Lofton v. United States ( 2023 )


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  • Case: 23-1175   Document: 48     Page: 1   Filed: 05/03/2023
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    SOMONA LOFTON,
    Plaintiff-Appellant
    v.
    UNITED STATES,
    Defendant-Appellee
    ______________________
    2023-1175
    ______________________
    Appeal from the United States Court of Federal Claims
    in No. 1:22-cv-00782-CFL, Senior Judge Charles F. Lettow.
    ______________________
    Decided: May 3, 2023
    ______________________
    SOMONA MARIE LOFTON, Fairfield, CA, pro se.
    JOSHUA A. MANDLEBAUM, Commercial Litigation
    Branch, Civil Division, United States Department of Jus-
    tice, Washington, DC, for defendant-appellee. Also repre-
    sented by BRIAN M. BOYNTON, PATRICIA M. MCCARTHY,
    DOUGLAS K. MICKLE.
    ______________________
    Before TARANTO, CHEN, and STOLL, Circuit Judges.
    Case: 23-1175     Document: 48     Page: 2    Filed: 05/03/2023
    2                                                LOFTON   v. US
    PER CURIAM.
    Somona Lofton sued the United States in the U.S.
    Court of Federal Claims (Claims Court), seeking an award
    of two million dollars and other judicial action (including
    imprisonment of the California Governor and other per-
    sons). Ms. Lofton alleged that several federal agencies,
    along with federal and state officials, “use[d] [her] for an
    illegal human experiment” in violation of several federal
    constitutional and statutory provisions, a federal regula-
    tion, and a California state statute. SAppx. 4. The United
    States moved to dismiss for lack of jurisdiction, but Ms.
    Lofton never filed a response. Eleven days after the dead-
    line to respond had passed, the Claims Court sua sponte
    dismissed the case for failure to prosecute under Claims
    Court Rule 41(b). Ms. Lofton appeals that dismissal. Be-
    cause we conclude that the Claims Court lacked jurisdic-
    tion, we affirm the Claims Court’s dismissal.
    I
    On July 19, 2022, Ms. Lofton, proceeding pro se, sued
    the United States in the Claims Court, alleging that sev-
    eral federal agencies, Congress, the Supreme Court, and
    the Claims Court violated the following: the First, Fifth,
    Sixth, and Fourteenth Amendments to the United States
    Constitution; 
    18 U.S.C. § 242
     (a criminal statute prohibit-
    ing the deprivation of any person’s constitutional rights un-
    der color of state or territorial law); 
    18 U.S.C. § 2071
    (a) (a
    criminal statute prohibiting the destruction or removal of
    public records); 50 U.S.C. § 1520a (a statute generally pro-
    hibiting the Secretary of Defense from testing chemical
    agents on civilian populations); and 
    49 C.F.R. § 801.56
     (a
    National Transportation Safety Board regulation exempt-
    ing, under certain circumstances, personal or medical files
    from public disclosure under the Freedom of Information
    Act (FOIA), 
    5 U.S.C. § 552
    )—the violations committed by
    “invading [her] privacy,” “follow[ing] [her] everywhere,”
    “tortur[ing] [her] by using [her] accounts for fraud,”
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    LOFTON   v. US                                             3
    “communicat[ing] to [her] using ultrasonic audio,”
    “spray[ing] [her] with chemicals,” and “us[ing] her for an
    illegal human experiment.” SAppx. 3–6, 12. 1
    Ms. Lofton also alleged that California state officials
    violated 
    18 U.S.C. § 371
     (a criminal statute prohibiting
    conspiring to defraud or to commit any offense against the
    United States) by using “electronic devices to . . . defraud
    Government funds” and by bribing “U.S. citizen[s] to tam-
    per with witness[es] and victims.” SAppx. 1. She further
    alleged that those state officials violated California Educa-
    tion Code § 48900 (a California state statute listing the
    grounds for suspension or expulsion of a student) by
    “kick[ing]” her second-grade son “out of school.” SAppx. 11.
    Finally, Ms. Lofton alleged that federal and state offi-
    cials did not adequately address the purported wrongdo-
    ings after she reported them. Specifically, Ms. Lofton said,
    “Gavin Newsom . . . used his relationship with the Judges,
    clerks and Joe Biden [and] Kamala Harris[]” to “delete foot-
    age from the Old Solano Courthouse to protect the employ-
    ees who destroyed [her] case,” SAppx. 12; see also SAppx.
    13, 18, possibly referring to complaints that Ms. Lofton
    1 Ms. Lofton subsequently filed two more actions not
    addressed in the present opinion. One is case no. 22-1335
    in the Claims Court, which appears to have been dis-
    missed. See Lofton v. United States, No. 1:22-cv-1335-AOB
    (Fed. Cl.), ECF No. 1 (Complaint), ECF No. 14 (Order of
    Dismissal). Ms. Lofton’s appeal in that matter is sepa-
    rately pending in this court. Lofton v. United States,
    No. 2023-1181 (Fed. Cir.). The second is case no. 21-1348
    in the Claims Court, which also appears to have been dis-
    missed. See Lofton v. United States, No. 1:21-cv-01348-
    MBH (Fed. Cl.), ECF No. 1 (Complaint), ECF No. 6 (Order
    of Dismissal). Ms. Lofton’s appeal in that matter is sepa-
    rately pending in this court. See Lofton v. United States,
    No. 2023-1632 (Fed. Cir.).
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    4                                                LOFTON   v. US
    filed in California state court, see generally Lofton v. United
    States, No. 1:22-cv-00782-CFL (Fed. Cl. July 19, 2022),
    ECF No. 1-1 (attaching the state court filings). And Ms.
    Lofton alleged that the judges and clerks of the Claims
    Court “are paid to cover for the president, vice president
    and governor Gavin Newsom,” SAppx. 14, and that the
    state officials directed the Claims Court to “reject [her]
    claim,” SAppx. 9.
    As relief, Ms. Lofton requested two million dollars—
    $500,000 in “[p]unitive damages” for each year that Gavin
    Newsom has served as governor of California—and life im-
    prisonment for the alleged wrongdoers. SAppx. 30.
    On September 15, 2022, the United States moved to
    dismiss Ms. Lofton’s complaint under Claims Court Rule
    12(b)(1) for lack of subject-matter jurisdiction. Ms. Lofton’s
    response was due on October 17, 2022 (based on an exten-
    sion of the original deadline of October 13). Having re-
    ceived no response to the government’s motion by the due
    date, the Claims Court, on October 28, 2022, dismissed Ms.
    Lofton’s complaint under Claims Court Rule 41(b)—which
    allows the Claims Court to “dismiss [an action] on its own
    motion” “[i]f the plaintiff fails to prosecute or to comply
    with these rules or a court order”—and entered final judg-
    ment on the same day. Ms. Lofton timely filed a notice of
    appeal on November 14, 2022, within the 60 days allowed
    by 
    28 U.S.C. § 2107
    (b). We have jurisdiction under 
    28 U.S.C. § 1295
    (a)(3).
    II
    On appeal, Ms. Lofton and the government only briefly
    contest the propriety of the Claims Court’s dismissal under
    Rule 41(b). See Ms. Lofton’s Informal Opening Br. at 1;
    United States’ Informal Response Br. at 9. Rather, before
    us, the parties principally dispute whether the Claims
    Court had subject-matter jurisdiction over the case. See
    Ms. Lofton’s Informal Opening Br. at 1–3; United States’
    Informal Response Br. at 9–18. Because we conclude that
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    LOFTON   v. US                                                5
    the Claims Court lacked subject-matter jurisdiction over
    Ms. Lofton’s claims, we need not and do not decide whether
    all the requirements of Rule 41(b) were met.
    A
    “‘Federal courts are courts of limited jurisdiction,’ pos-
    sessing ‘only that power authorized by [the] Constitution
    and statute.’” Gunn v. Minton, 
    568 U.S. 251
    , 256 (2013)
    (quoting Kokkonen v. Guardian Life Insurance Co. of Amer-
    ica, 
    511 U.S. 375
    , 377 (1994)). Consequently, “every fed-
    eral appellate court has a special obligation to ‘satisfy itself
    not only of its own jurisdiction, but also that of the lower
    courts in a cause under review.’” Bender v. Williamsport
    Area School District, 
    475 U.S. 534
    , 541 (1986) (quoting
    Mitchell v. Maurer, 
    293 U.S. 237
    , 244 (1934)); see Corus
    Group PLC v. International Trade Commission, 
    352 F.3d 1351
    , 1357 (Fed. Cir. 2003); 13 Charles A. Wright & Arthur
    R. Miller, Federal Practice & Procedure § 3522 (3d ed. up-
    dated Apr. 2023).
    We decide de novo whether the Claims Court had sub-
    ject-matter jurisdiction over Ms. Lofton’s claims. See Petro-
    Hunt, L.L.C. v. United States, 
    862 F.3d 1370
    , 1378 (Fed.
    Cir. 2017) (citing Fidelity & Guaranty Insurance Under-
    writers, Inc. v. United States, 
    805 F.3d 1082
    , 1087 (Fed. Cir.
    2015)). Although we interpret pro se plaintiffs’ complaints
    liberally, see Estelle v. Gamble, 
    429 U.S. 97
    , 106 (1976), Ms.
    Lofton still bears the burden of establishing the Claims
    Court’s jurisdiction, see Brandt v. United States, 
    710 F.3d 1369
    , 1373 (Fed. Cir. 2013) (citing Taylor v. United States,
    
    303 F.3d 1357
    , 1359 (Fed. Cir. 2002)).
    The Claims Court may not entertain a monetary claim
    against the United States unless the United States has
    consented to that suit—i.e., has waived its sovereign im-
    munity. See, e.g., United States v. King, 
    395 U.S. 1
    , 4
    (1969); see also United States v. Bormes, 
    568 U.S. 6
    , 9–10
    (2012); United States v. Sherwood, 
    312 U.S. 584
    , 586–87
    (1941). The Tucker Act is one such waiver. United States
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    6                                              LOFTON   v. US
    v. Mitchell, 
    463 U.S. 206
    , 212 (1983). It grants the Claims
    Court jurisdiction only over “any claim against the United
    States founded either upon the Constitution, or any Act
    of Congress or any regulation of an executive department,
    or upon any express or implied contract with the United
    States, or for liquidated or unliquidated damages in cases
    not sounding in tort.” 
    28 U.S.C. § 1491
    (a)(1).
    “The Tucker Act itself,” however, “does not create a
    substantive cause of action.” Fisher v. United States, 
    402 F.3d 1167
    , 1172 (Fed. Cir. 2005) (citing Mitchell, 
    463 U.S. at 216
    ; United States v. Testan, 
    424 U.S. 392
    , 398 (1976)).
    Instead, to invoke the Claims Court’s jurisdiction under the
    Tucker Act, the “plaintiff must identify a separate source
    of substantive law that creates the right to money dam-
    ages”—i.e., a “money-mandating” law. 
    Id.
     (citing Mitchell,
    
    463 U.S. at
    216–17; Testan, 
    424 U.S. at 398
    ). At the plead-
    ing stage, a substantive law is money mandating if the
    plaintiff makes “a non-frivolous allegation,” 
    id.,
     that the
    law “can fairly be interpreted as mandating compensation
    by the [United States],” United States v. Navajo Nation,
    
    556 U.S. 287
    , 290 (2009) (quoting Testan, 
    424 U.S. at 400
    );
    see Maine Community Health Options v. United States, 
    140 S. Ct. 1308
    , 1327–28 (2020).
    B
    Ms. Lofton did not plead any qualifying money-man-
    dating source of substantive law. Ms. Lofton’s invocation
    of 
    18 U.S.C. §§ 242
    , 371, and 2071(a), which are only crim-
    inal statutes, not money-mandating statutes, is insuffi-
    cient because the Claims Court does not have jurisdiction
    to hear criminal matters. See Joshua v. United States, 
    17 F.3d 378
    , 379–80 (Fed. Cir. 1994). To the extent that Ms.
    Lofton refers to those criminal statutes in an attempt to
    allege tort claims, the allegations fail because the Claims
    Court lacks jurisdiction to hear tort claims. See Brown v.
    United States, 
    105 F.3d 621
    , 623 (Fed. Cir. 1997) (“[The
    Claims Court] lacks jurisdiction over tort actions against
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    LOFTON   v. US                                               7
    the United States.” (citing 
    28 U.S.C. § 1491
    (a)(1); Keene
    Corp v. United States, 
    508 U.S. 200
    , 214 (1993))).
    Ms. Lofton’s complaint also cites 50 U.S.C. § 1520a, a
    statute that generally prohibits the Secretary of Defense
    from conducting “any test or experiment involving the use
    of a chemical agent or biological agent on a civilian popula-
    tion,” id. § 1520a(a)(1); 
    49 C.F.R. § 801.56
    , a regulation of
    the National Transportation Safety Board that exempts
    personal or medical files from public disclosure under the
    FOIA, 
    5 U.S.C. § 552
    , “if [the files’] disclosure would harm
    the individual concerned or would be a clearly unwar-
    ranted invasion of the person’s personal privacy”; and Cal-
    ifornia Education Code § 48900, a state statute listing the
    circumstances under which a student may be “suspended
    from school or recommended for expulsion.” None of those
    provisions can fairly be read to mandate compensation by
    the United States. In addition, “[c]laims founded on state
    law are . . . outside the scope of the limited jurisdiction of
    the [Claims Court].” Sounders v. South Carolina Public
    Service Authority, 
    497 F.3d 1303
    , 1307 (Fed. Cir. 2007) (cit-
    ing 
    28 U.S.C. § 1491
    ; Mitchell, 
    463 U.S. at
    215–18).
    Ms. Lofton’s complaint cites the First, Fifth, Sixth, and
    Fourteenth Amendments. But putting aside the Takings
    Clause of the Fifth Amendment, which is not invoked here,
    no decision of which we are aware holds any of those provi-
    sions to be money-mandating for the purposes of the
    Tucker Act, and we have in fact recognized the contrary.
    See United States v. Connolly, 
    716 F.2d 882
    , 887 (Fed. Cir.
    1983) (“[T]he [F]irst [A]mendment, standing alone, cannot
    be so interpreted to command the payment of money.”); Le-
    Blanc v. United States, 
    50 F.3d 1025
    , 1028 (Fed. Cir. 1995)
    (“His complaint included counts alleging violation of his
    rights under the Due Process Clauses of the Fifth and
    Fourteenth Amendments, the Equal Protection Clause of
    the Fourteenth Amendment, and the doctrine of separation
    of powers. None of these is a sufficient basis for jurisdiction
    because they do not mandate payment of money by the
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    8                                                LOFTON   v. US
    government.”); J & L Janitorial Services, Inc. v. United
    States, 
    231 Ct. Cl. 837
    , 838 (Ct. Cl. 1982) (due process and
    equal protection guarantees of Fifth Amendment not
    money-mandating); see also Omran v. United States, 
    629 F. App’x 1005
    , 1008 (Fed. Cir. 2015) (per curiam) (“The Sixth
    Amendment does not itself create a right to recover money
    damages . . . .”). In particular, for at least that reason, the
    Claims Court lacks jurisdiction to hear Ms. Lofton’s dam-
    ages claim for a due-process violation based on the alleged
    inadequate treatment of her allegations of wrongdoing.
    Further, to the extent that Ms. Lofton, while caption-
    ing her case to list only the United States as a defendant,
    is seeking relief from a state or local government, or from
    federal or state officials as individuals, the Claims Court
    lacks jurisdiction over those claims. See Sherwood, 
    312 U.S. at 588
     (“[I]f the relief sought is against others than the
    United States the suit as to them must be ignored as be-
    yond the jurisdiction of the [Claims Court].”); Brown, 
    105 F.3d at 624
     (“The Tucker Act grants the [Claims Court] ju-
    risdiction over suits against the United States, not against
    individual federal officials.”). And finally, Ms. Lofton in
    this court invokes 
    42 U.S.C. § 1983
    , see Ms. Lofton’s Infor-
    mal Opening Br. at 1–2, but the Claims Court lacks juris-
    diction over this claim even if we set aside the absence of
    invocation of that statute in the Claims Court and the fact
    that the statute is limited to persons acting under state or
    territorial law, see Settles v. U.S. Parole Commission, 
    429 F.3d 1098
    , 1105 (D.C. Cir. 2005); see also Coleman v.
    United States, 
    635 F. App’x 875
    , 878 (Fed. Cir. 2015) (per
    curiam). Congress provided for jurisdiction in the district
    courts for § 1983 claims of the sort at issue here (wholly
    aside from inapplicability to the United States), see 
    28 U.S.C. § 1343
    , and jurisdiction under the “Tucker Act is
    displaced . . . when a law assertedly imposing monetary li-
    ability on the United States contains its own judicial rem-
    edies,” Bormes, 
    568 U.S. at 12
    .
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    LOFTON   v. US                                             9
    III
    We have considered Ms. Lofton’s remaining arguments
    and find them unpersuasive. For the foregoing reasons, we
    conclude that the Claims Court lacked subject-matter ju-
    risdiction over Ms. Lofton’s claims, so we affirm the Claims
    Court’s dismissal of Ms. Lofton’s complaint.
    The parties shall bear their own costs.
    AFFIRMED