State v. Jose Garcia Vasquez ( 2007 )

Reversed and Remanded and Majority and Concurring Opinions filed June 28, 2007

Reversed and Remanded and Majority and Concurring Opinions filed June 28, 2007.

In The

Fourteenth Court of Appeals

____________

NO. 14-06-00381-CR

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THE STATE OF TEXAS, Appellant

V.

JOSE GARCIA VASQUEZ, Appellee

On Appeal from the 400th District Court

Fort Bend County, Texas

Trial Court Cause No. 38,762

 M A J O R I T Y   O P I N I O N

In this intoxication-manslaughter case, we decide whether the trial court erred in suppressing the results of tests performed on a defendant=s blood sample.  The trial court granted a pre-trial motion to suppress this evidence based on the trial court=s conclusion that the State violated the Texas Constitution=s Due Course of Law Clause when the State destroyed the blood sample before trial.  Contrary to the trial court=s ruling, we conclude that, in this context, the Texas Constitution=s Due Course of Law Clause provides the same protection as the United States Constitution=s Due Process Clause.  Because the blood sample was not Amaterial, exculpatory evidence@ but only Apotentially useful evidence,@ under both of these constitutional provisions, the defendant/appellee had to show that the State destroyed his blood sample in bad faith.  Because there is no evidence of bad faith, we reverse the trial court=s order suppressing the test results.

I.  Factual and Procedural Background

While driving his vehicle on July 26, 2003, appellee Jose Garcia Vasquez collided with another vehicle, resulting in the death of Randy Clark.  Two hours after the collision, Vasquez=s blood was drawn and thereafter tested for alcohol.  The test results indicated that Vasquez=s blood-alcohol level was .12, which is above the legal limit for operation of a motor vehicle.  A few months later, on October 17, 2003, Vasquez was charged with the felony offense of intoxication manslaughter. 

Trial was initially set for April 13, 2004, but, by agreement, the trial date was reset to June 22, 2004, and then reset again for October 11, 2005.  In the interim, Robert Prince, a technician with the Texas Department of Public Safety Crime Laboratory in Houston, Texas (hereinafter ADPS Laboratory@), sent a letter dated September 8, 2003, to Trooper Alfred Bee of the Texas Department of Public Safety Highway Patrol.  The letter stated that Vasquez=s blood sample Acontained .12 grams of alcohol per 100 ml@ and that the Aevidence will be retained until notified of the disposition.@  About a year later, on September 20, 2004, before the case went to trial, Trooper Bee signed a form authorizing the destruction of the blood sample.  He marked the Aguilty@ and Adestroy@ boxes on the form even though the case had not yet been tried.  Trooper Bee later explained that he signed this form because Asomeone at the District Attorney=s office@ informed him, during a telephone conversation, that Vasquez had been found guilty.  On November 5, 2004, upon Trooper Bee=s recommendation, technicians Brenda Himes and Robert Prince of the DPS Laboratory destroyed Vasquez=s blood sample.

On September 13, 2005, almost two years after his indictment, Vasquez filed a AMotion for Discovery of Experts and Inspection@ requesting the State to disclose the names of its experts, including experts expected to testify on Vasquez=s intoxication, the results of any blood tests, and any expert opinions regarding extrapolations of the results of the blood tests.  On the same day, Vasquez also filed his first motion to suppress medical records and any blood-test results.  Vasquez did not inquire about the blood sample or request its production for independent testing.  A few weeks later, on September 30, 2005, Vasquez filed an unopposed motion to continue the October 11, 2005 trial setting because of another conflicting trial that had been reset due to Hurricane Rita.  Trial was reset again for February 28, 2006.  Shortly before that trial setting, the trial court conducted a pre-trial conference and considered various pre-trial matters, including Vasquez=s motion to suppress the blood-test results.  At that time, Vasquez=s counsel indicated that he might want to have a defense expert review the blood-test results and perhaps even retest the blood Aif it was still available.@  However, Vasquez did not file a motion seeking to independently test the blood or make any further inquiry.  Instead, Vasquez asked about the possibility of discussing the blood-test results with the State=s expert, Robert Prince.  Without a formal ruling from the trial court, the State agreed to make Prince available for conference and to produce the State=s file relating to the blood-test results.  Both parties indicated readiness to commence trial.

As agreed, a few days after the pre-trial conference, Vasquez=s counsel conferred with Prince, who, in the course of discussion, revealed that Vasquez=s blood sample had been destroyed.  Upon hearing this news, Vasquez, for the first time in three years, filed a AMotion to Discover, Inspect and Independently Test the Blood Evidence.@  He also filed a separate motion to suppress the results of all tests performed on his blood sample, alleging that the State=s destruction of the blood sample violated his rights under the United States Constitution=s Due Process Clause (ADue Process Clause@) and also under the Due Course of Law Clause in Article I, Section 19 of the Texas Constitution (ADue Course of Law Clause@).  On April 10, 2006, the trial court held a hearing on these motions and then took the matter under advisement pending its review of the evidence and case law.  The following week, the trial court issued a written order suppressing Aevidence in the medical records and the analysis of the blood evidence done by the Department of Public Safety laboratory relating to the blood alcohol content of defendant=[s] blood.@

In its April 17, 2006 order, the trial court concluded that the State destroyed the blood sample intentionally, knowingly, and purposefully, but not in bad faith.  The trial court ruled that the State had a duty to preserve the blood evidence.  The trial court found that Vasquez was unable to obtain comparable evidence by other reasonably available means and that the blood sample was Apotentially useful to the defendant.@  The State requested and received a hearing to clarify the trial court=s ruling on the motion to suppress.  At that hearing, on April 20, 2006, the trial court indicated that the destruction of the blood evidence was intentional, in that the State intended to destroy the blood sample, but the court  found no bad faith on the part of the State because the blood sample was destroyed based on the receipt of incorrect information.  The trial court stated at the hearing that its ruling was based on the legal standard articulated by the Waco Court of Appeals in  Pena v. State, 166 S.W.3d 274 (Tex. App.CWaco 2005), vacated by 191 S.W.3d 133, 145B46 (Tex. Crim. App. 2006), an opinion the Court of Criminal Appeals has since vacated.

II.  Standard of Review

A trial court=s ruling on a motion to suppress is reviewed for an abuse of discretion. Oles v. State, 993 S.W.2d 103, 106 (Tex. Crim. App. 1999).  An abuse of discretion occurs when the trial court=s decision is so clearly wrong as to lie outside the zone of reasonable disagreement.  Cantu v. State, 842 S.W.2d 667, 682 (Tex. Crim. App. 1992).  The trial court=s findings of fact are given almost total deference, and in the absence of explicit findings, we presume the trial court made whatever appropriate implicit findings are supported by the record. Carmouche v. State, 10 S.W.3d 323, 327B28 (Tex. Crim. App. 2000).  However, the application of the relevant law to the facts is reviewed de novo. Id. at 327.  Likewise, when the facts are undisputed and we are presented with a pure question of law, de novo review is proper.  Oles, 993 S.W.2d at 106.  The trial court=s ruling must be upheld if it is correct under any theory of law applicable to the case.  Estrada v. State, 154 S.W.3d 604, 607 (Tex. Crim. App. 2005).

III.  Analysis

In challenging the trial court=s ruling on Vasquez=s motion to suppress, the State asserts the trial court abused its discretion in suppressing the blood-test results because this evidence is not exculpatory and because there is no evidence of bad faith.^[1] The State argues that the Due Course of Law Clause affords no greater protection than the Due Process Clause.

In addressing  whether the pre-trial destruction of evidence constitutes a denial of due process of law under the United States Constitution, the Supreme Court of the United States has drawn a distinction between Amaterial, exculpatory evidence@ and Apotentially useful evidence.@  See Arizona v. Youngblood, 488 U.S. 51, 58, 109 S. Ct. 333, 337, 102 L. Ed. 2d 281 (1988).  A federal due-process violation occurs whenever a state suppresses or fails to disclose material, exculpatory evidence, regardless of whether the state acted in bad faith.  Illinois v. Fisher, 540 U.S. 544, 547B48, 124 S. Ct. 1200, 1202, 157 L. Ed. 2d 1060 (2004).  However, the United States Supreme Court has held that, if a defendant seeks to prove a federal due-process violation based on a state=s destruction of  potentially useful evidence, as opposed to material, exculpatory evidence, the defendant must show the state acted in bad faith in destroying the evidence.^[2] Fisher, 540 U.S. at 547B48, 124 S. Ct. at 1202; Youngblood, 488 U.S. at 57B58, 109 S. Ct. at 337.  The Youngblood court described potentially useful evidence as Aevidentiary material of which no more can be said than that it could have been subjected to tests, the results of which might have exonerated the defendant.@  Id, 488 U.S. at 57B58, 109 S. Ct. at 337.  The State=s testing showed that the blood sample at issue in this case was inculpatory, not exculpatory.  Even if Vasquez asserts that further testing would have produced exculpatory results, on this record, nothing more can be said of the blood sample than that it could have been subjected to tests, the results of which might have exonerated Vasquez.  Therefore, the blood sample the State destroyed is potentially useful evidence rather than material, exculpatory evidence.  Because the evidence the State destroyed was potentially useful evidence and because the trial court found that it was not destroyed in bad faith, under Youngblood, the trial court would have had to deny Vasquez=s motion to suppress had that been the only basis asserted in the motion.

Vasquez, however, also sought to suppress the evidence in question based on the Due Course of Law Clause, and the trial court indicated that it was following the Waco Court of Appeals=s opinion in Pena v. State in granting Vasquez=s motion to suppress.  See 166 S.W.3d 274 (Tex. App.CWaco 2005) (hereinafter, APena I@), vacated,  191 S.W.3d 133, 145B46 (Tex. Crim. App. 2006) (vacating and remanding opinion back to court of appeals).  In Pena I, the Waco Court of Appeals held that the Due Course of Law Clause provides a greater level of protection than the Due Process Clause.  See U.S. Const. amends. V, XIV, '1; Tex. Const. art . I, ' 19; Pena I, 166 S.W.3d at 278B82.  Based on this conclusion, the Pena I court held that under the Due Course of Law Clause, if the state destroys potentially useful evidence and the defendant would be unable to obtain comparable evidence by other reasonably available means, then, upon a motion by the defendant to determine the consequences, if any, of this destruction, the trial court must consider the following factors:

(1)       the degree of negligence involved,

(2)       the significance of the destroyed evidence considered in light of the probative value and reliability of secondary evidence that remains available,  and

(3)       the sufficiency of the other evidence used at trial to support the conviction.  

Pena I, 166 S.W.3d at 281B82.  According to Pena I, if, after considering these factors, the trial court concludes that a trial without the missing evidence would be fundamentally unfair, the trial court may then determine the appropriate measures needed to protect the defendant=s rights, such as instructing the jurors that they may infer that the missing evidence would have been favorable to the defense or dismissing the charges.  Considering these three factors, the Waco Court of Appeals held that the trial court had violated Pena=s rights under the Due Course of Law Clause, even though there was no evidence of bad faith on the part of law enforcement officials.  Id. at 280B83.  Therefore, the Pena I court reversed the trial court=s judgment and remanded for further proceedings.^[3] Id. at 283.   

At the time of the April 20, 2006 hearing in the instant case, Pena I was still pending before the Court of Criminal Appeals.  However, six days after this hearing, the Court of Criminal Appeals issued its opinion in Pena II and vacated the judgment in Pena I.  See Pena II, 191 S.W.3d at 145B46.  The Court of Criminal Appeals held that the Waco Court of Appeals erred by reviewing unassigned error regarding the Due Course of Law Clause without requesting additional briefing thereon.  See id.

On remand, the Waco Court of Appeals in Pena III again held that the Due Course of Law Clause provides a greater level of protection than the Due Process Clause.  See U.S. Const. amends. V, XIV, '1; Tex. Const. art . I, ' 19; Pena v. State, No. 10-03-00109-CR, CS.W.3dC,C, 2007 WL 1289426, at *2B16 (Tex. App.CWaco May 2, 2007, pet. filed).  The Pena III court held that, under the Due Course of Law Clause, the State has a duty preserve both material, exculpatory evidence and potentially useful evidence.  See Pena III, 2007 WL 1289426, at *13.  To determine whether the loss or destruction of potentially useful evidence violates the Due Course of Law Clause, the Pena III court adopted the legal standard employed by the Delaware Supreme Court for the due process protections of the Delaware Constitution.  See id. at *13B16.  Under this standard, to determine if the state has violated the defendant=s right to due process under the state constitution, courts balance the following factors:

(1)     whether the evidence would have been subject to discovery or disclosure,

(2)     if so, whether the state had a duty to preserve the evidence, and

(3)     if there was a duty to preserve, whether that duty was breached, and what consequences should flow from the breach.

See id. at *13B14.  With regard to the third element of this analysis, courts draw a balance between the nature of the state=s conduct and the degree of prejudice to the accused. See id. Under this analysis, the state must justify the conduct of the police or prosecutor, and the defendant must show how his defense was impaired by loss of the evidence.  See id.  In general terms, courts applying this analysis should consider:

(1)     the degree of negligence or bad faith involved,

(2)     the importance of the lost evidence, and

(3)     the sufficiency of the other evidence adduced at the trial to sustain the conviction.

See id. at *14.  After applying this analysis to determine if the state violated the Due Course of Law Clause, a court finding a violation then would have to perform a constitutional harm analysis. See id. at *17.  If a court determines then that harmful constitutional error has occurred, the court should choose from three potential remedies for the loss or destruction of this evidence: (1) dismissal, (2) exclusion of related evidence, or (3) an adverse-inference jury instruction.  See id. at *18.  Applying this analysis, the Pena III court reversed and remanded based on its determination that harmful constitutional error had occurred and that the appropriate remedy was an adverse-inference jury instruction. See id. at *16B19.  

To adjudicate this appeal, we must determine whether the Due Course of Law Clause provides a greater level of protection than the Due Process Clause regarding the State=s pre-trial destruction of potentially useful evidence in a criminal prosecution.  Beginning with the relevant texts of the two clauses, we note that, under the Due Course of Law Clause, A[n]o citizen of this State shall be deprived of life, liberty, property, privileges or immunities, or in any manner disfranchised, except by the due course of the law of the land.@  Tex. Const. art. I, ' 19.  Under the Due Process Clause, ANo State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law . . . .@  U.S. Const. amend. XIV, '1.  The Texas Constitution uses the words Adue course of the law of the land@ instead of Adue process of law,@ and the Due Process Clause does not specifically mention disfranchisement.  Otherwise, the wording of the two provisions is substantially similar.  Disfranchisement means Athe act of taking away the right to vote in public elections from a citizen or class of citizens.@  Black=s Law Dictionary 480 (7th ed. 1999).  Vasquez asserts that the reference to disfranchisement is a textual indication of a broader scope to the Due Course of Law Clause.  However, presuming without deciding that disfranchisement is not one of the privileges or immunities covered by the Due Process Clause, that would mean only that the Due Course of Law Clause applies to more types of deprivations than does the Due Process Clause.  Because this case involves an attempt to deprive Vasquez of his liberty, this potential difference in the two provisions is not relevant to the issue at hand.  The State=s attempt to deprive Vasquez of his liberty triggers the requirement of due course of law under the Texas Constitution and due process under the United States Constitution.  Therefore, the only words from the two constitutions that relate to the scope of the protections provided are Adue course of the law of the land@ and Adue process of law.@  Black=s Law Dictionary defines Adue course of law@ as a synonym of Adue process.@ See Black=s Law Dictionary 516 (7th ed. 1999).   Furthermore, this court has held that the Due Course of Law Clause generally does not provide any greater protection than the Due Process Clause.^[4]  See Rodriguez v. State, 21 S.W.3d 562, 568 (Tex. App.CHouston [14th Dist.] 2000, pet. ref=d).

In addition, eight other Texas courts of appeals, including the Waco Court of Appeals, have held that the Due Course of Law Clause does not provide a greater level of protection than the Due Process Clause regarding the State=s loss or destruction of evidence in a criminal prosecution.  See Alvarado v. State, No. 07-06-0086-CR, 2006 WL 2860973, at *3 (Tex. App.CAmarillo Oct. 9, 2006, no pet.) (not designated for publication) (declining to follow decision in Pena I and holding that Due Process Clause and Due Course of Law Clause provide the same protection as to the state=s destruction of potentially useful evidence); McGee v. State, 210 S.W.3d 702, 705 (Tex. App.CEastland 2006, no pet.) (same);  Salazar v. State, 185 S.W.3d 90, 92 (Tex. App.CSan Antonio 2005, no pet.) (same); Jackson v. State, 50 S.W.3d 579, 588B89 (Tex. App.CFort Worth 2001, pet. ref=d)  (holding that both Due Course of Law Clause and Due Process Clause require showing of bad faith by state in failing to preserve potentially useful evidence); Williams v. State, 946 S.W.2d 886, 893 & n.4 (Tex. App.CWaco 1997, no pet.) (concluding that state=s loss of videotape showing appellant=s performance of sobriety tests did not violate Due Process Clause or Due Course of Law Clause because there was no evidence of bad faith by state); Mahaffey v. State, 937 S.W.2d 51, 53 (Tex. App.CHouston [1st Dist.] 1996, no pet.) (holding that state=s erasing of videotape of sobriety tests did not violate Due Process Clause or Due Course of Law Clause because there was no evidence of bad faith by state); State v. Rudd, 871 S.W.2d 530, 532B33 (Tex. App.CDallas 1994, no pet.) (holding that Due Process Clause and Due Course of Law Clause provide the same protection as to state=s destruction of potentially useful evidence); Saldana v. State, 783 S.W.2d 22, 23 (Tex. App.CAustin 1990, no pet.) (same as Jackson) but see Pena III, 2007 WL 1289426, at *2B14; Pena I, 166 S.W.3d at 278B82.  

Other than the Waco Court of Appeals=s opinions in Pena I and Pena III, no Texas appellate opinion contradicts the above precedents from eight intermediate courts.  In Pena III, the Waco Court of Appeals acknowledged that its holding contradicts the text of the Due Course of Law Clause, the intent of the framers of the Texas Constitution, the holdings of seven Texas courts of appeals, and decisions in twenty-three other states.  See Pena III, 2007 WL 1289426, at *3B6, 9. Nonetheless, the evolution of due process jurisprudence, practical considerations, and considerations of Afundamental fairness@ convinced the Pena III court to adopt broader protections under the Due Course of Law Clause and to follow the decisions of courts in twelve other states in cases interpreting those states= constitutions.  See id. at *2B16.  After considering the opinions in Pena I and Pena III, we respectfully decline to follow them.  We agree with the decisions of the eight Texas courts of appeals which hold that the Due Course of Law Clause provides the same protection as the Due Process Clause regarding the State=s destruction of potentially useful evidence in a criminal prosecution.  Therefore, to show a violation, Vasquez had to have shown that the State acted in bad faith.  Fisher, 540 U.S. at 547B48, 124 S. Ct. at 1202; Youngblood, 488 U.S. at 57B58, 109 S. Ct. at 337.  However, the trial court found that the State did not act in bad faith in destroying the evidence in question, and there is no evidence to the contrary in our record.  Accordingly, the trial court erred in finding a violation of the Due Course of Law Clause and in granting Vasquez=s motion to suppress.

                                                             IV. Conclusion

Unquestionably, the State has an important duty to preserve evidence in its possession. It is incumbent upon the State to act diligently and carefully in preserving blood and other biological evidence for the accused=s use in pending or reasonably foreseeable litigation.  Because preserved evidence can help solve cases and exonerate the innocent, law enforcement officials should take extra precautions to ensure that all procedures are followed carefully before destroying evidence.  Safeguarding biological evidence in criminal cases is crucial because it can provide the best evidence of innocence or guilt.  Likewise, the failure to preserve biological evidence is problematic not only because it deprives the accused of the opportunity to test the evidence but also because the untimely destruction of potentially useful evidence tends to undermine the integrity of our system of justice.  Nonetheless, not all failures to preserve evidence in criminal cases result in the deprivation of constitutional rights.

The text of the Due Process Clause and the Due Course of Law Clause, as well as many Texas court opinions interpreting them, show that the respective provisions from our federal and state constitutions provide the same protections in this context.  Because the sole basis for the trial court=s ruling was an incorrect legal conclusion (based on the Waco Court of Appeals=s opinion in Pena I) that the Due Course of Law Clause provides greater protection than its federal counterpart, the trial court erred in suppressing the evidence, and we must reverse the trial court=s order.  Although this court by no means condones the pre-trial destruction of evidence (exculpatory or otherwise) without prior notice to the defendant, the law and the record evidence compel us to sustain the State=s sole issue, reverse the trial court=s order granting the motion to suppress, and remand this case to the trial court for further proceedings consistent with this opinion.

/s/        Kem Thompson Frost

            Justice

Judgment rendered and Majority and Concurring Opinions filed June 28, 2007.

Panel consists of Justices Frost, Seymore, and Guzman (Seymore, J., concurring).

Publish C Tex. R. App. P. 47.2(b).

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^[1]  As thus far there has been no trial, this appeal presents no issue regarding how the trial court should instruct any jury before whom this case may be tried.

^[2]  The State in its appellate brief in this case and various Texas intermediate courts in their opinions have failed to note this distinction and incorrectly have indicated that, to show a due-process violation regarding destroyed evidence, a defendant must show both that the evidence was (1) favorable and material and (2) destroyed in bad faith.  See, e.g., McDonald v. State,  863 S.W.2d 541, 543 (Tex. App.CHouston [1st Dist.] 1993, no pet.).

^[3]  The Pena I court apparently left it to the trial court on remand to decide the appropriate remedy for the Aviolation of the Texas Constitution@ the Pena I court concluded had occurred.  Id. at 283.

^[4]  The  Supreme Court of Texas also has stated that the language of these two clauses is Anearly identical@ and that there is no meaningful distinction between Adue course@ and Adue process.@  See Univ. of Texas Med. Sch. v. Than, 901 S.W.2d 926, 929 (Tex. 1995).