineffective for failing to
retain a jury consultant. Appellant’s Brief at 172. Specifically, he asserts that
a jury expert would have assisted in “determining whether a jury could be
selected in Centre County that did not have significant knowledge of highly
prejudicial information.” Id. He concludes that had trial counsel procured a
jury expert, the defense would not have opposed the Commonwealth’s motion
to change venire. Id.
The Commonwealth responds that Appellant has failed to establish how
the outcome would have been any different had the defense been advised by
a jury consultant.22 Commonwealth’s Brief at 133. Specifically, the
Commonwealth argues that Appellant “clings to research done in connection
____________________________________________
21 Moreover, although the pre-trial publicity was far-reaching in Appellant’s
case, Judge Cleland gave no indication that he would grant a continuance for
any reason. See PCRA Ct. Op., 10/18/17, at 23 (referencing Judge Cleland’s
statement that “I never ever suggested or made any indication that there
would be a continuance, except as requested by Judge Feudale and as a
courtesy to him. I have never, I do not believe, misled or given any indication
that I had any intention of scheduling this case except when it was scheduled
and we’re going to proceed”). Therefore, it was reasonable for counsel to
focus on strategies that he believed were more likely to produce favorable
results for Appellant.
22 The Commonwealth notes that trial counsel did request a continuance in
order to hire jury consultant Beth Bochnak, who was unavailable because she
was working on a murder trial. See Commonwealth’s Brief at 133. However,
the trial court denied trial counsels’ request. Id.
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with the Curley, Schultz, and Spanier cases by [Dr. Arthur H. Patterson]”
despite the fact that “Dr. Patterson’s survey actually undercuts [Appellant]’s
position as it concluded that pre-trial publicity surrounding [Appellant’s] case
was unusually far-reaching and intense across the state.” Id. The
Commonwealth points out that defense counsel was already aware of that
fact. Id. Therefore, the Commonwealth suggests that Appellant’s “theory
that Judge Cleland would have granted the change of venire if [Appellant] had
joined in the Commonwealth’s motion, and had presented the expert opinion
of a jury consultant, simply strings together a series of hopeful assumptions.”
Id.
The PCRA court addressed Appellant’s claim as follows:
Trial counsel asked the [trial court] more than once to continue
the trial so that he could utilize the services of a jury consultant
to help him select jurors untainted by the pretrial publicity these
cases had garnered. [The trial judge] denied each request.
Believing that the traditional voir dire process was adequate to
identify any firmly held opinions and unacceptable biases, he was
not convinced that a jury consultant was any more qualified than
Attorney Amendola to select an appropriate jury.
PCRA Ct. Op., 10/18/17, at 22.
At the PCRA hearing, Appellant’s PCRA counsel questioned Attorney
Amendola about his decision to keep the case in Centre County. Attorney
Amendola explained:
I don’t think it made a difference if we tried him in Timbuktu,
[PCRA counsel]. His case was so well know[n], not only nationally,
but across the entire continent where people speak English. I was
getting calls from London, England, from Toronto, Ontario about
[Appellant’s] case. My philosophy was, and [Appellant] and I
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discussed this, we discussed the jury issue, whether we should
agree that there should be an out-of-county jury. And [Appellant]
and I discussed the issues. And we came to the conclusion jointly,
after discussing those issues many times if not here, where? In
other words, where in the world were we going to go to get a jury
that hasn’t heard about his case? And if not our citizens in Centre
County, who? What other citizens are going to give him a fair
trial?
PCRA Hr’g, 3/24/17, at 47-48.
At the outset, we note that trial counsel attempted to retain a jury
consultant, but that the trial court denied their request for a continuance.
Moroever, Appellant has failed to establish the existence of a jury consultant
who was willing and able to provide a review within the timeframe established
by the trial.
In any event, based on our review of the record, we agree with the
Commonwealth’s assertion that Appellant has not established that hiring a
jury consultant would have changed the outcome of the case, nor would it
have altered counsel’s strategy to try the case in Centre County. Attorney
Amendola was fully aware that the case was widely publicized throughout the
state, and he specifically referenced that fact in explaining his decision to
remain in Centre County. See id. at 47-48. Therefore, the PCRA court did
not err in concluding that counsel was not ineffective for failing to procure an
expert consultant. Accordingly, we conclude that no relief is due. See
Daniels, 963 A.2d at 419.
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(c) Voir Dire
Appellant also contends that counsel had no reasonable basis for failing
to question prospective jurors about the specific information they learned
about Appellant’s case from the media. Appellant’s Brief at 193. He argues
that the surrounding media coverage contained “highly prejudicial and
damaging evidence,” and posits that counsel should have specifically asked
each juror if they had read the grand jury presentments, and whether they
had “read stories placing blame for the firing and death of Joe Paterno on
[Appellant].” Id. Appellant claims that counsel’s failure to question jurors
about their specific knowledge of the case “resulted in the selection of jurors
that, despite any statements to the contrary, could not fairly consider the
evidence.” Id.
The PCRA court explained that:
In addition to seeking the aid of a jury consultant, [Attorney]
Amendola filed a motion requesting individual voir dire as part of
his Omnibus Pre-Trial Motion. He also sought permission to have
the prospective jurors complete supplemental questionnaires
based on his concern that they would be reticent to honestly
disclose in a public setting information that could reveal
prejudices. It is unclear from the record whether Judge Cleland
authorized the latter measure. It is clear, however, that he
conducted individual voir dire with the same concern in mind,
taking each prospective juror into his chambers, along with
counsel, two pool reporters, and a member of the public, and
advising each one that he would excuse the latter three if he or
she did not wish to answer questions in their presence.
***
Additionally, as much as [Appellant] would like to rely on academic
concepts like “presumptive bias” to suggest that [Attorney]
Amendola had a duty to delve further into what the jurors in this
case had read, the courts of this Commonwealth generally adhere
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to the principle that jurors are capable of the introspection
necessary to evaluate their own biases. Accordingly, courts will
measure the continuing effects of pretrial publicity by reference to
the jurors’ answers. Commonwealth v. Robinson, 864 A.2d
460 (Pa. 2004). “Normally,” says the Court, “what prospective
jurors tell us about their ability to be impartial will be a reliable
guide to whether the publicity is still so fresh in their minds that
it has removed their ability to be objective.” Id. at 484 (internal
citations omitted). As the transcripts reflect, each empaneled
juror in this case confirmed his or her ability to consider what was
presented at trial and render a verdict based on that evidence
alone.
PCRA Ct. Op., 10/18/17, at 22-25.
Based on our review of the record, we agree with the PCRA court that
the potential for juror partiality in relation to the media coverage of the case
was sufficiently addressed during the individually conducted voir dire. See
id. at 22. Therefore, Appellant’s claim fails for lack of arguable merit. See
Daniels, 963 A.2d at 419.
(d) Juror Bias
Appellant next claims that counsel was ineffective for failing to challenge
the empanelment of biased jurors. Appellant’s Brief at 192. Specifically, he
refers to (1) Juror 5692, a Penn State University student who stated that he
“heard everything” with respect to media coverage of the case; and (2) Juror
3208, a retired bus driver who “had strong feelings about protecting kids and
did not want to see children hurt” and “indicated that ‘she probably could be
fair.’” Id. Empanelment of these two jurors, Appellant claims, demonstrates
that his claims of juror bias have merit. Id.
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The Commonwealth counters that each of the empaneled jurors
“confirmed his or her ability to consider the evidence and render a verdict
based upon that evidence,” and therefore, Appellant has failed to demonstrate
that juror bias influenced the verdict. Commonwealth’s Brief at 136.
The PCRA court addressed Appellant’s claim as follows:
As the transcripts reflect, each empaneled juror in this case
confirmed his or her ability to consider what was presented at trial
and render a verdict based on that evidence alone. That included
the two [Appellant] referenced as evidencing juror bias.
Despite being a student who had “heard everything,” Juror No.
5692, after answering a couple of questions in a seemingly
ambiguous manner, affirmed unequivocally that he could be fair
and impartial. Both the [c]ourt and [Attorney] Amendola satisfied
themselves in that regard with the following exchanges:
MR. AMENDOLA: Have you reached any personal
decisions about whose fault it is that Penn State has really
been hit hard by what’s happened with [Appellant]?
JUROR NO. 5692: Who single-handed, like, who’s [sic]
overall fault? I think there’s a lot of people involved. I think
everyone had a little piece of everything. I don’t think
there’s anyone. Like, overall that was completely to blame.
Do I think [Appellant] did a few things that he shouldn’t
have? I guess. I think everyone just kind of underestimated
a lot of things and—
MR. AMENDOLA: But by what you are telling us, are you
really telling us that you have already determined that
something happened that shouldn’t have happened and so
everyone kind of shared on the blame for the charges that
were later filed?
JUROR NO. 5692: I’m saying I know what I have read
and—not even know. I understand what I have read and
that’s all I know. And I can—look, I said I read, you know.
I have read a little bit of everything and that’s all that I - I
don't know. I can’t say they’re my opinions because they’re
obviously somebody else’s. Somebody else wrote it down
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and I read it because I was interested in it. But that’s—I
guess that’s all I’m saying.
MR. AMENDOLA: Could you put everything that you have
read aside and listen to the judge who would instruct you,
you can only consider the evidence that you’ll hear at trial
and based upon that evidence and the [c]ourt’s instructions
make a decision not on what you heard before today or even
before next Monday [but] what you hear at trial? Could you
live by that instruction?
JUROR NO. 5692: Yeah.
THE COURT: Okay. If you are selected as a juror, you
would have to take an oath in which you would agree to
decide the case based only on what you heard in the
courtroom and put aside everything else that you heard.
JUROR NO. 5692: Um-hum.
THE COURT: There’s a lot riding on that answer.
JUROR NO. 5692: Yeah.
THE COURT: Can you do that or do you have some
reservations?
JUROR NO. 5692: Yeah. I mean, there’s—I don't think
there would be a reason for me to believe anything truer
than what I would hear in the courtroom anyway so.
THE COURT: Your answer is yes?
JUROR NO. 5692: Yes.
Similarly, while Juror No. 3208 expressed a general concern for
the welfare of children and sprinkled her answers with all-too-
common qualifiers like “probably” and “I guess,” her responses to
Judge Cleland’s and [Attorney] Amendola’s clarifying questions
disannulled her seeming uncertainty. It is likewise telling that
counsel, who had the opportunity to observe Juror No. 3208’s
demeanor and hear the vocal inflections indiscernible from the
pages of a transcript, accepted her without reservation.
[Appellant] did not allege any other specific instances of bias
among the members of his jury, and as the Court has already
indicated, his reliance on “presumptive bias” is unavailing[.]
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PCRA Ct. Op., 10/18/17, at 26.
Based on our review of the record, we discern no basis to disagree with
the PCRA court that Appellant has failed to establish juror bias and did not
demonstrate that the alleged biases affected the outcome of his case. See
id. Therefore, Appellant’s ineffective assistance of counsel claim fails. See
Daniels, 963 A.2d at 419.
14. Did the [PCRA] court err in determining
[Attorney] Amendola performed effectively in
waiving [Appellant]’s preliminary hearing?
Appellant next focuses on Attorney Amendola’s advice that Appellant
waive preliminary hearings. Appellant’s Brief at 216. Appellant notes that
Attorney Rominger disagreed with the waiver of a preliminary hearing.23
Appellant further cites to his own testimony that Attorney Amendola did not
discuss the advantages of conducting a preliminary hearing. Id. at 221.
Appellant further suggests that Attorney Amendola’s advice was unreasonable
because his belief that Appellant’s bail would be increased after the filing of
new charges was speculative and because Appellant did not receive any of the
expected benefits of his waiver while free on bail. Id. at 225 & n.35. Appellant
further argues that because there was no hearing, trial counsel was
“inadequately prepared,” in that the defense did not have the benefit of
____________________________________________
23 Appellant’s argument contains non-legal citations, including a Huffington
Post article written by Attorney Rominger after trial in which he opined that
there should have been a preliminary hearing.
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hearing witness testimony or gathering statements to use for impeachment at
trial.24 Id. at 220.
The Commonwealth responds that the PCRA court properly concluded
that Appellant’s claim of prejudice was speculative because there was no
indication that a preliminary hearing would have produced additional
inconsistent statements by the victims. Commonwealth’s Brief at 151. In
support, the Commonwealth relies on Commonwealth v. McBride, 570 A.2d
539 (Pa. Super. 1990).25 The Commonwealth further argues that Attorney
____________________________________________
24 To the extent Appellant argues that he was prejudiced because the charges
against Victim 8 were based solely on hearsay and would have been dismissed
at the preliminary hearing, we agree with the PCRA court’s conclusion that the
issue is waived. Appellant’s second amended petition, which contained this
issue, makes no mention of this additional argument. See Second Am. PCRA
Pet., 3/7/16, at 82-85.
25In McBride, the defendant argued that trial counsel was ineffective for
waiving his preliminary hearing, in that “his defense was hampered because
he had not previously heard the Commonwealth’s witnesses testify.” Id. at
541. The McBride Court rejected the defendant’s argument, concluding that
such a claim
is too general to entitle [the defendant] to relief. “Counsel will not
be found ineffective in a vacuum, and we will not consider claims
of ineffectiveness without some showing of a factual predicate
upon which counsel’s assistance may be evaluated.”
Commonwealth v. Thomas, . . . 539 A.2d 829, 837 ([Pa.
Super.] 1988). In the absence of a more specific allegation
regarding the prejudice suffered by appellant due to the waiver of
a preliminary hearing, we find no basis upon which to find trial
counsel ineffective with respect thereto.
Id. (citations omitted).
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Amendola stated a reasonable basis for advising Appellant to waive a
preliminary hearing. Commonwealth’s Brief at 151.
Instantly, the PCRA court concluded that Attorney Amendola was not
ineffective for waiving a preliminary hearing, explaining:
[a]s his preliminary hearing date approached, [Appellant] was out
on $250,000.00 bail—an amount the family struggled to post. He
did not want to be in jail, and [Attorney Amendola] did not want
him there, either. Well aware of the restrictions inherent to
incarceration, in fact, Amendola thought it critical that [Appellant]
remain at home, where he would be better able to help prepare
his defense. Knowing that the Commonwealth had what it needed
to file new charges and ask for a bail increase, therefore, counsel
deemed it prudent to see whether he could prevent [Appellant]’s
re-incarceration. He began by contacting [Prosecutor] McGettigan
to inquire whether he would be willing to forego requesting
additional bail on any new charges in exchange for [Appellant]
waiving his preliminary hearing. Amendola knew, after all, that
he could not use that proceeding to attack the witnesses’
credibility or explore their motives, but that it would provide the
Commonwealth with yet another opportunity to publicize its side
of the story, including “all the gruesome details of the accusers.”
Within a day or two of speaking with [Prosecutor] McGettigan, who
was willing to consent to the terms of the proposal, [Attorney]
Amendola discussed the matter with [Appellant]. He explained
the pros and cons of both options, including that waiver would
mean losing the right to question the accusers, and advised
[Appellant] to waive the hearing. As of December 12, 2011—the
day before the hearing—[Appellant] was in agreement with
[Amendola] and did not change his mind. On the contrary,
[Appellant] called [Amendola] after the post-waiver press
conference to express his delight over “finally see[ing] our side
getting out.”
It was not out of ignorance that [Attorney] Amendola advised
[Appellant] to waive the hearing, either. [Amendola] knew the
witnesses’ credibility would be a crucial concern at trial and that
he was forfeiting the opportunity to observe and cross-examine
them ahead of time. He also knew that their statements would
be divulged through the agreed-upon expedited discovery,
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however, and did not anticipate that their preliminary hearing
testimony would differ materially from what they had already
disclosed. He did anticipate that the Commonwealth would make
a successful bid for a bail increase if it filed additional charges,
however—an increase permitted by Rule 523 and which
experience told him was a 99.9% probability. In his estimation,
therefore, the potential benefits of demanding a preliminary
hearing were outweighed by the guaranteed benefits of waiving
it. That was an entirely reasonable calculation that precipitated
an entirely reasonable response.
PCRA Ct. Op., 10/28/17, at 14-15.
We agree with the PCRA court’s conclusions, and they are supported by
the record. Initially, we note that Appellant’s assertions that Attorney
Amendola failed to advise him of the possible benefits of a preliminary hearing
rely solely on his own testimony, which was contradicted by Attorney
Amendola’s testimony at the PCRA hearing. See PCRA Hr’g, 8/12/16, at 133.
Further, we agree with the PCRA court that Attorney Amendola articulated a
reasonable basis for advising Appellant to waive his preliminary hearing, in
that “it was critical to our defense that [Appellant] not be incarcerated.”26 Id.
____________________________________________
26 Appellant also references the fact that there was an out-of-court conference
with counsel, a magisterial district judge, and the trial judge held before
Appellant waived his preliminary hearing. See Appellant’s Brief at 225. In an
attempt to bolster his claim, Appellant cites to Commonwealth v. Evans,
252 A.2d 689, 690 (Pa. 1969) (holding that a judge must not participate in
the plea-bargaining process). Appellant suggests that Judge Cleland’s
presence during waiver discussions was comparable to a judge participating
in plea negotiations.
Although such a conference was unusual, Appellant presented no evidence
that the magisterial district judge or the trial judge’s participation in the
conference coerced his decision to waive a preliminary hearing or tainted
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at 121-22. Therefore, Appellant has failed to establish that Attorney
Amendola lacked a reasonable basis for advising Appellant to waive a
preliminary hearing at the time that decision was made. Lastly, Appellant
failed to establish that he suffered any prejudice beyond his assertion that the
hearing would have provided additional impeachment material or further
evidence of repressed memory therapy. See McBride, 570 A.2d at 541.
Accordingly, no relief is due.
15. Whether the [PCRA] court erred in concluding
counsel [was] effective for failing to file a motion
to quash the grand jury presentment and the
charges arising therefrom relative to Victims 2
through 10 based on governmental misconduct in
tainting the grand jury process[.]
Appellant next alleges that trial counsel was ineffective for failing to file
a motion to quash the grand jury presentment based on suspected grand jury
leaks. Appellant’s Brief at 231. Appellant argues that the OAG engaged in
governmental misconduct in order to strengthen the case against Appellant.
Specifically, Appellant claims that the OAG provided information to reporter
Sara Ganim, who wrote an article about the investigation in March of 2011,
several months before its official release in November of 2011. Appellant also
asserts that the OAG was responsible for improperly placing the grand jury
presentment online prior to its official release.
____________________________________________
Attorney Amendola’s reasonable belief that a waiver was best suited to
advance Appellant’s interests.
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Appellant argues that Attorney Amendola had no reasonable basis for
failing to pursue a motion to quash, as the reason for his decision was “that
[Prosecutors] Fina and McGettigan assured him that there were no leaks,”
which was unreasonable given the allegation that “those individuals were
members of the very governmental team alleged to have leaked the
information.” Id. at 240. Appellant argues that he suffered prejudice because
the leaked information led to S.P., R.R., and Ronald Petrosky coming forward
as witnesses. Id. at 241. Additionally, Appellant argues that “the leaks also
allowed an opportunity for those individuals who did become accusers to alter
their story to better fit the narrative.” Id.
Appellant also claims that “[t]he prosecution told McQueary in advance
that the presentment would be leaked.” Id. Appellant concludes that counsel
was aware of this information, and therefore should have filed a motion to
quash based on suspected grand jury leaks. Id. at 240. Finally, Appellant
argues that the PCRA court erred by denying counsel’s request to call Ganim
as a witness. Id. at 243.
This Court has previously stated:
When addressing a claim of prosecutorial misconduct before a
grand jury, our federal courts look first to see whether the alleged
misconduct took place, and next, to whether any sanction, such
as dismissal of the indictment or suppression of the evidence, is
warranted. When dismissal is the requested relief, the federal
courts take one of two approaches. The first approach finds
dismissal proper where the defendant can show that the conduct
of the prosecution caused him prejudice. Prejudice will have
occurred only “‘if it is established that the violation substantially
influenced the grand jury’s decision to indict,’ or if there is ‘grave
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doubt’ that the decision to indict was free from the substantial
influence of such violations.” Under the second approach,
dismissal may be proper where no actual prejudice is shown “if
there is evidence that the challenged activity was something other
than an isolated incident unmotivated by sinister ends, or that the
type of misconduct challenged has become ‘entrenched and
flagrant’ in the circuit.” Under either approach, we must first
determine whether any misconduct occurred.
Commonwealth v. Williams, 565 A.2d 160, 163-64 (Pa. Super. 1989)
(citations omitted).
The PCRA court explained that
Because this question was one of the original eleven issues Judge
Cleland designated for hearing, PCRA counsel questioned several
witnesses about it and subsequently briefed the matter. Judge
Cleland did not permit the defendant to call Sarah Ganim
(“Ganim”), however, and ultimately dismissed the issue with the
promise of a forthcoming opinion. Order, 10/17/2016, at 3. He
then recused himself before having the opportunity to explain his
decision, and this jurist declined to overrule his dismissal, though
it did allow the parties to submit additional documentation in
support of or opposition to the claim. Taken together, that
evidence reveals that there is no merit to the underlying claim of
prosecutorial misconduct. [Attorney Eshbach] and [Prosecutor]
Fina served as the Commonwealth’s primary representatives
throughout the grand jury proceedings, and both were questioned
at the PCRA hearing. Eshbach said she was aware of the Ganim
article[27] and discussed how she and Fina had set an internal trap
to determine whether the journalist’s information had come from
someone in the Attorney General’s Office. She knew she was not
Ganim’s source. Fina knew the same thing about himself and was
certain the leak had not come from the agents who delivered the
presentment to the district judge’s office. Like Eshbach, though,
he could not identify the source. He knew the leak was a problem,
though. He knew it in 2016, and he knew it in 2011, when he
asked Judge Feudale, the supervising judge over the grand jury,
to investigate the matter. Because he suspected that the grand
____________________________________________
27The “Ganim article” refers to a March 2011 article written by Sara Ganim
that indicated that Appellant was under investigation.
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jury presentment may have been purposely leaked by the district
justice or a member of his staff, moreover, the assistant
prosecutor reported his concerns to the Judicial Misconduct Board
for further investigation.
It was Agents Feathers and Sassano, now a director with the
Attorney General’s Office, who both delivered the presentment to
the district justice’s office and investigated how it had gotten
prematurely published. (Id. at 43-45). [Appellant] did not call
Feathers to testify, though, and only asked Sassano whether he
was aware of the Ganim article; he did further inquire about what
information the former agent had about the leaks. (See id.,
08/22/2016, pp. 90-93). Counsel for the Attorney General’s
Office did, though, and Sassano said he had no knowledge of
anybody leaking information. (Id. at 114-16).
Corporals Scott Rossman (“Rossman”) and Joseph Leiter (“Leiter”)
(retired) also answered questions about the leaks, including
whether they knew how Ganim had gained access to non-public
information pertaining to the 2008-2009 investigation regarding
[A.F.] and a 1998 investigation involving a young man by the
name of [Z.K.]. Neither was able to name Ganim’s source, though
Rossman suggested an array of persons who would have had
access to information about the [Z.K.] matter. Similarly, Eshbach
readily named various individuals and entities who would have
known about the [A.F.] investigation, as did Michael Gillum
(“Gillum”), the psychologist who counseled with [A.F.] after his
abuse.
The testimony, then, did not support the idea that the prosecution
leaked grand jury information for any reason, let alone for the
purpose of generating more victims. If anything[,] it supports the
opposite conclusion, because while someone might be skeptical
about the validity of Eshbach and Fina’s internal “trap,” it is a fact
of human nature that one engaged in or aware of misconduct he
does not wish to have exposed does not ask an outside source to
investigate it. As the man in charge at that time, however, Fina
was actively seeking assistance from Judge Feudale and the
Judicial Misconduct Board to ascertain the source(s) of the
problem.
***
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On June 17, 2017, pursuant to its earlier order and discussions
held at sidebar, the [c]ourt admitted into evidence the transcribed
testimony of Michael McQueary . . . whose testimony helped to
secure [Appellant’s] conviction relative to Victim #2 and who later
testified as a Commonwealth’s witness in the case of
Commonwealth v. Graham Spanier. “Mr. McQueary’s
testimony,” [Appellant] proffered, “was that he had been alerted
that the [Office of Attorney General] was going to leak the grand
jury presentment.” In support thereof, he quoted the following
portion of the transcript: “I was on my way to Boston for recruiting
and I was in going from F terminal over [to] the B terminals over
in Philadelphia Airport. And there was one of those little trams.
The [Attorney General]’s called and said we’re going to arrest folks
and we are going to leak it out[.]” Id. [(emphasis omitted]);
(PCRA, 05/11/2017, Ex[]. H, p. 24). Those words, though, had
nothing to do with grand jury leaks. When he gave the above-
quoted testimony, McQueary was responding to questions about
[Appellant]’s arrest and nothing else—a fact that is apparent once
the excerpt is put back into its original context.
***
Not only did the “leak” McQueary mentioned have nothing to do
with the grand jury, in fact, but the prosecutor made no mention
of that tribunal during his direct examination, and McQueary did
not bring it up, either. Nor did it come up in his cross- or re-direct
examination. That being the case, McQueary’s statement does
nothing to validate [Appellant]’s allegation that the Attorney
General’s Office leaked secret grand jury information. Save for
the McQueary transcript, Judge Cleland was in possession of the
same factual record, and because it bore no evidence of the sort
of prosecutorial misconduct that would support quashing the
presentment or dismissing any of the charges, he appropriately
dismissed this PCRA claim.
***
As a corollary, the fact that Ganim, was exempt from testifying
pursuant to the Shield Law, 42 Pa.C.S. [§] 5942, means that
Judge Cleland did not err in ruling on the issue without first
requiring her to testify. Regardless of what a Superior Court judge
may have indicated in a concurrence or was alluded to by our high
court in a footnote, a majority of our Supreme Court stated plainly
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and unequivocally in Castellani v. Scranton Times, L.P., 956
A.2d 937 (Pa. 2008), “[W]e reaffirm that the Shield Law prohibits
the compelled disclosure of a confidential source’s identity, or any
information which could expose the source’s identity.” Id. at 954.
Because Castellani is binding on every Pennsylvania court below
it, no trial court judge, whether Judge Cleland or this jurist, has
the authority to ascribe precedential status to a footnote when
doing so would contradict the Court’s clear holding.[fn1]
[Appellant] indicates that Judge Cleland was prepared
[fn1]
to compel Ganim to testify and reveal her source if PCRA
counsel could establish that quashal was an appropriate
remedy for a grand jury leak. Even assuming that he had
determined otherwise, though, it is clear from the record
that Ganim would not have testified. When [Attorney]
Amendola wanted to call her at trial simply to authenticate
the newspaper article she wrote and an e-mail she sent to
one of the victim’s mothers, she took the position that she
would go to jail rather than risk being forced to answer
questions about her source. That being the case,
[Appellant] was not prejudiced by the inability to call Ganim
as a PCRA witness even if Judge Cleland was mistaken as to
the availability of quashal as a remedy in the event of
prosecutorial misconduct.
This [c]ourt would note, moreover, that neither the Superior Court
concurrence nor the Supreme Court’s footnote actually purports
to allow a criminal defendant to overcome the Shield Law in order
to discover the source of a grand jury leak he believes
disadvantaged him. Rather, the scenario addressed in footnote
14, which parallels the scenario envisioned by then-Judge Todd,
now Justice Todd in her concurrence, is one in which the
Commonwealth was seeking to compel a source’s identity for the
purpose of pursuing a criminal investigation or prosecution of the
source of the leak. See id[.], n. 14. [Appellant], of course, is not
the Commonwealth, and facilitating a criminal investigation or
prosecution of Ganim’s source is not his aim. Accordingly, even
assigning precedential value to the footnote would not salvage
[Appellant’s] meritless claim.
[Attorney] Amendola was correct, therefore, when he indicated
that he had no basis for filing a motion to quash or similar motion.
Aware of the possibility of governmental misconduct, he requested
discovery materials related to whether the leaks had come from
any government employee and was advised that none existed. He
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did not have any evidence to the contrary, and, as the PCRA
record indicates, would not have found any. As he said, therefore,
“It would have been a blind motion without any substance to it.”
He thus was not ineffective for failing to file it, not only because
he employed a reasonable strategy based on his knowledge of the
law, but because “[c]ounsel is not required to perform a useless
act or file a meritless motion.” Commonwealth v. Thomas, 539
A.2d 829, 831 (Pa. Super. 1988). Even with the addition of
McQue[a]ry’s testimony, therefore, the record indicates quite
plainly that Judge Cleland did not err in dismissing [Appellant’s
claim].
PCRA Ct. Op., 10/18/17, at 6-10.
Based on our review, we agree with the PCRA court’s findings of fact
and conclusions of law. The PCRA court found that there was no merit to
Appellant’s claim that the purported grand jury leaks were the result of
prosecutorial misconduct. Moreover, we agree with the PCRA court’s
conclusion that an attempt to circumvent Pennsylvania Shield Law on this
basis would have been unsuccessful. Accordingly, counsel was not ineffective
for failing to pursue a meritless claim. See Daniels, 963 A.2d at 419.
16. Whether the [PCRA] court erred in finding
counsel [was] effective in not seeking to quash
the grand jury presentment and finding that the
grand jury had subject matter jurisdiction in
derogation of the plain language, intent, and
history of the Grand Jury Act[.]
Appellant also asserts that the PCRA court erred in concluding that a
grand jury had subject matter jurisdiction to investigate the initial allegations
of sexual abuse against Appellant. Appellant’s Brief at 250. By way of
background, on May 1, 2009, the OAG submitted a Notice of Submission of
Investigation No. 29 (Notice 29) to the Thirtieth Statewide Investigating Grand
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Jury. See Notice 29, 5/1/09, at 1. In accordance with the requirements of
the Investigating Grand Jury Act, Notice 29 explained the nature of the
investigation and why the OAG believed the investigative resources of a grand
jury were necessary. See 42 Pa.C.S. § 4544. Notice 29 stated that
[t]he Pennsylvania State Police are pursuing an investigation
based upon a founded Clinton County Children and Youth Services
complaint alleging sexual assault by a Centre [C]ounty adult male
upon a juvenile male with whom he became acquainted through
his sponsorship of a charity for disadvantaged youth. It is
believed that other minor males have been similarly assaulted
through this connection. The investigation concerns allegations of
involuntary deviate sexual intercourse, indecent assault, and
corruption of minors in Clinton and Centre [C]ounties. The powers
of the grand jury are needed in order for the investigation of this
matter to advance to a satisfactory conclusion. In particular, the
power of the grand jury to compel the attendance of witnesses is
needed. Witnesses with knowledge may be too embarrassed or
intimidated to admit their knowledge of the violations because the
actor is well-regarded and influential and is also known as the
founder of a charity that raises funds for and serves
disadvantaged children. Young men who are potentially involved
are in fear of revealing what they know due to the suspect’s power
and influence.
The power of the grand jury to compel testimony under oath is
needed. It is critical in a sexual assault case where no physical
evidence exists to test the reliability of information provided by
the witness and to obtain testimonial evidence which could be
used at a criminal trial as substantive evidence if the witness
testifies differently at trial. See Commonwealth v. Lively, . . .
610 A.2d 7 ([Pa.] 1992).
The power of the grand jury to subpoena documents is needed in
order to obtain information that would not otherwise be available.
Specifically, telephone records and business records may be
needed to corroborate the testimony of the witnesses.
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See Notice 29, ¶ 3. On May 5, 2009, the supervising grand jury judge
accepted the submission and the investigation of Appellant was designated
Notice No. 29 in the Thirtieth Statewide Investigating Grand Jury.
The term of the Thirtieth Statewide Investigating Grand Jury expired
following the testimony of Paterno, Schultz, and Curley, but before it issued a
recommendation as to the charges against Appellant. On January 27, 2011,
the OAG submitted the investigation to the Thirty-Third Statewide
Investigating Grand Jury, which submission was accepted by the supervising
grand jury judge on January 28. Also on January 28, grand jury subpoenas
were issued to, among others, The Second Mile and the Centre County Office
of Children and Youth Services (Centre County CYS) for records related to
Appellant.
Appellant argues that pursuant to Section 4542 of the Grand Jury Act,
42 Pa.C.S. §§ 4541-4553, the jurisdiction of a multicounty grand jury is
limited to investigations that involve either organized crime or public
corruption. Appellant’s Brief at 250. Therefore, Appellant claims that because
the allegations against Appellant involved neither public corruption nor
organized crime, the Thirtieth Statewide Investigating Grand Jury had no
jurisdiction, and Attorney Amendola should have filed a motion to quash. Id.
Appellant does not explicitly claim that the grand jury was improperly
impaneled. Rather, he argues that the grand jury was “improperly impaneled
to investigate [Appellant].” Id. at 253. Appellant further asserts that the
investigation conducted by the Thirtieth Statewide Investigating Grand Jury
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was “used as the basis for the grand jury presentment” by the Thirty-Third
Statewide Investigating Grand Jury.28
The Grand Jury Act provides, in relevant part:
§ 4542. Definitions
The following words and phrases when used in this subchapter
shall have, unless the context clearly indicates otherwise, the
meanings given to them in this section:
***
“Multicounty investigating grand jury.” A Statewide or
regional investigating grand jury convened by the Supreme
Court upon the application of the Attorney General and
having jurisdiction to inquire into organized crime or public
corruption or both under circumstances wherein more than
one county is named in the order convening said
investigating grand jury.
“Organized crime.” The unlawful activity of an association
trafficking in illegal goods or services, including but not
limited to gambling, prostitution, loan sharking, controlled
substances, labor racketeering, or other unlawful activities;
or any continuing criminal conspiracy or other unlawful
practice which has as its objective:
(1) large economic gain through fraudulent or coercive
practices; or
(2) improper governmental influence.
“Public corruption.” The unlawful activity under color of
or in connection with any public office or employment of:
(1) any public official or public employee, or the agent of
any public official or public employee under color of or in
connection with any public office or employment; or
____________________________________________
28Appellant does not separately challenge the jurisdiction of the Thirty-Third
Statewide Investigating Grand Jury.
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(2) any candidate for public office or the agent of any
candidate for public office.
42 Pa.C.S. § 4542.
§ 4544. Convening multicounty investigating grand jury
(a) General rule.--Application for a multicounty investigating
grand jury may be made by the Attorney General to the
Supreme Court. In such application the Attorney General
shall state that, in his judgment, the convening of a
multicounty investigating grand jury is necessary because
of organized crime or public corruption or both involving
more than one county of the Commonwealth and that, in his
judgment, the investigation cannot be adequately
performed by an investigating grand jury available under
section 4543 (relating to convening county investigating
grand jury). The application shall specify for which counties
the multicounty investigating grand jury is to be convened.
Within ten days of receipt of such application, the court shall
issue an order granting the same. Failure by an individual
justice to grant such application shall be appealable to the
entire Supreme Court.
42 Pa.C.S. § 4544(a).
§ 4548. Powers of investigating grand jury
(a) General rule.--The investigating grand jury shall have the
power to inquire into offenses against the criminal laws of
the Commonwealth alleged to have been committed within
the county or counties in which it is summoned. Such power
shall include the investigative resources of the grand jury
which shall include but not be limited to the power of
subpoena, the power to obtain the initiation of civil and
criminal contempt proceedings, and every investigative
power of any grand jury of the Commonwealth. Such alleged
offenses may be brought to the attention of such grand jury
by the court or by the attorney for the Commonwealth, but
in no case shall the investigating grand jury inquire into
alleged offenses on its own motion.
42 Pa.C.S. § 4548(a).
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§ 4550. Submission of investigations by attorney for the
Commonwealth to investigating grand jury
(a) General rule.--Before submitting an investigation to the
investigating grand jury the attorney for the Commonwealth
shall submit a notice to the supervising judge. This notice
shall allege that the matter in question should be brought to
the attention of the investigating grand jury because the
investigative resources of the grand jury are necessary for
proper investigation. The notice shall allege that one or
more of the investigative resources of the grand jury are
required in order to adequately investigate the matter.
42 Pa.C.S. § 4550(a).
Once a grand jury is properly impaneled, “the purpose for which a grand
jury is convened does not restrict the grand jury from investigating actions
which constitute criminal activity or probable violations of the criminal laws of
the Commonwealth.” Commonwealth v. McCauley, 588 A.2d 941, 945 (Pa.
Super. 1991) (citation omitted); see also In re Twenty-Fourth Statewide
Investigating Grand Jury, 907 A.2d 505, 512 (Pa. 2006) (stating that the
Grand Jury Act “does not require that every matter submitted to a multi-
county or statewide investigating grand jury needs to independently meet
each one of the criteria that are threshold to the convening of the investigative
body in the first instance,” as the statutory requirements relative to the
empaneling of a statewide investigating grand jury and the statutory powers
of the grand jury to inquire into criminal offenses once empaneled are
different). “Rather, all that need be alleged in an application for submission
of an investigation to any grand jury, county or multi-county, is that the
matter in question requires the investigative resources of the grand jury.”
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Commonwealth v. Atwood, 601 A.2d 277, 281 (Pa. Super. 1991) (citing to
42 Pa.C.S. § 4550.)
Instantly, the record demonstrates that the Commonwealth complied
with the statutory requirements for submitting the investigation to the
Thirtieth Statewide Investigation Grand Jury. Specifically, the Commonwealth
requested the investigative resources of the grand jury, noting that it was
necessary to compel the attendance of witnesses and ensure confidentiality.
See Notice 29, ¶ 3. Therefore, the Commonwealth and the grand jury were
within their statutory authority to initiate an investigation into the allegations
concerning Appellant. See Atwood, 601 A.2d at 281. Therefore, we agree
with the PCRA court that Appellant’s assertion lacks merit and that trial
counsel could not be ineffective for failing to pursue a meritless claim. See
Daniels, 963 A.2d at 419.
17. Did the [PCRA] court err in finding counsel []
effective in eliciting inculpatory evidence against
[Appellant] and opening the door for the
Commonwealth to introduce additional rebuttal
evidence by presenting Dr. Elliot Atkins?
Appellant claims that trial counsel was ineffective for presenting
testimony from Dr. Elliot Atkins, which opened the door for the Commonwealth
to present expert evidence from Dr. O’Brien in rebuttal.
By way of background, the PCRA court explained:
On the first day of trial, the Commonwealth introduced letters
[Appellant] had written to [Victim 7, B.H.] that read like missives
one would compose to his love interest. [Attorney] Amendola
knew they would be part of the evidence and, recognizing that
[Appellant]’s behavior with kids seemed odd to many people,
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wanted the jury to hear from an expert that the psychology behind
his anomalous conduct had nothing to do with pedophilia. He thus
called Dr. Elliott Atkins solely to explain the letters, not to
disestablish specific intent to commit the alleged crimes.
Establishing for the jury the intended parameters of Dr. Atkins’
testimony, Judge Cleland prefaced it with the [following]: “The
purpose of this testimony . . . is to offer an explanation concerning
the letters which you had previously seen projected onto the
screen.” He further explained that the doctor was not attempting
to rebut the evidence or excuse any criminal conduct and
reiterated, stating “So this is offered for a very limited purpose,
simply to explain the letters and the motivation of [Appellant] in
writing the letters.” Dr. Atkins then detailed the characteristics of
histrionic personality disorder—the psychological condition with
which he had diagnosed [Appellant]—and explained how the tone
and content of the subject letters was consistent with that
diagnosis.
Based on Dr. Atkins having discussed in general the traits of
histrionic personality disorder, [Prosecutor] McGettigan and
[Prosecutor] Fina [] argued that his testimony functioned to
negate criminal intent and, therefore, that [Appellant] had opened
the door to a broader inquiry into his sexual behavior. Judge
Cleland rejected that argument but agreed that the
Commonwealth could inquire about whether the same traits
defining histrionic personality disorder were also characteristic of
certain psychosexual disorders.
During cross-examination, Dr. Atkins acknowledged the diagnostic
overlap. He clarified, however, that he had not seen evidence to
support a psychosexual diagnosis. “There is no clear pattern or
clear diagnosis of a psychosexual disorder without certain
behaviors and [Appellant] denied those behaviors,” he stated.
Asked, then, whether his conclusion was thus based in part on
[Appellant]’s denial, Dr. Atkins conceded, “If, in fact, the things
that he is accused of are true, then he would have a psychosexual
disorder.” He did not concede their truth, however, but added, “I
found nothing to support that that’s the case.”
Testifying in rebuttal, Dr. John O’Brien disagreed with Dr. Atkins’
diagnosis, and, in response to [Prosecutor] McGettigan’s pointed
question, opined that the subject letters were also consistent with
a psychosexual disorder with a focus on adolescence or
preadolescence. He acknowledged, though, that his opinion was
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valid only if the facts were as the Commonwealth alleged them to
be. “Part of the difficulty is that in doing such an evaluation,” he
explained, “[Y]ou’re considering evidence that hasn’t been
proven[, s]o it’s difficult to draw factual conclusions—impossible
to draw factual conclusions from that sort of information.”
The expert testimony, therefore, was not as damning as
[Appellant] proposes. Neither expert characterized him as a
pedophile, and neither actually stated that he had a psychosexual
disorder. Dr. Atkins said that would be the case if the facts were
as the Commonwealth alleged, which is the same thing Dr. O’Brien
indicated. Neither suggested which facts the jury should believe,
however. Accordingly, neither suggested that the letters or
anything else were in fact indicative of the defendant being a
pedophile. On the contrary, both made it clear that the paradigm
into which the letters ultimately fit depended on what the
factfinder believed about the Commonwealth’s allegations. That
function, as Judge Cleland made abundantly clear, was reserved
to the jury. That being the case, [Attorney] Amendola’s decision
to call Dr. Atkins did not “open the door” to the expert opinion
that his client was a pedophile.
[Attorney] Amendola’s decision to call Dr. Atkins, moreover, was
reasonably strategic. [Attorney Amendola] was cognizant that
calling him created a potential risk but thought it even riskier not
to call him. Though he interpreted the letters as “Jerry being
Jerry,” Amendola recognized that [Appellant]’s behavior seemed
“off the wall” to the average citizen. He thus wanted the jury to
hear that “pedophile” was not the only reasonable explanation for
it, and believed Dr. Atkins could do that without prejudicing his
client. Looking back four years later, [Attorney] Amendola said
he would not pursue the same course today.
PCRA Ct. Op., 10/18/17, at 47-49.
Appellant argues that Attorney Amendola was ineffective for calling Dr.
Atkins as a witness, as he gave “damaging testimony” that opened the door
to rebuttal testimony from Dr. O’Brien. Appellant’s Brief at 142, 144.
Appellant asserts that he was adamantly opposed to presenting Dr. Atkins as
a witness and that Attorney Amendola was fully aware of the risk that Dr.
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Atkins’ testimony would open the door to rebuttal testimony. Id. at 139.
Appellant contends that Attorney Amendola had no reasonable basis for calling
Dr. Atkins to testify, as the letters written to Victim 7 “contained no
information that suggested [Appellant] was a pedophile.” Id. at 143.
Appellant avers that the testimony “caused confusion with the jury, as the
jury was presented with evidence of a mental infirmity of a sort that would, in
theory, explain or excuse the alleged criminal behavior, when [Appellant’s]
contention was that there was no criminal behavior.” Id. at 142.
The Commonwealth counters that “given the nature of [Appellant’s]
interactions with children, the decision to call Dr. Atkins as a witness to explain
[Appellant’s] conduct was one grounded in reasonable and sound trial
strategy.” Commonwealth’s Brief at 101. The Commonwealth further asserts
that Dr. Atkins’ testimony was not intended to provide a defense to the
charges; rather, it was for a limited purpose, as demonstrated by the trial
court’s jury instructions. Id.
At the PCRA hearing, Attorney Amendola testified that “Dr. Atkins’
testimony was restricted to explaining those letters [to Victim 7]. But the
bottom punch line was that [Appellant’s] behavior, although different, could
be explained through histrionics, but it wasn’t indicative of someone who was
a pedophile.” PCRA Hr’g, 8/12/16, at 163. He further testified that, “[a]nd if
you’re asking me had I to do it over again as a Monday morning quarterback,
I would say of course not, obviously not. But we used it to the best that we
could because we were faced with the issue that [Appellant’s] behaviors over
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the years with multiple kids was different than the average person.” Id. at
164-65.
Based on our review, we agree with the PCRA court’s conclusions, which
are supported by the record. Although Dr. Atkins’ testimony opened the door
to rebuttal testimony from Dr. O’Brien, Appellant is not entitled to relief.
Attorney Amendola articulated a reasonable strategy for calling Dr. Elliot
Atkins to testify at trial, in that he wanted to provide the jury with an
explanation for Appellant’s behavior that did not involve pedophilia. See id.
at 163. Moreover, although Attorney Amendola testified that he would have
made a different decision “as a Monday morning quarterback,” we do not
employ a hindsight analysis in evaluating the reasonableness of counsel’s trial
strategies. See Strickland v. Washington, 466 U.S. 668, 689 (1984)
(stating that “[j]udicial scrutiny of counsel’s performance must be highly
deferential” and the reasonableness of counsel’s decisions cannot be based
upon “the distorting effects of hindsight”). Therefore, we agree with the PCRA
court’s conclusion that Attorney Amendola pursued a reasonable strategy, and
could not be found constitutionally ineffective. See Stewart, 84 A.3d at 707.
18. Did the [PCRA] court err in finding counsel
effective for failing to object to improper opinion
testimony by an unqualified expert?
Appellant claims that counsel was ineffective for failing to object to
improper opinion testimony by Clinton County Children and Youth Service
(Clinton County CYS) case worker, Jessica Dershem. Appellant’s Brief at 262.
By way of background to this claim, Clinton County CYS received a referral
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from A.F.’s school concerning inappropriate contact between Appellant and
A.F. See N.T., 6/12/12, at 125. The referral alleged that over a period of
years, A.F. and Appellant slept in the same bed and had physical contact with
each other over their clothes. Id. at 153. Dershem interviewed A.F. on
November 20, 2008 and December 12, 2008. During the first interview, A.F.
reported that there was physical contact between him and Appellant, but
maintained that their clothes were always on. Id. at 154. During the second
interview, A.F. disclosed that Appellant would blow on his stomach, kiss him
on the lips, have him lay on top of Appellant to crack his back, and touch his
buttocks underneath his pants.29 Id. at 158-59.
Dershem also interviewed Appellant on January 15, 2009. Appellant
admitted that he would blow on A.F.’s stomach, kiss A.F. on the forehead or
cheek, wrestle with A.F., and have A.F. lay or stand on him to “crack his back.”
Id. at 170-72. When asked whether if his hands went below A.F.’s pants,
Appellant answered that he could not “honestly answer whether or not his
hands went below [A.F.’s] pants.” Id. at 138. However, Appellant denied any
sexual contact with A.F. Id. at 139.
As the PCRA court further explained:
____________________________________________
29A.F. testified at trial that Appellant engaged in this behavior when he was
approximately eleven or twelve years old. See N.T., 6/12/12, at 21. When
A.F. was twelve, Appellant began performing oral sex on A.F., and later asked
A.F. to perform oral sex on him. Id. at 23-26. A.F. did not report that
Appellant engaged him in oral sex during the interviews with Dershem. See
N.T., 6/12/12, at 159.
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After Dershem described her initial interview with [A.F.],
[Prosecutor] McGettigan asked her to define its purpose. “The
interview was . . . to determine whether or not we had enough
information to consider it child abuse,” she explained, thus
prompting the attorney to ask what conclusion she had reached
that day. She responded, “[W]e felt that [A.F.] had some more
stuff to talk about,” adding that she and her coworkers felt after
the second interview that they had enough information to
conclude that the report alleging that [Appellant] had sexually
abused [A.F.] was indicated. McGettigan next asked whether
Dershem’s initial impression stemmed from a belief that [A.F.]
“was lying to you, making something up, or merely withholding
and failing to fully disclose,” and the caseworker clarified, “Just
withholding because he was uncomfortable talking about the
incidents.”
PCRA Ct. Op., 10/18/17, at 50 (record citations omitted). “During re-direct
examination, [Prosecutor] McGettigan twice asked [Dershem] whether, in her
‘professional and personal opinion,’ what she learned in late 2008 and early
2009 indicated that [Appellant] had fostered an ‘inappropriate relationship’
with [A.F.].” Id. at 49. On both occasions, Dershem responded, “Yes.”
Attorney Amendola did not object to the Commonwealth’s questions
asking whether Dershem believed that Appellant fostered an inappropriate
relationship with A.F. or that A.F. was lying during the interviews. At the PCRA
evidentiary hearing, Attorney Amendola noted that the Commonwealth was
implicitly suggesting Dershem was an expert. Attorney Amendola did not
provide a reason for the failure to object.
Appellant argues that although Dershem was presented as a lay witness,
the Commonwealth asked her to present opinion testimony on whether an
inappropriate relationship existed and whether A.F.’s allegations were
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credible. Appellant’s Brief at 266. He claims that, had counsel objected, the
Commonwealth would not have been permitted to give her “unfounded expert
opinion.” Id. He asserts that counsel had no reasonable basis for failing to
object to her testimony, and that as a result, Appellant suffered prejudice.
Id.
The Commonwealth responds that Dershem was not offering an expert
opinion on whether or not A.F. was credible. Commonwealth’s Brief at 182.
Instead, the Commonwealth asserts that Dershem’s testimony was “merely
explaining her observations and the background surrounding her report . . .
.” Id. The Commonwealth concludes that because the prosecution did not
elicit improper evidence and did not tell the jury to assign special weight to
her testimony based on her skill, knowledge, and experience, Appellant’s claim
has no basis. Id.
Instantly, the PCRA court rejected this claim of ineffectiveness. First,
the PCRA court noted that the jury instructions belied Appellant’s assertion
that the jury could have weighed Dershem’s testimony as expert testimony
and found sufficient reason to convict him based solely on her opinion that an
inappropriate relationship existed. See PCRA Ct. Op., 10/18/17, at 49-50.
Specifically, the court concluded:
the [c]ourt would have to assume that the jury disregarded the
fact that Judge Cleland identified only Drs. Atkins and O’Brien as
experts, and ignored the elements of the criminal offenses with
which he was actually charged, as clearly defined by Judge
Cleland. It would further have to assume that the jury ignored
his careful and lengthy delineation between criminal and non-
criminal physical contact:
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Now, I will submit that at some point in your deliberations
you’ll have to confront the question: When does otherwise
innocent conduct become criminal? Perhaps I can offer
some guidance that might be useful. Let us begin with the
obvious proposition that it is not necessarily a crime for an
adult to touch a child. It’s not a crime, for example, for a
downhill skiing racing coach to take hold of a child’s leg to
demonstrate how to properly position it over a ski or for a
wrestling coach, in very close contact with an athlete, to
demonstrate a wrestling move or for a teacher to put a
comforting arm around a crying child. Now, it is obviously
a crime, as I will explain to you, for a man to have oral sex
with a boy or for the man to have the boy perform oral sex
on him. And if you believe that testimony that it happened
in this case, then you may find the defendant guilty.
But other forms of physical contact are more problematic.
It’s not necessarily a crime, for example, for a man to take
a shower with a boy. It’s not necessarily [a] crime for a
man to wash a boy’s hair or to lather his back or shoulders
or to engage in back rubbing or back cracking. If you
believe the defendant does those things - did those things,
it does not necessarily mean that you must find the
defendant guilty. You may believe he exercised poor
judgment, but poor judgment does not in and of itself
amount to criminality. Similarly, an adult’s behavior is not
a crime simply because the behavior of the adult makes the
child feel uncomfortable. A child’s reaction may be evidence
for you to consider in deciding whether a crime has been
committed but it’s not determinative. What makes this kind
of ambiguous contact a crime is the intent with which it is
done. You must distinguish an expression of familiar or
family affection from an act of lust. A display of innocent
affection is not a crime, but what appears to be otherwise
innocent conduct when performed with a sexual motive,
when performed with the intent to sexually arose [sic] an
adult and to satisfy an adult’s sexual desire at the expense
of a child, that is a crime.
So the issue is not what the child felt. The issue is what the
defendant intended. It is the defendant’s intent, not the
child’s reaction that determines if a crime was committed.
Of course, how a child reacted is not irrelevant to the extent
it assists you in assessing the defendant’s attempt, you may
consider.
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If you decide that the defendant engaged in the various
behaviors that have been described during the trial, then
you must decide which acts, if any, he did with the intention
to satisfy his own sexual desires. Any behavior motivated
by sexual desire was a crime. If he did not act out of sexual
desire, then he committed no crime even if he did display
poor judgment.
Whether or not the jury may have otherwise inferred that
Dershem was offering an expert opinion, and whether or not her
testimony gave the impression that an “inappropriate
relationship” was enough to support a conviction, therefore, Judge
Cleland unequivocally corrected any such misapprehension. The
law presumes, after all, that a jury follows the judge’s instructions.
Commonwealth v. Hawkins, 701 A.2d 492, 503 (Pa. 1997).
Accordingly, [Appellant] was not prejudiced by Amendola’s failure
to object to Dershem’s “expert” opinions.
Id.
Second, the PCRA court reasoned that
[i]t is not want of prejudice, however, but want of merit that
defeats that portion of [this claim] wherein [Appellant] suggests
that Dershem opined on [A.F.]’s credibility.
After Dershem described her initial interview with [A.F.],
[Prosecutor] McGettigan asked her to define its purpose. “The
interview was ... to determine whether or not we had enough
information to consider it child abuse,” she explained, thus
prompting the attorney to ask what conclusion she had reached
that day. She responded, “[W]e felt that [A.F.] had some more
stuff to talk about,” adding that she and her coworkers felt after
the second interview that they had enough information to
conclude that the report alleging that [Appellant] had sexually
abused [A.F.] was indicated. McGettigan next asked whether
Dershem’s initial impression stemmed from a belief that [A.F.]
“was lying to you, making something up, or merely withholding
and failing to fully disclose,” and the caseworker clarified, “Just
withholding because he was uncomfortable talking about the
incidents.”
In eliciting Dershem’s opinion about why [A.F.] did not fully
disclose during their first interview, says [Appellant], the
Commonwealth violated the prohibition against experts testifying
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on the issue of a witness’s credibility. E.g., Commonwealth v.
McClure, 144 A.3d 970, 877 (Pa. Super. 2016). Read in context,
though, her comments do not reasonably lend themselves to that
interpretation.
When she made the allegedly objectionable observations,
Dershem was speaking within the confines of how she had
perceived [A.F.]’s conduct at one interview she had facilitated
more than three-and-a-half years earlier. She did not stray
beyond that: She did not attempt to characterize [A.F.] as
generally truthful; to suggest that either he or the larger
population of children who had been sexually abused tended not
to fully disclose initially; or to intimate that the jury should give
credence to his or any of the victims’ testimony. In short, there
was nothing about Dershem’s testimony from which one could
reasonably infer that she was opining about [A.F.]’s credibility in
2008 or 2012. Accordingly, [Attorney] Amendola had no basis to
object that she was opining on a witness’s credibility, whether as
an expert or as a layperson.
Id. at 49-51.
Based on our review, we agree with the PCRA court’s conclusions. Even
if Prosecutor McGettigan’s questions were intended to elicit improper opinion
testimony from Dershem, the jury was not instructed to regard her testimony
about Appellant’s inappropriate relationship with A.F. as an expert opinion.
Moreover, we cannot conclude that Dershem’s responses to Prosecutor
McGettigan’s questions undermined the jury’s fair consideration of A.F.’s
testimony that Appellant ultimately engaged him in oral sex. Therefore,
Attorney Amendola’s failure to object to Prosecutor McGettigan’s exchanges
with Dershem did not result in prejudice. See Daniels, 963 A.2d at 419.
19. Whether the [PCRA] court erred in finding
counsel [was] effective in neglecting to object to
the trial court’s erroneous guilt instruction as part
of its character evidence instruction[.]
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Appellant argues that PCRA court erred in rejecting his ineffectiveness
claim based on an “instruction that incorrectly told the jury to find [Appellant]
guilty even if it was not satisfied beyond a reasonable doubt of [Appellant’s]
guilt.” Appellant’s Brief at 133. Appellant asserts that Attorney Amendola
could have no reasonable basis for failing to object, and that “[t]he mistake
[wa]s more serious because it occurred in the context of an instruction on
character evidence and how such evidence is itself sufficient to raise a
reasonable doubt.” Id. Appellant states that character evidence is of
paramount importance in a case involving sexual offenses, and he concludes
that “improper character witness instruction [wa]s therefore more prejudicial
in such cases.” Id. at 133.
The Commonwealth responds that the inclusion of one erroneous word
in the court’s otherwise sound charge does not warrant a new trial.
Commonwealth’s Brief at 92. The Commonwealth asserts that when the
instructions are read as a whole, “one would be hard-pressed to conclude that
a reasonable juror would be genuinely misled by the erroneous insertion of an
incorrect word into an otherwise rudimentary, common-sense tenet. . .” Id.
at 95.
When reviewing a trial court’s jury instructions, we “will look to the
instructions as a whole, and not simply isolated portions, to determine if the
instructions were improper.” Commonwealth v. Antidormi, 84 A.3d 736,
754 (Pa. Super. 2014).
Additionally, we note that
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[a] jury charge will be deemed erroneous only if the charge as a
whole is inadequate, not clear or has a tendency to mislead or
confuse, rather than clarify, a material issue. A charge is
considered adequate unless the jury was palpably misled by what
the trial judge said or there is an omission which is tantamount to
fundamental error. Consequently, the trial court has wide
discretion in fashioning jury instructions.
Commonwealth v. Thomas, 904 A.2d 964, 970 (Pa. Super. 2006) (citations
omitted).
Here, the trial court’s instructions regarding character evidence were as
follows:
Now, the defense has offered evidence tending to prove that the
defendant is of good character. I’m speaking of the defense
witnesses who testified that the defendant has a good reputation
in the community for being law-abiding, peaceable, nonviolent
individual.
The law recognizes that a person of good character is not likely to
commit a crime that is contrary to that person’s nature. Evidence
of good character may by itself raise a reasonable doubt of guilt
and require a verdict of not guilty.
So you must weigh and consider the evidence of good character
along with the other evidence in the case and if on the evidence
you have a reasonable doubt of the defendant’s guilt, you may
find him not guilty.
However, if on all the evidence you are not satisfied beyond a
reasonable doubt he is guilty, you should find – that he is guilty,
you should find him guilty. But in making that determination, you
may consider evidence of good character which you believe to be
true.
N.T., 6/21/12, at 22 (emphasis added).
The PCRA court acknowledged the specific error in the instruction, but
concluded:
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Judge Cleland plainly and repeatedly instructed the jury that it
was the Commonwealth alone that had the burden of proving the
defendant guilty beyond a reasonable doubt and that the
defendant did not have to prove anything in his own defense. That
was in addition to several corollary references he had made during
the opening charge. It is thus unfathomable that [the trial court’s]
solitary misstatement left the jurors uncertain about the
applicable standard of proof, particularly when he had just finished
instructing them that “[e]vidence of good character may by itself
raise a reasonable doubt of guilt and require a verdict of not
guilty.”
PCRA Ct. Op., 10/18/17, at 58.
We agree with the PCRA court’s conclusions, which are supported by the
record. The trial court repeatedly stated that the Commonwealth had the
burden of proving each element of the charged offenses beyond a reasonable
doubt. See N.T., 6/21/12, at 9-12, 23, 25, 26, 27. When read in the context
of the charge as a whole, the jury instructions indicate that it was the
Commonwealth’s burden to prove Appellant’s guilt beyond a reasonable
doubt. See Antidormi, 84 A.3d at 754. Moreover, there is no indication that
the jury was “palpably misled by what the trial judge said.” See Thomas,
904 A.2d at 970. Accordingly, Appellant’s claim that counsel was ineffective
does not warrant relief. See Daniels, 963 A.2d at 419.
20. Did the [PCRA] court err in holding counsel [was]
effective in not filing a collateral appeal after the
denial of their motion to withdraw?
Appellant claims that counsel were ineffective for failing to file a
collateral appeal from the trial court’s order denying their June 5, 2012 motion
to withdraw from representation. Appellant’s Brief at 209. By way of
background, Appellant’s trial counsel filed separate motions for continuance
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on February 29, April 12, and May 30, 2012, all of which the trial court denied.
Jury selection was scheduled to commence on June 5, 2012.
With respect to the motion to withdraw, the PCRA court explained:
On June 5, 2012, trial counsel filed a motion to withdraw as
counsel, which they first discussed with Judge Cleland in
Chambers. Due to the volume of written discovery materials and
the unavailability of witnesses, they felt ill-prepared to defend
[Appellant]. Judge Cleland denied the motion, however, and
ordered them to proceed. Neither attorney sought to appeal that
order as collateral to the matter at hand, and both continued to
represent the defendant at jury selection and through trial.
PCRA Ct. Op., 10/18/17, at 18.
On direct appeal, Appellant challenged the denial of his motions for
continuances. When affirming the denial of Appellant’s motions for
continuance, this Court reasoned:
Here, from January 28, 2012, until June 15, 2012, [Appellant]
received voluminous supplemental discovery. From the
Commonwealth he received 9,450 pages of documentation, 674
pages of Grand Jury transcripts, and 2,140 pages from subpoenas
duces tecum. Due to the high volume of discovery received so
close to the trial date, counsel maintained they were unprepared
for trial and requested continuances on March 22, 2012, May 9,
2012, and May 25, 2012.
In orders entered on February 29, 2012, and April 12, 2012, the
trial court summarily denied the continuance requests. In an
order entered on May 30, 2012, however, the trial court addressed
[Appellant’s] claim regarding the need to postpone the trial due
to the volume of material provided in discovery. The trial court
explained its denial as follows:
The amount of material that I have ordered the
Commonwealth to provide in discovery has been significant.
No doubt sorting the wheat from the chaff has been time
consuming. Again, however, the defense team is assuredly
capable, even as the trial is ongoing, of sorting through the
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material to determine what is useful to the defense and what
is not.
***
While I certainly do not doubt the sincerity of defense
counsel in requesting a continuance, the reality of our
system of justice is that no date for trial is ever perfect, but
some dates are better than others. While June 5th does
present its problems, on balance and considering all the
interests involved—the defendant’s right to a fair trial, the
alleged victims’ right their day in court [sic], the
Commonwealth’s obligation to prosecute promptly, and the
public’s expectation that justice will be timely done—no date
will necessarily present a better alternative.
The trial court’s explanation denotes a careful consideration of the
matter. The decision does not reflect a myopic insistence upon
expeditiousness in the face of [Appellant]’s request; it was not an
arbitrary denial. Therefore, we can find no constitutional error,
nor abuse of discretion, in the denial of the continuance requests.
Assuming for the sake of argument, however, that the trial court
did commit an error in denying the continuance requests, we
would find the error harmless.
Sandusky, 77 A.3d at 672 (citations and footnote omitted). This Court
proceeded to conclude that there was evidence that the denial of the
continuances did not alter trial counsel’s conduct at trial and thus did not result
in prejudice. Id. at 673. Appellant, however, did not challenge the denial of
trial counsels’ motion to withdraw in his direct appeal.
Appellant now argues that trial counsel should have immediately
appealed the order denying the motion to withdraw as a collateral order.
When asserting that there was a reasonable possibility that this Court would
have granted relief on the merits of such an appeal, Appellant suggests:
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The critical question is whether there is a reasonable probability
that counsel would have been permitted to withdraw by the
Superior Court since the appellate court would have been
confronted with attorneys arguing, in good faith, that they could
not adequately represent their client.
[Attorney] Amendola himself acknowledged that he was not able
to adequately prepare and present his defense and testified to that
effect during his PCRA testimony. [Appellant’s] additional claims
demonstrate that [Attorney] Amendola was unable to effectively
represent [Appellant]. [Attorney] Amendola already made a
record-based statement that he could not effectively represent
[Appellant]. Had [Attorney] Amendola appealed, there is a
reasonable probability that he would have been permitted to
withdraw where the case was not yet a year old at the time (it
was only seven months from the filing of the first information to
the start of trial), he had not been granted serial continuances,
the case was highly complex involving eight accusers and ten
alleged victims with over forty charges, and in excess of 12,000
pages of discovery.
[Attorney] Amendola did not completely review the discovery in
this case. He did not review Matt Sandusky’s grand jury testimony
nor does it appear he was aware of the interview relative to
Calhoun until after trial. Given counsels’ own admissions that they
could not provide constitutionally effective counsel and would be
proceeding in violation of the canons of ethics, there is a
reasonable probability that the appellate court would have
permitted trial counsel to withdraw from the case.
Id. at 212-13.
The Commonwealth argues that even if Appellant could satisfy the
requirements of the collateral order doctrine, there is no reasonable
probability that an appellate court would have determined that Judge Cleland
abused his discretion in denying trial counsels’ motion to withdraw based on
their need for additional time. Commonwealth’s Brief at 150. The
Commonwealth notes that the same reasoning was rejected by the trial court
on three prior occasions, and that the Pennsylvania Supreme Court denied the
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motion for extraordinary relief and motion for stay in order to delay the trial.
Both motions were denied the day before submission of the motion to
withdraw. Id.
As this Court noted in Commonwealth v. Magee, 177 A.3d 315, 322-
23 (Pa. Super. 2017),
a trial court’s denial of counsel’s petition to withdraw under the
abuse of discretion standard.
***
The Rules of Criminal Procedure provide that an attorney for a
defendant may not withdraw without leave of court. Pa.R.Crim.P.
120(B)(1). A comment to the rule explains:
The court must make a determination of the status of a case
before permitting counsel to withdraw. Although there are
many factors considered by the court in determining
whether there is good cause to permit the withdrawal of
counsel, when granting leave, the court should determine
whether new counsel will be stepping in or the defendant is
proceeding without counsel, and that the change in
attorneys will not delay the proceedings or prejudice the
defendant, particularly concerning time limits. In addition,
case law suggests other factors the court should consider,
such as whether (1) the defendant has failed to meet his or
her financial obligations to pay for the attorney’s services
and (2) there is a written contractual agreement between
counsel and the defendant terminating representation at a
specified stage in the proceedings such as sentencing . . . .
Pa.R.Crim.P. 120, Cmt. This Court has stated:
No brightline rules exist to determine whether a trial court
has abused its discretion in denying a Petition to Withdraw
as counsel. A balancing test must be utilized to weigh the
interests of the client in a fair adjudication and the
Commonwealth in the efficient administration of justice.
Thus, a resolution of the problem turns upon a case by case
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analysis with particular attention to the reasons given by the
trial court at the time the request for withdrawal is denied.
Magee, 177 A.3d at 322-23 (some citations and footnote omitted).
Based on our review, we conclude that Appellant failed to establish a
reasonable possibility that this Court would have granted relief on the merits
of trial counsels’ petition to withdraw. Appellant’s suggested arguments for
appealing from the denial of his petition to withdraw would have been
substantially similar to the arguments raised in the denial of his motions for
continuances. As noted by this Court in relation to the denial of his
continuances, the trial court’s balancing of the relevant factors did not indicate
an abuse of discretion. See Sandusky, 77 A.3d at 672. Furthermore, as
noted above, Appellant has failed to establish that Attorney Amendola and
Attorney Rominger provided inadequate representation at trial. See
Commonwealth v. Spotz, 84 A.3d 294, 315 (Pa. 2014). Therefore, we
discern no basis to disturb the PCRA court’s rejection of this claim.
21. Did the [PCRA] court err where the cumulative
errors in this matter were so significant that they
deprived [Appellant] of a fair trial in violation of
his due process rights and his state and federal
constitutional right to a fair trial?
Appellant claims that the cumulative errors in his case were so
significant that he was deprived of a fair trial. Appellant’s Brief at 267. He
asserts that all of his appellate issues have arguable merit and that, therefore,
he is entitled to a new trial. Id.
The Pennsylvania Supreme Court has stated:
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We have often held that “no number of failed [ ] claims may
collectively warrant relief if they fail to do so individually.”
However, we have clarified that this principle applies to claims that
fail because of lack of merit or arguable merit. When the failure
of individual claims is grounded in lack of prejudice, then the
cumulative prejudice from those individual claims may properly be
assessed.
Spotz, 84 A.3d at 321 n.22 (citations omitted).
Appellant’s passing reference to cumulative error, however, does not
establish any error in the PCRA court’s analysis of this issue. See PCRA Ct.
Op., 10/18/17, at 58-59. In any event, although several of Appellant’s
individual claims failed for lack of prejudice, we agree with the PCRA court
that the combined effect of the errors did not deprive Appellant of a fair trial.
See Spotz, 84 A.3d at 321.
22. Is [Appellant] entitled to be re-sentenced as he
was illegally sentenced based on unconstitutional
mandatory minimum sentences?
In his final issue, Appellant challenges the legality of his sentence.
Appellant’s Brief at 268. Specifically, he argues that the trial court’s imposition
of mandatory minimum sentences under Section 9718 violated Alleyne v.
United States, 570 U.S. 99 (2013) and Commonwealth v. Wolfe, 140 A.3d
651 (Pa. 2016). Appellant’s Brief at 268. Appellant concedes that he did not
raise this issue in the PCRA court, but asserts that he is entitled to relief in
light of Commonwealth v. DiMatteo, 177 A.3d 182, 192 (Pa. 2018).
Appellant’s Brief at 269.
The Commonwealth concedes that Appellant’s aggregate sentences
relied on mandatory minimum sentencing provisions. The Commonwealth,
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however, suggests that a remand is unnecessary. Commonwealth’s Brief at
184-85. Instead, the Commonwealth requests that this Court “effectuate the
intent of the trial court by preserving the overall sentencing structure but
removing the mandatory designations currently affixed to the counts” where
the mandatory sentences were imposed. Id.
Initially, we note that a challenge to the applicability of a mandatory
sentencing provision such as former Section 9718(a) goes to the legality of
the sentence. See Commonwealth v. Shiffler, 879 A.2d 185, 188-89 (Pa.
2005) (explaining that a challenge to the applicability of Section 9714 raises
question of statutory construction, which is a pure question of law implicating
legality of sentence). In Alleyne, the Supreme Court held that any fact that
increases the sentence for a given crime must be submitted to the jury and
found beyond a reasonable doubt. Alleyne, 570 U.S. 99. The Supreme Court
reasoned that a Sixth Amendment violation occurs where such facts are not
submitted to a jury. Id. at 104. In Wolfe, our Supreme Court, relying on
Alleyne, held that 42 Pa.C.S. § 9718(a) “is irremediably unconstitutional on
its face, non-severable, and void.”30 Wolfe, 140 A.3d at 63.
Instantly, Alleyne was decided before Appellant’s direct appeal became
final and the instant PCRA petition was timely filed. See DiMatteo, 177 A.3d
____________________________________________
30 The version of Section 9718(a) in effect between 1995 and 2006 imposed
a five-year mandatory minimum sentence for a person convicted of IDSI when
the victim was less than sixteen years of age. See 42 Pa.C.S. § 9718(1) (eff.
1995). In 2006, the General Assembly increased the mandatory minimum
sentence from five to ten years. See 42 Pa.C.S. § 9718(1) (eff. 2006).
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at 192. Therefore, Appellant is entitled to application of Alleyne,
notwithstanding his failure to raise this claim in the PCRA court. See id.
Therefore, we agree with the parties that pursuant to the holdings in Alleyne
and Wolfe, the imposition of mandatory minimum sentences was illegal.
Therefore, Appellant is entitled to a remand for re-sentencing without
application of any unlawful mandatory minimum sentences.
We acknowledge that the trial court explained that the sentence was
“structured as a whole” and that
[t]here is no significance, therefore, to the fact that the sentences
on some counts are either concurrent with or consecutive to
sentences imposed on other counts. The fact that some sentences
are concurrent or consecutive to other sentences on other counts
is not any indication that I necessarily believe any one crime is
more or less serious than any other crime or that the offenses
against one person are any more or less deserving of punishment
than the offenses against any other person. I have simply tried
to simplify an otherwise complex sentencing structure into a more
easily understood format.
N.T., 10/9/12, at 49. However, we discern no authority for the
Commonwealth’s suggestion that we may simply strip the trial court’s
sentence of the mandatory minimum designation.
Accordingly, we affirm that part of the PCRA court’s order denying a new
trial, but we vacate the judgment of sentence in its entirety and remand for
re-sentencing without imposition of mandatory minimum terms. See
Commonwealth v. Bartrug, 732 A.2d 1287, 1289 (Pa. Super. 1999)
(holding sentencing error in multi-count case normally requires appellate court
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to vacate entire judgment of sentence so trial court can restructure its
sentencing plan on remand), appeal denied, 747 A.2d 896 (Pa. 1999).
Order affirmed in part. Judgment of sentence vacated in part. Case
remanded for re-sentencing. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 02/05/2019
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