People v. Custer , 2019 IL 123339 ( 2019 )


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  •                                        
    2019 IL 123339
    IN THE
    SUPREME COURT
    OF
    THE STATE OF ILLINOIS
    (Docket No. 123339)
    THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. JOHN
    MICHAEL CUSTER, Appellee.
    Opinion filed September 19, 2019.
    JUSTICE KILBRIDE delivered the judgment of the court, with opinion.
    Chief Justice Karmeier and Justices Thomas, Garman, Burke, Theis, and
    Neville concurred in the judgment and opinion.
    OPINION
    ¶1       In this appeal, we are asked to extend the procedures we established in People
    v. Krankel, 
    102 Ill. 2d 181
    (1984), and its progeny to protect a pro se criminal
    defendant’s sixth amendment right to effective assistance of trial counsel to similar
    claims of unreasonable assistance by postconviction counsel in purely statutory
    proceedings commenced under the Post-Conviction Hearing Act (Act) (725 ILCS
    5/122-1 et seq. (West 2010)). After weighing the potential effects, both positive and
    negative, of expanding our application of Krankel, we decline that invitation.
    ¶2                                         I. BACKGROUND
    ¶3       Petitioner John Michael Custer had already been convicted of numerous
    criminal offenses, both felonies and misdemeanors, when the State filed the instant
    charges. 1 We now address, however, only the facts needed for a complete
    understanding of this appeal.
    ¶4       In 2010, petitioner was charged in the circuit court of Peoria County with
    unlawful possession of a controlled substance; he entered an open guilty plea the
    next year. After accepting the plea, the trial court continued the case for sentencing.
    Prior to the sentencing hearing, however, petitioner was arrested again after two
    other incidents: (1) an attack on a police officer who was responding to a report that
    petitioner was assaulting a female in her home and (2) possession of a knife while
    threatening a man and a woman at a bar. Based on those incidents, petitioner was
    charged with unlawful possession of a weapon by a felon, aggravated assault,
    unlawful use of a weapon, and aggravated battery. Petitioner subsequently failed to
    return for sentencing in his 2010 drug case, and a warrant was issued for his arrest.
    ¶5       Petitioner was eventually apprehended and appeared for sentencing in his drug
    case. Based on his multiple felony and misdemeanor convictions, many involving
    “crimes of violence,” the State requested the maximum sentence of six years in
    prison. The State also noted that petitioner was the subject of “a multitude” of
    protective orders sought by a number of different women. The trial court sentenced
    petitioner to six years’ imprisonment.
    ¶6       Nine months later, in July 2013, petitioner entered a negotiated guilty plea to
    the charges of aggravated battery of a police officer and unlawful possession of a
    weapon stemming from the arrests during the pendency of his 2010 drug case. In
    1
    The order denying petitioner’s postconviction petition indicates one of his presentence
    investigation reports revealed that his prior criminal record includes 9 felony convictions, 10
    criminal misdemeanor convictions, 10 Class A traffic convictions, and 7 orders of protection entered
    against him.
    -2-
    exchange, the State recommended consecutive sentences of 4½ years and 5 years
    in prison, respectively, and agreed to dismiss the remaining charges. The trial court
    accepted the pleas and imposed the agreed-upon sentences.
    ¶7          In May 2014, petitioner filed a pro se postconviction petition, alleging that his
    private counsel in the 2010 drug case, Clyde Hendricks, was ineffective for failing
    to appeal or move to withdraw his guilty plea as petitioner requested. Petitioner’s
    filing advanced to a second-stage proceeding, and attorney Sam Snyder was
    appointed as his postconviction counsel. Snyder filed a supplemental
    postconviction petition, supporting the pro se allegations with four affidavits from
    petitioner claiming that both he and his girlfriend (Michelle Colvin) had asked
    attorney Hendricks to appeal petitioner’s drug conviction and sentence. Hendricks
    allegedly told them he would “take care of what needed to be done and for
    [petitioner] not to worry.” The petition also asserted that Hendricks failed to follow
    petitioner’s instruction to file a motion to withdraw his plea. Based on that showing,
    the trial court advanced the postconviction petition to a third-stage evidentiary
    hearing.
    ¶8         Prior to that hearing, Colvin sent the trial court a letter stating that (1) she knew
    petitioner was “not an innocent man,” (2) she helped him agree to plead guilty,
    (3) trial counsel Hendricks told her he was filing an appeal for petitioner, and
    (4) postconviction counsel Snyder “refused” to take her statement. Attorney Snyder
    also sent petitioner a letter stating that (1) Snyder had spoken to Colvin, (2) Colvin
    was “rude and disrespectful” to Snyder and his staff, and (3) Snyder would not be
    calling Colvin to testify at the evidentiary hearing because he did not believe her
    testimony would be helpful.
    ¶9         At the evidentiary hearing, petitioner testified that trial counsel Hendricks
    advised him that he would likely be sentenced to probation or three years in prison
    if he pled guilty to the drug charge. After instead receiving a six-year sentence,
    petitioner asked Hendricks to appeal. About a month later, Hendricks told petitioner
    he did not file an appeal because he found no viable appellate issues. Petitioner
    further testified that he asked Hendricks to file a motion to withdraw his plea and
    that his girlfriend Colvin also asked Hendricks to appeal.
    ¶ 10       In his testimony at the evidentiary hearing, Hendricks acknowledged telling
    petitioner he had a “good chance” of receiving no more than four years in prison
    -3-
    based on the small amount of cocaine at issue. Hendricks explained to petitioner
    that entering an open plea would make it difficult to challenge any sentence that
    fell within the proper sentencing range. While Hendricks expressed surprise when
    petitioner was given the maximum sentence, he reiterated that the sentence was
    within the trial court’s discretion. He denied any claim that petitioner expressed a
    desire to appeal or withdraw his plea, stating he would have filed for both if
    petitioner had asked.
    ¶ 11       The trial court took the amended postconviction petition under consideration.
    Before an order was entered, however, petitioner sent the judge a letter claiming
    that postconviction counsel Snyder failed to provide him with adequate
    representation by refusing to call Colvin as a witness at the evidentiary hearing.
    Petitioner also filed a pro se motion to “reconsider” the trial court’s ruling on his
    amended postconviction petition even though no ruling had yet been entered.
    ¶ 12       The trial court denied the amended postconviction petition and declined to
    address petitioner’s pro se motion to “reconsider” because he was still represented
    by counsel (Snyder). The court’s written order included express credibility
    findings: “The court finds [petitioner’s] testimony to be totally unbelievable. In
    addition to his manner while testifying the court finds [petitioner’s] testimony and
    claims are clearly contradicted by the facts and circumstances set forth in the
    record.” Conversely, the court found petitioner’s trial counsel, Hendricks, “to be
    very believable.”
    ¶ 13       Petitioner appealed, represented by the Office of the State Appellate Defender.
    Despite being represented by counsel, petitioner filed a pro se motion to dismiss
    the appeal and asked the appellate court to “order the circuit court to rule on [his]
    motion for reconsideration.” Petitioner again alleged that postconviction counsel
    Snyder erred by failing to call Colvin to testify at the evidentiary hearing. The State
    did not object to petitioner’s filing, and the appellate court dismissed the appeal,
    remanding for a ruling on his pro se motion to reconsider.
    ¶ 14      On remand, the trial court held a hearing on the motion to reconsider. Petitioner
    was not present, but postconviction counsel Snyder was in attendance. At the
    hearing, the State asserted that the motion did not really request “reconsideration”
    because petitioner did not claim the denial of his postconviction petition was error.
    Because petitioner asserted no new claims, the State relied on the arguments it made
    -4-
    during the second-stage proceedings, along with the rationale in the trial court’s
    order. It also asserted that petitioner’s motion did not allege any valid grounds for
    reconsideration: a change in the law, newly discovered evidence, or the court’s
    misapplication of the law. When given the opportunity to respond, postconviction
    counsel Snyder simply stated that the pro se motion “speaks for itself” and that he
    stood “on what [petitioner] already filed.” The trial court immediately denied
    petitioner’s motion to reconsider.
    ¶ 15       Petitioner then filed a second postconviction appeal, arguing the trial court erred
    in denying his reconsideration request without first conducting a Krankel hearing.
    Although the appellate court acknowledged that Krankel has never been extended
    to postconviction proceedings, it remanded the cause to the trial court for it “to
    conduct a Krankel-like inquiry into [petitioner’s] pro se claim of unreasonable
    assistance of postconviction counsel.” 
    2018 IL App (3d) 160202
    , ¶¶ 25, 31. The
    State filed a petition for leave to appeal that order under Illinois Supreme Court
    Rule 315(a) (eff. Apr. 1, 2018). We allowed that petition.
    ¶ 16                                      II. ANALYSIS
    ¶ 17       The question before us is whether the holding in Krankel, mandating a
    preliminary inquiry into the factual basis for a defendant’s pro se claim that trial
    counsel provided ineffective assistance (People v. Ayres, 
    2017 IL 120071
    , ¶ 11;
    
    Krankel, 102 Ill. 2d at 189
    ), should be extended to claims involving postconviction
    counsel. Before we can address that issue, however, we must consider the State’s
    argument that it is moot and, thus, the appellate decision is subject to vacatur as
    merely advisory. In response, petitioner asserts that the State has forfeited its
    mootness claim by not raising it in the appellate court or petition for leave to appeal.
    Because claims of forfeiture and mootness present questions of law, our review is
    de novo. People v. Thompson, 
    2015 IL 118151
    , ¶ 25; In re Alfred H.H., 
    233 Ill. 2d 345
    , 350 (2009).
    ¶ 18                                        A. Forfeiture
    ¶ 19       Forfeiture is a limitation on the parties, not the court. In the exercise of our
    discretion, we may address even forfeited issues. People v. Gawlak, 2019 IL
    -5-
    123182, ¶ 26. Here, petitioner argues the State’s mootness claim was forfeited.
    Because reviewing courts generally do not resolve moot questions or issue advisory
    opinions simply to provide precedential guidance (Italia Foods, Inc. v. Sun Tours,
    Inc., 
    2011 IL 110350
    , ¶ 41), we choose to consider the mootness claim in this case.
    ¶ 20                                      B. Mootness
    ¶ 21       The State argues that the question of whether to extend Krankel to pro se claims
    of unreasonable assistance by postconviction counsel is moot because petitioner
    has already received the requested relief: a preliminary Krankel hearing. Petitioner
    counters that the hearing on the allegation that postconviction counsel acted
    unreasonably was “a far cry from the functional equivalent of a Krankel inquiry.”
    After reviewing the entire page and a half of transcript documenting the purported
    Krankel hearing, we agree with petitioner.
    ¶ 22       Petitioner was not in attendance at the hearing to present his motion.
    Postconviction counsel Snyder, whose alleged conduct was the genesis of that
    motion, stated, not surprisingly, that petitioner’s pro se “motion [to reconsider]
    speaks for itself” and that counsel stood “on what [petitioner] had already filed.”
    Put simply, the cursory hearing conducted by the trial court does not demonstrate
    that it adequately considered petitioner’s pro se claim of inadequate representation
    pursuant to Krankel. See Ayres, 
    2017 IL 120071
    , ¶ 13 (stating that “the goal of any
    Krankel proceeding is to facilitate the trial court’s full consideration of a
    defendant’s pro se claims”). Necessarily then, we reject the State’s contention that
    petitioner already received the benefit of a preliminary Krankel inquiry, making
    this appeal moot.
    ¶ 23                  C. Applicability of Krankel to Postconviction Counsel
    ¶ 24       We turn now to the substantive dispute in this appeal: whether Krankel should
    apply to postconviction proceedings. More specifically, we must decide whether
    petitioner is entitled to a preliminary Krankel inquiry on his pro se claim that
    postconviction counsel Snyder provided him with unreasonable assistance.
    -6-
    ¶ 25        Our opinion in Krankel has evolved into a familiar common-law procedure in
    Illinois trial courts (Ayres, 
    2017 IL 120071
    , ¶¶ 11-13) that continues to provide a
    means for defendants to assert posttrial claims that trial counsel provided
    ineffective assistance. The twist here is that petitioner alleged inadequate
    representation by appointed postconviction counsel, not by trial counsel, during
    third-stage postconviction proceedings. Prior to the appellate decision in this case,
    however, Krankel has never been extended to allegations of unreasonable
    assistance by postconviction counsel. Because petitioner’s contention that Krankel
    is applicable to his postconviction claim presents a legal question of first
    impression, we will review it de novo. People v. Taylor, 
    237 Ill. 2d 68
    , 75 (2010).
    ¶ 26        The procedure outlined in Krankel was intended to “ ‘facilitate the trial court’s
    full consideration of a [petitioner’s] pro se claims of ineffective assistance of trial
    counsel and thereby potentially limit issues on appeal.’ ” Ayres, 
    2017 IL 120071
    ,
    ¶ 21 (quoting People v. Jolly, 
    2014 IL 117142
    , ¶ 29). In Krankel, the appellate court
    reversed the defendant’s burglary conviction and remanded for a new trial because
    it believed his constitutional right to effective assistance was violated when his trial
    counsel did not investigate a possible alibi witness. 
    Krankel, 102 Ill. 2d at 184
    .
    Unlike the instant case, both parties agreed on appeal that the defendant should
    have been appointed conflict-free counsel at a posttrial hearing on his pro se claim.
    Accordingly, we remanded the cause for another hearing on the ineffective
    assistance claim, this time with assistance from newly appointed counsel. 
    Krankel, 102 Ill. 2d at 189
    .
    ¶ 27       We recently refined our Krankel holding in Ayres, another posttrial case. There,
    we declared that appointment of new counsel was not automatically required in all
    Krankel proceedings. As we clarified, “ ‘[t]he law requires the trial court to conduct
    some type of inquiry into the underlying factual basis, if any, of a defendant’s pro se
    posttrial claim of ineffective assistance of counsel.’ ” Ayres, 
    2017 IL 120071
    , ¶ 11
    (quoting People v. Moore, 
    207 Ill. 2d 68
    , 79 (2003)). “ ‘ “[I]f the allegations show
    possible neglect of the case, new counsel should be appointed.” ’ ” Ayres, 
    2017 IL 120071
    , ¶ 11 (quoting Jolly, 
    2014 IL 117142
    , ¶ 29, quoting 
    Moore, 207 Ill. 2d at 78
    ). In addition, we recognized that holding a preliminary Krankel hearing provided
    the opportunity to create a proper record for appeal. Ayres, 
    2017 IL 120071
    , ¶ 13.
    -7-
    ¶ 28       Here, petitioner seeks to expand those holdings into the postconviction realm,
    asserting that “[a] Krankel-like inquiry into a petitioner’s claims of unreasonable
    assistance of counsel is *** necessary in order to effectuate the intent of the Act.”
    The precise contours of petitioner’s proposed inquiry, however, remain largely
    undefined. Based on the relief requested by petitioner and the parties’ arguments,
    it appears that the “Krankel-like inquiry” at issue is the postconviction equivalent
    of a preliminary Krankel hearing “to determine if conflict-free counsel needs to be
    appointed to represent [the petitioner] at the hearing on his motion to reconsider.”
    Before deciding whether to expand Krankel’s judicially created procedures to
    postconviction counsel, however, we first examine the policies and case law
    underlying proceedings under the Act (725 ILCS 5/122-1 et seq. (West 2010)).
    ¶ 29       Our legislature expressly adopted the Act to create a mechanism for criminal
    defendants to make collateral attacks on judgments by claiming a substantial
    violation of a constitutional right at trial. See 725 ILCS 5/122-1 et seq. (West 2010);
    People v. Flores, 
    153 Ill. 2d 264
    , 272 (1992). That remedial mechanism is broken
    down into three distinct procedural stages: (1) review of the postconviction petition
    for the gist of a constitutional claim; (2) the state’s filing of an answer or dismissal
    motion and the appointment of postconviction counsel on request if the petition is
    not frivolous or patently without merit; and (3) an evidentiary hearing, followed by
    the trial court’s ruling, if the petition survives the second-stage proceedings. 725
    ILCS 5/122-2.1(a)(2), 122-4, 122-5 (West 2010).
    ¶ 30       Because the sixth amendment right to counsel does not extend to postconviction
    petitioners, counsel is afforded in collateral proceedings under the Act only as a
    matter of legislative grace, if at all. People v. Cotto, 
    2016 IL 119006
    , ¶ 29 (citing
    People v. Hardin, 
    217 Ill. 2d 289
    , 299 (2005)). Consequently, criminal defendants
    seeking relief in postconviction proceedings have no constitutional right to counsel,
    effective or otherwise. Postconviction petitioners are entitled to only “the level of
    assistance guaranteed by the Act.” People v. Perkins, 
    229 Ill. 2d 34
    , 42 (2007). The
    required quantum of assistance has been judicially deemed to be a “reasonable
    level,” a standard that is significantly lower than the one mandated at trial by our
    state and federal constitutions. People v. Pendleton, 
    223 Ill. 2d 458
    , 472 (2006).
    ¶ 31      One rationale supporting that lower standard in postconviction cases is the
    widely differing statuses of defendants prior to and following conviction. Before
    -8-
    and during trial, criminal defendants are presumptively innocent of the charges filed
    against them; that presumption is stripped away once defendants have been
    convicted and pursue postconviction relief, generally after unsuccessfully
    attempting to obtain relief on direct appeal. People v. Greer, 
    212 Ill. 2d 192
    , 204
    (2004).
    ¶ 32       Commensurate with the lower reasonable assistance standard mandated in
    postconviction proceedings, Illinois Supreme Court Rule 651 (eff. July 1, 2017)
    sharply limits the requisite duties of postconviction counsel. They are required only
    to certify that they have “consulted with the petitioner by phone, mail, electronic
    means or in person,” “examined the record” as needed to shape the defendant’s
    pro se claims, and “made any amendments to the petitions filed pro se that are
    necessary for an adequate presentation” of those claims. Ill. S. Ct. R. 651(c) (eff.
    July 1, 2017). Those limited duties persist throughout the proceedings under the
    Act. Postconviction counsel may create a rebuttable presumption that reasonable
    assistance was provided by filing a Rule 651 certificate. 
    Perkins, 229 Ill. 2d at 42
    ,
    44. No similar laundry list mandating the basic professional duties required exists
    for trial counsel. Because the protections to ensure proper assistance by trial and
    postconviction counsel differ, claims of unreasonable performance by
    postconviction counsel logically need not be treated the same as claims of
    ineffective trial counsel for purposes of Krankel.
    ¶ 33       Nonetheless, petitioner argues that a “Krankel-like inquiry” is still required to
    address his claim that postconviction counsel Snyder provided unreasonable
    assistance under the Act. He relies heavily on this court’s unanimous decision in
    People v. Johnson, 
    2018 IL 122227
    . He specifically cites our explanation that “the
    only way to ensure the purpose of the Act is fulfilled, i.e., to ensure that criminal
    defendants are not deprived of liberty in violation of their constitutional rights, is
    to provide some means of reviewing attorney performance.” Johnson, 
    2018 IL 122227
    , ¶ 17. While Johnson undoubtedly continues to apply when a petitioner
    asserts that private counsel retained to assist in first-stage postconviction
    proceedings provided unreasonable assistance, it does not aid petitioner here. The
    quoted language addresses the unique issue before this court in Johnson: the need
    for us to institute “some means of reviewing” postconviction counsel’s
    performance. Here, in contrast, the question is the means necessary to conduct that
    review once it is mandated. Unlike Johnson, the question here is the proper scope
    -9-
    of Krankel proceedings, an issue never analyzed, or even mentioned, in Johnson.
    Johnson flatly fails to support petitioner’s contention that Krankel applies to pro se
    allegations of unreasonable assistance by postconviction counsel.
    ¶ 34       To support the position that Krankel should not be extended to postconviction
    counsel, the State relies on concerns expressed by the dissenting justices in Ayres.
    Ayres, 
    2017 IL 120071
    , ¶ 35 (Thomas, J., dissenting, joined by Karmeier, C.J., and
    Garman, J.). It argues that the extension of Krankel would magnify the potential for
    wasting limited judicial resources and multiply the already heavy strain Krankel
    places on our trial courts without any additional benefits.
    ¶ 35      The State’s argument touches on a useful balancing test for determining
    whether this court should extend in this case the procedures we put in place in
    Krankel and Ayres. If the additional drain on court resources caused by extending
    Krankel is offset by sufficient benefits, the extension is warranted, as the original
    procedure was in Krankel.
    ¶ 36       Looking first at the adverse impact on judicial resources of expanding Krankel
    to postconviction counsel, the equation is quite simple. Requiring our trial courts
    to provide additional procedural protections and hearings to postconviction
    petitioners will, of course, also inevitably require the expenditure of additional
    resources.
    ¶ 37       Nonetheless, petitioner also advances policy-based rationales for expanding
    Krankel, arguing that the expansion would reap significant benefits. Petitioner
    asserts that the interests of judicial economy are promoted by exploring the factual
    allegations underlying a claim of inadequate assistance in a Krankel hearing in both
    posttrial and postconviction cases by developing the factual record prior to appeal.
    He adds that Krankel inquiries are even more critical in postconviction cases
    because posttrial defendants who fail to request a Krankel hearing may raise their
    constitutional claims of ineffective assistance under the Act, but the same cannot
    be said for postconviction petitioners. Since only constitutional violations may be
    remedied under the Act and the right to postconviction counsel is merely statutory
    (725 ILCS 5/122-1(a)(1), (f) (West 2014); 
    Flores, 153 Ill. 2d at 276-77
    ), petitioner
    argues that those alleging unreasonable assistance of postconviction counsel under
    the Act would have “no recourse” if Krankel is not extended. As examples of the
    purported injustice, he cites the inability to seek relief if postconviction counsel
    - 10 -
    fails to advance all the claims in a pro se postconviction petition, fails to present
    supporting evidence, neglects to elicit responses from witnesses that corroborate
    other testimony, or fails to investigate or call a particular witness, as alleged here.
    ¶ 38       The flaw in petitioner’s argument is that it presupposes a higher standard of
    professional conduct for postconviction counsel than is imposed by Rule 651(c),
    the gold standard for postconviction duties. As we have explained, Rule 651(c)
    requires only that postconviction counsel certify having undertaken the limited
    actions prescribed. Those requirements do not include bolstering every claim
    presented in a petitioner’s pro se postconviction petition, regardless of its legal
    merit, or presenting each and every witness or shred of evidence the petitioner
    believes could potentially support his position. See Ill. S. Ct. R. 651(c) (eff. July 1,
    2017) (requiring postconviction counsel to certify they have “consulted with
    petitioner by phone, mail, electronic means or in person,” “examined the record”
    as needed to shape the petitioner’s pro se claims, and “made any amendments to
    the petitions filed pro se that are necessary for an adequate presentation” of those
    claims). Notably, petitioner does not cite any case law where an appeal from the
    rejection of a claim of noncompliance with Rule 651(c) was found to be a patently
    inadequate remedy, highlighting the inherently hypothetical nature of his assertion.
    ¶ 39       Petitioner’s hypothetical examples are also unpersuasive because the outcome
    on appeal would be the same both with or without a preliminary Krankel hearing.
    New counsel need not be appointed for a pro se postconviction petitioner if the
    claims raised are either objectively meritless or relate only to alleged errors in trial
    strategy. See 
    Taylor, 237 Ill. 2d at 75
    (stating that, “[i]f the court determines the
    [Krankel] claim lacks merit or pertains only to matters of trial strategy, new counsel
    need not be appointed and the pro se motion may be denied”); People v. Ramey,
    
    152 Ill. 2d 41
    , 52 (1992) (declining to find error in the trial court’s denial of new
    counsel because prior counsel’s alleged errors “related to trial tactics”). As we
    recently reiterated, “matters of trial strategy are generally immune from claims of
    ineffective assistance of counsel.” People v. Dupree, 
    2018 IL 122307
    , ¶ 44. We
    conclude that many of petitioner’s cited examples fall under the heading of “trial
    strategy,” such as counsel’s decisions to call and examine witnesses and to present
    evidence. See People v. West, 
    187 Ill. 2d 418
    , 432 (1999) (listing examples of
    decisions deemed to be trial strategy). Errors in trial strategy do not constitute
    ineffective assistance unless “ ‘counsel entirely fails to conduct any meaningful
    - 11 -
    adversarial testing’ ” 
    (West, 187 Ill. 2d at 432-33
    (quoting People v. Guest, 
    166 Ill. 2d
    381, 394 (1995)), a claim petitioner has not made here. Thus, we reject his
    argument that fairness and judicial economy necessitate the expansion of Krankel
    to claims of unreasonable assistance by postconviction counsel.
    ¶ 40       Nonetheless, in Ayres we noted one other potential benefit of Krankel
    proceedings: to “ ‘potentially limit issues on appeal.’ ” Ayres, 
    2017 IL 120071
    , ¶ 21
    (quoting Jolly, 
    2014 IL 117143
    , ¶ 29). The focus of that goal, however, is far more
    closely allied with posttrial proceedings than with postconviction ones. While
    appeals from posttrial motions require review of a myriad of claims, the bases for
    appeals in postconviction cases are far more limited, encompassing only substantial
    issues of constitutional proportion that could not have been presented on direct
    appeal. 725 ILCS 5/122-1(a)(1) (West 2010); People v. Young, 
    2018 IL 122598
    ,
    ¶ 16. Consequently, the utility of using Krankel proceedings to limit issues on
    appeal is greatly diminished in the postconviction setting, where the potential
    appealable issues are far fewer in number.
    ¶ 41       Overall, none of the benefits petitioner cites from extending Krankel to
    allegations that postconviction counsel provided inadequate assistance are as
    compelling as they were in their original posttrial context. Consequently, the
    analytical weight of those benefits in postconviction cases is lower than in our
    original Krankel calculus, while the weight of the adverse effects on available
    resources is necessarily higher.
    ¶ 42       After comparing the potential positive and negative consequences of extending
    Krankel, we conclude that the increased demand on trial court resources needed to
    accommodate the additional postconviction claims is not offset by a comparable
    increase in benefits. In fact, the potential benefits of applying Krankel in
    postconviction cases are significantly lower than they are in the posttrial setting.
    Employing Krankel hearings in postconviction cases simply fails to advance the
    goals underlying our original creation of that procedure in posttrial proceedings.
    Without a sufficient policy basis for expanding Krankel, we decline petitioner’s
    invitation to extend those proceedings to pro se allegations of unreasonable
    assistance by postconviction counsel.
    ¶ 43      Our decision not to extend Krankel to postconviction counsel is further backed
    by “society’s strong interest in the finality of convictions based on guilty pleas.”
    - 12 -
    People v. Brown, 
    2017 IL 121681
    , ¶ 53 (citing Lee v. United States, 582 U.S. ___,
    ___, 
    137 S. Ct. 1958
    , 1967 (2017)). In Brown, the defendant alleged his trial
    counsel provided ineffective assistance by erroneously advising him on the
    percentage of his prison sentence that would have to be served if he entered a guilty
    plea. Because he failed to establish a substantial violation of his constitutional right
    to effective assistance, we upheld the dismissal of his postconviction petition,
    noting the strong need for finality when a guilty plea is entered. Brown, 
    2017 IL 121681
    , ¶¶ 53, 55.
    ¶ 44       Here, petitioner’s claim of unreasonable assistance arises solely from legislative
    grace, without any supporting constitutional foundation. It cannot realistically be
    said that society’s interest in the outcome of the instant appeal is more compelling
    than it was in Brown. Society’s interest in finality is just as strong here as it was in
    Brown, adding support to our decision not to expand Krankel to postconviction
    counsel. If the legislature wishes to alter that outcome, of course, it may amend the
    Act to provide postconviction petitioners, such as Custer, the statutory benefit of
    Krankel-like proceedings.
    ¶ 45                                    III. CONCLUSION
    ¶ 46        For the reasons stated, we decline petitioner’s invitation to extend the posttrial
    motion procedures we created in Krankel to allegations of unreasonable assistance
    by postconviction counsel. Nonetheless, because the appellate court’s resolution of
    this case did not require it to consider other issues petitioner raised on appeal before
    it, we remand this cause to that court for its initial consideration of those matters.
    ¶ 47      Appellate court judgment reversed.
    ¶ 48      Cause remanded.
    - 13 -
    

Document Info

Docket Number: 123339

Citation Numbers: 2019 IL 123339

Filed Date: 9/19/2019

Precedential Status: Precedential

Modified Date: 9/19/2019

Cited By (23)

People v. Smith , 2022 IL 126940 ( 2022 )

People v. Custer , 2019 IL 123339 ( 2020 )

People v. Guerrero , 2023 IL App (1st) 211205-U ( 2023 )

People v. Carnalla-Ruiz , 2023 IL App (1st) 201183 ( 2023 )

People v. Sophanavong , 2020 IL 124337 ( 2020 )

People v. Urzua , 2023 IL 127789 ( 2023 )

People v. Brown , 2022 IL App (2d) 210311-U ( 2022 )

People v. Smallwood , 2022 IL App (5th) 190416-U ( 2022 )

People v. Perez , 2023 IL App (4th) 220280 ( 2023 )

People v. Lewis , 2022 IL App (1st) 192476-U ( 2022 )

People v. James , 2023 IL App (1st) 192232 ( 2023 )

People v. Custer , 2020 IL App (3d) 160202-B ( 2020 )

People v. Poole , 2022 IL App (4th) 210347 ( 2022 )

People v. Gordon , 2023 IL App (1st) 211608-U ( 2023 )

People v. Coaxum , 2023 IL App (3d) 200018-U ( 2023 )

People v. Coaxum , 2023 IL App (3d) 200018 ( 2023 )

People v. Smith , 2023 IL App (1st) 210909-U ( 2023 )

People v. Landa , 2020 IL App (1st) 170851 ( 2020 )

People v. Moreno , 2022 IL App (4th) 220102-U ( 2022 )

People v. Mohamed , 2022 IL App (1st) 210189-U ( 2022 )

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