Captain Bruce Nelson, App. v. State Of Wa/board Of Pilotage Commissioners, Resp. ( 2019 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
CAPTAIN BRUCE NELSON, No. 68701-8-1
Appellant, DIVISION ONE
V.
UNPUBLISHED OPINION
STATE OF WASHINGTON and
WASHINGTON STATE BOARD OF
PILOTAGE COMMISSIONERS,
Respondents. FILED: October 28, 2019
CHUN, J. — After the Washington State Board of Pilotage Commissioners (Board)
denied Captain Bruce Nelson a pilot's license, he contested the decision in an
administrative proceeding. An administrative law judge(AU) upheld the decision.
Nelson then filed this civil suit under the Washington Law Against Discrimination,
chapter 49.60 RCW (WLAD). The trial court granted summary judgment for the State of
Washington and the Board determining that(1) res judicata and collateral estoppel
barred Nelson's WLAD claims,(2)the Administrative Procedure Act, chapter 34.05
RCW(APA) barred any challenges to the administrative proceeding,(3) Nelson did not
establish a prima facie case of age, gender, or disability discrimination, and (4) the
administrative record did not support his emotional distress claims. Though the court
erred by determining that res judicata and collateral estoppel applied, we affirm because
Nelson fails to raise a genuine issue of material fact on his age discrimination claim and
he abandoned his other claims.
No. 68701-8-1/2
I. BACKGROUND
After the Board denied Nelson a pilot's license, he pursued both administrative
and civil relief. Previously, we addressed Nelson's appeal of the administrative case
and affirmed the superior court order upholding the Board's final order denying Nelson a
license. Nelson v. Wash. Bd. of Pilotage Comm'rs, No. 75559-5-1,(Wash. Ct. App. Dec.
11, 2017)(unpublished) http://www.courts.wa.gov/opinions/pdf/755595.pdf
("Administrative Appeal"). The opinion from the Administrative Appeal contains a
recitation of the underlying facts. This opinion presents a general overview and
provides additional facts as necessary.
A. Nelson's Training
Nelson began his pilot training with the Board in January 2007. After seven
months and over 100 training trips under the supervision of licensed pilots, the Training
Evaluation Committee (TEC)1 reviewed Nelson's performance. During these first seven
months, Nelson had eight documented interventions. An "intervention" is when a
supervising pilot must take over the ship to prevent damage or stop a dangerous
situation from developing. The Board voted to extend Nelson's training program by two
months.
Nelson's first extension occurred from July to September 2007. During this
extension, Nelson had three interventions. The Board again voted to extend Nelson's
training.
Nelson's second extension lasted until October 2007. In this extension, Nelson
had three interventions and the Board again extended his training until December 2007.
The TEC is a committee that the Board designated to manage the training program.
2
No. 68701-8-1/3
In this third extension, Nelson had two interventions. After this extension, Nelson
contracted an illness and the Board extended his training program again in January
2008.
In January 2008, the Board decided to extend Nelson's training for four more
months. During this extension, Nelson participated in a trip involving the Pier 86 grain
terminal. On this trip, "a senior supervising pilot—and member of the[TEC]—was
forced to intervene in Nelson's tugging of the grain ship in order to avoid substantial
damage to the grain terminal and to the ship."
After Nelson's fifth extension, the TEC unanimously recommended that the
Board not license Nelson.
B. The Civil Action
On September 9, 2010, while Nelson pursued administrative relief, he filed a civil
action against the defendants. In his complaint, Nelson alleged the defendants
(1) violated WLAD by discriminating against him based on age, perceived disability, and
possibly gender, and by retaliating against him,(2) violated the APA, and (3) negligently
and/or intentionally inflicted emotional distress.
The defendants moved for summary judgment on September 23, 2011. The
defendants argued (1) res judicata barred Nelson's claims that the defendants failed to
comply with the APA,(2) collateral estoppel applied to the administrative decision to
prevent relitigation of the facts,(3) Nelson did not establish a prima facie case for any of
his discrimination claims, and (4) the remaining tort claims lacked merit. Nelson
opposed the motion.
3
No. 68701-8-1/4
On January 13, 2012, the court held a hearing where it determined that a
certified administrative record should be a part of the court file; it requested the parties
reach an agreement on the contents. The court heard oral argument on February 3,
2012.
On March 28, 2012, the trial court granted summary judgment in favor of the
defendants. The court concluded that res judicata barred Nelson's claims2 and
collateral estoppel applied to the AL's findings and conclusions. Relying on the AL's
findings, the trial court held Nelson did not establish a prima facie case of age, gender,
or disability discrimination. Finally, the court dismissed Nelson's emotional distress
claim as unsupported by the administrative record.
Nelson moved for reconsideration on April 9, 2012. On May 3, 2012, the court
denied the motion. Nelson appeals.3
II. ANALYSIS
A. Res Judicata
Nelson argues the trial court erred by deciding res judicata bars his WLAD
claims. The defendants do not present any argument on this issue. We agree with
Nelson.
We review de novo the legal question of whether res judicata applies. Atl. Cas.
Ins. Co. v. Or. Mut. Ins. Co., 137 Wn. App. 296, 302, 153 P.3d 211 (2007). Res judicata
prevents a party from relitigating claims from prior actions. Civil Serv. Comm'n v. City of
2 Though the defendants argued that res judicata applied to Nelson's APA claims, the trial court's
order appears to apply the doctrine to all of Nelson's claims, including those under WLAD.
3 We stayed this matter until the parties resolved the administrative case on June 29, 2018.
Our
Supreme Court further stayed this case in connection with Nelson's motion to supplement the record,
which stay was lifted on March 6, 2019.
4
No. 68701-8-1/5
Kelso, 137 Wn.2d 166, 171, 969 P.2d 474 (1999). When determining whether two
causes of action are identical such that res judicata bars the second action, courts
generally consider:
(1)[w]hether rights or interests established in the prior judgment would be
destroyed or impaired by prosecution of the second action; (2) whether
substantially the same evidence is presented in the two actions;(3)whether
the two suits involve infringement of the same right; and (4) whether the two
suits arise out of the same transactional nucleus of facts.
Rains v. State, 100 Wn.2d 660, 664,674 P.2d 165 (1983). The party arguing that res
judicata applies bears the burden of proof. Enslev v. Pitcher, 152 Wn. App. 891, 902,
222 P.3d 99 (2009). "[R]es judicata will not operate if . . . evidence needed to establish
a necessary fact would not have been admissible in the prior proceeding." Kelly-
Hansen v. Kelly-Hansen, 87 Wn. App. 320, 331, 941 P.2d 1108 (1997).
A plaintiff overcomes a motion for summary judgment in a discrimination case if
they show "that a reasonable jury could find that discrimination was a substantial factor
in the employer's adverse employment action." Mikkelsen v. Pub. Util. Dist. No. 1 of
Kittitas County, 189 Wn.2d 516, 528, 404 P.3d 464 (2017). A plaintiff establishes a
rebuttable presumption that precludes summary judgment in retaliation cases if they
establish that they participated in statutorily protected opposition activity, the employer
knew about that opposition activity, and the employer then discharged the plaintiff.
Currier v. Northland Servs., Inc., 182 Wn. App. 733, 747, 332 P.3d 1006 (2014). "Proof
of different treatment by way of comparator evidence is relevant and admissible" in
WLAD cases. Johnson v. Chevron U.S.A., Inc., 159 Wn. App. 18, 33, 244 P.3d 438(2010).
5
No. 68701-8-1/6
Here, the All ruled the performance of other pilots was not sufficiently probative
and excluded witnesses "being called solely for or questioned regarding the
performance of other pilots." The All stated,"[The issue before me is Captain
Nelson's pilotage training and I'm convinced that that case can be made with the record
that we have, without the other pilots, because the issue that I have to decide is whether
it was arbitrary and capricious and not whether it was different."
The All excluded comparator evidence that Nelson offered. This category of
evidence is relevant and admissible in WLAD cases. Thus, evidence needed to
establish a necessary fact in Nelson's WLAD case was not admitted in the
administrative proceeding. Because the All did not allow Nelson to present this
evidence, res judicata does not bar his WLAD claims. See Kelly-Hansen, 87 Wn. App.
at 331.
B. Collateral Estoppel
Nelson asserts the trial court erred by determining collateral estoppel applies to
the AL's factual findings because there is no identity of issues and such an application
would work an injustice. The defendants respond that the trial court correctly applied
collateral estoppel. We decide collateral estoppel does not apply because its
application would work an injustice.
We review de novo whether collateral estoppel bars relitigation of an issue.
Billings v. Town of Steilacoom, 2 Wn. App. 2d 1, 14,408 P.3d 1123(2017).
Collateral estoppel prevents parties from relitigating issues that a prior
proceeding addressed and finally decided. Christensen v. Grant County Hosp. Dist. No.
1, 152 Wn.2d 299, 305, 96 P.3d 957(2004). Collateral estoppel may apply to actions
6
No. 68701-8-1/7
brought under Washington's antidiscrimination laws. Billings, 2 Wn. App. 2d at 23.
Additionally, under Washington law, administrative decisions may have preclusive
effect. Reninger v. Dep't of Corrs., 134 Wn.2d 437, 449, 951 P.2d 782 (1998).4
A party asserting collateral estoppel bears the burden of proving:
(1) the issue decided in the prior adjudication is identical with the one
presented in the second action;(2) the prior adjudication must have ended
in a final judgment on the merits; (3) the party against whom the plea is
asserted was a party or in privity with the party to the prior adjudication; and
(4) application of the doctrine does not work an injustice.
Thompson v. Dep't of Licensing, 138 Wn.2d 783, 790, 982 P.2d 601 (1999); State v.
Williams, 132 Wn.2d 248, 254, 937 P.2d 1052(1997)("The party asserting collateral
estoppel bears the burden of proof.").
The injustice prong primarily concerns procedural inequality. Christensen, 152
Wn.2d at 309. The "party against whom the doctrine is asserted must have had a full
and fair opportunity to litigate the issue in the earlier proceeding." Christensen, 152
Wn.2d at 307. Thus, even if a court makes an error of law, collateral estoppel may
apply so long as a party fully litigated the issue and "did not attempt to overturn Ethel
adverse outcome." Thompson, 138 Wn.2d at 799-800.
Courts consider four factors when deciding whether collateral estoppel would
work an injustice, namely whether:
1. The plaintiff had the incentive to adopt a "wait and see" attitude in the
hope that the first action by another plaintiff would result in a favorable
judgment that might then be used against the losing defendant;
4 We note that for collateral estoppel to apply, an administrative decision must satisfy three
additional elements:"(1) whether the agency acted within its competence,(2)the differences between
procedures in the administrative proceeding and court procedures, and (3) public policy considerations."
Christensen, 152 Wn.2d at 308. But because we determine Nelson demonstrates that the administrative
proceeding does not satisfy the initial elements for collateral estoppel, we do not address these.
7
No. 68701-8-1/8
2. The defendant had the incentive to defend the first suit with full
vigor, especially when future suits are not foreseeable;
3. One or more judgments entered before the one invoked as preclusive
are inconsistent with the latter or each other, suggesting that reliance on
a single adverse judgment would be unfair; and,
4. The defendant might be afforded procedural opportunities in the later
action that were unavailable in the first and that could readily cause a
different result.
State Farm Fire & Cas. Co. v. Ford Motor Co., 186 Wn. App. 715, 725, 346 P.3d 771(2015). Under the fourth factor, "the opportunity to introduce evidence not before the
fact finder in the prior action is a new procedural opportunity that precludes application
of collateral estoppel." State Farm, 186 Wn. App. at 725-26.
As mentioned above, the AU excluded certain comparator evidence. The
comparator evidence was potentially critical to Nelson's WLAD claims because it could
establish that the Board treated Nelson differently than trainees outside his protected
categories. For this reason, the trial court erred in ruling collateral estoppel applied to
the AL's factual findings.
C. Age Discrimination
Nelson asserts the trial court erred by granting summary judgment for the
defendants on his age discrimination claim. The defendants contend Nelson failed to
establish a genuine issue that his age played a role in the Board's decision to not
license him. We agree with the defendants.
A trial court properly grants summary judgment when a party fails to present a
genuine issue of material fact. CR 56(c); Billings, 2 Wn. App. 2d at 14. "The appellate
court engages in the same inquiry as the trial court, with questions of law reviewed de
8
No. 68701-8-1/9
novo and the facts and all reasonable inferences from the facts viewed in the light most
favorable to the nonmoving party." Billings, 2 Wn. App. 2d at 14.
Because of the difficulty a plaintiff faces to prove discriminatory motive, courts
should rarely grant summary judgment for an employer in employment discrimination
cases. Mikkelsen, 189 Wn.2d at 527-28.
WLAD prjohibits employers from taking an adverse employment action on the
basis of a protected characteristic, such as age. RCW 49.60.180(2); see also
Mikkelsen, 189 Wn.2d at 526. To survive summary judgment, a plaintiff must
demonstrate "a easonable jury could find that the plaintiffs protected trait was a
substantial factor motivating the employer's adverse actions." Scrivener v. Clark Coll.,
1
181 Wn.2d 439, 445, 334 P.3d 541 (2014). To demonstrate the protected characteristic
served as a substantial factor, the plaintiff needs to show "that the protected
characteristic was a significant motivating factor bringing about the employer's
decision:" Scrivener, 181 Wn.2d at 445. The plaintiff has a burden of production, not
persuasion, and may prove discrimination through direct or circumstantial evidence.
Scrivener, 181 Wn.2d at 444.
1. Direct Evidence
To establish a prima face case of discrimination under the direct evidence test,
the plaintiff must provide direct evidence establishing "(1) the defendant employer acted
with a discriminatory motive and (2)the discriminatory motivation was a significant or
substantial factor in an employment decision." Alonso v. Qwest Commc'ns Co., 178
Wn. App. 734, 744, 315 P.3d 610(2013). Direct evidence "includes discriminatory
statements by a decision maker and other 'smoking gun' evidence of discriminatory
9
No. 68701-8-1/10
motive." Fulton v. Dep't of Soc. & Health Servs., 169 Wn. App 137, 148 n.17, 279 P.3d
500(2012).
Nelson claims that several items of direct evidence of age discrimination exist in
the record. Specifically, he cites (1) a letter written by Puget Sound Pilots(PSP)to the
Board,(2) Commissioner Mackey's testimony that the "baby boomers" would retire
soon,(3) Commissioner Davis's testimony that a pilot shortage existed, in part, because
pilots over 60-years-old were less willing to work on their days off, and
(4) Commissioner Addington's concerns of Nelson being stressed.
First, the PSP letter expressed concern over the increased average age because
"older pilots tend to be less able to handle the rigors of being overworked and take
longer to recover." The letter also states that "older pilots lose more work time to health
issues." But neither PSP nor the author of the letter, President Nor, was a decision-
maker with respect to Nelson. Licensed pilots formed the PSP, a private association,
which "administers the collection of pilotage fees and disbursement to its members."
Apparently, some of the Board members also belonged to PSP. But the association
does not have regulatory authority to issue licenses. See RCW 88.16.035 (I)(a)-(b)
(charging the Board with determining who qualifies for a pilot's license). Because
neither PSP nor President Nor engages in any decision-making as to whether a pilot
should be licensed, the PSP letter does not constitute direct evidence of age
discrimination.
Second, Commissioner Mackey's statement regarding "baby boomer" retirement
is not direct evidence of discriminatory animus. Commissioner Mackey made the
statement when Nelson's counsel asked, while deposing him, whether he remembered
10
No. 68701-8-1/11
discussions about the increase in the average age of pilots, as it related to how many
new pilots the Board needed. Commissioner Mackey responded "Yes. The baby
boomers, us kids, were coming through and we're going to have to get—that's why we
had the test. We've got to get new pilots coming into the system, and that was the
reason why, because us kids are getting old."
Given this context, Commissioner Mackey's statement does not reflect any
animus towards older workers. Instead, he merely explained that the Board needed
new pilots because it expected a number of pilots to retire soon. This falls short of
evidence of discriminatory motive. See Hatfield v. Columbia Fed. Say. Bank, 68 Wn.
App. 817, 825, 846 P.2d 1380(1993)(stating that inquiries into retirement is not
probative of age discrimination).
Third, Commissioner Davis's testimony does not reflect discriminatory intent. His
testimony indicated that in the past, pilots were called in on their days off several times
because there were too many jobs for the number of pilots on duty. Commissioner
Davis explained that "some of the [older] pilots have said, you know, that they used to
be able to do that, but because of their being of somewhat advanced age, that — and
by 'advanced' I mean anything over 60 or so, that they really need that two weeks off."
Again, this testimony does not demonstrate any animus towards older pilots. Instead,
the testimony merely explains why the Board feared a pilot shortage and therefore
aimed to license new pilots.
Lastly, Commissioner Addington testified that, because Nelson took a break from
training, he may have been feeling stressed. But Nelson does not point to anywhere in
the record where Commissioner Addington connected Nelson's perceived stress to his
11
No. 68701-8-1/12
age. Accordingly, Nelson fails to present any direct evidence of age discrimination.
2. Circumstantial Evidence
Where a plaintiff produces only circumstantial evidence, Washington applies the
McDonnell Douqlas6 evidentiary burden-shifting framework to determine whether
discrimination occurred. Mikkelsen, 189 Wn.2d at 527-28. Under this framework, the
plaintiff first has the burden to demonstrate a prima facie case of discrimination.
Mikkelsen, 189 Wn.2d at 527. If the plaintiff establishes a prima facie case, the
defendant then has the burden to give a legitimate, nondiscriminatory reason for its
decision. Mikkelsen, 189 Wn.2d at 527. If the defendant does so, the burden shifts
back to the plaintiff who must show the defendant's stated reason was pretext.
Mikkelsen, 189 Wn.2d at 527.
In Mikkelsen, a wrongful discharge case, the Supreme Court held that to
establish a prima facie case of discrimination, a plaintiff must show "(1)[they were]
within a statutorily protected class,(2)[they were] discharged by the defendant,(3)
[they were] doing satisfactory work, and (4) after [their] discharge, the position remained
open and the employer continued to seek applicants with qualifications similar to the
plaintiff."6 189 Wn.2d at 527.
The defendants argue Nelson did not establish a prima facie case of age
discrimination because he cannot demonstrate the third element, i.e., that he was
performing satisfactory work.
5 McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S. Ct. 1817, 36 L. Ed. 2d 668(1973).
6 Because Nelson's case concerns a failure to license, he would presumably satisfy the second
element by showing that the Board did not license him and meet the fourth element by showing the Board
continued to license applicants with similar qualifications. Nelson may pursue a WLAD claim against the
Board regardless of whether it employed him. See Galbraith v. TAPCO Credit Union, 88 Wn. App. 939,
949-51, 946 P.2d 1242(1997)(noting that WLAD cases are not limited to the employment context).
12
No. 68701-8-1/13
The only evidence Nelson highlights to argue that he was qualified for licensing is
that two commissioners felt Nelson was qualified in 2007. According to conference call
minutes from September 6, 2007, Commissioners Hannigan and Snyder indicated,
"Captain Nelson is ready for licensing. Evaluation reports from senior pilots have
indicated that Capt. Nelson is ready. Even though Capt. Nelson may not be a superstar
he is doing what we require of him. In our opinion he meets the requirements to be a
licensed pilot." Notably, however, these minutes were recorded after Nelson's first
training extension (in which he had three interventions). By the end of his fifth training
extension and after the intervention involving Pier 86, none of the commissioners,
including Hannigan and Snyder, felt Nelson qualified for licensing.
Throughout his extensions, the TEC found that Nelson performed inconsistently.
Specifically, the TEC stated Nelson "had significant and repeated difficulty in mastering.
. . shiphandling skills with respect to situational awareness during docking, undocking,
and waterway transits; and speed control." Nelson also demonstrated difficulty using
tugboats. The inconsistencies in these skills did not improve throughout the training
program extensions. At the end of Nelson's fifth extension, the supervising pilot
intervened because Nelson almost crashed into the dock at Pier 86. Commissioner
Mackey testified in the administrative case that the interventions were a serious factor,
and that he considered both the number of interventions and when they took place;
interventions towards the end of a trainee's program were especially concerning. The
Board extended the training program for every trainee with six or more interventions in
the initial period and did not license any trainee with more than eight total interventions.
Nelson had 17 total interventions and interventions continued throughout his
13
No. 68701-8-1/14
extensions. Other than the statements of Hannigan and Snyder, Nelson points to no
evidence that he was performing at a satisfactory level. Nelson does not demonstrate
an issue of fact on this point. As such, he fails to establish the third element required for
a prima facie case of discrimination. Accordingly, the trial court did not err in granting
summary judgment for the defendants.
D. Gender Discrimination, Disability Discrimination, and Retaliation
Though Nelson assigns error to the trial court dismissing his gender and disability
discrimination claims and retaliation claim,7 he does not adequately brief these issues.
A party abandons assignments of error that they do not argue in their brief. Greensun
Grp., LLC v. City of Bellevue, 7'Wn. App. 2d 754, 780 n.11, 436 P.3d 397(2019); RAP
10.3(a)(5). Accordingly, Nelson abandoned these issues.8
7 Though Nelson fails to sufficiently argue his retaliation claim in his opening brief, he does
address it in his reply. Appellate courts generally do not address arguments raised for the first time in a
reply brief, even if they are of constitutional magnitude, because the other party does not have a fair
opportunity to respond. State v. Peerson,62 Wn. App. 755, 778, 816 P.2d 43(1991). Though Nelson
technically may have raised the claim in his opening brief because he assigned error to the trial court
dismissing his retaliation claim, his failure to sufficiently argue the issue until his reply nevertheless
denied the defendant's a fair opportunity to respond to his claim.
But even if Nelson raised the issue, he failed to raise an issue of material fact. WLAD protects a
person engaging in statutorily protected activity from retaliation by an employer or "other person."
RCW 49.60.210(1). But "[a] general complaint about an employer's unfair conduct does not rise to the
level of protected activity in a discrimination action under WLAD absent some reference to the plaintiffs
protected status." Alonso, 178 Wn. App. at 754.
Here, Nelson fails to show that either his e-mail or his presentation to the Board referenced his
protected status. The e-mail does not mention age discrimination, Nelson's protected status as a person
over 40, or any other protected category. See RCW 49.44.090 (providing that it is an unfair practice for
"an employer or licensing agency, because an individual is forty years of age or older, to refuse to hire or
employ or license or to bar or to terminate from employment such individual"). As to the presentation,
Nelson does not claim that he ever alleged age discrimination or referenced his protected status in the
presentation. Thus, Nelson did not raise an issue of fact as to his engagement in protected conduct.
8 Nelson additionally assigned error to the court's order denying his motion for reconsideration,
but does not otherwise discuss the motion in his briefing. We deem abandoned, and will not consider,
assignments of error that the appellant does not argue or discuss in their brief. Greensun, 7 Wn. App. 2d
at 780 n.11. Accordingly, we decline to address this issue.
14
No. 68701-8-1/15
E. Attorney Fees
Nelson requests attorney fees pursuant to RAP 18.1. The entirety of his request
provides, "Pursuant to RAP 18.1, Capt. Nelson hereby requests an award of attorney's
fees and costs for this appeal, assuming he prevails at trial" (citing RCW 49.60.030(2)9).
Because we affirm the trial court's summary judgment order in favor of the defendants,
we deny Nelson's request for attorney fees.
Affirmed.
WE CONCUR:
9 RCW 49.60.030(2) states:
Any person deeming [themselves] injured by any act in violation of this chapter shall have
a civil action in a court of competent jurisdiction to enjoin further violations, or to recover
the actual damages sustained by the person, or both, together with the cost of suit including
reasonable attorneys' fees or any other appropriate remedy authorized by this chapter or
the United States Civil Rights Act of 1964 as amended, or the Federal Fair Housing
Amendments Act of 1988(42 U.S.C. Sec. 3601 et seq.).
15