Ruben Diaz v. State of Florida Fourth Judicial Circuit , 683 F.3d 1261 ( 2012 )

[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 10-15202 JUNE 11, 2012
________________________ JOHN LEY
CLERK
D.C. Docket No. 3:09-cv-01153-HLA-JRK
RUBEN DIAZ,
llllllllllllllllllllllllllllllllllllllll Petitioner - Appellant,
versus
STATE OF FLORIDA FOURTH JUDICIAL CIRCUIT,
IN AND FOR DUVAL COUNTY,
ATTORNEY GENERAL, STATE OF FLORIDA,
llllllllllllllllllllllllllllllllllllllll Respondents - Appellees.
________________________
Appeal from the United States District Court
for the Middle District of Florida
________________________
(June 11, 2012)
Before EDMONDSON and WILSON, Circuit Judges, and VINSON,* District Judge.
WILSON, Circuit Judge:
Petitioner Ruben Diaz appeals the district court’s dismissal of his 28 U.S.C.
§ 2254 petition for failure to meet the “in custody” requirement. The district court
found that because Diaz had completely served the sentence imposed by the state
court, he was no longer “in custody pursuant to the judgment of a State court” as
required by 28 U.S.C. § 2254(a). After review and oral argument, we affirm the
district court’s dismissal.
I
Back in 2002, Florida state officials arrested Diaz, and he was later indicted
on state racketeering charges. Before going to court for the state counts, Diaz was
transferred to federal custody and prosecuted on federal drug charges arising from
the same events. After pleading guilty to the federal drug charges, Diaz was
sentenced to a 150-month term of federal imprisonment, to be followed by a 5-
year term of supervised release. The federal district court imposed this sentence to
run concurrently with any state court sentence to be imposed under the state
*
Honorable C. Roger Vinson, United States District Judge for the Northern District of
Florida, sitting by designation.
2
indictment.1
In 2004, Diaz returned to state court to face the Florida racketeering
charges. He entered a negotiated guilty plea to one count of the indictment, but
his state sentence was not finalized for some time after entry of this plea. During
his first sentencing, the state court sentenced Diaz to a total of twenty years of
imprisonment to run concurrently with his federal incarceration. The state court
later corrected an error in that sentence and clarified that Diaz was to serve the
first 150 months (12.5 years) of his sentence in federal custody, thereby satisfying
his federal term of imprisonment, and then return to state custody to serve the
remaining 90 months (7.5 years).
The parties later concluded that Diaz was unable to begin his term of
incarceration in federal custody. There was a disagreement over the extent to
which Diaz would receive federal credit for his time served in state custody, so the
state court fashioned a new sentence in hopes of effectuating the original result.2
To achieve its original twenty-year sentence, the state court imposed a set of
consecutive sentences. The state court sentenced Diaz to a term of 7.5 years of
1
The Supreme Court recently held that a federal district court acts within its discretion to
impose a sentence relative to an anticipated state court sentence based on the same underlying
conduct. Setser v. United States, 566 U.S. ___, 132 S. Ct. 1463, 1468 (2012).
2
The State now acknowledges that this resentencing was based on an apparent
misunderstanding of federal law.
3
imprisonment to be served in state custody that was to run consecutively and prior
to the 12.5-year federal sentence that had been imposed by the federal district
court.3
On January 9, 2009, Diaz fully satisfied his state sentence of 7.5 years of
imprisonment and was transferred into federal custody.4 He requested a correction
of the calculation of his federal sentence, seeking credit for time served in custody
prior to the imposition of his federal sentence. In its administrative decision
granting relief, the Federal Bureau of Prisons explained that the federal district
court had imposed a sentence to run concurrently with Diaz’s state confinement.
It went on to clarify that Diaz’s federal sentence commenced on March 24,
2004—the date he received the federal sentence—based on a “Nunc Pro Tunc
Order issued by the Bureau of Prisons to have [his] federal sentence run
concurrently to [his] state sentence.” That decision reflects a projected release
date of July 18, 2013.
In September of 2009, Diaz filed the instant § 2254 petition challenging the
3
No motion was filed to alter Diaz’s federal sentence or to alert the federal district court
to the state’s newly devised sentence.
4
While in state custody, Diaz filed a motion under 28 U.S.C. § 2255 to vacate his federal
sentence. The district court denied that motion, and we declined to grant a Certificate of
Appealability on any claim. Because this court has not granted Diaz the right to file a successive
§ 2255 motion, see 28 U.S.C. § 2255(h), we cannot construe his current filing as one seeking
relief from his federal sentence.
4
constitutionality of his state convictions. The district court dismissed it because
Diaz had already satisfied his state sentence prior to the filing of his federal habeas
petition. The district court granted Diaz a Certificate of Appealability to permit
appeal of the dismissal of his petition, and Diaz timely appealed to this court.
Whether a petitioner is “in custody pursuant to the judgment of a State
court” is a jurisdictional question, Unger v. Moore, 258 F.3d 1260, 1263 (11th Cir.
2001) (per curiam), and we review de novo a district court’s dismissal for lack of
jurisdiction, Bradley v. Pryor, 305 F.3d 1287, 1289 (11th Cir. 2002).
II
Federal district courts entertain petitions for habeas relief filed by a person
“in custody pursuant to the judgment of a State court only on the ground that he is
in custody in violation of the Constitution or laws or treaties of the United States.”
28 U.S.C. § 2254(a); see also id. § 2241(c) (authorizing federal courts to grant
habeas relief to a petitioner who is in custody illegally). A federal habeas
petitioner must be “‘in custody’ under the conviction or sentence under attack at
the time his petition is filed.” Maleng v. Cook, 490 U.S. 488, 490–91, 109 S. Ct.
1923, 1925 (1989) (per curiam). The issue before us is whether, at the time Diaz
filed his habeas petition, he was in custody pursuant to the state judgment that is
the subject of collateral attack. We conclude that he was not.
5
The record establishes that as of January 9, 2009, Diaz’s state sentence had
fully expired. He filed this § 2254 petition on September 30, 2009—well after his
transfer into the custody of the Federal Bureau of Prisons. Diaz argues that the
Supreme Court’s decision in Garlotte v. Fordice, 515 U.S. 39, 115 S. Ct. 1948(1995), compels the conclusion that in September of 2009 he was still “in custody”
under his state sentence.5
Garlotte reiterated the principle that we “‘very liberally construe[] the “in
custody” requirement for purposes of federal habeas.’” 515 U.S. at 45, 115 S. Ct.
at 1951 (quoting Cook, 490 U.S. at 492, 109 S. Ct. at 1926). It held that a
petitioner in state custody may challenge the first of multiple, consecutive
sentences imposed—even where the first sentence has already been
served—because the multiplicity of sentences represents “a continuous stream” of
custody under 28 U.S.C. § 2254(a). 515 U.S. at 41, 115 S. Ct. at 1949. Central to
the Court’s reasoning was that invalidation of the petitioner’s first conviction
“would advance the date of his eligibility for release from present incarceration.”
Id. at 47, 115 S. Ct. at 1952. Because a shortened term of incarceration implicated
5
Diaz argues in his reply brief that the district court had jurisdiction because he is
otherwise unable to obtain timely review of his constitutional claims. See Daniels v. United
States, 532 U.S. 374, 383–84, 121 S. Ct. 1578, 1584 (2001) (plurality opinion). However, by
only including this argument in his reply brief, he has waived it. See Conn. State Dental Ass’n v.
Anthem Health Plans, Inc., 591 F.3d 1337, 1351 n.11 (11th Cir. 2009).
6
the core concerns of federal habeas review, the Court held that the petitioner could
challenge the first of two consecutive sentences, even though it had nominally
expired prior to the filing of his habeas petition. See id.Although we broadly construe the phrase “in custody,” that requirement has
not been extended to cover a scenario where a petitioner suffers no “present
restraint” from the conviction being challenged. See Cook, 490 U.S. at 492, 109 S.
Ct. at 1926. Thus, prior to Garlotte, the Supreme Court held that a petitioner was
not “in custody” for purposes of the federal habeas statute where his sentence had
expired and the prior conviction would “be used to enhance the sentences imposed
for any subsequent crimes of which he is convicted.” Id. Importantly, the Court
noted—and Garlotte did not suggest otherwise—that it has never held that “a
habeas petitioner may be ‘in custody’ under a conviction when the sentence
imposed for that conviction has fully expired at the time his petition is filed.” Id.
at 491, 109 S. Ct. at 1925.
Construing the custody requirement liberally, we find that Diaz’s state
sentence had fully expired at the time he filed his § 2254 petition and therefore
deprived the district court of jurisdiction to decide the petition’s merits. Diaz is
not currently under any “present restraint” attributable to his state conviction.
Moreover, the “core purpose of habeas review” identified in Garlotte—the
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shortening of the overall term of incarceration—is not implicated in this scenario
where different sovereigns impose individual sentences and the petitioner
challenges the conviction for which the sentence has been fully satisfied. See
Brown v. Warden, Springfield Med. Ctr. for Fed. Prisoners, 315 F.3d 1268,
1269–70 & n.1 (10th Cir. 2003) (holding that the petitioner did not meet the
§ 2254(a) “in custody” requirement when he challenged an expired state
conviction that ran consecutively to his present federal incarceration); Allen v.
Oregon, 153 F.3d 1046, 1048 (9th Cir. 1998) (“Garlotte applies only when the
petitioner is still in the custody of the same sovereign responsible for the
challenged conviction.”). A federal court’s grant of habeas relief here would do
nothing to alter Diaz’s present term of federal incarceration because the federal
government is generally not required to credit any portion of a prisoner’s time
served in state custody. See Setser v. United States, 566 U.S. ___, 132 S. Ct.
1463, 1471 (2012) (“If a prisoner . . . starts in state custody, serves his state
sentence, and then moves to federal custody, it will always be the Federal
Government—whether the district court or the Bureau of Prisons—that decides
whether he will receive credit for the time served in state custody.”). Because
Diaz’s state sentence is fully expired and a grant of relief would not serve to
accelerate his release from federal confinement, we find that at the time of filing
8
he was not “in custody pursuant to the judgment of a State court” within the
meaning of 28 U.S.C. § 2254(a).
We are aware of the categorical language that other courts have used to
describe Garlotte, but those cases do not undermine our conclusion here. See,
e.g., DeFoy v. McCullough, 393 F.3d 439, 442 (3d Cir. 2005) (“Garlotte allows us
to review a completed sentence when the prisoner . . . is still serving a sentence
imposed by a different court at a different time.”); Foster v. Booher, 296 F.3d 947,
950 (10th Cir. 2002) (“There is no indication in the language of Garlotte that these
principles are or should be limited to the particular facts that the Court was faced
with in that case.”). However, neither DeFoy nor Foster is inconsistent with our
conclusion here, as each involved a situation where the petitioner was serving the
latter of two sentences imposed by the same sovereign—in each case different
courts within the same state.6 In DeFoy, the Third Circuit ruled that the “in
custody” requirement was satisfied where two different Pennsylvania state courts
imposed consecutive sentences of imprisonment at different times. As in Garlotte,
a successful collateral attack would alter the second sentence because the “effect
of any error as to the former [conviction] was to delay the start of the latter.” 393
6
After Foster, the Tenth Circuit clarified that the broad language it previously used to
describe Garlotte was, indeed, not as broad as it may have appeared on paper. See Brown, 315
F.3d at 1270 n.1.
9
F.3d at 442. Along those same lines, the Tenth Circuit in Foster held that, where
different courts within the same state impose consecutive sentences at different
times, a petitioner is in custody under 28 U.S.C. § 2254(a) for the entirety of his
stream of state incarceration. 296 F.3d at 949–52. Again, the court found
noteworthy that state law required credit for any time served in the event of relief
and, thus, a successful habeas petition could affect the term of incarceration. See
id. at 950–51. And importantly, in each of these cases the petitioner was still in
state custody under some judgment of a state court, even though it was not the one
being collaterally attacked. See DeFoy, 393 F.3d at 441 (noting that petitioner
was serving a sentence for state sex offenses); Foster, 296 F.3d at 948 (describing
petitioner as serving a fifteen-year sentence imposed by a state court).
III
Because Diaz fully served his state sentence and is presently in custody of a
different sovereign, his relied-upon legal authority is uninstructive. Moreover,
this case does not present a situation where a habeas petitioner seeks to attack a
sentence yet to be served, e.g. Cook, 490 U.S. at 493, 109 S. Ct. at 1926(permitting collateral attack on a yet-to-be-served conviction in another state), or
one in which a successful § 2254 petition would affect the current incarceration,
e.g. Garlotte, 515 U.S. at 47, 115 S. Ct. at 1952. As a result of the full satisfaction
10
of the state court judgment, Diaz has been transferred to the sole custody of the
Federal Bureau of Prisons to serve the remainder of his sentence. He is thus no
longer in custody pursuant to any judgment of a state court, and the district court
properly dismissed the petition.
AFFIRMED.
11